Desalination 305 (2012) 44–53
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Desalination
journal homepage: www.elsevier.com/locate/desal
Structural and chemical characterization of long-term reverse osmosis membrane
fouling in a full scale desalination plant
N. Melián-Martel a, b,⁎, 1, J.J. Sadhwani b, S. Malamis a, c, M. Ochsenkühn-Petropoulou a,⁎⁎
a
b
c
Laboratory of Inorganic and Analytical Chemistry, School of Chemical Engineering, National Technical University of Athens, Iroon Polytechniou 9, 15773 Athens, Greece
Department of Process Engineering University of Las Palmas de Gran Canaria, Campus de Tafira Baja, 35017, Las Palmas de Gran Canaria, Spain
Department of Biotechnology, University of Verona, Strada Le Grazie 15, I-37134, Verona, Italy
H I G H L I G H T S
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Research area includes structural and chemical characterization of membrane fouling and analytical methods.
Combined analyses provide complimentary data for membrane fouling interpretation.
Appropriate use of the techniques can improve the performance and reduce the operational costs of membrane plants.
AAS, ICP-OES and IC provide valuable quantitative results concerning the spectrum of foulant elements.
The main inorganic foulants on RO membranes consist of Si, Al, Cl, Ca, Na, Mg and K and minor trace elements.
a r t i c l e
i n f o
Article history:
Received 2 May 2012
Received in revised form 3 August 2012
Accepted 6 August 2012
Available online 1 September 2012
Keywords:
Reverse osmosis
Membrane fouling
Chemical and structural characterization
Membrane autopsy
Desalination plant
a b s t r a c t
The assessment of long-term fouling in reverse osmosis (RO) membranes was investigated through extensive
membrane autopsy using different analytical techniques. The RO membranes were taken from a seawater
desalination plant after 4 years of operation. Chemical and structural characterization was performed using
different analytical methods, including visual observation, optical microscopy (OM), scanning electron
microscopy with energy dispersive X-ray (SEM-EDX), X-ray diffraction (XRD), Fourier transform infrared
spectroscopy (FTIR), X-ray fluorescence (XRF), inductively coupled plasma optical emission spectrometry
(ICP-OES), atomic absorption spectroscopy (AAS) and ion chromatography (IC). The fouling layer consisted
of particulate matter embedded in an apparently amorphous matrix, which was unevenly distributed over
the membrane surface with the greatest accumulation in the valley areas. Inorganic and organic foulants
were identified in the RO membranes. Inorganic foulants mainly consisted of hydrogen aluminosilicates
and halite. The main organics substances identified were proteins, polysaccharides and humic compounds
and were attributed to biofouling. Chemical analysis revealed that Si, Al, Cl, Ca, Na, Mg and K were the predominant elements contributing to membrane fouling. The reasons for the deposition of foulants on the RO
membranes are the increase of membrane selectivity due to biofouling, the large size of cartridge filters
and the high operating pressure.
© 2012 Elsevier B.V. All rights reserved.
1. Introduction
Seawater reverse osmosis (SWRO) membrane technology is increasingly being employed as a strategy for the conservation of limited fresh
water resources. Despite its growing popularity and improved technology
⁎ Correspondence to: N. Melian-Martel, Department of Process Engineering University
of Las Palmas de Gran Canaria, Campus de Tafira Baja, 35017, Las Palmas de Gran Canaria,
Spain. Tel.: +34 660163130; fax: +34 928 458975.
⁎⁎ Corresponding author. Tel.: +30 210 7723094; fax: +30 210 7724039.
E-mail addresses: nmelian@proyinves.ulpgc.es (N. Melián-Martel),
oxenki@central.ntua.gr (M. Ochsenkühn-Petropoulou).
1
Temporary address: Laboratory of Inorganic and Analytical Chemistry, School of
Chemical Engineering, National Technical University of Athens, Iroon Polytechniou 9,
15773 Athens, Greece.
0011-9164/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.desal.2012.08.011
[1], reverse osmosis (RO) along with all membrane separation processes
are still hampered by the inevitable membrane fouling [2–5].
Potential causes of membrane fouling are well known and well documented and include: inorganic fouling (scaling), organic fouling, colloidal
fouling and biological fouling or biofouling [6–10]. The accumulation or
adsorption of foulants on the surface or into the membrane matrix results
in the reduction of membrane performance over time, which requires
costly pretreatment, higher operating pressures, and frequent chemical
cleaning – which damage membranes, degrade permeate quality, and
hasten membrane replacement – increasing water treatment cost and energy consumption [11].
Effective control of fouling requires a good diagnosis of the type and
extent of fouling present in order to maintain plant performance [6,12]
since each foulant requires different means of removal. Pontié et al. [6]
and Vrouwenvelder et al. [12] have employed analytical tools for
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
diagnosis, prediction, prevention and control of fouling on membranes
through the autopsy of the nanofiltration and RO membrane elements
[6,12]. Several autopsies of RO fouled membranes have also been
carried out in order to identify the species of foulants and to better
understand the physicochemical processes governing fouling [13–18].
Currently, there is very little data available concerning the characterization of long-term fouling in full scale RO plants. Furthermore, there is no
standard analytical scheme method available for studying fouled membranes that can be used for fouling diagnosis without the need of special
experience in order to interpret the obtained results [19]. The difficulty in
characterizing fouling is often attributed to the complexity of feed water
composition and to the different fouling mechanisms of the different
foulants [13].
