The Behavior Analyst
2003, 26, 159-169
No. 1 (Spring)
On Books
The Abstracted Operant:
A Review of Relational Frame Theory:
A Post-Skinnerian Account of
Human Language and Cognition,
edited by S. C. Hayes, D. Barnes-Holmes, and B. Roche
University
Mark Galizio
of North Carolina at
Wilmington
Hayes, Barnes-Holmes, and Roche (2001) have edited a series of tightly integrated articles that
present the relational frame theory (RFT) approach to the study of complex human behavior. The
book provides a well-elaborated account of RFT and reviews the literature on stimulus relations
that bears on the approach. Several articles examine extensions of RFT to a variety of issues ranging
from language and cognition to psychotherapy and religion, and these provide illustrations of the
comprehensiveness of the approach. Although RFT is a paradigm developed within the behavioral
tradition, it is not a traditional behavioral paradigm, and thus has been controversial. Problems and
puzzles in the study of stimulus relations and research directions needed for their solution are
considered.
Key words: relational frame theory, equivalence, stimulus relations
In the special issue on "Present
Trends and Directions for the Future"
published nearly 20 years ago (Journal
of the Experimental Analysis of Behavior, 1984), Marr (1984) urged behavior
analysts to extend their experimental
methods to the study of problems
"presently residing in the domain of
cognitive psychology: memory, thinking, imagery, problem-solving, language, perception." He expressed particular concern that
Language (or verbal behavior as we prefer to
say) has become almost the exclusive province
Hayes, S. C., Barnes-Holmes, D., & Roche,
B. (2001). Relational frame theory: A postSkinnerian account of human language and cognition. New York: Kluwer Academic/Plenum
Publishers.
I thank the Stimulus Relations Lab Group at
the University of North Carolina at Wilmington
for many productive discussions of the issues
reviewed here. Special thanks are due to Kate
Bruce for her comments on this paper.
Correspondence concerning the paper should
be addressed to Mark Galizio, Department of
Psychology, University of North Carolina at
Wilmington, Wilmington, North Carolina 28403
(e-mail: galizio@uncw.edu).
of the cognitivists with the result that even
though the functional relationships they discover
might be consistent with behavior analytic theory, proper credit is unlikely to be given or, indeed, acknowledged. (p. 354)
The years following these comments
saw exciting developments in the empirical analysis of complex human behavior on both basic and applied
fronts, but one of the most productive
approaches was the study of derived
stimulus relations. The seminal work
of Sidman (e.g., Sidman & Tailby,
1982) provided conceptual and experimental tools that allowed an entry to
the study of complex stimulus classes
that have obvious relevance to language. The stimulus equivalence paradigm generated considerable empirical
research as well as novel conceptual
developments. Of these, relational
frame theory (RFT; Hayes, 1991;
Hayes & Hayes, 1989) has been the
most prolific, generating scores of empirical and theoretical papers in the
past decade. RFT is a comprehensive
effort as well-it attempts to provide a
behavior-analytic account of virtually
159
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MARK GALIZIO
all the complex human phenomena
noted by Marr above, and, indeed, goes
beyond these as well. The RF' approach has grown large enough and is
sufficiently complex that the publication of the volume reviewed here,
which provides a detailed explication
of the theory along with reviews of the
research it has generated, is most welcome.
Many behavior analysts will be put
off by the title or at least by the implications of a "post-Skinnerian" account. Be assured that the RFT approach to the problems of human language and cognition remains behavioral. However, the authors do part
company with Skinner with respect to
critical details of the analysis of verbal
behavior (see below), and the implications of their approach. lead to significant departures from many of the
traditions of behavior analysis. Although many behavior analysts may ultimately disagree with the authors' approach, it deserves careful consideration and is important reading for experimental and applied behavior
analysts in any specialty. Indeed, the
intended audience for the book is even
broader, and the authors make an effort
to reach nonbehavioral psychologists
as well as behavior analysts. The technical language and the complexity of
the literature on stimulus relations
make this a difficult task. Parts of the
book will be tough going for behavior
analysts, and even more so for psychologists outside the field. Nonetheless, it can surely be recommended to
nonbehavioral colleagues, who are
likely to develop a better appreciation
of the scope and potential of behavior
analysis for their efforts.
