Energy & Buildings 211 (2020) 109803
Contents lists available at ScienceDirect
Energy & Buildings
journal homepage: www.elsevier.com/locate/enbuild
Waste heat and renewable energy integration in buildings
Christopher Reddick a,∗, Mikhail Sorin a, Jean-Christophe Bonhivers a, Dominic Laperle b
a
b
Department of Mechanical Engineering, Université de Sherbrooke, 2500 boul. de l’Université, Sherbrooke, Québec J1K 2R1, Canada
Intégration Construction Inc., 147, rue Cynthia, Saint-Alphonse-de-Granby, Québec J0E 2A0, Canada
a r t i c l e
i n f o
Article history:
Received 18 June 2019
Revised 20 November 2019
Accepted 18 January 2020
Available online 20 January 2020
Keywords:
Buildings
Solar
Heat pump
Greywater
Waste heat
Pinch analysis
Integration
a b s t r a c t
Buildings consume roughly a quarter of the annual global energy supply. Pinch analysis has been successfully applied to industrial processes, and more recently to locally integrated energy sectors. Pinch
analysis minimizes the amount of energy that must be supplied to a process to achieve the desired outcome: products in the case of industries; occupant comfort and domestic hot water use in the case of
buildings. For the first time pinch analysis is applied in an all-inclusive way to an individual building,
integrating waste heat (e.g. greywater) and renewable energy (e.g. solar). A methodological novelty is
added to the pinch analysis method to include both continuous and time dependent thermal sources
and sinks. The usual hot stream to cold stream heat transfer is replaced as follows: hot stream reserve;
hot stream to cold stream heat transfer; cold stream reserve. For a test building, the pinch temperature
changes with time: 27.5 °C from October to May, 47.5 °C from June to September. The pinch temperature
and its relationship to solar heating and heat pumping are discussed. Innovative design solutions and economic analyses are presented. Depending on the chosen design solution, primary energy (i.e. electricity)
consumption can be reduced by 50%.
© 2020 Elsevier B.V. All rights reserved.
1. Introduction
Energy resources are finite, and the current high level of carbon
dioxide emissions due to fossil fuel combustion are unsustainable.
Thus, research interest grows in improving energy efficiency, while
simultaneously increasing the portion of renewable energy in the
energy supply. Many forms of renewable energy (e.g. solar, wind)
are by nature time dependent, thus requiring the development of
compact and affordable forms of energy storage. Thermal energy
storage is advantageous because a significant share of global energy consumption is associated with heating and cooling, largely
in buildings. Thermal energy such as waste heat, either readily
available or stored, is often not at the appropriate temperature
level. Thermal sources that are too hot can be adapted to process
requirements through heat exchangers or mixing; sources that are
too cold can be upgraded through heat pumping.
Since the 1970s, energy intensive process industries have
developed various methods of heat integration, improving energy
efficiency and reducing the need to reject excess heat to the
environment. In particular, Linnhoff and Flower introduced pinch
analysis to design energy efficient heat exchanger networks [1,2].
Klemeš and Kravanja [3] wrote an excellent historical perspective
∗
Corresponding author.
E-mail address: j.christopher.reddick@usherbrooke.ca (C. Reddick).
https://doi.org/10.1016/j.enbuild.2020.109803
0378-7788/© 2020 Elsevier B.V. All rights reserved.
on pinch analysis in the context of heat integration, and Smith
[4] and Kemp [5] provide reliable reference textbooks. Importantly,
Linnhoff and Hindmarsh clarified the concept of pinch temperature and its importance in minimizing the external heat that
must be supplied to the process at the hot utility [6]. The pinch
temperature, generally simplified to the “pinch” or “pinch point”,
divides a given process into two temperature regions: a heat-poor
region above the pinch (where external heat must be added at the
hot utility), and a heat-rich region below the pinch (where excess
heat is removed at the cold utility). Recent examples of pinch
analysis to industrial applications that include renewables are a
brewery (solar, thermal storage) [7] and a dairy processing plant
(waste heat, solar, thermal storage, heat pumping) [8].
District heating can be traced back to the 14th century [9]. District heating began as an urban infrastructure strategy to provide
multiple buildings with heat from a separate heating facility. From
1880 to the 1930s, steam was the principal thermal transport
fluid [10]. Two of the early justifications for district heating in
populated urban areas were the desire to avoid boiler explosions
[9] and to remove fuel combustion from residential buildings [10].
District heating is common in some countries, such as Iceland,
Russia, Sweden, and Denmark [10], and recently includes cooling.
Recent and future versions of district heating and cooling aim to
integrate a greater portion of renewables into the energy supply,
and to better match the time of energy production with the time
of use by incorporating thermal energy storage [10].
2
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Nomenclature
Cp
CP
m˙
Q˙
T
Tcity
W
specific heat capacity (MJ/°C / Mg)
heat capacity rate (MJ/ °C /time)
mass flow rate (Mg/day)
heat flow rate (GJ/yr.) or (GJ/time)
temperature
city water inlet temperature
Work or power (GJ/yr.)
Greek
TMIN
Minimum allowable temperature difference (°C)
Subscripts
EV
Evaporator
HP
Heat pump
Sol
Referring the base case with solar input
Acronyms
ACS
Air Conditioning, Summer
AUX
Electric auxiliary heating
CGW
Cold Greywater
DHW
Domestic Hot Water
GDW
Ground Water
HFH
Hydronic Floor Heating
HPS
Heat Pump System
MGW
Mixed Greywater
minHD minimum Heating Duty, or hot utility
minCD minimum Cooling Duty, or cold utility
TSC
Thermal Solar Collectors
WGW
Warm Greywater
A significant portion of energy consumption occurs in the low
to medium temperature range (i.e. up to 250 °C), and there is
much recent research that applies thermal solar energy to fill this
need [11]. Thermal solar collectors typically fall into the category
of flat plate, evacuated tube, or concentrating [11]. Architects try
to better incorporate photovoltaic and thermal solar collectors into
their designs, and both kinds of solar collectors can be combined
into a single component as part of the building envelope [12].