In this work, a methodology was developed based on analytical tools
and methods for the characterization of long-term fouling in RO membranes taken from a full scale desalination plant operating for 4 years.
This case study can reveal significant issues concerning long-term RO
membrane fouling. The approach is based upon the interpretation of
the structural and the chemical characterization of membrane fouling
in actual seawater operating conditions by means of autopsy of a virgin
(non fouled) and fouled spiral wound RO membrane elements and
comparison of the findings with the literature. The analysis of the virgin
membrane properties and membrane foulant characterization enabled
the determination of the foulants that are responsible for shortening
the useful life of the membranes in a commercial RO desalination plant.
A systematic investigation based on the application of an autopsy
of virgin and fouled membrane elements has been carried out, which
enables integral diagnosis of the type and extent of fouling.
2. Experimental
2.1. Investigated plant
The investigated fouled membranes were taken from the Arucas–
Moya desalination plant located in the Northern coast of the island of
Gran Canaria (Canary Islands). The SWRO desalination plant was
constructed in 1995 in order to supply potable water to the region. The
SWRO has a production capacity of 15,000 m3/day, where the seawater
intake is conducted by means of six coastal wells drilled in solid rocks.
In this area pH is rather neutral (7.55), but some sulfuric acid is required for pH adjustment. The seawater temperature is around 20 °C
with silt density index (SDI) values below 1 and less than 1 NTU of
turbidity. The chemical analysis of the feed seawater is presented in
Table 1.
In the pre-treatment section, the seawater is chlorinated at the head
of the intake pipe using sodium hypochlorite solution preventing biological growth. Seawater is filtered by four sand pressure filters. After
Table 1
Chemical analysis of the feed seawater of the region [20].
Main ions and compounds
mg/l
Potassium (K+)
Sodium (Na+)
Magnesium (Mg2+)
Calcium (Ca2+)
Carbonate (CO32−)
Bicarbonate (HCO3−)
Chloride (Cl−)
Fluoride (F−)
Sulfate (SO42−)
Silica (SiO2)
Boron (B3+)
483.49
10,995.20
1589.77
443.70
36.39
97.63
20,566.80
1.47
2900.00
0.14
5.00
Other parameters
TDS (mg/l)
T (°C)
37,143
25
45
filtration the water passes through a series of four cartridge filters,
which retain particles greater than 5 μm. Sodium metabisulfite is
added in order to neutralize any remaining chlorine in the feed water
and then the seawater is fed to the RO system.
The RO unit section consisted of two racks (2 × 7500 m 3/day, 45%
recovery), which work in a 1 step–1 stage system, having a total of
seven elements per pressure vessel. The schematic flow diagram of
the desalination plant is shown in Fig. 1.
The membranes used in the process were spiral wound RO membranes made of polyamide (FILMTEC™ SW30HR-380) operating at
68 bar.
Usually about 5–8% of the membranes are annually replaced in
order to maintain the targeted product quality as well as the permeate
quantity. The membranes are chemically cleaned every 3 months. The
replacements of RO elements are required since otherwise the permeate quality would be lower and the operational pressure would
increase.
2.1.1. Membrane sampling
In this study one virgin and two fouled spiral wound RO membrane elements were autopsied. The fouled membrane elements
were removed from the plant (first element in the pressure vessel),
and were opened as soon as possible to minimize the possibility of
biological growth in the module. The fouled membrane elements
were kindly provided, in a dry condition, as 30 × 30 cm flat sheets.
Among each fouled membrane elements tested, four sample
sheets were taken using random samples. At the virgin membrane
element a dissection was conducted using a circular power saw to
remove the ends and slice through the fiberglass sleeve. The leaves
were unrolled, and samples were collected from a region approximately at the middle of the module.
The fouled RO membrane element selected for the autopsy study
had been in service for nearly 4 years once they were removed for inspection and analysis. Table 2 provides an overview of the operational
specifications of the RO membrane elements that were recommended by the manufacturer. It is made of polyamide thin-film composite (thickness b 1 μm) that is supported by polysulfone layer
(thickness ~ 140 μm) configured by spiral-wound type with high salt
rejection efficiency [22].
For comparison, the same structural analysis and chemical characterization protocol were applied to both virgin and fouled membrane
samples.
2.2. Approaches for structural analysis and chemical characterization
The analytical techniques used in the structural analysis and
chemical characterization of the membrane include: visual observation, optical microscopy (OM), scanning electron microscopy with
energy dispersive X-ray (SEM-EDX), X-ray diffraction (XRD), Fourier
transform infrared spectroscopy (FTIR), X-ray fluorescence (XRF),
inductively coupled plasma optical emission spectrometry (ICP-OES),
atomic absorption spectroscopy (AAS) and ion chromatography (IC).
2.2.1. Optical observation
The surface morphology was observed by optical microscopy
using a Zeiss Axiotech 100 HD light microscope for optical microscopy
observation (50 ×, 100× and 200 ×). Various fractions of 4 cm 2 were
taken from different leaves of the membrane elements for optical
analysis.