The book is a collection of 13 chapters with 19 different authors, but it
does not read like a typical edited volume. Each chapter is coauthored by at
least one of the three editors (I will refer to all collaborators as "the authors"), and it is evident that considerable editorial effort has been made to
ensure that chapters flow from and
build on the previously developed ma-
terial. Thus, the chapters are seamlessly integrated, and the book reads more
like a monograph than an edited collection. The book is divided into two
parts, with the first eight chapters developing and reviewing "The Basic
Account" of RFI, and the five chapters
of the second part exploring the "Extensions and Applications" of the theory. The first three chapters introduce
the reader to RFT and present the details of the approach. These chapters
represent both the most important and
the most difficult part of the book, and
special emphasis will be placed on
them here. Chapters 4 through 7 review the literature generated by the application of RFI to a number of the
puzzles associated with verbal behavior such as thinking, problem solving,
metaphor, and rule governance. Following a summary of the basic approach in chapter 8, the second, more
speculative, part of the book explores
extensions of RFT to a broad list of
areas including development, education, social behavior, psychopathology,
psychotherapy, and religion.
Chapter 1: Why Post-Skinnerian?
The opening chapter provides a brief
overview of behavioral accounts of
language, inevitably coming to a focus
on Skinner's (1957) Verbal Behavior
and its limitations. Verbal Behavior
has been a rich source of conceptual
and interpretative analyses, but it has
been less successful in terms of generating empirical research. Although
there has certainly been an increase in
the experimental analysis of verbal behavior in recent years, as the authors
point out, much of this work was in the
areas of rule-governed behavior and
derived stimulus relations and did not
directly emanate from Skinner's book.
The authors argue that this limited empirical productivity is intrinsic to Skinner's definition of verbal behavior as
the behavior of a speaker that is reinforced through the mediation of a listener with a specialized history of reinforcement. The authors take issue
ON BOOKS
with this definition on two counts.
First, they argue that it is not a functional definition because the determination of whether a speaker's behavior
is verbal or nonverbal may depend, not
on the history of the speaker, but rather
on the history of the listener. Second,
the authors argue that Skinner's definition is too broad in that it includes
any three-term contingency in which
reinforcement is provided by an appropriately trained listener (including lever pressing by a rat with reinforcement by an experimenter). The authors
argue that a new definition is needed
that better captures the important features of language, and that RFT provides such a definition. These criticisms of Verbal Behavior are likely to
push some hot buttons for many behavior analysts, and some have already
responded to an earlier statement of
these points (Leigland, 1997). However, the value of RFT can be appreciated without completely rejecting
Skinner's approach in Verbal Behavior.
Although RFT is post-Skinnerian in
certain respects, a crucial point of commonality is that, like Skinner, the authors offer an analysis of verbal behavior as operant behavior.
Chapters 2 and 3: The RFT Account
Verbal behavior is a special kind of
operant behavior in the RF' account:
"Verbal behavior is the action offraming events relationally" (p. 43). Chapters 2 and 3 provide a description of
RFT that attempts to explain just what
that means. The starting point of the
analysis is the concept of the relational
operant-that organisms can learn to
respond to the relations between stimuli. So, for example, a contingency can
be arranged in which selecting the larger of any pair of stimuli is reinforced.
Given a training array with stimulus
pairs of varying sizes, it could be ensured that it is the stimulus relation,
rather than any particular stimulus size,
that controls selections. The authors
would view such a demonstration of
responding to the relations between
161
stimuli as evidence for a relational response class. The next step is to posit
that if relational operants can be
trained with respect to nonarbitrary, or
formal, relations like size, then
It seems plausible that some organisms, given
the appropriate history, may have such relational
responding come under the control of contextual
features other than simply the form of the relata.