Heat pumping is not only becoming widespread in residential
HVAC systems, but is increasingly applied in industrial thermal
systems. Linnhoff and Townsend presented a theoretical foundation, within the framework of pinch analysis, for the ideal
placement of a heat pump in a thermal process [13,14]. The most
significant energy improvements occur when the heat pump is
placed across the pinch point, upgrading heat from the heat-rich
temperature region of a process (below the pinch) to the heat-poor
part (above the pinch). Wallerand et al. presented a novel heat
pump synthesis method using a superstructure-based approach,
with the goal of providing an optimal design for industrial heat
pump and refrigeration systems [15]. Stampfli et al. studied industrial heat pump integration in non-continuous processes, where
thermal energy storage is part of the solution [16,17].
The combination of solar thermal energy and heat pumping
offers many energy efficiency possibilities. Vega and Cuevas simulated a combined solar and heat pump system for a residential
building in Chile [18]. Two air source heat pumps are placed
in parallel with thermal solar collectors, with the heat pumps
providing the second step of the thermal process. One solarcollector/heat-pump pair is the heat source to a hydronic floor
heating circuit, while the other supplies the domestic hot water
heating circuit. Razavi et al. simulated a solar assisted ground
source heat pump residence, supplying both the building heating
load and the domestic hot water requirements [19]. Neither of
these references referred to pinch analysis.
Waste heat upgrading is an underutilised energy resource.
Waste water, in particular, can be utilised in combination with
heat pumping to extract useful heat from waste water treatment
plants, or from building effluent streams [20]. Mazhar et al.
presented a recent review of non-industrial greywater heat harvesting, discussing the role of both heat exchangers and heat
pumping for this purpose [21]. Manouchehri and Collins studied
fallings film drain water heat recovery systems, which some
homeowners install to preheat domestic hot water with exiting
warm greywater [22]. Bertrand et al. evaluated the city-wide, or
urban-scale in-building potential of waste water heat recovery.
For passive single-family residences, electricity savings were 28%,
while they reached 41% for multi-family buildings.
I.C.Kemp applied the pinch method to a non process industry example, presenting a heat integration study for a hospital
site [23]. The hospital site case was also noteworthy because of
the time dependent analysis, although heat pumping was not
considered [5]. Perry et al. discussed, in the context of district
heating, locally integrated energy sectors [24]. Liew et al. provided
a review of the application of the pinch method to total site heat
integration, for the purpose of planning and design of industrial,
urban and renewable systems [25]. Misevičiūė et al. reported on
the application of the pinch method to a shopping centre, focusing
on the air heating required for the ventilation system [26].
In this study, pinch analysis is applied to a multi-family residential building equipped with thermal solar collectors. To the
best of our knowledge, this is the first all-inclusive application
of pinch analysis to a building, where all potential sinks and
sources are considered. The linking of the thermal demands of
the building (occupant thermal comfort and domestic hot water
use) to potential sources is original. For the test building, the potential thermal sources are ground water, cold greywater, energy
removed from the building air in the summer by air conditioning,
warm greywater and thermal solar collector fluid. The thermal
sinks are hydronic floor heating and domestic hot water. A novel
modification is made to the pinch analysis method to facilitate
the inclusion of both continuous and time dependent thermal
sources and sinks. By analogy with industrial processes, the
thermal content of streams that cross the building envelop (e.g.
water) are considered as possible waste heat sources. Using pinch
analysis hot and cold composite curves, a graphical interpretation
will explain the limitations and potential of heat pumping for a
building. A strategy is then discussed for selecting design solutions
for the building’s thermal system that approach the pinch analysis
minimal energy target. Finally, economic analyses are completed
and the energy efficiency solutions are compared.
2. Methods
The problem statement in Section 2.1 provides the overall
focus for the article, followed by descriptions of the test building
(Section 2.2), the TRYNSYS thermal modelling (Section 2.3), and
the domestic water model (Section 2.4). Section 2.5 will explain
how the thermal demands of the building are linked to potential
heat sources, thus allowing the pinch analysis method to be
applied to a building in a robust and all-inclusive manner.
2.1. Problem statement
Given a building that includes thermal solar collectors, domestic hot water production, hydronic floor heating, and summer air
conditioning, how can the amount of primary energy (i.e. electricity) consumption be minimized while simultaneously maintaining
occupant thermal comfort and supplying sufficient domestic hot
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
3
Table 1
Selected characteristics of the test building and the thermal solar collectors.
Parameter description
Value
Units
Value
Units
Foundation area
Outside wall area
Fenestration portion of wall area
Inclined roof area, one of two sides
Habitable floor area
Habitable volume
Window thermal resistance: R-SI and R-value
Wall thermal resistance: R-SI and R-value
Air infiltration: Q4PaSurf
Air changes per hour (ACH)
Total thermal solar collector area
Reference solar collector efficiency
172
356
0.15
145
308
882
0.7
4.9
1.7
0.6
17.3
75
m2
m2
1850
3830
ft2
ft2
m2
m2
m3
°C∗ m2 /W
°C∗ m2 /W
m3 /h/m2
1/h
m2
%
1560
3315
31493
4.2
28.0
9.5
ft2
ft2
ft3
˚F∗ m2 ∗ h/BTU
˚F∗ m2 ∗ h/BTU
ft3 /h/ft2
186
ft2
water, all at a reasonable cost? Auxiliary electric heating is available as a backup heat supply for both the domestic hot water
and the building heating systems. The study of potential energy
improvements should consider possible thermal contributions
from available groundwater, greywater, etc., and evaluate the use
of heat pumping and heat storage. Any proposed solutions must
be respectful of their environmental impact.
