Current Topics in Medicinal Chemistry, 2009, 9, 182-196
182
Recent Advances in Medicinal Chemistry and Pharmaceutical TechnologyStrategies for Drug Delivery to the Brain
Nunzio Denora, Adriana Trapani, Valentino Laquintana, Angela Lopedota and Giuseppe Trapani*
Dipartimento Farmaco-Chimico, Facoltà di Farmacia, Università degli Studi di Bari, Via Orabona 4, 70125 Bari, Italy
Abstract: This paper provides a mini-review of some recent approaches for the treatment of brain pathologies examining
both medicinal chemistry and pharmaceutical technology contributions. Medicinal chemistry-based strategies are
essentially aimed at the chemical modification of low molecular weight drugs in order to increase their lipophilicity or the
design of appropriate prodrugs, although this review will focus primarily on the use of prodrugs and not analog
development. Recently, interest has been focused on the design and evaluation of prodrugs that are capable of exploiting
one or more of the various endogenous transport systems at the level of the blood brain barrier (BBB). The technological
strategies are essentially non-invasive methods of drug delivery to malignancies of the central nervous system (CNS) and
are based on the use of nanosystems (colloidal carriers) such as liposomes, polymeric nanoparticles, solid lipid
nanoparticles, polymeric micelles and dendrimers. The biodistribution of these nanocarriers can be manipulated by
modifying their surface physico-chemical properties or by coating them with surfactants and polyethylene-glycols (PEGs).
Liposomes, surfactant coated polymeric nanoparticles, and solid lipid nanoparticles are promising systems for delivery of
drugs to tumors of the CNS. This mini-review discusses issues concerning the scope and limitations of both the medicinal
chemistry and technological approaches. Based on the current findings, it can be concluded that crossing of the BBB and
drug delivery to CNS is extremely complex and requires a multidisciplinary approach such as a close collaboration and
common efforts among researchers of several scientific areas, particularly medicinal chemists, biologists and
pharmaceutical technologists.
Keywords: Blood-brain barrier, Drug targeting, Prodrugs, Carrier mediated transport, Liposomes, Nanoparticles.
1. INTRODUCTION
Diseases of the central nervous system (CNS) are
numerous and affect a large part of the world’s population.
Stroke, ischemia, human immunodeficiency virus-1 (HIV-1)
infection, epilepsy, and other psychiatric disorders such as
anxiety, depression and schizophrenia are debilitating
conditions that markedly affect the morbidity and mortality
in modern society. The neurodegenerative diseases, such as
Alzheimer’s (AD), Parkinson’s diseases (PD) and multiple
sclerosis are characterized by symptoms related to
movement, memory, and dementia due to the gradual loss of
neurons. Brain tumors, including gliomas, astrocytomas and
glioblastomas, constitute a relevant and unsolved clinical
problem and the treatment of brain cancers are major challenges [1]. Unfortunately, few safe and effective methods are
known for diagnosis and treatment of CNS disorders and this
is mainly due to the anatomical characteristics of the CNS
(see later discussion).
The blood-brain barrier (BBB) represents an effective
obstacle for the delivery of neuroactive agents to the central
nervous system (CNS). The presence of the BBB makes
treatment of many CNS diseases difficult to achieve, because
the required therapeutic agents cannot be delivered across
the barrier in sufficient amounts. It is estimated that more
than 98% of small molecular weight drugs and practically
*Address correspondence to this author at the Dipartimento FarmacoChimico, Facoltà di Farmacia, Università degli Studi di Bari, Via Orabona
4, 70125 Bari, Italy; Tel: (039) 080-5442764; Fax: (039) 0805442754;
E-mail: trapani@farmchim.uniba.it
1568-0266/09 $55.00+.00
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100% of large molecular weight drugs (mainly peptides and
proteins) developed for CNS pathologies do not readily cross
the BBB [2]. To improve the brain penetration of potential
therapeutic agents numerous medicinal chemistry- and
pharmaceutical technology-based strategies have been
explored and developed. The present mini-review deals with
the various approaches, which have been recently established
for the treatment of brain pathologies utilizing both the
medicinal chemistry and technological contributions. Several
reviews on specific topics have appeared in the literature and
summarize the progress made in this area [3-12]. Here we
build on the review of Ricci et al. in 2006 [13].
The aim of the present paper is to review the latest
developments, evaluating both the scope and limitations of
some strategies as well as the evidence supporting the
importance of the therapeutic molecule features such as
molecular weight and lipophilicity. The various barriers that
impede the delivery of the drugs to the brain are reviewed.
This is followed by a discussion of the use of both chemical
modifications (i.e., medicinal chemistry approach) and
nanocarriers (i.e., technological approach) for overcoming
these barriers in order to effect delivery of drugs to sites in
the CNS.
2. PHYSICAL BARRIERS TO THE PASSAGE OF
MOLECULES FROM THE BLOOD COMPARTMENT
TO THE BRAIN
There are two physical barriers that separate the brain
extracellular fluid from the blood. The first is constituted by
© 2009 Bentham Science Publishers Ltd.
Methodologies to Assess Brain Drug Delivery in Lead Optimization
Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
the brain capillary endothelial cells that form the BBB. This
physical barrier is characterized by tight junctions between
endothelial cells, by the absence of fenestrations and low
occurrence of pinocytic activity [14]. These features restrict
the movement of compounds from the blood into the
extracellular environment of the brain (Fig. (1)).
The second barrier, located at the choroid plexus, is
represented by the blood-cerebrospinal fluid barrier
(BCSFB) that separates the blood from the cerebrospinal
fluid (CSF) which, in turn, runs in the subarachnoid space
surrounding the brain. Unlike the capillaries that form the
BBB, the capillaries in the choroid plexus allow free movement of molecules via intracellular gaps and fenestrations
[15]. The epithelial cells in the choroid plexus that form the
BCSFB have complex tight junctions on the CSF (apical)
side of the cells. These tight junctions of the epithelial cells
in the choroid plexus are slightly more permeable than those
found in the endothelial cells of the BBB [16] (Fig. (1)).
In this context, it should be recognized that the BBB is
interrupted in the case of brain tumors and some methods for
exploiting it for therapeutic purposes have been suggested
[17]. It is now well established that a tumor must develop its
own vascular network to grow and the neovasculature within
tumors consists of vessels with increased permeability due to
the presence of large endothelial cell gaps compared with
normal vessels [17]. Furthermore, recent studies highlighted
Fig. (1). Schematic representation of the two main barriers in the CNS.