That is, organisms could learn to respond relationally to objects where the relation is defined
not by the physical properties of the objects, but
by some other feature of the situation. (p. 25)
The authors refer to such cases as arbitrarily applicable relational responding and provide, as a key example, the
training of symmetrical relations between words and their referents that is
evident in early language learning. A
parent might name a ball, and then reinforce any orienting behavior to the
ball (but not other objects) on the part
of the child. Alternatively, the parent
might point to the ball, ask the child
what it is, and then reinforce the child's
saying "ball." An instance of a symmetrical relation is being trained in this
example, and after such training with
many different names and objects
(multiple-exemplar training) in the appropriate context, given an object, the
child will name it, and given a name,
the child will select or orient to the object with that name.
From the RFT perspective, symmetrical responding such as that described
above represents an abstracted operant
class that is generalized across objectname pairs. This is the sense in which
the concept of a relational frame is
used. If an adult says "wug" and then
points to a novel object, then given the
object, and perhaps the question "what
is this?," the child will say "wug."
The response of saying "wug" has no
history of reinforcement in response to
any object, but the response of relating
objects and names symmetrically does,
and so in the appropriate context, given
the name-object relation, the objectname relation will emerge. The authors
argue that all trained relations exhibit
this property of bidirectionality, which
they call mutual entailment: If A is re-
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MARK GALIZIO
lated to B, then B is related to A. But,
note that the nature of the entailed relation varies with the trained relation.
So if A is greater than B, then the entailed relation is that B is less than A.
Another entailed relation may occur
when two or more relations are trained:
combinatorial entailment. So if A is related to B and B is related to C, then
A is related to C (or may be, depending
upon the nature of the trained relations). The familiar transitivity property of equivalence classes is seen in
RFT as an instance of combinatorial
entailment in which the relation is one
of equality: If A = B and B = C, then
A = C. RFT posits an additional property of these complex relations: transformation of function. That is, functions trained to one stimulus that participates in a complex set of relations
will alter the functions of the other
stimuli in the set in predictable ways.
A classic example is the finding that an
emotional response directly conditioned to one member of an equivalence class transfers to other class
members without direct training
(Dougher, Auguston, Markham, Greenway, & Wulfert, 1994).
These complex relational operants
are considered as a type of response
frame called a relational frame:
Just as a picture frame can hold many pictures,
a response frame can include many different formal features while still being a definable instance of an overall pattern. "Frame" is not a
new technical term, and it is not a structure,
mental entity or brain process. It is a metaphor
that refers to a characteristic feature of some
purely functional response classes: The behavioral class provides an overall functional pattern,
but the current context provides the specific formal features that occur in specified parts of the
pattern. (p. 27)
A relational frame designates a particular type of response frame that defines
a class of arbitrarily applicable relational responding and shows mutual
and combinatorial entailment and
transformation of function. Note also
that a relational frame is an operant
without a specifiable topography: It is
an abstracted operant.
Sometimes referred to as higher or-
der, generalized, or overarching operants, the analysis and status of such response classes have been controversial
(see Pilgrim & Galizio, 2000). Of
course, operant classes of this sort are
perfectly consistent with the Skinnerian view that a response class is determined by its function and may include
a wide range of topographies. Yet,
while the authors make an effort to
ground the notion of relational frames
in terms of more traditional operant behavior, they also argue that relational
frames, and therefore, verbal behavior,
involve a new behavioral principle because of the emergent relations inherent with these generalized operants.