2.2. The test building
The test building is a multi-family residential concrete structure, housing 17 people, located in a rural environment, near
Granby, Quebec, Canada. The building measures 11.3 m x 15.2 m
(37 x 50 ), with the foundation and central roof ridge on the
longer dimension, aligned along an East/West axis. There are six
thermal solar collectors incorporated into the south-facing roof
section, where the angle between each collector’s normal and the
normal to the ground is 40˚. There are three habitable stories in
the building, with the lowest being partially below grade.
The building is heated by means of hydronic circuits running
through concrete floor slabs, with each story having multiple temperature control zones. The hot water in the hydronic circuit can
be heated with electric resistance heating. An independent system
is available for the thermal solar collectors, where a mixture of
propylene glycol and water circulates through the collectors and
is separated from the hydronic system by a plate heat exchanger.
The domestic hot water is heated by electric resistance heating.
The domestic hot water can also be preheated, through a heat
exchanger, by solar energy. The circulating glycol-water mixture
leaves the thermal solar collectors at 50 °C. In the summer,
the windows are generally left open, but an independent air
conditioning system is available for hot and humid periods.
It is important to note that the province of Quebec, Canada,
benefits from a cost of electricity that is among the lowest in the
world, around 0.075 CAD/kWh. This fact explains the widespread
use of electricity for space heating and domestic hot water production in Quebec. This fact will also strongly influence the financial
viability of various solutions, to be discussed in Sections 3.7
and 3.8.
2.3. Thermal modelling of the test building
The test building is modelled with TRNSYS, which is a transient simulation program commonly used in building energy
management projects. Given the building’s geographical location
and orientation, a databank of local meteorological historical data,
as well as the thermal characteristics of the building, TRNSYS
calculates the required heating and cooling loads. Table 1 presents
a selected portion of the input parameters for the simulations.
2.4. Domestic water model
Every day the 17 occupants of the test building are assumed
to use 380 litres per person, including 110 litres per person for
domestic hot water (DHW). Although these values may be high
compared to international standards, they represent the current
situation in Quebec where electricity and city water are both
inexpensive. The domestic water balance is shown in Fig. 1. To
Fig. 1. Mass and energy balance of the domestic hot water system: DHW, WGW, CGW.
4
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Table 2
Monthly city water temperature and greywater flow rates.
Parameter (units)
Jan.
Feb.
Mar.
Apr.
May
June
July
Aug.
Sep.
Oct.
Nov.
Dec.
Tcity (°C)
WGW (m3 /day)
CGW (m3 /day)
5
2.76
2.34
5
2.76
2.34
5
2.76
2.34
8
3.29
1.81
9
3.46
1.64
10
3.63
1.47
10
3.63
1.47
8
3.29
1.81
8
3.29
1.81
8
3.29
1.81
7
3.11
1.99
6
2.94
2.16
Fig. 2. Potential energy sources for the test building thermal demands.
represent heat losses within this model, it is assumed that 15% of
the energy required to heat the city water to the hot water tank
temperature of 55 °C is lost to the environment. The temperature
of the incoming city water follows the monthly profile indicated in
Table 2. It is assumed that if appropriate plumbing modifications
are made, according to the scenario, then the warm greywater
(WGW) leaves at 30 °C and cold greywater (CGW) at 10 °C,
with the flow rates shown in Table 2. In any scenario where the
greywater is not separated, the mixed greywater (MGW) stream
is simply the combined flow rates of the non separated greywater
streams.
3. Results
This section presents the results of applying pinch analysis,
with appropriate assumptions, to the actual test building and
related streams, starting with data extraction in Section 3.1.
Quantifying the minimum heat duty through the construction of
composite curves is evaluated for two situations: without heat
pumping in Section 3.2, and with heat pumping in Section 3.3.
Section 3.4 presents a modified grid diagram for possible design
solutions, with Section 3.5 focusing on a reduced subset of chosen
design scenarios. Sections 3.6–3.8 will provide economic analyses
of the solutions chosen from Section 3.5.
2.5. Pinch analysis within a building
3.1. Data extraction results
Fig. 2 illustrates a conceptual image of how the problem statement will be addressed. In the upper portion of the diagram are
the thermal demands that must be satisfied for the test building:
occupant thermal comfort and domestic hot water use. The lower
portion of the diagram indicates the possible thermal sources that
are considered in this study: ground water, greywater, summer air
conditioning (AC) and thermal solar collectors. Notice that Fig. 2 is
time independent, as we wish to consider both continuous and
intermittent sources and sinks. Other applications might consider
additional potential thermal sources, for example, sewage water, or
wind energy converted to heat, or other possible thermal sources
in proximity to the building. Depending on the temperature levels
of the source and the demand, heat transfer could be through a
heat exchanger combined or not with energy storage, or possibly
by means of a heat pump, after upgrading the source to the
appropriate temperature level. As will be detailed in Section 3.1,
each of the considered sources will be associated with a stream
flow, requiring an appropriate assumption for the stream’s fluid
properties: mass flow, specific heat capacity, inlet temperature
and outlet temperature. Notice that the auxiliary utility, electricity,
is not explicitly shown in Fig. 2, as the overall objective is to
maximize the use of the potential thermal sources before resorting
to the backup energy supply.
The pinch method data extraction step involves identifying the
streams that lose heat as they pass through a process, called the
“hot streams”, and those that gain heat, called the “cold streams”.
Equivalently, the hot streams are heat sources, while the cold
streams are heat sinks. In the application of the pinch method to
a building, it may be helpful to think in terms of linking potential
sources and sinks (the demands). In this preliminary step, it is important that streams be identified before any mixing occurs. This
will highlight energy improvement possibilities. Each source and
sink must have an associated known or assumed inlet temperature
and outlet temperature.
Fig. 3 illustrates how the general concept of Fig. 2 was applied
to the test building, showing for each stream the inlet and outlet
temperatures, and the annual results from the data extraction. It is
assumed in this article, based on temperature observations of the
test house installation, that the minimum allowable temperature
difference (TMIN ) between any two streams transferring heat
is 5 °C. In general, a larger TMIN value, such as 10 °C, would
be expected to decrease the potential for energy savings, yet
also decrease the size and associated cost of heat exchangers. In
order to simplify the presentation of the article, the economic
optimization of TMIN will not be considered here.