1016
183
the possibility to reach the brain following the nasal route of
administration. In fact, it has been shown that, by using this
pathway, the transport of drug across the olfactory region in
the nasal cavity occurs thus reaching directly the brain tissue
or the CSF. It is based on the connection existing between
the nose and the brain, that is, the olfactory bulb. In fact, the
olfactory epithelium is situated between the nasal septum
and the lateral wall of each side of the two nasal cavities and
just below the cribriform plate of the ethmoid bone
separating the nasal cavity from the cranial cavity [18].
2.1. Approaches for Increasing Brain Penetration
Generally, there are three approaches for increasing the
penetration of drugs into the brain. The first is an invasive
route that circumvents the obstacle of the BBB and/or
BCSFB by direct administration of the drug into the brain.
An alternative approach consists in generating a transient
disruption of the BBB, allowing the therapeutic agents to
enter into the brain from the blood through a more permeable
BBB. The third approach concerns the chemical modification of the drug improving its penetration into the CNS.
In addition to the previous mentioned approaches, a
fourth option has been increasingly investigated in the last
decades and consists in the use of formulation approaches.
These technological strategies are essentially non-invasive
methods and are based on the use of colloidal carriers
184 Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
Trapani et al.
including mainly liposomes, polymeric- and solid lipidnanoparticles (see Section 4). However, work in this area has
been primary limited to drug delivery to tumors of the brain.
To bypass the BBB, direct injection of drugs into the
brain involves intracerebral and intrathecal administration.
This approach is invasive and requires a craniotomy. An
advantage of this pathway is that a wide range of compounds
including large-and small-molecules can be administered. As
mentioned above, another option to by-pass the BBB is the
intranasal administration based on the connection existing
between the nose and the brain, that is the olfactory bulb
[18]. This pathway provides a mean for the administration of
various compounds into the CNS including toxic agents such
as pathogens, viruses, and toxic metals as well as various
therapeutic agents including small molecules and proteins.
Small molecules such as cocaine and cephalexin as well as a
number of protein therapeutic agents, such as insulin have
been successfully delivered to the CNS using intranasal
delivery [19-21] although for polar drug molecules this route
is questionable with respect to the quantity of drug that can
be delivered. This administration route has been found as a
promising approach for rapid-onset delivery of some
medications to the CNS bypassing the BBB.
The strategy consisting in generating a transient
disruption of the BBB includes the systemic administration
of hyperosmotic solutions or vasoactive compounds such as
bradykinin and related analogs, or various alkylglycerols.
The use of osmotic agents such as mannitol or arabinose
involves expansion of the blood volume caused by the
addition of the hyperosmotic agent and disruption of the
BBB. This barrier resumes its normal integrity and function
returning the osmolarity of the blood to normal value.
During this period when the tight cellular junctions between
the brain capillary endothelial cells have been compromised,
paracellular diffusion [Fig. (2)] of water-soluble drugs and
solutes into the brain is increased [22].
The BBB can also be disrupted by pharmacological
means. Several endogenous proinflammatory vasoactive
agents, such as bradykinin, histamine, nitric oxide are known
to induce increases in BBB permeability in a concentrationand time-dependent manner. However, although capable of
producing increases in BBB permeability, these endogenous
agents cannot be applied safely for CNS drug delivery. Thus,
the effects of bradykinin on BBB permeability are shortlived, requiring carotid artery infusion. Better results were
obtained with bradykynin analogs such as labradimil. The
effect of labradimil is characterized by a significant greater
plasma and tissue stability than seen with bradykinin [23].
The transient disruption of the BBB has also been
observed by the systemic administration of various alkylglycerols. The extent of BBB disruption is seen to depend on
the length of the alkyl group and the number of glycerols
present in the structure. The exact mechanism(s) for the
transient BBB disruption observed with the alkylglycerols is
unknown [24]. Moreover, as with the bradykinin analogs, the
disruption of the BBB by alkylglycerols is very short lived.
The third strategy for improving the brain penetration of
therapeutic agents utilizes the chemical modification of the
drug to improve transcellular migration. As shown in Fig.
1017
(2), the transcellular routes available include passive diffusion, specific transport systems, and endocytic processes in
brain capillary endothelial cells. Overall, this strategy should
lead to lower neurotoxicity compared to that associated with
BBB disruption.
2.2 Physiological Factors Affecting Drug Delivery to CNS
Many transport mechanisms for the uptake of nutrients
into CNS exist in the brain (Fig. (2)). These transport
mechanisms may be exploited for brain drug delivery. These
include:
a) Passive Diffusion. The main factors affecting the passive
diffusion of drugs across the BBB involve an adequate
lipophilicity, neutral or uncharged nature, low hydrogen
bonding potential and small molecular size (< 500
g/mol). Thus, the improvement of the passive diffusion
of drugs across the BBB can often be achieved by either
increasing lipophilicity or reducing molecular size. As
lipophilicity is dependent on polarity and ionization,
modification of functional groups on drugs provides a
method for improving passive diffusion across the BBB.
b) Carrier-mediated (Active) Transport. More than 20
carrier-mediated transporter proteins have been
identified in cerebral capillaries of the BBB including
transporters for glucose, amino acids, vitamins, and
nucleotides. The carriers for the large amino acids (e.g.,
amino acid transporter of type 1, LAT 1) and glucose
(e.g., glucose transporter of type 1 GLUT 1), especially,
have a sufficiently high transport capacity [25].
Therefore, an approach for increasing the transcellular
passage of drugs across BBB is to design drugs that
structurally resemble or can be linked to endogenous
compounds that are transported into the brain by the
carriers or transporters expressed in the brain microvessel endothelial cells [26]. Transporters that have
received the greatest attention are:
i)
Amino Acid Transporters. Together with the large
neutral amino acid transporters, LA transporters, cationic-, anionic- and neutral-amino acid transporters have
also been identified. LA transporters have been most
exploited for drug delivery purposes [27]. L-Dopa is the
most well-known example of a drug that is transported
by LA transporters in the BBB. L-Dopa is an endogenous large amino acid and is a precursor of the neurotransmitter dopamine. LA transporters are also involved
in the transport of other drugs such as L-melphalan,
baclofen, and gabapentin across the BBB [28].
ii) Glucose Transporters. The most important glucose
transporter present in the brain capillary endothelial
cells is the type 1, glucose transporter, GLUT 1. Compared to other nutrient transport/carrier systems in the
BBB, GLUT 1 has the highest transport capacity (more
than 10-50 times greater than that of amino acid and
carboxylic acid transporters) and therefore represents an
attractive target for drug delivery to the CNS. Glycosylated analogs of various opioid compounds have
shown increased CNS analgesic properties compared to
the non-glycosylated compounds [29].