This leads the authors to some radical
departures from behavior-analytic traditions:
If the present analysis is correct, relational
frames alter other behavioral processes as a direct target of that learning. This means that
much of what we know in behavioral psychology must now be reexamined in the context of
the relational framing process. This would not
be quite so threatening to the tradition that gave
birth to the present approach if nonhumans
could readily acquire arbitrarily applicable relational responding. Apparently they do not. (p.
49)
Both the promise and the controversy
associated with RFT are well illustrated by this quote. Students of stimulus
relations, regardless of theoretical orientation, are excited about the possibilities of increased understanding of
uniquely human behavioral processes.
However, not all will accept the argument that the traditional methods of
behavior analysis, such as exploration
of fundamental processes through research with nonhumans, are inadequate
to understand relational frames. Behavior analysts are also cautious about
adding new processes and require compelling demonstrations of the need to
do so. However, the study of stimulus
relations in humans has led many behavior analysts to the conclusion that
some modification in basic principles
is needed (Home & Lowe, 1996; Sidman, 2000), so RFIT may be no less
parsimonious than other contemporary
accounts in this regard. In any case,
ON BOOKS
many basic questions remain regarding
these higher order relational operants.
In particular, the histories required to
produce the entailed relations and
transformation of function via relational frames are poorly understood, and
the ultimate fate of RFI may hinge on
progress in this direction.
Before these questions can be explored, however, it is important to consider why RFT theorists find it necessary to posit these elaborate operant
classes. For example, the reader may
note that many of the examples used
above come directly from the study of
equivalence classes; of course, there is
a familiar terminology and theoretical
framework already in place (Sidman,
1994, 2000) to account for them. Why
should terms like symmetry and transitivity and the emphasis on stimulus
classes be replaced with entailments
and relational frames? Indeed, with respect to the study of equivalence classes, it is not at all clear that the RFT
approach confers advantage. The extensive literature can be interpreted
from either the stimulus class or RFT
perspectives (and other theoretical positions as well; e.g., Home & Lowe,
1996) without great difficulty (Clayton
& Hayes, 1999). Further, Sidman
(2000) argues that the stimulus class
position makes predictions about
equivalence relations in certain situations that do not clearly follow from
RFT or other points of view (e.g.,
Dube & McIlvane, 1995; Estevez, Fuentes, Mari-Beffa, Gonzalez, & Alvarez, 2001).
The authors develop several arguments for RFT over the stimulus class
approach, but perhaps the most compelling is scope: Stimuli can be related
in many ways, and RFT provides a
general account that encompasses not
only equivalence relations but many
other important relational phenomena
as well. Equivalence relations are described in RFT terms as a frame of coordination. In a frame of coordination,
mutual and combinatorial entailments
produce the familiar patterns of symmetry and transitivity, respectively.
163
Transformation of function would result in the simple transfer of any
trained functions to the relata. However, other relational frames have been
described including opposition, distinction, causality, the various spatial
relations, and many more. These different frames may produce different
sorts of entailments and transformations of function. For example, if we
train that Stimulus A is opposite to B
and B is opposite to C, RFT predicts
that combinatorial entailment will
make A equivalent to C, and functions
trained to A will transfer to C but be
transformed in a fashion consistent
with opposition to B (e.g., if A is associated with a positive affective response, then B will evoke a negative
one). Chapter 3 reviews empirical research testing such predictions with
several relational frames, and the results are generally consistent with RFT
predictions (e.g., Dymond & Barnes,
1995; Steele & Hayes, 1991). It should
be emphasized that as yet there are
only a few studies of relational frames
other than coordination (equivalence),
and these have largely been conducted
with adult subjects with heavy use of
instructions to accomplish the complex
training procedures, so the histories
necessary to produce such performances remain poorly understood.