2.2.2. SEM-EDX analysis
Membrane surface structure, morphology and the elemental
chemical analysis of the membrane samples were conducted using a
FEI Quanta 200 scanning electron microscope (resolution 6 nm)
equipped with an EDX-Genesis 4000 energy dispersive X-ray fluorescence spectrometer (SEM-EDX). The instrument was operated in low
46
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Fig. 1. Schematic flow diagram of Arucas–Moya SWRO desalination plant.
vacuum mode at chamber pressure of 80 Pa. The accelerating voltage
varied from 20 to 25 kV, depending on the sample. No pretreatment
or coating was applied to the samples, which were secured to the
specimen holder with adhesive conductive double-sided carbon
tape. The top surface and the cross-section of small pieces, approximately 1 cm 2, were both analyzed. For the cross-section analysis,
the small pieces were oriented perpendicular to the incoming light/
electron beam.
2.2.3. XRD analysis
The structural analysis of the membranes was carried out by XRD
analysis. XRD analysis was performed with a Siemens D5000 diffractometer using CuKα1 radiation with a graphite monochromator, in
the 2-theta range from 2-80° (counting time of 1.0 s, wavelength
1.506 Å). The power conditions were set at 20 kV/30 mA.
The evaluation of the XRD spectra was performed automatically
using the DIFFRAC AT Search Program provided as an integral part of
the diffractometer. The analysis was carried out in three different
ways: (1) analysis of the whole membrane without any pre-treatment
(2) analysis of the active layer after separation of the polysulfone
sublayer of the membrane and (3) analysis of the inorganic fraction
after decomposition by heating the membrane substrate at 485 °C as
it was found by TG (Thermo Gravimetric analysis) in a Mettler Toledo
TGA/SDTA 851e.
The skin and the sublayer parts of the membranes studied have
been separated by manual pealing using an adhesive double tape.
Table 2
Characteristics of RO membranes investigated [22].
Parameter
Value
Membrane
Material
Effective membrane area (m2)
Permeate flux (m3/d)
Salt rejection (%)
Max. operating pressure (bar)
Max. operating temperature (°C)
pH range
SW30HR-380
Polyamide thin-film composite
35
23
99.7
83
45
2–11
2.2.4. FTIR analysis
Functional group characteristics were measured using a Jasco FTIR‐
4200 spectrometer combined with an attenuated total reflectance
device (ATR PRO 410-S with Ge crystal) employed for Fourier transform infrared (FT-IR) analysis of the virgin and fouled membranes
samples.
The scanning was carried out in the range from 500 to 5000 cm −1.
Membrane swatches cut from the virgin and fouled RO membrane
samples were placed in plastic petri dishes and were dried in a
desiccator for 2 days. Both the membrane and the fouling layer
were simultaneously analyzed. No pre-treatment was required for
the samples.
2.2.5. XRF analysis
The objective of this semi-quantitative analysis was to determinate
the elemental composition of the virgin membrane and the fouling
layer on the membrane and use the results to establish, as far as possible, the chemical nature of the deposits. An ARL ADVANT XP sequential
XRF spectrometer was used to analyze the samples.
The specimens were placed in glass sample bottles to preserve the
fouling layer, were dried in a desiccator for 2 days without any
preparation. The sample base was prepared by compressing boric
acid in a hydraulic press at a pressure of 100 MPa for 15 s. The samples
were then deposited on the boric acid disk prior to analysis by X-ray
fluorescence. The results were analyzed using the semi-quantitative
Quantas Software.
2.2.6. ICP-OES and AAS analysis
The objective of using the ICP-OES and AAS techniques was to
obtain, as far as possible, a quantitative analysis of the elements constituting the deposits, unlike the semi-quantitative XRF technique which
mainly analyzes the surface of the sample.
In order to extract the deposits, a piece of approximately 3 cm2 of
each sample was accurately weighed and fragmented into smaller
fractions, which were digested in 1:1 suprapure 30 wt.% HCl (Merck,
Darmstadt) on a hotplate at approximately 75 °C for 15 min, thus enabling the complete leaching of the deposits from the membrane,
shown by the color changing of the virgin membrane. Next filtration
of the solution was performed through 0.45 μm cellulose nitrate
47
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
membrane filters (Whatman). The final solution was diluted up to a
final volume of 50 ml.
A stock ICP multi-element standard solution IV (Merck, Germany),
having a concentration of 1000 mg/l of each of the following
elements: Ag, Al, B, Ba, B, Bi, Ca, Cd, Co, Cr, Cu, Fe, Ga, In, K, Mg, Mn,
Na, Ni, Pb, Sr, Ti, and Zn, was used to prepare the working standard
solution (0.1–5 μg/ml). These standards were prepared in 0.1 M
HNO3 using suprapure 65 wt.% HNO3 (Merck, Darmstadt) and highpurity deionized water (HPW) (Easy pure II, LF ultrapure water
system, Barnstead).
Perkin Elmer Optima 7000 DV spectrometer was employed to determine the concentrations of the trace elements with the following
conditions: RF Power 1450 W, nebulizer gas flow rate 0.7 l/min, plasma gas flow 15 l/min, nebulizer pump 1.50 ml/min, axial and radial
plasma view. The results were analyzed using a Win lab 32™ software.
Varian fast sequential atomic absorption spectrometer, model
AA240FS, was used to measure the concentration of the major elements (Na, K, Ca and Mg) using the software Spectraa, version 5.1 Pro.
2.2.7. IC analysis
The ion chromatography system consisted of a Dionex-BioLC GS
50 gradient pump and a sample injector with a 25 μl loop, which
were coupled to a Dionex-BioLC ED50 conductivity detector. The
chromatography parameters for the determination of the investigated anions and cations are presented in Table 3.