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
5
Fig. 3. Annual sources and sinks, without heat pumping.
The hydronic floor heating, shown in the upper left rectangle
of Fig. 3, assumes that the water in the circuit enters the concrete
slab at a temperature of 35 °C and exits at 30 °C. This temperature
range is based on characteristics of the test house hydronic system. The water that exits the concrete floor slab must be reheated
to 35 °C before returning to the slab, explaining the annotation
of “30 → 35 °C”. The calculation of the value 103 GJ will be
explained shortly. For the domestic hot water, indicated in the
upper right of Fig. 3, the temperature annotation is “~5 → 55 °C”.
This indicates that the city water entering the building, close
to 5 °C, must be heated to the chosen set point temperature of
55 °C. Both the hydronic floor heating and the domestic hot water
are heat sinks in relation to the potential sources shown in the
lower half of Fig. 3. The arrows in the diagram show possible heat
transfer paths. For example, the hydronic floor heating can in part
be heated by the thermal solar collectors, but not by any of the
other listed sources, while respecting TMIN = 5 °C.
In this study a simplifying assumption is made: water streams
return to the environment at the same temperature as that of the
entering city water (Table 2). It is also assumed that 1 m3 /day of
ground water is available and in close proximity to the building.
The assumptions related to the water temperatures are thus
shown in Fig. 3, with the direction of the arrows (→) emphasizing
that these streams are potential thermal sources: Ground Water
(10 → ~5 °C), Cold Greywater (10 → ~5 °C), and Warm Greywater
(30 →~5 °C).
The thermal energy associated with the summer air conditioning is shown with the annotation 30 → ~20 °C. This simplified
approach is conservative. If the electricity for this transfer is
required, it will be less than the calculated value, for a cooling
COP greater than one. If we are interested in using this energy as
a source, it will be at least this amount, as the heat rejected at
the condenser outside the building is greater than this amount.
The rectangle in the lower right hand corner of Fig. 3 refers to the
stream of the glycol-water mixture arriving from and returning to
the thermal solar collectors (50 → 40 °C).
Eq. (1) shows the basic energy balance for each stream, where
the product m˙ C p is typically called the heat capacity rate, or
heat capacity flow rate, symbolized by CP. A sample calculation
follows for the warm greywater for the month of January. The
result of 9.0 GJ can be found in Table 4 on the row identified as
WGW, under the January column. A very similar calculation was
completed for the other water streams (Table 4) for each month
of the year: DHW, CGW and GDW. The sum of each row, for the
annual value, is shown in Table 3.
Table 3
Annual data extraction and pinch analysis results.
Description
Acronym
Annual (GJ/yr.)
Hydronic floor heating
Domestic hot water
Thermal solar collectors
Warm greywater
Air conditioning, summer
Cold greywater
Ground water
minimum Heating Duty
minimum Cold Duty
HFH
DHW
TSC
WGW
ACS
CGW
GDW
minHD
minCD
103.4
138.2
80.3
109.1
5.2
8.3
3.9
120.3
85.6
Q˙ = m˙ C p T
Q˙ WGW =
2.76
(1)
Mg
day
4.19
MJ
Mg ·◦ C
1
( (30 − 5 ) ◦C )(31 days )
GJ
10 0 0 MJ
Q˙ WGW = 9.0 GJ (January )
The heating (HFH) and cooling loads (ACS) required to assure
occupant thermal comfort, as well as the thermal solar input (TSC),
were completed for each month; the results are shown in Table 4.
The annual thermal values for each of the sources and sinks are
shown in both Table 3, and in the associated rectangles of Fig. 3.
The bottom two rows in Tables 3 and 4 indicate the minimum
heating duty (minHD) that must be supplied to the test building
by the auxiliary heating system, and the minimum amount of
heat (minCD) that must be rejected to the environment. The
values minHD and minCD are habitually part to the “targeting”
results, but are tabulated here for convenience. Further details
on how the pinch method is applied in industry, including the
construction of the “Problem Table”, are available in textbooks on
this subject [4,5]. Sections 3.2 to 3.5 will concentrate on how the
pinch method can be applied to a building.
3.2. Targeting results without heat pumping
Fig. 4 presents a graphical representation of the pinch analysis
in the form of composite curves, here for January, showing the
relationship between the indicated sources and sinks of the test
building. The dashed upper curve in the figure shows the combined or “composite” effect of the hot streams, as heat cascades
6
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Table 4
Monthly data extraction and pinch analysis results.
Acronym (units)
Jan.
Feb.
Mar.
Apr.
May
June
July
Aug.
Sep.
Oct.
Nov.
Dec.
HFH (GJ)
DHW (GJ)
TSC (GJ)
WGW (GJ)
ACS (GJ)
CGW (GJ)
GDW (GJ)
minHD (GJ)
minCD (GJ)
18.9
12.3
4.2
9.0
0.0
1.5
0.6
22.1
6.2
16.4
11.1
4.5
8.1
0.0
1.4
0.6
18.6
5.6
14.3
12.3
6.6
9.0
0.0
1.5
0.6
15.1
6.2
9.9
11.2
7.8
9.1
0.0
0.5
0.3
9.3
5.7
4.9
11.4
8.9
9.4
0.0
0.2
0.1
3.4
5.8
2.4
10.7
9.0
9.1
0.0
0.0
0.0
2.4
7.4
0.0
11.1
9.5
9.4
3.0
0.0
0.0
2.5
13.3
0.0
11.6
8.4
9.4
2.2
0.5
0.3
2.5
11.6
2.0
11.2
7.0
9.1
0.0
0.5
0.3
2.4
6.0
7.4
11.6
6.1
9.4
0.0
0.5
0.3
8.7
5.9
11.0
11.5
4.4
9.0
0.0
0.8
0.4
13.8
5.8
16.2
12.1
3.9
9.2
0.0
1.1
0.5
19.7
6.1
Fig. 4. Hot and cold composite curves for January.