Although the findings to date are
preliminary, they offer a glimpse into
the exciting potential of the study of
complex stimulus relations. The relevance of studies of phenomena like the
complex transformations of function
described above provide an entry to
understanding the power of verbal behavior and many of the complex effects on behavior that words can produce. Although it may be that other
theoretical approaches can also provide
accounts of such phenomena (some
possibilities are suggested by Sidman,
1990, 1994), the strength of RFT is
that it is actively generating both predictions and new research programs in
these exciting areas. Most of the book
is an exploration of the broad scope of
164
MARK GALIZIO
problems that might be addressed by haviors termed thinking, planning, and
RFT.
problem solving. Whether a new technical term is needed to make these
points is arguable, and it remains to be
Chapters 4 through 8:
seen whether these features of RFI'
Extending the Account
will generate empirical analyses. ChapThese chapters extend the RFT ac- ter 6 focuses on rule-governed behavcount to specific consideration of a va- ior, and the account will be familiar to
riety of complex phenomena. For ex- those acquainted with Hayes' earlier
ample, chapter 4 provides an interest- work in this area (e.g., Hayes, Zettle,
ing treatment of analogy and metaphor & Rosenfarb, 1989). However, as our
in terms of relations between relations. understanding of the regulation of
That is, analogy is proposed to involve transformation of function by complex
placing two relational networks in a stimulus relations is increased, there
frame of coordination with one anoth- should be corresponding gains in uner. As an example, the authors suggest derstanding rule governance.
that if we are told that two foreign
Chapter 7 takes on the issue of selfcoins are related in the same way as a generated rules, and begins with an
dime and a nickel, the extant relational analysis of what is meant by self. The
network between the familiar coins authors introduce the notion of "deicwill transfer to the foreign one, such tic" relational frames that specify a rethat one coin will have twice the worth lation in terms of the speaker's perof the other. Although more complex, spective, particularly relations such as
the analysis of metaphor is similar, but "I-you," "here-there," and "theninvolves relational responding based now." The complexity of this analysis
on some formal properties of the stim- is beyond the scope of this review, but
uli in the two relational frames that are it leads to some interesting speculation
to be coordinated. These RFT ap- about self-regulation and self-concept
proaches to analogy and metaphor are with wide-ranging implications. Part 1
beginning to generate exploratory re- of the book ends with a summary
search with positive outcomes (e.g., chapter (chap. 8) that reviews the basic
Barnes, Hegarty, & Smeets, 1997; principles developed in the first seven
Stewart, Barnes-Holmes, Roche, & chapters, and, by this point, the reader
Smeets, 2002). Chapter 5 addresses is definitely ready for a bit of a recap!
thinking and problem solving from the Although this chapter apparently was
RFT perspective by introducing a new designed to stand alone, after working
technical term-pragmatic verbal through the dense material of the main
analysis-that "refers to framing rela- body of the book, most readers will
tionally under the control of abstracted benefit from the further clarification
features of the nonarbitrary environ- and review provided here.
ment that are themselves framed relationally" (p. 90). Although this defi- Chapters 9 through 13: To Boldly
nition may seem a bit opaque, the gist Go
seems to be that a complex verbal history with the attendant history of abPart 2 takes the RFT approach to arstraction means that virtually any stim- eas in which there is less of a research
ulus will provide a context for a variety base, and of necessity, these chapters
of possible relational frames, and these are more speculative. However, they
inevitably invoke verbal processes that, successfully illustrate the potential and
in turn, alter reactions to that stimulus. promise of RFT and behavior analysis
One implication is that verbal process- to address a host of problems that are
es influence virtually every aspect of often considered by outsiders to be behuman behavior. In addition, pragmatic yond the scope of the field. Chapter 9
verbal analysis is used to describe be- on development is particularly strong
...