Both the fouled and virgin membrane samples were weighed in
order to obtain the mass concentration of particulate matter deposited
on the membrane. The membrane samples were conditioned prior to
weighting in a desiccator for 24 h.
The sample was then leached in an ultrasonic bath (Ultrasonik,
NEY) 28 H with 15 ml of HPW for 30 min. The procedure was repeated
with additional 10 ml of HPW using the membrane sample residue.
The leachate was filtered (0.45 μm, cellulose nitrate membrane filters,
Whatman filters) and diluted up to a final volume of 25 ml.
All reagents used were of analytical grade. Working standard solutions in the concentration range of 0.1–20 mg/l were prepared from
multi-element anion chromatography standards (Ca2+, Mg2+, K +,
Na+, Cl −, NO3−, SO42− and PO43−) of 1000 mg/l (No 700008, Fluka,
Switzerland) by dilution in ultra pure water. Eluents for ion chromatography were prepared by dissolution of appropriate amounts of
Na2CO3 (≥99%, Merck) and NaHCO3 (≥99.5%, Sigma−Aldrich) for anions and methanesulfonic acid (≥99.5%, Sigma-Aldrich) for cations, in
HPW.
3. Results and discussion
3.1. Structural analysis
The leaf of the membrane samples had an orange-brown hue. The
deposits of the fouled membranes surface samples were encrusted
with scale precipitates which were not easily removed. When the
feed spacer was removed, the optical images of the membrane
surface revealed that the surface of the fouled membranes appeared
to be covered by a fouling layer having an orange-brown color that
Fig. 2. Optical images showing a fouled membrane surface in regions near the spacer
strands. Magnification ×50.
was unevenly distributed over the surface with the greatest accumulation in the regions located: (1) in the valleys of rough membranes,
leading to “valley clogging”, and (2) underneath or in the vicinity of
the spacer strands.
This fouling pattern was evident in the present study both with
the optical and scanning electron microscopes. Figs. 2 and 3 show
the optical and SEM image of the fouled membrane surfaces near to
the strands, respectively.
Apparently the roughness of the fouled membranes was formed by
imprints of the permeate spacer, the main purpose of which is to promote eddy mixing [23]. The most likely cause for the fouling close to
the spacers is related to high applied pressure that is occasionally practiced. During the membrane operation, fouling occurs and this results
in an increase in the pressure drop between the feed and the reject
stream. The increased pressure drop resulting for constant permeate
quantity may accelerate fouling particularly in the vicinity of spacers.
Roughness, with valleys and deeper spots in the valleys, facilitates
accumulation of fouling, which ultimately decreases the permeate
flux and also prevents the effective cleaning by “protecting” deposits
from being removed [24,25].
When the surface of the membrane was magnified, the layer of
deposits that covered the whole surface could be more clearly
observed. Preliminary tests revealed that samples removed from different locations within one membrane or from different membranes
within one element had a homogeneous appearance in SEM, such
that the morphology of the surface of fouling layers could be well
characterized by analysis of a single membrane sample per element.
Comparison among the surface of virgin and fouled membrane
samples is shown in Fig. 4. SEM images clearly show the remarkable
differences between the surface morphologies of the two membranes
samples. While the foulant layer on the fouled membrane surfaces
consisted of particulate matter embedded in an apparently amorphous matrix in nature (Fig. 4a1), the virgin membrane appeared
clean and quite smooth in surface (Fig. 4b1).
Table 3
Ion chromatographic parameters for the analysis of the water soluble anions Cl−, NO3−, SO42−, PO43− and the cations, K+, Na+, Ca2+, Mg2+.
Ions analyzed
Stationary phase/suppressor
Elution
Conditions
Detection limits (μg·l−1)
Cl−
NO3−
SO42−
PO43−
K +,
Na+
Ca2+
Mg2+
Ion Pac AS 14 (250 × 4 nm, 9 μm particle size)
Suppressor: ASRS-ULTRA
(4 mm)
3.5 mM Na2CO3 + 1.0 mM NaHCO3
Flow rate: 0.8 ml·min−1
Pressure: 984 psi
Background conductivity: 17.20 μs
IonPac CS 12A (250 × 4 mm, 8 μm particle size)
Suppressor: CSRS-ULTRA
(4 μm)
20 mM methanesulfonic acid
Flow rate: 1.0 ml·min−1
Pressure:1090 psi
Background conductivity: 1.82 μS
Cl−: 20
NO3−: 60
SO42−: 40
PO43−: 120
K+: 90
Na+: 30
Ca2+: 80
Mg2+: 20
48
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Fig. 3. SEM micrograph of the fouled membrane surface near to the strands.
Particles of many different sizes appeared, although, even with
magnification level no crystalline structures were evident in any
case, except sodium chloride (NaCl). These images also show that
the foulant pattern on the RO surfaces is not formed in a compact
layer and that an uneven fouling throughout the membrane surface
was observed. The major contribution of SEM analysis was that it
identified the deposits as being predominantly amorphous in nature.
The chemical composition by EDX was confirmed later.
Using the data base from the XRD program an initial search was
made for every possible compound.
The XRD diagram of the virgin membranes sample revealed the
amorphous pattern in nature of the polyamides membranes showing
broad peaks in the region 2θ = 15–30° [26].
The XRD diagram patterns of the fouled membranes were similar.