from higher temperatures down to the environmental reference
temperature of the January city water temperature of 5 °C. This
hot composite curve is conceptually tied to the environment, with
the heat load (enthalpy) of zero associated with the lower left extremity of the curve. The cold composite curve could be translated
(shifted) to the right, but the actual position is determined by
our chosen TMIN of 5 °C. The region between the two composite
curves that has the shortest vertical distance, or temperature
difference TMIN , characterizes the pinch point. In Fig. 4 the pinch
is noted as 27.5 °C. The corresponding point on the hot composite
curve is at 30 °C, the “hot pinch”, while the cold composite curve
pinch temperature is 25 °C, the “cold pinch”. Any horizontal portion of the cold composite curve can be potentially supplied by the
available hot sources that are directly above on the hot composite
curve. The minimum heating duty that must be supplied by the
auxiliary electric heating system, generally called the hot utility,
is 22.1 GJ. This is the same value that is found in Table 4, in
the row “minHD”. For a building, the target value, or minimum
heating duty, indicates that an optimally designed energy system
could achieve this low energy consumption, but it remains to be
determined how the target can be economically implemented.
Fig. 5 shows the monthly composite curves for one full year.
An important observation is that for the test building, the pinch
temperature changes with time: 27.5 °C from October to May,
47.5 °C from June to September. In the context of energy systems
for buildings, the change in the pinch point as a function of the
season and the weather has a significant effect on finding the
most efficient energy design solution. Recall that the pinch point
has importance for both the optimal matching of sources and
sinks, as well as the optimal use of heat pumping, to be discussed
in Section 3.3. For the efficient use of the thermal solar collectors,
the solar collector system should be designed so as to always
provide heat at a temperature above the pinch temperature. This
feature could be retrofit in the current test building, or incorporated into possible future designs. One possible implementation of
this principle would be to adjust the flow rate of the glycol-water
mixture on a seasonal or monthly basis.
For the purpose of producing an annual targeting analysis, we
define the time averaged city water temperature (Table 2), which is
7.4 °C. Fig. 6, showing a minimum heating duty of 110 GJ/.yr, is the
construction based on the annual results, taken from Table 3. The
reference scenario consists of the sum of the energy requirements
for the hydronic floor heating, domestic hot water, and the air
conditioning during the summer months. This reference amount
assumes that full use is made of the available thermal solar
collectors. For example, the annual energy needs are 166.5 GJ/yr.
(HFH + DHW + ACS – TSC = 103.4 + 138.2 + 5.2 – 80.3). Thus, the
annual energy requirements for the building heating and domestic
hot water have fallen from 166.5 GJ/yr. to potentially 110 GJ/yr.,
which is a reduction of 33%. If a comparison is made with the
house without the solar input, where the thermal requirements
are 246.8 GJ/yr., then a drop to 110 GJ/yr. represents a decrease of
55%. This significant reduction is due to the combination of the
separation of greywater into warm and cold greywaters, as well as
the input of energy from the solar thermal collectors.
The sum of the monthly minimum heating duties in Table 3 is
120.3 GJ/yr., whereas the annual minimum heating duty, shown in
the annual composite curve construction of Fig. 6 is 110 GJ/yr. In
the context of the pinch method for batch processes, the monthly
approach in Table 3 is an application of the time slice model (TSM),
whereas the annual construction in Fig. 6 is an application of the
time-average model (TAM) [23]. The value from Fig. 6 is slightly
smaller because it implies that sources and sinks are available at
the same time throughout the year. In other words, implicit in the
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
7
Fig. 5. Monthly hot and cold composite curves showing the changing pinch point with time.
Fig. 6 construction is the idea that perfect seasonal storage was
used to maintain constant sources and sinks. For the purpose of
understanding the role of heat pumping in pinch analysis for buildings, the annual perspective will be maintained for Section 3.3.
3.3. Targeting results with heat pumping
In order to limit the range of possibilities for heat pump
selection for the test building, certain parameters will be fixed. It
is assumed that the heating mode COP is 3.0, and that the hottest
water temperature that the condenser can provide is 40 °C. This
temperature accounts for the minimum allowable temperature
difference (TMIN ) of 5°C. Fig. 7 connects the possible sources
and sinks when heat pumping is included. In contrast with Fig. 3,
the heat pump system potentially allows any of the considered
thermal sources to be used. Given the heat pump characteristics
considered for the test building, the hydronic circuit can be heated
to 35 °C, and the domestic hot water can be preheated to 40 °C.
The solar thermal collectors can further preheat the domestic hot
water up to 45 °C.
Fig. 8 shows the hypothetical situation where all available heat
sources are used as thermal input to the heat pump evaporator,
8
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Fig. 6. Annual hot and cold composite curves, without heat pumping.
Fig. 7. Annual sources and sinks, with heat pumping.
shown as QEV . The heat pump compressor work is indicated by
WHP . As a result of this hypothesis, the composite curves are
shown to cross, indicating a theoretical impossibility. In other
words, on an annual basis there is more source energy available
for the heat pump than is required. Fig. 9 corrects the situation,
reconstructing the hot composite curve in such a way that the
minimum allowable temperature difference (TMIN ) of 5°C is
respected. The unused portion of the potential thermal sources
is rejected to the environment in the form of drain water that
exits the test building above the temperature of the incoming city
water. The minimum annual heating duty of 29.1 GJ/yr. is exactly
the heat load required to bring the DHW to the set point of 55 °C.
The following calculation, making use of Eq. (1), illustrates this
result.
QMIN =
1.9
Mg
day
365
days
yr
4.19
1
MJ
((55 − 45 ) C )
Mg ∗◦ C
GJ
10 0 0 MJ
QMIN = 29.1 GJ/yr.