ON BOOKS
in that it considers some of the classic
objections to behavioral views in the
developmental area (Piagetian stages,
language acquisition, moral development) and briefly outlines behavioral
accounts of these in RFT terms. For
example, children's ability to add plural endings as appropriate to novel
words is explained in terms of a novel
noun entering a frame of coordination
with other nouns. When more than one
noun object is presented, transfer of
plural function would result in adding
the appropriate plural sound. Chapter
10 describes some implications of RFT
for education and along the way provides an interesting RFT account of
"theory of mind" and of logic learning. These efforts to show nonbehavioral readers that there are behavioral
solutions to some of the problems of
special interest in their fields were very
welcome in these chapters, and more
of this sort of thing would have been
beneficial throughout the book. Chapter 11 addresses some classic issues in
social psychology such as prejudice,
persuasion, and social attraction. Although the accounts are speculative,
they do suggest that RFT may lead to
interesting insights into social behavior. Chapter 12 focuses on psychopathology and psychotherapy, and it is
worth noting that a system of behavior
therapy that has received book-length
treatment itself (Hayes, Strosahl, &
Wilson, 1999) is derived from RFT. In
brief, the RFT account of psychopathology emphasizes its verbal sources.
The authors argue that human suffering
is linked to the uniquely verbal capacities to imagine something better and
to fear something worse. The emphasis
of therapy, then, is to help clients accept that private events of this sort cannot be escaped but need not be debilitating. However, the reader will have
to go beyond the brief chapter in the
present book to get much more than an
outline of the approach. Finally, the authors show that they are not afraid to
take on the really big issues with chapter 13: religion, spirituality, and transcendence. The chapter includes an ac-
165
count of religious control as rule-governed behavior and also of spiritual experience in terms of the relational
frames of perspective taking that provide the RFT approach to self. Obviously, the accounts in these final chapters are speculative and thus may be
somewhat off-putting to many behavior analysts. However, these chapters
provide valuable illustrations of the interpretative scope of RFT and may be
understood as an "orientation to action, rather than as a definitive RIFT
statement" (p. 197).
Problems, Puzzles, and Directions for
Future Research
The authors are excited about the directions that RFT can take behavior
analysis and the excitement is infectious. There are RIFT and acceptance
and commitment therapy Web sites, a
listserve, and specialized conferences.'
Although the authors certainly promote
the value of the approach, to their credit they also recognize that the status of
the theory remains tentative and depends on the resolution of a number of
problems. In fact, one of the major virtues of the book is that almost every
chapter poses unanswered questions
and leads to new directions for research to address them.
The problems that seem most urgent
to address are the most basic: the issues revolving around the theoretical
and empirical status of the abstracted,
or higher order, operant. These are fundamental to the approach because relational frames are understood to be
higher order or overarching operants,
yet just how such operants are to be
defined is unclear (see Pilgrim & Galizio, 2000). Some theorists have emphasized that higher order operants are
those that include multiple operant
classes within them, but as the authors
note, such properties could probably be
ascribed to nearly any operant. To the
authors, the critical feature of higher
' Listserve address is rft@unr.edu; Web site is
http://www.relationalframetheory.com.
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MARK GALIZIO
order operants is the lack of defining
topographical features: Such operants
are purely functional (or nearly so) and
are truly abstracted operants. Of
course, no operant is properly defined
solely in terms of formal properties, so
a matter of degree is involved here.
The rat may show a highly consistent
topography of pressing a lever with its
paw, but occasional movements that
result in the animal deflecting the lever
with its head or back may still be part
of the response class. However, operant
classes that lack any consistency in
terms of a topographical response definition often do seem to involve special
cases. Thus, examples of higher order
operants include the production of novel responses, the generation of random
numbers, and generalized imitationresponse classes whose topographies
are enormously variable. One puzzle
concerns just what is selected when
such an operant is reinforced. A particular instance of the operant is followed
by reinforcement, of course, but that
instance may be quite different topographically from all other members of
the class, so induction cannot be invoked, and the question becomes how
these different instances become integrated operant class members. Certainly there are many clear demonstrations
of these purely functional operant classes, but that does not mean that they
are well understood. In what ways, if
any, do such operants differ from their
more concrete relatives in acquisition,
extinction, generalization, or other basic processes? Unfortunately, there has
been too little empirical analysis of
these fascinating phenomena to address
such questions.