Methodologies to Assess Brain Drug Delivery in Lead Optimization
Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
185
Fig. (2). Blood-brain barrier transport mechanisms.
iii) Monocarboxylic Acid Transporter. The best-characterized organic acid transporter in the BBB is the
monocarboxylic acid transporter (MCT). Examples of
drugs entering the CNS through the MCT are salicylic
acid and various cholesterol-lowering 3-hydroxy-3methylglutaryl coenzyme A (HMG-CoA) reductase
inhibitors [30].
iv) Nucleoside Transporters. There are two general types of
nucleoside transporter expressed in the brain capillary
endothelial cells: the facilitative nucleoside transporters
that carry selective nucleosides either into or out of the
cell and active and the sodium-dependent transporters
that can move selective nueleosides into the cell against
a concentration gradient. There are several examples of
drugs that are substrates for nucleoside transport
systems such as the anticancer agent, gemcitabine, the
antiviral agents, 3'-azidodeoxythymidine (AZT) and
2',3'-dideoxycytidine (ddC) [31, 32].
v) Peptide Transport Systems. Peptide transport systems
are present in the brain capillary endothelial cells
forming the BBB. The exact molecular nature of these
peptide transporters remains to be determined. However,
specific saturable transport systems have been identified
in the BBB for glutathione [33], peptide hormones [34]
and growth factors [35].
1018
c)
Vesicular Transport. Two types of vesicular transport
processes are known: the fluid-phase endocytosis and
the adsorptive endocytosis. However, only adsorptive
endocytosis involves an initial binding or interaction
with the plasma membrane of the cell. Vesicular
transport due to adsorptive endocytosis is a saturable,
ligand selective process. Several large macromolecules
are transported from the blood into the brain through
receptor-mediated endocytosis. Thus, these specific
receptor-mediated transport processes represent another
approach for enhancing transcellular permeability across
the BBB. The most well-known processes are the
transferrin- and insulin receptor-mediated vesicular
transport.
i)
Transferrin is a glycoprotein that controls the transport
of iron throughout the body. The brain capillary endothelial cells have a high density of transferrin receptors
on their surface. Iron enters the cell as a complex with
transferrin through an endocytic process that is initiated
by the binding of transferrin to its receptor. Inside the
brain endothelial cell, the iron is removed from the
transferrin in the endosome. However, transferrin shows
a limitation as a brain delivery vector because it is
recycled back to the luminal surface of the brain
capillary endothelial cell. As an alternative, a murine
monoclonal antibody (MAb), OX-26 has been iden-
186 Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
Trapani et al.
tified, which appears to be suitable for use as a drug
carrier for this transport system. First, this MAb binds to
the receptor and triggers endocytosis. Second, the OX26 MAb binds to an extracellular epitope on the
transferrin receptor that is distinct from the transferrin
ligand-binding site; thus, the OX-26 MAb does not
interfere with transferrin binding to its receptor on the
brain endothelial cells. The OX-26 antibody has proven
to be an effective brain delivery vector, as it has been
conjugated to a variety of drugs including methotrexate
and nerve growth factor [36, 37].
ii) Insulin is a peptide hormone involved in glucose metabolism. The presence of insulin receptors in the CNS,
suggest that insulin may have important functions also
within the brain. Studies demonstrating the presence of
high-affinity insulin receptors on the luminal plasma
membrane of brain microvessel endothelial cells
indicate that the peptide penetrates the BBB through a
receptor-mediated transport process. Other studies
support the potential use of insulin as brain delivery
vector of therapeutic agents and macromolecules to the
brain. For example, insulin has been used as a BBB
transport vector for proteins [38]. Many other receptors
such as insulin-like growth factor receptor, and a leptin
receptor may be used for the same purpose. The
corresponding ligands could be used as brain drug
delivery vectors.
In general, the strategy of using receptor-mediated
transport consists in covalently binding drugs to peptides or
MAbs, allowing the receptor recognition and transport into
the brain of the drug-MAb complex.
2.3. Drug Efflux Transporter Systems in the BBB
While it may seem simple to improve drug or prodrug
transport to the CNS by changing lipophilicity or improving
affinity for a transporter, attempts often fail. Several drugs
are effluxed from brain to blood and the impact of this
outwardly directed transport systems on CNS drug delivery
is of great interest. In particular, several different efflux
transporters are present in the BBB such as the Pglycoprotein (P-gp) and the multidrug resistance protein
(MRP). These transporters are part of the larger ATP binding
cassette (ABC) family of proteins that remove a wide variety
of compounds from the cell through an ATP-dependent
active transport process. In the past, these proteins were
found to be over-expressed in various drug-resistant cancer
cells; later on, they were also evidenced in normal cells such
as intestinal and renal epithelial cells, hepatocytes, and brain
capillary endothelial cells. Consequently, they influence the
absorption, distribution, and elimination of many drugs.
P-gp is a well-known drug efflux transporter. It has been
demonstrated that the brain levels of drugs such as
vincristine and ivermectin increased by 80-100-fold in the
mice lacking P-gp. P-gp drug efflux in the BBB has been
invoked to account for the reduced brain penetration of a
number of structurally different drugs including digoxin,
cyclosporin A (CSA), itraconazole, and opioid analgesics.
To increase the CNS delivery of drugs that undergo
active efflux, the co-administration of an inhibitor of the
1019
transporter or another substrate that can competitively
saturate the efflux transporter has been explored. Thus, P-gp
modulators such as verapamil diltiazem and CSA, have been
used to increase the brain penetration of a number of
compounds with low BBB permeability such as antiviral
protease inhibitors, the anticancer agent paclitaxel, and the
antifungal agent itraconazole. In addition, some polymers
have been shown to inhibit drug efflux transporters. The
mechanism by which polymers modulate drug efflux
transporter activity involves alterations in membrane fluidity.