Even though three different methods were employed by XRD it was
only confirmed in all the samples that halite (NaCl) and hydrogen
aluminosilicate, H(AlSi2O5) are the unique components of the
crystalline phase deposits observed on the membrane. This was also
confirmed by the dominance of Si and Al observed in the chemical
analysis.
The bulky deposits were amorphous and not decipher by the XRD
technique that only indentifies compounds in their crystalline state.
The inhibitory action of scale inhibitors distorts the crystal structure of
the scale-formers [15]. Consequently, the XRD indicates that significant
inorganic fouling due to the presence of hydrogen aluminosilicate and
halite occurred. The majority of foulants could not be identified. These
substances are present in the feed solution; to minimize inorganic
fouling frequent chemical cleaning with suitable chemicals is required.
To identify the organic matter present on the membrane surface,
the analysis of the fouling layer and the virgin membrane surface
was carried out by ATR-FTIR (Fig. 5).
The spectrum of the virgin polyamide membrane is dominated by
vibrational bands of the polysulfone support membrane with major
bands in the region of 1500 to 1600 cm −1 assigned to polysulfonyl
Fig. 4. SEM micrograph showing (a) the fouling layer on the fouled membranes and (b) a virgin membrane surface respectively and associated EDX analysis.
49
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Fig. 5. ATR-FTIR spectra of the virgin and fouled polyamide RO membranes.
group in the porous polysulfone layer [21]. The major vibrational
bands associated with the thin polyamide layer are the amide I
(C_O) near 1660 cm −1 and the amide II (N\H) near 1540 cm −1
[27]. Other bands at 1607, 1488, and 1448 cm −1 are associated with
the C_C ring vibrations of polyamide [27].
The peaks around 3300–3400 cm −1 can be assigned to free and
hydrogen bonded N\H stretching [28,29]. The coated layer of this
kind of membranes is aliphatic with significant amount of OH groups
[30]. Therefore, the broad band around 3300 cm −1 is probably attributed to a stretching vibration of N\H and carboxyl (\COOH) groups
of the polyamide layer, and potential alcoholic (\COH) groups in the
coating layers [30].
New peaks in the spectra from the fouled membranes appear at
the wavenumbers (1010–1040, 916, 1650 cm −1) where the most interesting changes in the spectra of the fouled membranes took place
in 1010–1040 cm −1 and 916 cm −1 characteristics of the functional
group C\O which indicates that polysaccharides or polysaccharidelike membrane foulants, were presented in the fouling layer [31,32].
Examination of other regions of the spectrum can clarify whether
the foulants are polysaccharides. Polysaccharides contain a significant
number of hydroxyl groups, which exhibit a broad rounded absorption band above 3000 cm −1.
Polysaccharides are one of the main substances of extracellular
polymeric substances (EPS) [33]. This adhesive polysaccharide material can act as trap for other organic debris as a source for further
microbiological growth [34].
The band in the vicinity of 1400 cm −1 could be due to aliphatic
C\H deformation, C\O stretching and O\H deformation of phenol
[13]. The band in the range of 600–800 cm −1 could be due to aromatic compounds. These results suggest that the constituents of the
membrane organic fouling included proteins, polysaccharides and aromatic compounds derived from humic compounds. The entrapment
of organic material on the membrane and in its pores can result in the
development of microorganisms and thus biofouling. Since chlorine is
used in the feed water to eliminate microbial activity, microorganism
development takes place after the removal of chlorine through the
addition of sodium metabisulfite. The presence of proteins and polysaccharides most likely means that biofilm actually develops. Biofilm
is detrimental to membrane performance as it increases the transmembrane osmotic pressure and increases the hydraulic resistance;
this is referred to as ‘biofilm-enhanced osmotic pressure’. The contribution of EPS to fouling has been found to be significant [35]. To minimize biofouling, it is important to conduct frequent cleaning of the
membrane with suitable chemicals as well as frequent flushing with
permeate water.
3.2. Chemical characterization
The results from the semi-quantitative XRF analysis are shown in
Table 4. The sum of the elemental composition does not add to
100% since the concentration of carbon, nitrogen, and oxygen could
not be taken into account.
Major constituents of the virgin polyamide membrane included in
descending order S, Na and Cl. Although other elements such as Ti, P,
Table 4
Components of the virgin and fouling layer deposited on samples 1 and 2 obtained by
XRF semi-quantitative analysis.
Concentration (wt.%)
Element
Virgin
Element
Sample 1
Sample 2
S
Na
Cl
Ti
P
Ca
Si
Ni
Mn
Al
V
17.600
3.560
1.110
0.489
0.046
0.027
0.009
0.008
0.005
0.004
0.001
S
Si
Al
Cl
Na
Ti
F
K
Mg
Fe
Ca
P
Cr
Mn
Ni
V
Total
22.86
13.900
4.220
2.290
2.220
0.974
0.585
0.352
0.300
0.253
0.195
0.064
0.039
0.015
0.012
0.007
0.004
25.43
14.200
3.120
1.780
3.830
1.080
0.604
0.245
0.261
0.383
0.138
0.059
0.031
0.000
0.011
0.008
0.000
25.75
50
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Ca, Si, Ni, Mn, Al and V, were present in the composition of the polyamide, their contribution was not significant (b 1%).
The higher percentage of Na in the virgin membrane is related to
the detection of Na compound as standard preservation solutions.
