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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
AN ASSESSMENT OF DAMAGE POTENTIAL AND OF
BUILDING PERFORMANCE DEMANDS
FOR ROMANIAN VRANCEA EARTHQUAKES
1
I.-G. Craifaleanu and D. Lungu
1
2
Associate Professor, Dept. of Reinforced Concrete Structures, Technical University of Civil Engineering
& National Institute for Building Research, Bucharest, Romania
Email: iolanda@incerc2004.ro, i.craifaleanu@gmail.com
2
Professor, Dept. of Reinforced Concrete Structures, Technical University of Civil Engineering
& National Institute for Historical Monuments, Bucharest. Romania
ABSTRACT :
Damage spectra, based on the Park-Ang damage index, DM, were generated, for Vrancea events with moment
magnitude larger than 6.0. Strength demand spectra were also computed, in order to assess the strength capacity
required to limit the damage index to a specified (target) value. The resulted strength demands were then
mapped, for several values of DM.µ u, and of structural period. Some applications of the approach, from the
structural engineering point of view, were shown.
KEYWORDS: damage index, Vrancea earthquakes, damage spectra, maps of strength demands
1. INTRODUCTION
Damage indices can provide valuable information in evaluating the building damage potential of ground
motions. A more recently used approach is the mapping of damage spectra ordinates (Bozorgnia and Bertero,
2001). This has proved to give useful information in assessing the spatial distribution of damage for a given
earthquake and for buildings with specified strength and stiffness characteristics.
One of the most widely used indices is the Park-Ang damage index (Park and Ang, 1985). The index is defined
by the following relationship:
DM =
where
umax
uu
EH
Fy
u max
EH
+β
uu
Fy u y
(1.1)
= maximum deformation demand during the ground motion
= ultimate deformation capacity of the system under monotonically increasing lateral deformation
= hysteretic energy
= yield strength
= constant depending on structural characteristics.
As one can observe from Eqn. 1.1, DM takes into account both the damage due to the maximum deformation
attained during the ground motion and the damage due to repeated cycles of inelastic deformation. According to
experimental results and field observations in earthquakes, can be taken as equal to 0.15 (Cosenza et al.,
1992; Fajfar, 1992).
The conventional interpretation of DM values is the following: DM = 0.4 is considered as the upper limit of
repairable damage; values between 0.4 and 1.0 characterize non-repairable damage, while values larger than 1.0
correspond to failure (Teran-Gilmore, 1996).
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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
The Park-Ang damage index has some drawbacks that have been pointed out in the literature (Bozorgnia and
Bertero 2001). For instance, for elastic response, when EH is 0 and the damage should be zero, the value of
DM is greater than zero Moreover, the index does not provide correct results for a system subjected to
monotonic deformation. However, DM it is still largely used for different applications due to its simplicity
and its experimental validation.
By writing the expressions of displacement ductility, , ductility under monotonically increasing lateral
deformation, u, and equivalent ductility (Mahin and Bertero, 1981), E :
µ = u max u y
(1.2)
µu = u u u y
(1.3)
µ E = 1 + E H (F y u y )
(1.4)
it results from Eqn. 1.1 that DM can be expressed as a function of the three ductilities above:
DM =
µ −1
µ
+β E
µu
µu
(1.5)
or
DM ⋅ µu = µ + β (µ E − 1)
(1.6)
The use of the product DM.µ u instead of DM was considered as more convenient for the present study, as it
separates on the right-hand side of Eqn. 1.6 the values corresponding to alternate loading. Therefore, throughout
the paper, damage is expressed by using DM.µ u. The interpretation of results is made by considering relevant
values of u.
25
µE
20
15
DM .µu
R µ=10
µ
10
µE
5
µ
µE
DM .µu
µ
R µ=5
DM .µu
R µ=2.5
0
0
0.5
1
1.5
2
2.5
3
T (s)
Figure 1. Comparison between the variations of ,
E
and DM.µ u. INCERC, March 4, 1977, NS component
Figure 1 (Craifaleanu, 1998) shows spectra of the product DM.µ u and of the ductilities and E, for the NS
component of the ground motion recorded at INCERC during the earthquake of March 4, 1977. Spectra were
determined for an elastic-perfectly plastic system with a damping ratio of 5%. The parameter of the curves in
Fig. 1 is the strength modification factor, R , expressed by
R µ = Fel ,max F y
(1.7)
where Fel, max is the maximum strength demand for the considered ground motion, if the system would behave
elastically.
th
The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
As one can observe from Fig. 1, the values of DM.µ u are always situated between those of
, while for inelastic response, DM.µ u > 1.
response, 0 DM.µ u
and
E.
For elastic
2. DAMAGE SPECTRA
Damage spectra were calculated for several ground motions recorded during the strong earthquakes of March 4,
1977 (moment magnitude Mw = 7.5, focal depth h = 109 km) and August 30, 1986 (Mw = 7.1, h = 133 km).