In the updated feasible results shown in Fig. 9, the value of
QEV is 54.1 GJ/yr., while the heat pump compressor work WHP is
27.1 GJ/yr., for a combined total of 81.2 GJ/yr. The quantity QEV is
exactly the reduction in the electricity consumption that would
otherwise need to be provided by the electric auxiliary heaters.
With the incorporation of heat pumping into the pinch analysis,
the recalculated annual minimum heating duty drops to 29.1 GJ/yr.
This is an 83% drop compared to the solar reference case of 166.5
GJ/yr. (HFH + DHW + ACS – TSC =103.4 + 138.2 + 5.2 – 80.3).
The explication of this very significant reduction in the minimum
heating duty is due to the impact of fully benefitting from the
thermal transfer of the warm greywater to the colder incoming
city water, combined with the upgrading of energy in the colder
sources to a temperature level that is sufficient to supply the
thermal requirements of the building above the pinch point. If we
compare 29.1 GJ/yr. to the test house without solar input, with
annual thermal needs of 246.8 GJ/yr., this is a drop of 88%.
For the purpose of simplifying the scope of this study for
the test building, the characteristics of both the thermal solar
collectors and a possible heat pump are considered fixed in this
article. Ideally, the heat pump(s) specification and operation would
be designed to always upgrade heat to a temperature above the
pinch point [13,14]. For the test building, this means above 27.5 °C
from October to May, and above 47.5 °C from June to September.
A widened scope of study for the test building in the future might
include the following: 1) a heat pump capable of producing hot
water above 48 °C from input water as cold as 5 °C, 2) thermal
solar collectors that can supply the building thermal demands
from June to September.
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
9
Fig. 8. Annual hot and cold composite curves, with heat pumping and an infeasible heat cascade.
Fig. 9. Annual hot and cold composite curves, with heat pumping and a feasible heat cascade.
Full application of pinch principles to building design requires
the following: 1) Thermal sources (e.g. solar) at temperatures
above the pinch point should only supply thermal demands above
the pinch; 2) Only thermal sources (e.g. warm greywater) below
the pinch should supply demands below the pinch; 3) Heat
pumping should only satisfy demands by upgrading sources (e.g.
cold greywater or mixed cold greywaters) below the pinch to a
temperature above the pinch.
3.4. Possible design solutions: grid diagram superstructure
Having completed the pinch analysis data extraction and targeting steps, it is now time to address the question of finding possible design solutions that come close to providing the minimum
heating duties discussed in Sections 3.1–3.3. Fig. 10 is a grid diagram [1,5] for the test building, including novelty that will be discussed shortly. Sources are generally shown in the lower portion,
while sinks are in the upper portion. For each solid horizontal line,
corresponding to a fluid stream, the lower temperature is placed
to the left. Heat transfers are drawn with dashed lines. A circle
represents a heat exchanger side, where a solid filled circle indicates the hot fluid side. The thermal design superstructure shown
in Fig. 10 is intended to suggest a conceptual framework that can
be applied to any thermal improvement project for a building.
The values R1 to R9 represent possible thermal storage for each
of the liquid streams. Recall that thermal storage becomes useful
when there is a time mismatch between the source and the sink.
For example, R1 represents a possible reservoir for groundwater,
which may flow intermittently or may not have a sufficient flow
at the required time to act as a good thermal source for the
heat pump. R6 is a possible reservoir of water for the hydronic
floor heating circuit. R8 is a possible reservoir for the preheated
domestic hot water. Note that in the actual physical installation,
adjacent units can be combined into a single device if this offers
some advantage. R9 anticipates the possible seasonal storage
of thermal solar energy during the summer, for use during the
following winter. From a design perspective, the superstructure of
Fig. 10 assures that the building thermal requirements can always
be satisfied; this is indicated by the two auxiliary electric heating
units for the HFH and DHW circuits.
To the best of the authors’ knowledge, Fig. 10 is the first grid
diagram to include the representation of thermal storage. The
novel methodology presented here allows the construction of the
grid diagram and the composite curves for both continuous and
time variable (intermittent) thermal sources. The key feature is the
replacement of the usual hot stream to cold stream heat transfer
with the following combination: hot stream reserve; hot stream to
cold stream heat transfer; cold stream reserve. Fig. 11 illustrates
10
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Fig. 10. Grid diagram superstructure for the test building.
Fig. 11. Heat transfer representation. a Traditional. b, c. Proposed (two possibilities).
the traditional heat transfer representation on the left (a), with
two possible graphical representations of the proposed concept
shown on the right (b and c). This approach allows the conceptual
incorporation of both continuous and time dependent sources and
sinks early in the design process, with the arrangement and specification of possible physical reservoirs left to a later stage. Adding
a reserve or store “of hot stream” and “of cold stream” allows
temporarily neglecting any possible time mismatch between the
sources and sinks.
3.5. Design possibilities: chosen selected cases
Keeping in mind the relative magnitude of the various sources
presented in the data extraction of Section 3.1 (Table 3), and applying some engineering judgement, it is appropriate to trim down
the number of design choices. The general idea is to favour process
simplicity, and aim for the most significant design features that
will approach the minimum energy targets. Fig. 12 presents a selected subset of the design superstructure that we wish to consider
in more detail. Reservoirs R1, R2, R4, R5, R7 and R9 have been removed. The ground water, GDW, is only associated with 3.9 GJ/yr.
and thus R1 was eliminated. The cold greywaters from R2 and
R3 can be mixed in a single reservoir, which will retain the name
R3. Warm greywater is produced when incoming city water must
be heated, so reservoirs R4 and R7 were removed. The storage of
a glycol-water mixture adds cost, bulk and possible environmental risk, and thus R5 was removed. R9 is required for seasonal
thermal storage and was thus deleted, as this kind of storage is
difficult to implement on a small scale in an inexpensive compact
form.