Filmtec elements are preserved in a standard storage solution
containing a buffered 1 wt.% food-grade sodium metabisulfite
(SMBS) [36] which prevents biological growth during storage and
shipping of elements. In contrast, Cl is absent in the chemical
structure of polyamide thin-film composite membranes [37]. However,
in this study, the presence of Cl could be associated to the formation of
the thin selective layer. In many commercial practices, the thin selective layer is formed by interfacial polymerization of amine monomers
brought into contact with aromatic acid chloride monomers [38].
Therefore, Cl ions could have diffused through the polyamide skin
layer with some retained in the microporous support.
Sulfur was the element having the highest concentration in the
fouled membranes likely due to the polysulfone support layer of the
membrane [39]. Si and Al were the second and third highest concentration of metallic elements present in the fouled membrane. The size
of these clay particles in feed seawater is typically less than 5 μm.
Therefore, they pass through the micron filter and are trapped within
the hollow fibers. Over a long period of operation, even less than
0.1 mg/l Al in the clays can accumulate to appreciable levels and contribute to highly insoluble aluminosilicate deposits. The next highest
element contents were Cl followed by Na. A significant increase in
the percentage of Cl in the fouled membrane was observed compared
to the virgin membrane. Other minor elements such as Ti, followed by
F, K, Mg, Fe, Ca and P with a concentration less than 2% in total and
trace elements such as Cr, Mn, Ni and V with concentrations smaller
than 0.04% in total were detected in the fouled membranes. The
semi-quantitative results from the XRF confirm the results obtained
through XRD analysis; specifically, the elements of Si, Al and Cl are
contained in halite and in hydrogen aluminosilicate, which were
identified as the prime deposits from the XRF analysis.
To complement the results of the semi-quantitative XRF analysis
and provide a better picture of the scale deposits a quantitative
assessment by SEM-EDX, ICP-OES and IC was carried out.
The X-ray analysis by SEM-EDX method was performed by means
of area and spot analysis. The area analysis presents the average concentration of the elements distribution on the part of the membrane
shown on the SEM image, while the spot analysis provides information
of the chemical composition in that particular location.
EDX results of the virgin membrane (Fig. 4b2) confirm the presence
of the following elements in descending order C (52%) O (23%), S
(11%), N (8%), Na (5%) and Cl (0.7%) which are in good accordance
with those obtained by XRF.
EDX spectra of foulant layer surfaces were very similar for most
samples (Fig. 4a2). The analysis indicates that the deposits on the fouling layer had high levels of Si (8%), Al (5%) and Cl (5%), whereas the
polyamide thin film matrix had high levels of O (46%), C (20%) and S
(7%). Relatively low levels of Na (3%), Mg (2%), Fe (2%), K (1%), Ti
(0.4%) and Ca (0.2%) were also present. The differences found between
the semi-quantitative XRF and EDX data, are attributed to the fact that
the fouling layer is unevenly distributed over the membrane surface.
The higher concentration of the relation O/C in the fouled sample
is likely due in part to organic and/or biological foulants.
Particles with high content of Si, O and Al are frequently found all
over the surface on the membrane, as shown in Fig. 6. The X-ray analysis described elsewhere [40] showed the major constituents of
foulants to be Si, C, Al, and Fe, suggesting that the deposits contained
significant amounts of organic material, silicate clay minerals, and
iron compounds.
The SEM-EDX investigation of the cross-section of the membrane
gives further insights into the development of the fouling layer. The
fouling layer presented in Fig. 7 has a thickness of less than 5 μm
and consisted of particulate matter embedded in an amorphous
matrix. It can be seen that the layer consisted of three distinct regions.
Region 1 where no particulate matter was embedded within the inner
amorphous layer and the EDX analysis (Fig. 7a) of this layer did not
detect any elements except C, O and S. The same O/C ratio between
region 1 and the virgin membrane support layer was found. Therefore, this region corresponds to the polysulfone support layer.
Regions 2 and 3 were structurally and chemically different from region 1. The fouling layer shows a similar composition to those observed
in the analysis of the top surface with the presence of Si, S and Al predominant and the presence of other compounds such as Fe, Na, Cl, and
Mg with the highest concentration in region 3 (Fig. 7b and c). However,
even between regions 2 and 3 the fouling patterns are quite different,
with fewer elements detected in region 2. Sulfur was a major foulant
in region 2, indicating that sulfur containing compounds were able to
penetrate inside the membrane pores.
The fouling layer has been produced by an accumulation of organic
and inorganic substances, as the layer shows no clear continuity. The
information obtained from the cross-section investigation provides
insights into evolution deposition which are important in the development of a more complete understanding of the fouling mechanisms.
Therefore, the elemental analysis throughout the cross-section of the
membrane is important and can be used to discover which substances
can penetrate inside the membrane pores and which substances mainly remain on the surface.
The results of the chemical analysis by ICP-OES/AAS as well as the
wavelengths used are summarized in Table 5 and the results of IC
Fig. 6. SEM micrograph and associated EDX showing aluminum silicates scaling.
51
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Fig. 7. SEM micrograph of the cross-section and associated EDX analyses in different positions (a–c) of the fouled membrane.
analysis in Table 6. The chemical analysis by IC confirms the detection
of significant quantities of water soluble SO42−, Cl, Na +, Ca +2, Mg +2
and K +. The same pattern also was found by AAS, however, the concentrations of Na, Ca, Mg and K by AAS were higher than that
obtained by IC. Therefore, the results confirm that the extraction of
the deposits was more effective after digestion of the samples with
1:1 HCl than after leaching with HPW and ultrasound, as expected.