For example, Pluronic block copolymer (P85) has been
shown to enhance the permeability of a wide variety of drugs
in an in vitro model of the BBB. These studies suggest that
P85 can be used for improving drug permeability of the BBB
through inhibition of drug efflux transporter system [39].
The practicability of such an approach is unknown.
3. MEDICINAL CHEMISTRY-BASED STRATEGIES
Medicinal chemistry-based strategies are essentially
aimed at the chemical modification of low molecular weight
drugs in order to increase their lipophilicity [8]. This
includes both an analog approach as well as a prodrug
approach. Only the prodrug approach will be discussed here.
For instance, the formation of an inactive prodrug is a way to
increase the lipophilicity of a drug by attaching a lipophilic
promoiety that can be cleaved to the parent drug on entering
the CNS. Many of these examples involve ester-based
prodrugs since by appropriate esterification of molecules
containing -COOH, -OH, or -SH groups, it is possible to
obtain derivatives with the desired lipophilicity. The
classical example of such approach is heroin (i.e., the
diacetyl ester of morphine) that rapidly crosses the BBB due
to its high lipophilicity. Once in the brain, it is presumed to
be hydrolyzed to morphine. The same approach has been
employed with other therapeutic agents such as the
anticancer agent chlorambucil and the neurotransmitters
dopamine and gamma-aminobutyric acid (GABA) [3, 5, 8].
In recent years, notable interest has been focused on the
design and evaluation of prodrugs that are capable of
exploiting one or more of the various endogenous transport
systems in the BBB. This is an attractive approach because it
provides a more targeted approach to CNS drug delivery.
The prodrug is designed to structurally resemble the
endogeneous ligand of a specific transport system, which
recognizes the prodrug as a substrate and transports it across
the BBB. Thus, for example, the neurotransmitter dopamine
is not able to cross the BBB due to its hydrophilic nature.
However, the conversion of dopamine into its -amino acid,
L-Dopa 1, enables the brain to uptake 1 via the large
aminoacid transporter of type 1, LAT 1. L-Dopa 1 is then
decarboxylated to dopamine by L-amino acid decarboxylase
in the brain. This decarboxylation also occurs in peripheral
tissues. Although approximately 95% of L-Dopa, 1, is
metabolized to dopamine in the peripheral tissues, the
percentage of remaining L-Dopa allows sufficient brain
therapeutic activity [4, 5] (Fig. (3)). Also utilizing LAT 1 are
4-chlorokynurenine, a prodrug of 7-chlorokynurenic acid 2
[40], an N-methyl-D-aspartate antagonist, the anticonvulsant
gabapentin, 3, and the anticancer agent melphalan, 4 [5] (Fig.
(3)). A recent example of this strategy have been published
by Gynther et al. who described the conjugation of a
Methodologies to Assess Brain Drug Delivery in Lead Optimization
Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
187
O
O
HO
NH2
OH
NH 2
OH
HO
Cl
NH2
OH
NH 2
OH
O
Cl
O
O
1
H2N
2
N
3
4
Cl
O
O
O
O
NH 3+ClOH
O
S
HOOC
NH2
O
N
H
N
H
5
S
O
HN
N
H
O
COOH
OH
OH
6
HO
HO
NH
NH
HO
O
HO
OH
O
O
7
HO
O
O
O
O
OH
HO
O
HO
8
OH
HO
OH
CH3
O
O
O
NH 2
N
H
H 3C
O
EtO
Cl
O
O
O
HCl
n
N
F
CH 3
9
10
R2
R2
COOR
N
H
11 R = H
12 R = n-butyl
N
R1
N
R3
N
OH
O
R1
N
R3
O
HN
OH
R4
R 1 = R2 = R 3 = H, Cl
R 4 = H, COOH, COOEt
HN (CH2 )n COOR4
R 1 = R 2 = R3 = H, Cl; R4 = H, Et
14 n = 1
15 n = 3
13
Fig. (3). Chemical structures of low molecular weight drugs and prodrugs studied for delivery to the brain.
hydrophilic drug, ketoprofen, to L-tyrosine [41]. Unlike
ketoprofen itself, the amino acid L-tyrosine is a LAT 1substrate and, interestingly, is characterized by a phenolic
hydroxyl group suitable for the conjugation with various
drug molecules.
The mechanism and the kinetics of the brain uptake of
the ketoprofen-tyrosine prodrug 5 was studied using the in
situ rat brain uptake model. The uptake of the prodrug was
found to be concentration-dependent. In addition, a specific
1020
LAT 1 inhibitor significantly decreased the brain uptake of
the prodrug. Therefore, the results indicate that a drugsubstrate conjugate is able to transport drugs into the brain
LAT 1.
Other transporters such as the peptide transport systems
have been exploited for enhanced BBB penetration of
dopamine. Thus, More and Vince [42] prepared and
evaluated the compound 6 that can be considered a dopamine
prodrug containing the peptide glutathione (–glutamyl-
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Trapani et al.
cysteinylglycine) as promoiety and mercaptopyruvate as a
linker. The prodrug design rationale is based on the ability of
6 to cross the BBB through recognition by glutathione
transporters and on its ability to release the active drug once
inside the brain. These glutathione transporters are located
on the luminal side of the BBB and show a broad substrate
specificity. In vitro directional transport experiments using
the Madin Darby canine kidney (MDCK II) cell line as BBB
model, showed the ability of prodrug 6 to cross this model
cell line. This data supports the possible use of glutathione as
a carrier for drug targeting.
A number of investigations have been performed with
different drug molecules in order to determine the possibility
of exploiting the GLUT 1 transporter system. Fernandez et
al. [43] synthesized several glycosyl derivatives of dopamine
and tested the affinity of the prodrugs to GLUT 1 in human
erythrocytes. Dopamine was linked to glucose with different
linkers at the C-1, C-3 and C-6 positions of glucose
(compounds 7 and 8, respectively, in (Fig. (3))). The results
of glucose uptake inhibition showed that the glucose
derivatives that were conjugated at position C-6 showed
better affinity for GLUT 1 in human erythrocytes than those
substituted at C-1 or C-3 positions. The relevancy of these
findings to BBB transport needs to be explored.