Fig. 13 is a simplified design schema superstructure that follows from the modified grid diagram of Fig. 12, where the thermal
energy reservoirs R3, R6 and R8 play the same roles. The upper
portion of Fig. 13 is the circuit that satisfies the domestic hot
water use, while the lower portion is the circuit that assures the
occupant thermal comfort. In Fig. 13 we have chosen to show
at least one heat exchanger in each reservoir, as a means of
visualizing the associated design functionality. Imagine, for this
purpose, that each circuit could have 4 possible design options for
reservoirs R6 and R8: (1) no equipment; (2) a reservoir with a heat
exchanger supplied by TSC; (3) a reservoir with a heat exchanger
supplied by HPS; (4) a reservoir with two heat exchangers, one
supplied by TSC and the other by HPS. The domestic hot water
circuit might include the separation of the greywater into cold and
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
11
Fig. 12. Chosen grid diagram for further design evaluation.
Fig. 13. Design schema superstructure; also design schema WGW & HPS &TSC.
warm greywaters, or not. The schema in Fig. 12 thus encompasses
32 different scenarios (4∗ 4∗ 2). Engineering judgement will again
be applied to restrict the number of alternatives for economic
evaluation, to be discussed shortly.
Fig. 13 also illustrates the particular design solution that
includes WGW, HPS and TSC. Figs. 14–16 are three additional
particular scenarios, all of which include thermal solar collectors,
and for which an economic analysis will be given in Section 3.6.
Fig. 14 is the solar reference case, where solar input is included in
the test building. Fig. 15 includes heat pumping for both circuits.
Fig. 16 is the scenario of TSC in combination with the separation
of the greywater into cold and warm greywaters.
Greywater can be used to preheat incoming city water in some
combination of two possible means: 1) Through the separation of
the greywater into warm and cold greywaters, with subsequent
use of a heat exchanger for the warm greywater; 2) As a thermal
source to a heat pump, either for the unseparated greywater,
or for the mixed cold greywaters. To the best knowledge of the
authors, a specific integrated solution, shown in Fig. 13, comprises
a technical novelty: separation of the used domestic hot water
into warm and cold greywaters, heat recovery of the warm stream
below the pinch point, mixing of the cold greywaters after heat
recovery, and finally heat pumping of the mixed greywaters to
above the pinch temperature.
12
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Fig. 14. Design schema TSC.
Fig. 15. Design schema HPS & TSC.
3.6. Economic analysis of specific cases: overview
The economic discussion presented here will consider two different perspectives. The first economic analysis in Section 3.7 will
continue the perspective that has so far been considered in the
article, where the reference scenario is the solar equipped home.
Afterwards, in Section 3.8, a perspective that may be of more general interest will be considered. In this second economic analysis,
the reference scenario is the test building without the thermal
solar collectors. In these economic analyses the city water temperature follows a monthly temperature profile, and the savings
are calculated for each month and then totaled for the year. In
scenarios with a solar energy input, for the electricity savings calculation, solar energy was first applied toward the HFH, and then
the remaining portion was used to preheat the DHW to 45 °C. This
approach closely follows the implementation in the test building.
3.7. Economic analysis no. 1: reference scenario with thermal solar
collectors
Table 5 shows the economic comparison of HPSSol , WGWSol ,
and WGWSol & HPSSol, where the reference scenario energy requirement is 166.5 GJ/yr. (HFH + DHW + ACS TSC = 103.4 + 138.2 + 5.2 – 80.3). Table 5 presents the sce-
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
13
Fig. 16. Design schema WGW & TSC.
Table 5
Economic analysis no. 1, where the reference scenario includes thermal solar collectors.
Inputs and parameters
Electricity savings (GJ/yr.)
Electricity savings (kWh/yr.)
Initial investment cost (CAD)
Initial electricity price (CAD/ kWh)
Electricity Price Increase (% /yr.)
Project lifetime (yr.)
Discount rate (% / yr.)
Results
Simple Payback Period (yrs.)
Net Present Value (CAD)
Internal Rate of Return (%/yr.)
Energy savings (%)
HPSSol
WGWSol
WGWSol & HPSSol
70
19 373
14 000
0.07
3
20
7
51
14 184
4 000
0.07
3
20
7
88
24 479
15 000
0.07
3
20
7
10.3
4 621
10.6
42
4.0
9 634
28.3
31
8.8
8 529
23.6
53
energy input has already been accounted for in the annual energy
requirement of 166.5 GJ/yr., which explains why the payback
periods are quite long, as the test house already benefits from a
very significant advantage of solar energy. In other words, this
analysis shows the incremental benefit of adding further thermal
sources to an already environmentally friendly solar building.
3.8. Economic analysis no. 2: reference scenario does not include
solar input
narios without greywater separation to the left, here HPSSol . The
subscript “Sol” underscores the idea that the “electricity savings”
in the table do not include any savings from the solar collectors, as
solar energy is part of the reference scenario. Notice that the solar
In this second economic analysis, summarized in Table 6, the
perspective is more general, where we are now interested in the
relative, and possibly combined, economic performance of solar
energy, heat pumping, and greywater separation. Here the reference scenario is the test building without solar thermal collectors.
In this case the reference energy consumption is 246.8 GJ/yr.
(HFH + DHW + ACS = 103.4 + 138.2 + 5.2). For example, the right
most column in Table 6 indicates that the energy savings for the
combined effect of greywater separation, heat pumping and thermal solar collectors (WGW & HPS & TSC) represents a reduction in
the electricity requirements of 158 GJ/yr., or a 64% energy savings
compared to the 246.8 GJ/yr. reference. The shortest payback
Table 6
Economic analysis no. 2, where the reference scenario does not include thermal solar collectors.
Inputs and parameters
Electricity savings (GJ/yr.)
Electricity savings (kWh/yr.)
Init. investment cost (CAD)
Init. elect. price (CAD/kWh)
Elect. Price Increase (%/yr.)
Project lifetime (yr.)
Discount rate (% / yr.)