The abundance of Na on the virgin membrane is attributed to the
preservation coating on the membrane material. The content of Na +
and Cl − is higher in the fouled membrane samples revealing significant deposits from the feed stream, thus confirming the results from
XRD and XRF analysis.
Calcium is one of the most common and important cations, and its
complexation with natural organic matter such as humic substances
results in a highly compacted fouling layer and flux decline has
been long studied [41,42]. The next highest cation was K + followed
by Mg 2+.
The ICP-OES analysis of the fouled membrane revealed that other
elements were also present (Cr, Zn, Ni, B and Mn) in small quantities.
The most abundant of these were Cr, Zn and Ni that often appear in
the composition of the aluminosilicates [14]. B is also present in the
feed seawater. These results are in good accordance with those
obtained by XRD.
Tables 5 and 6 show an irregular pattern of the foulant concentration. Therefore, the foulant pattern on the RO surface was not formed
in a compact layer. As seen in Fig. 1, the pre-treatment in the full scale
desalination plant is a typical one involving chlorination for the
destruction of bacteria, the addition of anti-scalants and filtration
Table 5
Results of the chemical analysis of the virgin membrane and deposits by ICP-OES and AAS after leaching with HCl 1:1 from random samples of the fouled membranes.
Concentration (mg/kg membrane)
Elements/wavelength (nm)
Virgin
Elements/wavelength (nm)
Sample 1
Sample 2
Sample 3
Sample 4
Analytical method
Na (589.0)
Ca (422.7)
K (766.5)
Mg (285.2)
Fe (259.9)
Al (396.2)
3571.4
463.8
225.9
212.1
111.2
12.8
Na (589.0)
Ca (422.7)
K (766.5)
Mg (285.2)
Al (396.2)
Cu (324.8)
Fe (259.9)
Cr (283.6)
Zn (213.9)
Ni (231.6)
B (249.7)
Mn (257.6)
2510.6
4032.7
711.3
317.1
746.3
395.1
238.4
88.6
0.0
36.9
32.0
5.5
6212.7
4601.2
1042.0
1119.3
818.8
278.1
26.5
112.0
0.0
25.3
35.5
4.5
3672.7
2697.3
1014.6
723.7
624.8
274.5
148.8
311.4
154.2
66.4
0.0
1.7
4353.9
1303.6
1566.1
500.9
658.8
269.6
166.5
143.7
142.0
28.7
0.0
2.3
AAS
AAS
AAS
AAS
ICP-OES
ICP-OES
ICP‐OES
ICP‐OES
ICP‐OES
ICP‐OES
ICP‐OES
ICP‐OES
52
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
Table 6
Results of ion chromatography analysis after extraction with HPW from random samples of the fouled membranes.
Ions
2−
SO4
Cl−
NO3−
PO4 3−
Na+
Ca2+
Mg2+
K+
Concentration (mg/kg membrane)
Virgin
Sample 1
Sample 2
Sample 3
Sample 4
21,217.3
2061.1
363.7
0.0
1658.0
233.2
77.7
181.3
1838.2
12,366.3
1002.7
3008.0
1893.6
562.9
255.9
255.9
351.1
2633.4
175.6
0.0
4685.9
617.9
823.9
489.2
705.4
3527.1
282.2
0.0
2181.7
128.3
179.7
154.0
506.1
1897.8
253.0
379.6
2774.7
192.3
247.3
247.3
–
through sand filters and afterwards through cartridge filters. The
formation of inorganic precipitates on the membrane surface may
occur due to the following reasons:
(a) The development of the biofilm on the membrane surface
increases the selectivity of the membrane thus increasing the
retention of other substances.
(b) Cartridge size is quite large and does not retain the substances
smaller than 5 μm. Probably smaller size cartridge filters
(i.e. 1 μm) could retain more of the feed stream particles.
(c) Operating pressure is increased in order to maintain constant the permeate quantity and this further exacerbates
the fouling problem.
–
–
3.3. Evaluation of analytical methods
As summarized in Table 7, based on the analytical methods
employed for membrane fouling evaluation, the following can be
noted:
– Visual inspection and OM offers limited capabilities and only serve
as a preliminary step in the evaluation of membrane fouling. It can
be used to visually identify regions where significant fouling has
occurred as opposed to other areas with much lower fouling.
However, more powerful analytical methods must be employed
to obtain information concerning the severity and type of fouling.
– SEM-EDX is a valuable tool for studying surface structure and morphology. The level of resolution offered by SEM is important, as it
can identify the pattern of membrane fouling. The elemental
–
analysis conducted to determine the fouling elements on the membrane can be used to identify the elements that mainly contribute to
fouling. However, it offers semi-quantitative information and
thus has to be used in combination with other analytical tools
(i.e. ICP-OES) for the determination of foulants and to establish
a whole picture of the fouling state. The same is true for the XRF
analysis if only the semi quantitative mode is used. For the quantitative analysis by XRF appropriate membrane standards have to
be used.
