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@SEC_News

The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer:

Washington, DC
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Joined December 2008
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  1. Pinned Tweet
    Apr 4

    Are you a new investor? Or maybe someone who’d like to know more? SEC Chairman Jay Clayton shares his personal notes on investing:

    74 replies 39 retweets 84 likes
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  2. Retweeted
    13 hours ago

    Did you know that the SEC relocated its HQ to Philly's Penn Athl. Club in 1942 and drained the swimming pool to use as storage for the filing cabinets?

    2 replies 4 retweets 13 likes
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  3. 16 hours ago

    Learn more about the Office of the Advocate for Small Business Capital Formation:

    1 reply 1 like
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  4. 16 hours ago

    Our Advocate for Small Business Capital Formation Martha Miller participated in the NYSE American Emerging Company Summit, discussing how her office supports small cap companies and their investors in accessing capital efficiently and effectively.

    1 reply 3 retweets 6 likes
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  5. 17 hours ago

    SEC adopts new rules and amendments under Title VII of Dodd-Frank

    8 retweets 10 likes
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  6. 18 hours ago

    SEC charges ICO incubator and founder for unregistered offering and unregistered broker activity

    5 replies 9 retweets 19 likes
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  7. 20 hours ago

    WATCH NOW: Chairman Jay Clayton speaks with at CNBC’s . LINK:

    1 reply 2 retweets 8 likes
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  8. 20 hours ago

    The Investor Advisory Committee meeting will begin at 9:30 a.m. ET today. On the agenda: methods to develop better disclosures for investors and increased leverage and related SEC regulatory implications. See more:

    2 retweets 3 likes
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  9. Sep 18

    Our latest video is on ways to harmonize the exempt offering framework. Check it out, if you haven't seen it yet!

    1 reply 3 retweets 4 likes
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  10. Sep 18

    Chairman Jay Clayton’s Statement on Amendments to the Volcker Rule

    2 replies 2 retweets 8 likes
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  11. Sep 18

    SEC Charges ICO Incubator and Founder for Unregistered Offering and Unregistered Broker Activity

    5 replies 39 retweets 59 likes
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  12. Sep 18

    SEC halts alleged $125 million offering fraud

    3 replies 5 retweets 9 likes
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  13. Sep 18

    We're in Pine Bluff, Arkansas for ! Our Advocate for Small Business Capital Formation Martha Miller participated on the government panel, focusing on funding and support for rural entrepreneurship.

    1 reply 5 retweets 11 likes
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  14. Sep 18

    Yesterday, our Advocate for Small Business Capital Formation Martha Miller chatted with entrepreneurs and small business investors about successes and challenges at The in Little Rock, Arkansas.

    1 reply 2 retweets 9 likes
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  15. Retweeted
    Sep 18

    Just because your favorite celebrity endorses an investment doesn’t mean it’s right for you—or that it’s legit.

    6 replies 12 retweets 31 likes
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  16. Sep 17

    SEC Proposes Rules to Update Statistical Disclosures for Banking Registrants

    1 reply 1 retweet 4 likes
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  17. Sep 17

    Raymond James Agrees to Pay $15 Million for Improperly Charging Retail Investors

    3 replies 4 retweets 9 likes
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  18. Retweeted
    Sep 16

    Philly SEC office settles with defendants previously charged with $345 million fraud. Read more about it here:

    2 replies 2 retweets 10 likes
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  19. Sep 16

    Two broker-dealers to pay $4.65 million in penalties for providing deficient blue sheet data

    2 replies 2 retweets 8 likes
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  20. Sep 16

    SEC charges Prudential subsidiaries for misleading funds they advised, generating tens of millions in tax benefits for Prudential

    2 replies 5 retweets 12 likes
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  21. Retweeted
    Sep 16

    Your friendly neighborhood SEC office is now on Twitter! We look forward to updating the people of DE, MD, PA, VA, WV, and DC from our home base here in historic Philadelphia. No secret identities necessary.

    5 replies 7 retweets 23 likes
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