Limitations for Carrier-Mediated Transport in the CNS
Undoubtedly, the design of drugs that utilize endogenous
transport systems at the BBB is an attractive approach for
increasing drug delivery to the brain. By exploiting specific
transport systems it is possible to provide a more targeted
approach to CNS drug delivery than physicochemical
alterations aimed at creating a more lipophilic therapeutic
agent or prodrug. However, some criticism has been raised to
this approach. The most relevant is that the transport systems
are relatively selective systems and devoted to the passage of
essential nutrients and metabolites inside and outside the
brain. Thus, chemical modifications made to therapeutic
agents to target specific transport systems in the BBB are
much more restricted than those used to enhance lipophilicity. Furthermore, the resulting modifications often
result in compounds with lower affinity for the transporter
than the endogenous ligand. For example, the nucleosidebased antiviral agents, AZT and ddC are transported by the
concentrative nucleoside transporter of type 1, CNT 1.
However, the affinity of these agents for the transporter is
approximately 25-fold lower than that of endogenous
pyrimidine-based nucleosides.
An additional often-overlooked obstacle is that one
would prefer to give drugs via the oral route. If oral dosing is
desired, conjugates or prodrugs such as those described
above must be capable of being absorbed from the GIT and
remain intact until they reach the brain. Designing prodrugs
that can be efficiently absorbed, remain intact, cross the BBB
and then be cleaved in brain tissue remains one of the great
challenges both medicinal chemists and their drug delivery
colleagues.
New Trends to the Prodrug Approach
The prodrugs described above essentially aimed to
enhance the lipophilicity or to target specific transport
1021
systems. Recently new trends in the prodrug approach have
been explored. An interesting application has been reported
by Pignatello et al. [44] who studied amphiphilic prodrugs of
the flurbiprofen containing lipoamino acids (LAA) as
promoieties. LAA are -amino acids bearing alkyl side
chains, whose length and structure can be modified to
achieve the desired physicochemical properties. Because of
the presence of an alkyl chain and a polar amino acid head,
LAA conjugation yields amphiphilic derivatives, with a
membrane-like character that can favor interaction with and
penetration through biological membranes and barriers. Due
to its anti-inflammatory and analgesic activities, flurbiprofen
can be considered as a potential neuroprotective agent in AD
therapy. This drug, indeed, reduced the secretion of
amyloid protein A42, the major component of senile
plaques of AD brain, both in Neuro-2a cells and rat primary
cortical neurons, as well as in the brain of tg2576 -amyloid
transgenic mice. Flurbiprofen was modified with LAA
residues to give compounds of general formula 9 (Fig. (3))
with the aim of increasing its availability in the brain.
Biodistribution and pharmacokinetic studies showed that i.v.
injection of the parent drug led to constant brain levels for 3
h; thereafter, the drug rapidly disappeared from this area.
After injection of 9 (n = 9) the released flurbiprofen
appeared in the brain after 1 h, and the intracerebral levels
continued to rise up to the ninth hour, reaching higher values
than those observed in the first 3 h after the injection of the
parent drug. The findings suggest that using 9 (n = 9), the
parent drug, flurbiprofen, is released and accumulated
preferentially in the brain tissue. In addition, the results
highlight the role played by the LAA residue on the biopharmaceutical profiles of prodrugs. In particular, relatively
small differences in the chain length of the side alkyl chain
of the LAA promoiety can led to a considerably different
distribution profile.
Further amphiphilic prodrugs containing LAA as promoieties were studied by the same authors using cloricromene, a coumarin derivative that possesses antithrombotic,
antiplatlet actions and causes vasodilatation. It was found
that the intraperitoneal administration of compound 10
(CLOR-C4) to rats was able to provide a slight but
statistically significant higher concentration of the active
metabolite (cloricromene acid) in the brain compared with
the parent drug administered by the same way [45]. Based on
the available data, it can be stated that these amphiphilic
LAA containing prodrugs need to be further evaluated to
establish their potential for improved brain delivery.
Another interesting application of the prodrug approach
is the chemical modification of drugs to enhance delivery
across the nasal mucosa and to prevent their metabolic
degradation. Nasal administration route allows rapid-onset
delivery of drugs to the CNS bypassing the BBB. An
example of such application has been provided by Wang et
al.[46] who studied the nasal administration of the nipecotic
acid and n-butyl nipecotate (i.e., compounds 11 and 12,
respectively, in (Fig. (3)) to rats. It was found that nasal
dosing of the n-butyl ester of nipecotic acid provided a
viable approach for delivering of nipecotic acid, a zwitterion,
to the brain. A pharmacological response was observed only
after dosing the ester, but not after i.v. nipecotic acid
administration. There was no significant differences in
Methodologies to Assess Brain Drug Delivery in Lead Optimization
Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
189
nipecotic acid total brain levels after intravenous (i.v.) or
nasal ester administration, suggesting the nasal route is as
effective as the i.v. route for delivery of the acid to the brain
thanks to the cleavable ester functional group. Rat brain
disposition studies showed strong evidence that the ester
hydrolysis was the rate limiting to nipecotic acid brain
accumulation. This brain-targeted delivery system via nasal
prodrugs seems a very promising approach for obtaining
brain uptake of drugs.
13 is also that to reduce side effects. It should be noted that
compounds 13 cannot be considered as simple co-drugs, i.e.,
prodrugs consisting of two pharmacologically active drugs
that are coupled together in a single molecule so that each
drug acts as a promoiety for the other; in fact, in compounds
13 the phenyl-imidazopyridine portion does not only play a
pharmacodynamic role (i.e., the high affinity and selectivity
for the GABA-BZR complex) but also a pharmacokinetic
one (i.e., the BBB crossing ability).
Prodrugs that utilize the chemical delivery systems
(CDS) involving the conjugation between low weight drugs
and molecules having specific targeting properties have been
extensively evaluated [8]. The most studied CDS for brain
delivery exploits linking a drug molecule to 1,4-dihydro-Nmethyl-nicotinic acid (i.e., dihydrotrigonelline). EstradiolCDS (Estredox) can be considered the most promising and
practical application example to date and is undergoing
Phase II clinical testing for the treatment of postmenopausal
symptoms [47]. Derivatization of estradiol with the targetor,
1,4-dihydrotrigonelline, leads to an increase in lipophilicity
thus enabling better transport across the BBB. By using
estradiol-CDS, the concentration of estradiol in rat brain was
elevated four to five times longer than after estradiol
treatment alone.
Evaluation of compounds such as 13 showed that all the
prepared compounds were adequately stable to the chemical
hydrolysis but unstable in physiological medium [54].