ATR-FTIR is a powerful tool that can be employed to determine the
presence of specific functional groups that contribute to the fouling
layer. However, the presence of a large number of different foulants
adds to the difficulty of obtaining consistent results concerning the
importance of different functional groups with respect to RO
fouling. This technique represents an attractive option for quality
screening because it is rapid and inexpensive. As research on membrane fouling is focusing more on the impact of specific substances
rather than on the simplistic examination of the impact of organic
and inorganic substances or suspended and dissolved solids,
analytical tools which identify the presence of specific compounds
are gaining acceptance.
IC provides valuable quantitative results concerning the main water
cations and anions that contribute to membrane fouling.
By means of AAS the main fouling elements of the RO membrane
were determined; while by ICP-OES it was possible to analyze
the trace elements too existing in the investigated membranes.
However, this technique is influenced by the means used to extract
the foulants from the membrane into the solution. Therefore, for
consistency the same procedure must be used for the extraction
process (i.e. chemical type and concentration, digestion duration
and temperature).
No analytical technique can be used on its own to assess all the different types of fouling. Rather, a combination of analytical methods
is required to assess inorganic and organic fouling. A combination of
ATR-FTIR for the determination of organic foulants, XRD, IC for inorganic foulants, ICP-OES/AAS for main and trace elements and SEM
for visual representation can provide a comprehensive assessment
and reliable characterization of the different types of foulants and
better decision-making for fouling control. It should be mentioned
that all the analytical techniques used, except from ICP-OES/AAS
and IC, are non destructive methods and the samples are analyzed
fast as is without any pretreatment.
Table 7
Summary table of techniques used for structural and chemical characterization of fouled RO membranes.
Technique
Sample preparation
Capabilities
Advantages
Limitations
OM
No preparation procedure
is required
No preparation procedure
is required
Fast
Only basic-preliminary information
Taking image with high resolution.
Able to image and monitor elements
in fouling layer
Rapid and inexpensive
Differentiating chemical composition
of organic compounds in membrane
foulants via fingerprint analysis
Monitoring the average content of
inorganic compounds in foulants
Identifies specific inorganic elements
Complementary to EDX
Semi-quantitative information
Only the surface of the sample
can be monitored
Mostly qualitative information
ATR-FTIR
No preparation procedure
is required
XRD
No preparation procedure
is required
No preparation procedure
is required
Limited
Identification of regions
2 D imaging of surface and cross section
structure and morphology of fouling
Characterizing substances in foulants
Characterizing functional groups that
contribute to the fouling layer
Depth profiling.
Indirectly information on biofouling
Characterizing inorganic substances
in foulants
Characterizing inorganic elements
in foulants
Leaching with suprapure
1:1 HCl (~75 °C)
Leaching with suprapure
1:1 HCl (~75 °C)
Characterizing the main inorganic
and trace elements in foulants
Characterizing the main inorganic
elements
Leaching with suprapure H2O
in an ultrasonic bath
Cations and anions that contribute
to membrane fouling
SEM-EDX
XRF
ICP-OES
AAS
IC
Quantitative analysis
Quantitative results
Quantitative results
Semi-quantitative analysis.
Only the surface of the sample can
be monitored
Semi-quantitative analysis
It is limited to dissolved samples
It is limited to dissolved samples.
Higher detection limits than
ICP-OES
Limited number of cations and
anions
N. Melián-Martel et al. / Desalination 305 (2012) 44–53
4. Conclusion
The chemical and structural data obtained for the fouled membranes
are of a great importance in order to understand the nature and mechanisms of membrane fouling in RO systems and extremely useful in
setting up effective membrane cleaning protocols and improving
pre-treatment design and operation, so as to mitigate membrane fouling.
The main results obtained from different techniques are consistent
and complementary to each other, leading to the following conclusions:
– The examination by OM and SEM showed that the fouling layer
consisted of particulate matter embedded in an apparently amorphous matrix which was unevenly distributed over the membrane
surface with the greatest accumulation in the valley areas.
– Inorganic foulants analyzed by XRD consisted mainly of hydrogen
aluminosilicates and halite, showing a significant amount of
colloidal fouling on the membrane.
– Proteins and polysaccharides were identified by ATR-FTIR as
important foulants and were probably the result of biofouling.
– The chemical analysis by ICP-OES, XRF, IC and SEM‐EDX showed
that Si, Al, Cl, Ca, Na, Mg and K were by far the predominant constituents of the deposits. Other minor trace elements were Ti, Zn,
Fe, Cu, Cr, Mn and Ni.
– The information obtained from the cross-section investigation
provides insights into evolution deposition of foulants as reflected
in the differences in composition analyzed by SEM-EDX.
– The prominent reasons for the deposition of foulants on the RO membranes are the increase of membrane selectivity due to biofouling, the
large size of the cartridge filters and the high operating pressure.
– The appropriate use of the analytical methods presented in this work
for the chemical and structural characterization of RO membrane
fouling can improve our understanding with respect to RO fouling
and can lead to ameliorating the RO membrane performance and reducing the operating costs of RO plants. Most of the methods used
are non destructive.
– The analytical tool of ATR-FTIR is expected to be more frequently
used in the future for the evaluation of specific substances that
impact on membrane fouling.
Acknowledgments
This work was carried out in the framework of the “European
Doctoral Programme” between the National Technical University of
Athens (NTUA) and the University of Las Palmas de Gran Canaria
(ULPGC). We would like to thank all those involved in this project.
The authors would also wish to thank Mr. Pedro Curbelo Chief Engineer
at Arucas–Moya desalination plant, for the information provided.
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