Demonstrations of the acquisition of
higher order operants have rarely gone
much beyond the observation that multiple-exemplar training is sufficient to
establish the functional relation (or not,
as in much of the nonhuman research).
Some have raised concerns that even
the successful demonstrations with arbitrary relations do not provide a sufficient account: "A linguistically naive
organism's abstraction among com-
monalities from a set of exemplars that
share no physical feature requires more
of an explanation than just a history of
experience with the exemplars" (Sidman, 1994, p. 557). However, the authors take the view that if orderly functional relations are observed within a
particular response definition, then that
definition is successful, and several
studies of antecedent stimulus control
and consequential control are reviewed
throughout the book to support the status of relational frames as operants
(e.g., Healy, Barnes-Holmes, & Smeets,
2000; Wilson & Hayes, 1996). These
experiments are important advances,
but because they have generally involved adult subjects with sophisticated preexperimental relational repertoires, they do not completely address
Sidman's point. For example, Healy et
al. provided an elegant demonstration
of consequential control of components within a frame of coordination.
However, it does not necessarily follow
that such frames originate as posited by
RFT. Initial development of such
frames must occur very early in childhood and would involve the establishment of generalized symmetry and
transitivity by multiple-exemplar training, presumably in a common context,
to produce the linkage between the
forms of mutual and combinatorial entailment required for the frame of coordination. RFT predicts that only after
these types of training would frames of
coordination emerge, but the logistical
difficulties of testing these predictions
are considerable.
A similar set of questions can be
raised regarding the sources of transformation of function. It is a crucial
concept for virtually all of the many
applications of RFT, and a detailed account of its roots is needed. Like mutual and combinatorial entailments,
transformations of functions are also
presumably generalized operants under
contextual control. That is, transferring
a response trained to one event participating in a frame of coordination to
another would be reinforced, and, after
multiple-exemplar training of this kind,
ON BOOKS
such transfer would become generalized in a coordination context. It is not
too hard to imagine such early training
developing in children with words and
objects. A child trained to say "meow"
in the presence of a cat might produce
a positive parental reaction by saying
''meow"' in the presence of a picture
of a cat or the letters C-A-T. If this sort
of contingency occurred across multiple exemplars, a generalized transfer of
function might develop. However,
training of a somewhat different sort
would be required to produce appropriate transformations of function in
frames of opposition and other complex frames, and it is not clear precisely what sorts of experience would be
required to bring these about. There is
very little research available to clarify
the histories necessary to produce
transformations of function. BarnesHolmes, Barnes-Holmes, Roche, and
Smeets (2001a, 2001b) showed that
multiple exemplar training facilitated
the transformation of function in accordance with symmetry in several 4to 5-year-old children who failed to
show the effect after initial training.
These studies provide a neat demonstration of the operant control of transfer of function, but the limited transfer
observed initially was a bit puzzling.
Presumably such behavior would already be at a high operant strength as
a prerequisite for even rudimentary
language function. As Barnes-Holmes
et al. note, the repertoire of transformation in accordance with symmetry
was certainly not established ab initio
in their study, but, more likely, contextual control of the frame was shaped.
Clearly, our understanding of the development of transformation of function is very limited at present. Indeed,
there are significant questions regarding the determinants of transformation
in adults (e.g., Markham & Markham,
2002).
Particularly problematic is the transformation of respondent function.