Receptor binding studies demonstrated that the examined
compounds are essentially devoid of affinity for dopaminergic and benzodiazepine receptors. Bi-directional
transport experiments across Madin–Darby Canine Kidney
retrovirally transfected with the human MDR1 cDNA
(MDCKII-MDR1) cell monolayers indicated that the compounds tested are not substrates of P-gp. Transport studies
involving co-culture of bovine brain microvessel endothelial
cell (BBMECs) and astrocytes monolayers (a well established in vitro method to estimate the BBB permeability)
indicated that some of compounds 13 were able to cross the
BBB. Interestingly, brain micro-dialysis experiments in rat
showed that intraperitoneal acute administration of
compounds 13 (R1 = R2 = R3 = Cl; R4 = COOEt; R5 = R6 =
OH and R1 = R2 = R3 = Cl; R4 = H, R5 = R6 = OH) induced a
dose- and time-dependent increase in the dopamine levels
(up to 197%) in the rat medial prefrontal cortex. Based on
these results, these compounds can be proposed as novel LDopa and dopamine prodrugs [54].
In the design of novel brain delivery systems by chemical
modification, drug conjugation with receptor ligands represents another explored approach. In recent years, indeed,
new useful potential cellular targets have been identified and
characterized. Thus, for example, the peripheral benzodiazepine receptors (PBRs) have been identified in various
peripheral tissues as well as in glial cells in the brain [48].
They are pharmacologically distinct from the central
benzodiazepine receptors (CBRs) which are associated with
GABA A receptors and mediate classical sedative, anxiolytic,
and anticonvulsant properties of benzodiazepines. Among
the different functions associated with the PBRs those
associated with neurosteroid synthesis and the involvement
in apoptosis processes [49, 50] are of particular interest.
Evidence also indicates that PBRs are over-expressed in a
number of tumor types, especially in the brain, and PBR
expression appears to be related to the tumor malignancy
grade. Based on all these observations, there are many
potential clinical applications of PBR modulation, such as in
oncologic, endocrine, neuropsychiatric and neurodegenerative diseases [51, 52].
Our research group showed that some 2-phenylimidazo[1,2-a]pyridine-3-acetamides are potent and selective
ligands for PBRs [53]. Therefore, it seemed of interest to
prepare compounds such as 13, which are characterized by
an L-Dopa or dopamine moiety linked to appropriately
substituted 2-phenyl-imidazopyridine-3-acetic acids. These
conjugates were prepared in order to take advantage of i) the
high affinity and selectivity for the GABA-benzodiazepine
receptor (GABA-BZR) complex shown by most phenylimidazopyridine compounds; and ii) the high BBB crossing
ability and lipophilicity shown by most phenyl-imidazopyridine derivatives. Moreover, since it is known that
selective gabaergic agonists could be useful in patients who
have complications associated with long-term L-Dopa
treatment, a further expected advantage of using compounds
1022
A similar approach has been also applied to prepare
compounds 14 and 15 which are characterized by a GABA
or glycine moiety, respectively, linked to appropriately
substituted 2-phenyl-imidazopyridine-3-acetic acids [55].
Again, stability, receptor binding, microdialysis and pharmacological studies were carried out on the compounds. The
results demonstrated the feasibility of synthesizing useful
anticonvulsants by coupling the amine function of the
GABA with a phenylimidazopyridine portion [55,56].
Taking into account the functions of PBRs discussed
above, it is clear that these receptors could also be the target
to selectively increase anticancer drug delivery at brain level
by using an appropriate PBR ligand-anticancer drug conjugate. Another possibility is PBR selective ligands that can
serve as diagnostic imaging agents. The treatment of brain
cancer is a formidable challenge in oncology. The failure of
chemotherapy for brain tumors is due to the inability of
intravenously administered anticancer agents to reach the
brain parenchyma for the presence of the BBB although the
capillaries that serve brain tumors are thought to be leakier.
The first proof-of-concept of the potential of PBR ligandanticancer drug conjugate for brain delivery was reported by
Guo et al. [57] who administered gemcitabine (GEM) and a
PK11195 (a known PBR ligand)-GEM conjugate to nude
rats bearing intracerebral tumors over-expressing PBRs. The
pharmacokinetic and tissue distribution results showed a
greater tumor selectivity and brain uptake by PK11195-GEM
compared with GEM, attributable to receptor-mediated drug
delivery and greater lipophilicity of the conjugate. These
190 Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
Trapani et al.
findings prompted us to evaluate for the same purpose
phenylimidazopyridine acetyl-melphalan conjugates in
melphalan-sensitive human and rat glioma cell lines [58] as
well as a cisplatin-like complex involving an imidazopyridin
acetyl PBR ligand [59]. Moreover, we successfully used
phenylimidazopyridine acetyl-fluorescein conjugates as a
neurodiagnostic agent for activated microglia [60], an index
of disease progression of several neurodegenerative disorders such as AD, PD, multiple sclerosis and HIV-associated
dementia [61].
4.
PHARMACEUTICAL
STRATEGIES
TECHNOLOGY-BASED
The technological strategies are essentially non-invasive
methods of drug delivery to the CNS and represent valuable
approaches for enhancing transcellular permeability of
therapeutic agents and biomacromolecules across the BBB.
They are based on the use of nanosystems (colloidal
carriers), mainly liposomes and polymeric nanoparticles
even though other systems such as solid lipid nanoparticles,
polymeric micelles and dendrimers are also being tried.
Following intravenous administration, the colloidal systems
can extravasate only in tissues with a discontinuous capillary
endothelium, such as the liver, spleen, and bone marrow, as
well as into solid tumors and inflammed tissues where the
endothelial cells are not closely joined together and
increased vascular permeability occurs. An important requirement of the systemic intravenous use of these nanocarriers
is their ability to circulate in the bloodstream for a prolonged
period of time. However, after intravenous administration,
they interact with the reticuloendothelial system (RES)
which removes them from the blood stream [62]. This
process mainly depends on particle size, charge and surface
Fig. (4). Capture mechanisms of nanocarriers by cells.