Results
Simple Payback Period (yr.)
Net Present Value (CAD)
Internal Rate of Return (%/yr.)
Energy savings (%)
TSC
HPS
HPS & TSC
WGW
WGW & TSC
WGW & HPS
WGW & HPS & TSC
80
22 306
3 000
0.07
3
20
7
105
29 039
11 000
0.07
3
20
7
149
41 439
14 000
0.07
3
20
7
51
14 047
1 000
0.07
3
20
7
121
33 554
4 000
0.07
3
20
7
111
30 844
12 000
0.07
3
20
7
158
43 986
15 000
0.07
3
20
7
1.9
18 440
56.6
33
5.4
16 913
21.3
42
4.8
25 831
23.8
60
1.0
12 502
105.3
20
1.7
28 252
63.7
49
5.6
17 647
21.8
45
4.9
27 279
23.6
64
14
C. Reddick, M. Sorin and J.-C. Bonhivers et al. / Energy & Buildings 211 (2020) 109803
Table 7
Summary of economic analysis no. 2, in order of increasing energy savings.
Scenario
Description
Energy
savings (GJ/yr.)
Energy
savings (%)
Reference
Test building without solar heating
246.8 GJ/yr. (=HFH & DHW & ACS)
Warm greywater preheats the domestic
hot water (DHW).
Thermal solar collectors preheat the domestic hot water
and provide hydronic floor heating (HFH).
Heat pumping preheats DHW and provides HFH.
The HPS sources are MGW, ACS and GDW.
Warm greywater (WGW) preheats the DHW.
HPS further preheats DHW and provides HFH.
Warm greywater preheats the DHW.
TSC further preheats DHW and provides HFH.
TSC provides HFH and preheats DHW. Heat pumping
completes HFH. HPS sources: MGW, ACS, and GDW.
WGW preheats the DHW. TSC provides HFH and preheats
DHW. HPS finishes HFH. HP sources: MGW, ACS and GDW.
0
0
51
20
80
33
105
42
111
45
121
49
149
60
64
158
WGW
TSC
HPS
WGW & HPS
WGW & TSC
HPS & TSC
WGW
& HPS & TSC
period for any individual technology is offered by WGW, followed
by TSC, and then HPS: 1.0 yr., 1.9 yr. and 5.4 yr. respectively. The
combination of greywater stream separation and thermal solar
collectors, WGW+TSC, is noteworthy given the combined short
payback period of 1.7 years and energy savings of 49%. It should
be recalled that the air conditioning, ground water and seasonal
thermal storage are not significant in this study, but might be
significant in other situations.
Table 7 organizes the results of economic analysis no. 2 in order of increasing energy savings. All of the scenarios offer a simple
payback of under 6 years. The results are strongly influenced by
the low cost of electricity in Quebec and the relatively expensive
capital cost of a water/water heat pump. Government financial incentive programs have not been considered in this analysis. In any
case, the “best” solution depends on the priorities of the building
owner, and to what extent lowering the carbon footprint of their
building is important. In analysis no. 2, where the reference case
refers to the test home without solar heating, the electricity
savings range from 20 to 64% for the evaluated scenarios.
4. Conclusion
Pinch analysis is not currently applied to the design of energy
efficient buildings. Why not? Important barriers have been the
recognition of potential thermal sources, and conceptual difficulties in accounting for their time variability, especially for waste
heat and renewable energies. In this article, pinch analysis was
applied for the first time in an all-inclusive manner to a building,
linking the building’s thermal demands (occupant thermal comfort
and domestic hot water use) to potential thermal sources. The
appropriate selection of flow rates, as well as inlet and outlet
temperatures of the thermal streams, is part of the originality of
the application. A novel modification was proposed for the pinch
method to facilitate the inclusion of both continuous and time
dependent (or intermittent) thermal sources and sinks. The usual
hot stream to cold stream heat transfer was replaced as follows:
hot stream reserve; hot stream to cold stream heat transfer; cold
stream reserve. Adding a reserve “of hot stream” and a reserve “of
cold stream” conceptually eliminates the time mismatch between
potential thermal sources and sinks.
The test building for the analysis was a multi-family residential
structure in Quebec, Canada. The building includes thermal solar
collectors, hydronic floor heating and summer air conditioning.
The studied potential thermal sources were ground water, cold
greywater, energy removed from the building air in the summer
by air conditioning, warm greywater, and thermal solar collector
fluid. It was observed that for the test building, the pinch tem-
perature changes with time: 27.5 °C from October to May, 47.5 °C
from June to September.
Greywater contains a significant amount of thermal energy.
Compared to the solar equipped test building, the electricity
consumption could be reduced by 31% by only implementing
greywater separation and thermal harvesting with a heat exchanger (WGWSol ), without heat pumping. Compared to the solar
equipped test building, electricity consumption could be decreased
by 42% by incorporating heat pumping into the design solution
(HPSSol ), without using greywater separation. The combination of
greywater separation and heat pumping (WGWSol & HPSSol ) would
reduce electricity consumption by 53%. If the test house without
solar heating is chosen as the reference case, then the combined
benefit of implementing greywater separation, heat pumping and
solar thermal collectors (WGW & HPS & TSC) reduces electricity
consumption by 64%.
Two economic analyses were completed for the test building:
one taking the test building without solar heating as the reference,
the other using the solar equipped building as the reference case.
In the context of Quebec, Canada, where electricity prices are
among the lowest in the world, simple payback periods ranged
from 1 to 10 years.
Declaration of Competing Interest
On behalf of all authors, the corresponding author states that
there is no conflict of interest.
CRediT authorship contribution statement
Christopher Reddick: Validation, Methodology, Software, Visualization, Writing - original draft. Mikhail Sorin: Conceptualization, Supervision, Writing - review & editing. Jean-Christophe
Bonhivers: Investigation, Software, Methodology, Writing - review
& editing. Dominic Laperle: Resources, Funding acquisition.
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