Emotional responses established
through respondent conditioning with
one stimulus participating in a frame of
167
coordination may transfer to other
stimuli participating in the frame
(Dougher et al., 1994). However, respondents, by definition, are not members of operant classes, so it appears
that a history of multiple-exemplar
training would not be sufficient to establish generalized transfer or transformation of such behaviors. Unless the
authors are positing that responses traditionally viewed as respondents (e.g.,
emotional responses, salivation) are
controlled by their consequences in relational frames (and no argument of
this sort is developed in the book),
some new process would have to be
proposed to account for respondent
participation in transformations of
function. Thus, it is not clear how RFT
would account for the mechanisms of
many of the transformations that seem
crucial in the analysis of much interesting human behavior (e.g., psychopathology; see chap. 12). Do other theories fare better on this point? Sidman's (2000) theory can account for
transfer of the sort observed by Dougher et al. by positing that responses (operant or respondent), like stimulus
events, become class members. However, it is not at all clear that Sidman's
approach can handle transformations of
respondent function involving relations
other than equivalence (e.g., frames of
opposition). So it seems that much remains to be learned about transformation of function. Because of the importance of this concept, it is hoped
that analysis of transformation of function will be at the top of the research
agenda for students of stimulus relations. However, until such work is
available, some fundamental questions
about RFT (and other theoretical approaches to stimulus relations) will remain unresolved.
The development of research programs capable of answering basic
questions about the origins of relational frames poses formidable challenges.
Clearly, research with infants or very
young preverbal children is one important direction to take. The authors have
recognized the importance of such
168
MARK GALIZIO
work and indeed one of the few studies
of infants has come from their laboratory (Lipkens, Hayes, & Hayes, 1993).
However, Lipkens et al. were unable to
train conditional discriminations in a
12-month-old child with differential reinforcement alone. Subsequently, verbal interventions were ultimately successful in establishing conditional discriminations, and by 16 months simple
derived relations were observed. Unfortunately, the sophisticated verbal interactions required to produce the initial performances in the Lipkens et al.
study make it difficult to interpret the
origins of the observed relational
frames. Nonetheless, their work points
to the importance of future research
with nonverbal infants.
Because the importance of studying
relational framing in organisms without a preexperimental history of arbitrarily applicable relational responding
is paramount, the authors' dismissal of
the value of nonhuman research to the
development of RFI may have been
premature. Although it is certainly the
case that it has been difficult to demonstrate behavior that could meaningfully be described as relational framing
in nonhumans, there are some recent
encouraging studies (e.g., Kastak &
Schusterman, 2002, with sea lions;
Thompson, Oden, & Boysen, 1997,
with chimpanzees). It seems ironic that
over 40 years after his disparaging review of Verbal Behavior, Chomsky
has finally come around to recognizing
that the understanding of human language can be enhanced by the study of
its rudiments in nonhumans (Hauser,
Chomsky, & Fitch, 2002). It would be
a greater irony if behavior analysis, the
science that pioneered this type of bottom-up approach to language, left the
field to the cognitivists. It may require
new research strategies on the part of
animal researchers, but it seems possible that nonhuman subjects may ultimately provide an important testing
ground to examine the development of
relational frames.
Conclusion
RFT provides a comprehensive new
paradigm for psychological research. It
is a paradigm developed within the behavioral tradition, to be sure, but it is
one that questions many of the assumptions and approaches within that
tradition. The book is a snapshot of the
status of RFT, and reveals an approach
that is already highly successful in
terms of parsimony, scope, and productivity-three hallmarks of a good
theory. The book provides a detailed
account of RFT, reviews the relevant
literature, and proposes fascinating empirical and interpretive extensions to a
wide range of complex human behaviors with the goal of "a functional,
contextual, monistic, nonreductionistic
analysis of human language and cognition" (p. 255). All of these features
make the work a signal contribution
that should be read and carefully considered by behavior analysts as well as
nonbehavioral psychologists. As the
authors note, at present the empirical
support for RFT is limited, and
"Whether others in the behavioral tradition will note or embrace the change
we think is needed, we cannot say. It
is our deep belief that behavioral psychology will, over time, respond to the
data and if RFT is useful, the data will
come" (p. 254). The publication of this
book will go a long way towards ensuring that the research needed to evaluate the place of RFT in behavior analysis will indeed come.
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