Records provided by 35 seismic stations were used. Of these stations, 34 were located in Romania (24 in the
INCERC network, 10 in the NIEP network (Seismic Database 2001)) and one was located in the Republic of
Moldova (station Chisinau, IGG network). Only the horizontal components of ground motions were taken into
account in the study. The total number of analyzed seismic records was 72, including the two horizontal
components of the INCERC Bucharest single record of March 4, 1977.
The spectra were determined by considering a bilinear, elastic-perfectly plastic hysteretic behavior of the SDOF
systems, and a damping ratio of 5%. The above hypotheses were used throughout the entire study presented in
this paper.
As a parameter of spectral curves, the yield strength coefficient Cy, was chosen. The coefficient Cy can be
expressed as
C y = Fy G
(2.1)
where G is the weight of the SDOF system and Fy has the same signification as in Eqn. 1.1. The coefficient Cy
is a simple measure of the yield strength of the system and can be quite easily related to the code-specified base
shear coefficient Cs. By denoting the overstrength factor as ROV, the following expression can be written
(Craifaleanu, 2005):
C y = C s R OV
(2.2)
For illustration, spectra of the product DM.µ u are shown in Fig. 2 (Craifaleanu 2001) for the NS component of
the March 4, 1977 INCERC record and for different values of Cy.
10
ξ=5%
March 4, 1977
INCERC
NS component
9
8
C y =0.05
DM .µu
7
6
5
C y =0.10
4
C y =0.20
3
C y =0.30
2
C y =0.40 C y =0.50
C y =0.60
1
Elastic response
0
0
0.5
1
1.5
2
2.5
3
T (s)
Figure 2. Spectra of the product DM.µ u, computed for different values of the yield strength coefficient, Cy.
March 4, 1977, INCERC Bucharest, NS component
As it can be observed from Fig. 2, at short periods, for Cy values lower than 0.2 (which corresponds to the PGA,
in g’s, for this record), the values of DM.µ u are very large. They tend to infinity as SDOF system period and Cy
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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
tend to zero. With the increase of yield strength, the values of DM.µ u decrease, reaching values below unity for
elastic response.
A comparison between the DM.µ u spectra of several ground motions recorded in Bucharest during the
previously mentioned seismic events (Fig. 3) reveals large differences between their damage potential. The
largest values of DM.µ u were obtained, as expected, for the records of 1977. Larger values were also obtained
for the 1986 earthquake, at the stations EREN, Otopeni and Magurele, situated in the peripheral, sparsely built
area of the city.
20
BUCHAREST
March 4, 1977 - 2 records
August 30, 1986 - 22 records
C y =0.10
ξ=5%
18
16
14
DM.µu
12
10
8
INCERC
1977, NS
INCERC
1977, EW
EREN
1986, NS
Otopeni 1986, EW
6
Magurele 1986, NS
4
2
Elastic response
0
0
0.5
1
1.5
2
2.5
3
T (s)
Figure 3. Comparison of DM.µ u values for the two horizontal components of the INCERC Bucharest record of
March 4, 1977 and for 22 Bucharest records of the August 30, 1986 earthquake. Cy = 0.10
3. STRENGTH DEMAND SPECTRA FOR TARGET VALUES OF DAMAGE INDEX
An alternate approach in the study of damage indices is to determine the yield strength that would ensure that
for buildings with certain characteristics, damage for the considered seismic motion is limited to a desired
(target) level, DM. For the case of DM.µ u spectra, this requires that the values of µ u are specified.
0.7
March 4, 1977
INCERC
NS component
0.6
0.5
DM .µ u =1
Cy
0.4
DM .µ u =2
0.3
DM .µ u =4
0.2
DM .µ u =6
0.1
0
0
0.5
1
1.5
2
2.5
3
T (s)
Figure 4. Spectra of Cy for different values of DM.µ u. March 4, 1977, INCERC, NS component
For the purpose of the present study, strength demand spectra for a set of relevant values of DM.µ u were
determined for all 72 ground motions analyzed.
Figure 4 shows the strength demand spectrum of the north-south component of the INCERC March 4, 1977
record, computed for four values of DM.µ u., among which the value 1, corresponding to the upper limit of
elastic behavior. One can notice on this diagram the evolution of the shape of the curves with the increase of
th
The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
DM.µ u, and the progressive attenuation of the “fingerprint” of the predominant period of the ground motion.
4. DISTRIBUTION OF YIELD STRENGTH DEMANDS FOR TARGET VALUES OF DM.µU
Maps were generated for two values of structure period T = 0.5 s and T = 1.0 s and for three values of the product
DM.µ u, i.e. 2, 4 and 6. By mapping the Cy ordinates for the 35 seismic stations considered, the maps in Figs. 5 and
7 were obtained.
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 5. Spatial distribution of yield strength demands (Cy) for the Vrancea earthquake of August 30, 1986.