1023
properties of the nanocarrier [63]. To prevent the uptake by
the RES, poly(ethylene glycol) (PEG) coating or direct
chemical linking of PEG to the particle surface provides
relatively long plasma residence times. However, PEGylated
carriers are characterized by a low affinity for brain tissue as
they are not transported through the BBB. Nevertheless, the
nanosystems may represent useful tools for non-invasive
drug delivery to brain utilizing active targeting. In fact, these
nanocarriers can be taken up actively by carrier–mediated
transport (CMT), receptor-mediated endocytosis (RME) and
adsorptive-endocytosis (AME) (Fig. (4)) and hence reach the
cerebral parenchyma, or are degradated within lysosomes
leading to the drug being released into the brain tissue.
Liposomes
Liposomes have long been used as carrier systems for the
delivery of therapeutic agents because of their easy preparation, good biocompatibility, low toxicity and commercial
availability. They are vesicles composed of lipid bilayers
surrounding internal aqueous compartments. Relatively large
amounts of drug molecules can be incorporated into the
aqueous compartment (water soluble compounds) or lipid
bilayers (lipophilic compounds).
Conventional liposomes are rapidly cleared from
circulation by macrophages of the RES and this limits their
usefulness as drug delivery systems. Extended circulation
time can be accomplished by decreasing the particle size
(<100 nm) and by liposome-surface modification with PEG
(Stealth liposomes). To target PEGylated liposomes to the
brain, they can be additionally modified with monoclonal
antibodies to glial fibrillary acidic proteins, transferrin
receptors (OX-26), or human insulin receptors [64].
Methodologies to Assess Brain Drug Delivery in Lead Optimization
Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
A recent application of transferrin surface-conjugated
liposomes includes the delivery of the anticancer drug 5fluorouracil (5-FU) to brain. 5-FU is one of the most powerful anticancer agents, but cannot reach an effective
concentration in the brain tumor cells when administered
systemically. Soni et al. prepared transferrin coupled
liposomes by utilizing the -NH2 groups present on the
surface of stearylamine containing liposomes with the COOH groups of transferrin using 1-ethyl-3-(3-dimethylaminopropyl)carbodiimide hydrochloride as a coupling agent
[65]. The biodistribution of free 5-FU, non-coupled and
coupled liposomes bearing 5-FU was determined following a
single intravenous injection in rats. To measure the fraction
of 5-FU reaching the brain and other organs the anticancer
drug was coupled with 99mTc-DTPA and the radioactivity
using a gamma scintillation apparatus was measured in
various organs. The results of in vivo studies showed an
apparent selective uptake of the transferrin-coupled liposomes from the brain capillary endothelial cells. An average
of 10-fold increase in the brain uptake of the drug was
observed after the liposomal delivery of 5-FU, while the
transferrin-coupled liposomes caused a 17-fold increase in
the brain uptake of 5-FU. This result could be related to the
presence of transferrin receptors on BBB and consequently
to a greater access of the transferrin-coupled liposomes
across the barrier through a RME mechanism.
Doi et al. proposed transferrin-conjugated PEGylated
liposomes to achieve tumor-specific delivery of sodium
borocaptate (Na210B12H11SH, BSH) to malignant glioma, as
an application of boron neutron capture therapy (BNCT) to
brain cancer [66]. BCNT is based on the nuclear reactions
between 10B and thermal neutrons to give high linear energy
transfer alpha particles (4He) and lithium-7 (7Li) nuclei (10B
+ 1n 7Li + 4He). The resulting lithium ions and alpha
particles are high linear energy transfer particles which give
a high biological effect. Their short range in tissue (5-9 mm)
limits radiation damage to those cells in which boron atoms
are located. The successful treatment of cancer by BNCT
requires the selective delivery of a sufficient number of 10B
atoms to tumor cells [67].
The 10B concentrations at level of U87D human glioma
cells from three boron delivery systems (bare BSH, PEGBSH, and transferrin-conjugated PEGylated liposomes, TFPEG-BSH) were determined in vitro and in vivo by using
inductively coupled plasma-atomic emission spectrometry
(ICP-AES). The tumor-to-blood and the tumor-to-normal
brain ratios were also evaluated. The TF-PEG-BSH showed
the most prominent effects by neutron irradiation among the
three delivery systems examined. In fact, TF-PEG-BSH
showed highly selective and efficient 10B delivery in tumor
tissue. Moreover, the survival rate in tumor-bearing mice
after BNCT was best in the TF-PEG-BSH group. These
findings demonstrate that TF-PEG-BSH is a potent Boron
delivery system for BNCT not only because it delivered a
high concentration of 10B to the tumor tissue, but also
because it was highly selective for the tumor cells [66].
Modified liposomes have also been used for enhanced
gene delivery to brain tumors. Torchilin and coworkers
investigated the potential of trans-activating transcriptional
peptide (TATp)-modified liposomes to enhance the delivery
1024
191
of a model gene, (i.e., the plasmid encoding for the green
fluorescent protein (pEGFP-N1)), to human brain tumor U87 MG cells in an intracranial model in nude mice. TATpliposomes demonstrated an enhanced delivery of pEGFP-N1
both to U-87 MG cells and in vivo selectively to tumor cells
(and subsequent effective transfection) compared to plasmidloaded liposomes [68]. Moreover, no transfection was noted
in the normal brain adjacent to tumor. As demonstrated by
these promising results, TATp-liposomes could serve as
potential delivery systems for the transfer of genes to human
brain tumors in vivo.
Surface modified RGD peptide-liposomes to allow sitespecific drug delivery to brain were described by Qin et al.
[69]. RGD peptide (i.e., Arg-Gly-Asp) can combine with
integrin receptors that are expressed on the surface of
leukocytes (neutrophils and monocytes). Taking into account
that in many neurological diseases, leukocytes can across an
intact BBB, it is possible to exploit these inflammatory cells
as targeted delivery systems. RGD peptide was conjugated to
liposomes and these surface modified nanocarriers were then
loaded with ferulic acid (4-hydroxy-3-methoxycinnamic
(FA)). FA is known to have a wide range of pharmacological
effects including antioxidant, radical scavenging, antiapoptotic, antiinflammatory, neuroprotective properties and
hence, it can be used as a promising protective agent for the
treatment of neurodegenerative disorders such as
Parkinson’s, Alzheimer’s, and stroke. However, its poor
penetration into brain limits its application to neurodegenerative diseases. In the study of Qin et al. [69] it was
showed that i) RGD-liposomes could bind to monocytes/
neutrophils efficiently; and ii) following the administration
of RGD-liposomes to brain inflammation-bearing rats the
concentration of FA in brain was 6-fold higher than that of
FA solution and 3-fold higher than that of uncoated
liposomes. Moreover, in pharmacodynamic studies it was
found that FA containing liposomes exhibited greater
antioxidant activity to FA solution on U937 cells which is a
well-characterized model of oxidative cell injury. Hence, the
strategy of exploiting inflammatory cells is a promising
approach because it can deliver drug directly to the
inflammatory site in the brain.
