Upcoming Webcasts
This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.
All times appearing below are listed in Eastern Time unless otherwise noted.
There are no events or hearings currently scheduled.
SEC Meetings and Other Events
All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
SEC closed meetings are not open to the public.
U.S. Securities and Exchange Commission
100 F Street NE
Washington, DC 20549
United States
Contact: Office of the Secretary: (202) 551-5400
U.S. Securities and Exchange Commission
100 F Street NE
Washington, DC 20549
United States
Office of the Secretary, (202) 551-5400
Securities and Exchange Commission
100 F Street NE
Multi-Purpose Room LL-006
Washington, DC 20549
United States
Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551-3302.
U.S. Securities and Exchange Commission
100 F Street NE
Washington, DC 20549
United States
Office of the Secretary, (202) 551-5400
The U.S. Securities and Exchange Commission (SEC) and the Federal Retirement Thrift Investment Board are co-sponsoring a program titled “Your TSP Account – What to Think About When Nearing Retirement or Considering Leaving the Government” on Tuesday, Oct. 1, 2019, from 2 to 4 p.m. (EDT) at the SEC, 100 F St. N.E., Washington, D.C. 20549, and via live public webcast (and later, an archived webcast). This event, scheduled during World Investor Week, is open to all federal employees and members of the uniformed services, and is designed for those who may be considering retiring or leaving federal service.
The program will cover Thrift Savings Plan (TSP) distribution options, withdrawals and rollouts. Discussion also will cover investment risk and fees, the common red flags of investment fraud, how to check out a financial professional and questions to ask when thinking about moving funds from the TSP.
How to Attend
You can attend this program in person (live), via webcast (live) or by viewing the archived webcast:
- View the LIVE WEBCAST on Oct. 1 at 2 p.m. No need to register for the webcast.
The webcast will broadcast from this page, starting at 2 p.m. EDT on Oct. 1. - Register to attend in person by sending your name, agency, title and photo (passport style for security) to TSPProgram@SEC.gov. The SEC is located at 100 F St. N.E., Washington, D.C. 20549 (adjacent to Union Station). Please arrive by 1:30 p.m. the day of the event to go through the security process. The in-person registration cutoff date is Wednesday, Sept. 25, and in-person attendance is limited to 150. The TSP and the SEC will have information and resource tables set up for in-person attendees.
- There will be an archived webcast with links to presentation slides beginning Oct. 4 here: https://www.sec.gov/news/upcoming-events/your-tsp-account-2019
For More Information
Address all substantive TSP and investment questions to the sources below:
- For questions about your TSP retirement, please go to the TSP website or call the TSP’s ThriftLine at 877-968-3778 to speak to a TSP expert.
- For investment-related questions, go to Investor.gov or call the SEC’s investor assistance line at 800-732-0330.
- For webcast or technical questions only, or to report screen freezes or other technical problems, email webmaster@sec.gov.
- If you have questions about the program not addressed above, please contact Tom Manganello.
- For more information on World Investor Week, see the SEC’s World Investor Week page.
Troubleshooting
See our Live Video Troubleshooting Checklist to resolve video or audio problems.
Public Hearings in Administrative Proceedings
To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.
ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.
Administrative Law Judge James E. Grimes will hold Hearing in the matter of David Pruitt, CPA, Administrative Proceeding File No. 3-17950.
Theodore Roosevelt U.S. Courthouse
Courtroom 4E North
225 Cadman Plaza East
Brooklyn, NY 11201
United States
Office of Administrative Law Judges, (202) 551-6030
Public Appearances by Officials
Martha Miller, Advocate for Small Business Capital Formation, will be a panelist at RuralRISE Summit.
Pine Bluff Convention Center
1 Convention Center Drive
Pine Bluff, AR 71601
United States
Joseph Kapp, jkapp@resourcedev.org
Chairman Jay Clayton will participate in a Fireside Chat at CNBC’s Delivering Alpha Conference.
The Pierre Hotel
2 East 61st Street
New York, NY 10065
United States
Jennifer Dauble, jennifer.dauble@nbcuni.com
Commissioner Elad Roisman and Director of Trading and Markets Brett Readfearn will be the keynote speakers at SIFMA’s Equity Market Structure Conference.
The Westin New York at Times Square
270 West 43rd Street
New York, NY 10036
United States
Lindsay Gilbride, 202-962-7390
Martha Miller, Advocate for Small Business Capital Formation, will give the keynote presentation at the DC Metro Chapter of the National Veteran Small Business Coalition’s monthly meeting.
Key Bridge Marriott
1401 Lee Highway
Arlington, VA 22209
United States
Kelley Semple, ksemple@nvsbc.org
Chairman Jay Clayton will be the keynote speaker at the 2019 Securities Enforcement Forum. Enforcement Co-Director Steven Peikin and staff from the SEC’s Division of Enforcement will also participate in the event. See agenda.
Mayflower Hotel
1127 Connecticut Ave NW
Washington, DC 20036
United States
Bruce Carton, securitiesdocket@gmail.com