Structure period T = 0.5 s
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 6. Three-dimensional representation of the interpolation surfaces in Fig. 5
To provide a more intuitive image of the spatial distribution of strength demands and of their variation with the
target damage level, Figs. 6 and 8 show three-dimensional views of the interpolation surfaces in Figs. 5 and 7.
One of the most distinct features of the maps is the orientation of contours along a northeast-southwest
direction. This feature, which was previously observed also on maps generated for other parameters, such as the
peak ground acceleration or the spectral acceleration (Craifaleanu et al., 2006; Lungu and Craifaleanu, 2007),
corresponds to the results of previous studies concerning the predominant direction of propagation of seismic
waves for the August 30, 1986 seismic event.
The Cy ordinates calculated for T = 0.5 s are larger than the values corresponding to T = 1.0 s, as a consequence
of the spectral contents of the analyzed records. The spatial variation of Cy is more marked for T = 0.5 s than
for T = 1.0 s.
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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
The most evident consequences of increasing DM.µ u are the narrowing of the range of variation of the Cy
ordinates and the general decrease of their values, i.e. the flattening of the interpolation surfaces.
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 7. Spatial distribution of yield strength demands (Cy) for the Vrancea earthquake of August 30, 1986.
Structure period T = 1.0 s
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 8. Three-dimensional representation of the interpolation surfaces in Fig. 7
The detailed spatial distribution of yield strength demands for the city of Bucharest is shown in Figures 9 and
10, for the same values of DM.µ u and of the structure period mentioned above.
As it can be observed on all maps, the larger the accepted value of DM.µ u, the smaller the strength capacity
requirements. Also the strength capacity requirements for T = 1.0 s are less significant, compared with those
corresponding to T = 0.5 s.
As for the spatial distribution of the ordinates, the largest Cy values occur in the three stations located in the
sparsely built zones around the city, i.e. in stations Otopeni, Magurele and EREN, as it was already shown in
the previous section of the paper. However, as DM.µ u increases, the spatial distribution of Cy ordinates becomes
more and more uniform.
In order exemplify the interpretation of the above maps, a value of µ u = 6 is assumed. For the values considered
for DM.µ u, it results in DM = 0.33, 0.67 and 1.00. It can then be observed that, in the central area of the city, a
damage level corresponding to DM = 0.33 (in the range of repairable damage) could be obtained by providing
the building an overall yield strength equal to 12–17% of the building weight, for T = 0.5s (Fig. 9 a), and equal
to 7–9% of the building weight, for T = 1.0s (Fig. 10 a). For DM = 0.67, the same values were 8–10% (Fig. 9 b)
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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
and b 5–6%, respectively (Fig. 10 b), while for DM = 1.00, values of 7–8% (Fig. 9 c) and 4–5% (Fig. 10 c)
were found.
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 9. Spatial distribution of yield strength demands (Cy) in Bucharest, for the Vrancea earthquake of August
30, 1986. Structure period T = 0.5 s
a) DM.µ u = 2
b) DM.µ u = 4
c) DM.µ u = 6
Figure 10. Spatial distribution of yield strength demands (Cy) in Bucharest, for the Vrancea earthquake of
August 30, 1986. Structure period T = 1.0 s
The above results should be correlated with the typology, characteristics and spatial distribution of the building
stock in Bucharest. Also, the limitations of the damage index considered and of the SDOF model used in the
calculations, as compared to the actual MDOF models, should be taken into account.
5. CONCLUDING REMARKS
The paper presented some possible applications of damage indices in estimating the damage potential and the
building performance demands of seismic ground motions. Spectra and maps of yield strength demands were
generated for records of strong Romanian Vrancea earthquakes, taking into account different values of a target
damage index. The study focused particularly on the earthquake of August 30, 1986, the strongest seismic event
for which distributed records were available. Despite the relatively small number of stations which provided
data, interesting conclusions could be drawn. The mapping of strength demand spectral ordinates showed a
spatial distribution pattern which is consistent with that obtained by the authors in previous mapping studies of
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The 14 World Conference on Earthquake Engineering
October 12-17, 2008, Beijing, China
ground motion parameters and of linear/nonlinear spectra. Also, it was shown that, for higher target
(acceptable) damage levels, strength demands decrease and, furthermore, their spatial variation attenuates.
Hence, in this case, the influence of structural behavior tends to prevail over that of ground motion
characteristics.
Strength demand spectra, determined for specified (target) values of the damage index, appear to represent a
more complex and promising way for assessing seismic demands, as compared with constant ductility spectra.
The obtained values need, however, further validation based on experimental and analytical data.
ACKNOWLEDGEMENTS
This research was sponsored by NATO's Scientific Affairs Division in the framework of the Science for Peace
Programme, project SfP-980468.
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___ Seismic Database for Romanian Earthquakes (2001). National Institute for Building Research, INCERC,
and National Institute for Earthquake Physics, NIEP. Research founded by the Romanian Ministry of Education
and Research.