Nanoparticles
Nanoparticles (NPs) are solid colloidal particles made of
polymeric materials ranging in size from 1-1000 nm. This
definition includes both nanocapsules, with a core-shell
structure (a reservoir system), and nanospheres (a matrix
system). Since it is often difficult to prove whether these
particles have a continuous matrix or a shell-like wall, the
more general term NPs is thus usually accepted [11]. NPs are
used as carrier systems in which the drug is dissolved,
entrapped, encapsulated, adsorbed or chemically linked to
the surface [10]. NPs possess the advantage of a high drugloading capacity and can provide protection against chemical
and enzymatic degradation. Examples of synthetic polymers
used to prepare NPs are poly(alkylcyanoacrylate) (PACA),
acrylic copolymers, poly(D,L-lactide-co-glycolide), and
poly(lactide). NPs have also been prepared from natural
proteins (albumin and gelatin) and polysaccharides, starch
and chitosan).
192 Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
Trapani et al.
Like liposomes, NPs are rapidly cleared from the blood
following intravenous administration. As carriers for drug
delivery to the brain, NPs need to be small (<100 nm) to
avoid the RES, neutrophil activation, platelet aggregation,
and inflammation. Several attempts have been made to
change the biodistribution of NPs. The most promising
results were obtained by coating NPs with hydrophilic
surfactants or by covalently linking PEG- (PEGylation) or
polyethylene oxide-chains on their surface. In vivo studies
performed by Kreuter et al. [70], unequivocally demonstrated that a successful targeting to the brain of the
hexapeptide dalargin, a Leu-enkephalin analogue with opioid
activity, was observed only by overcoating drug adsorbed
PACA NPs with different polysorbates such as Tween 80.
These fíndings suggested that the overcoating of the NPs
with the polysorbates leads to a characteristic alteration of
the NP surface properties, responsible for the uptake by the
endothelial cells.
Various NPs formulations have been used for delivery of
drugs including analgesics, antiepileptics, antibiotics, and
antitumor drugs to the CNS. Benoit and coworkers [71]
provided an interesting application of modified nanocapsules. These authors prepared lipid-based nanocapsules
(LNC) using the non-ionic hydrophilic surfactant Solutol®
HS15 (hydroxystearate of poly (ethylene glycol) which
confers extended circulation times and P-gp efflux pump
inhibiting properties. These LNCs were conjugated to OX-26
monoclonal antibodies (OX-26 MAb) and Fab' fragments
giving rise to immunonanocapsules that provided delivery of
lipophilic radionuclides and therapeutic molecules to the
brain. Biodistribution of the immunonanocapsules, labeled
with a 188Re lipophilic complex, was determined in healthy
rats. At 24 h post-injection, the brain concentrations of Fab'immunonanocapsules and OX-26-immunonanocapsules
were, respectively, 1.5 and 2-fold higher than non-targeted
nanocapsules. In addition, it was found that the targeting of
cerebral tissue with the OX-26-immunonanocapsules was
more efficient than that with the Fab'-immunonanocapsules.
These targeted nanocarriers appear to be a promising
alternative to liposomal systems already employed for active
targeting.
Besides solid polymeric nanoparticles (NPs), solid lipid
nanoparticles (SLN) have also been employed for delivering
drugs to the CNS. SLN are dispersions of solid lipids
stabilized with emulsifier or emulsifier/co-emulsifier complex in water. Solid lipids employed to prepare SLN are
widely used food lipids and commonly used emulsifiers
including poloxamers, polysorbates and bile salts. Like
liposomes and NPs, the biodistribution of SLN can be
manipulated by modifying the surface physico-chemical
properties of SLN to address them to the target tissue.
In recent years, the potential use of SLN for brain drug
targeting purposes has been widely investigated and
interesting reviews on this topic has been published [11, 12].
In particular, delivery to the brain of antitumor drugs, including camptothecin, doxorubicin and paclitaxel, incorporated
into SLNs and PEGylated SLNs was studied [72-74]. In all
of the studies it has been found that significantly higher drug
concentrations were detected in the brain when the antitumor
drugs were encapsulated and delivered in a SLN. It is
1025
therefore a noteworthy finding that SLNs appear by their
nature to be capable of overcoming the BBB.In comparison
with surfactant coated polymeric NPs (specifically useful in
bypassing BBB), SLN have some potential advantages such
as low intrinsic cytotoxicity, physical stability, protection of
labile drugs from degradation, controlled release, and easy
preparation. Actually, the very low cytotoxicity of SLN and
biodegradability of lipids used in their preparation makes
them very attractive candidates for brain delivery and
particularly for the treatment of brain tumors. In this regard,
the potential of SLN as carriers for delivering anticancer
drugs has been further underlined in the recent study of
Brioschi et al.[75]. In this study the efficacy of SLN as
carriers of different types of antineoplastic agents (such as
doxorubicin, paclitaxel and the prodrug Cholesteryl butyrate)
in brain tumor therapy has been shown in vivo in an
experimental rat brain glioma model. It was found that
doxorubicin vehiculated by SLN achieved intratumoural
concentrations ranging from 12- (after 30 min) to 50- (after
24 hours) folds higher compared to free solutions. In
addition, in the contralateral healthy hemisphere in which
BBB was not disrupted, doxorubicin-SLN achieved subtherapeutic concentrations, while the free drug did not reach
significant levels. On the other hand, i.v. administration of
paclitaxel incorporated in SLN to normal rabbits produced
drug concentrations in brain tissue ten-folds higher than after
administration of paclitaxel free solutions. These results
clearly showed that SLN are able to successfully vehiculate
cytotoxic drugs into the brain and to induce effective antitumoral response.
SLN have also been evaluated a for brain delivery of the
potent and frequently used HIV protease inhibitor (PI),
atazanavir, that, like other PIs exhibits low brain permeability [76]. Thus, spherical SLNs with an average particle
size of about 167 nm were formulated and loaded with
[(3)H]-atazanavir. The results showed a significantly higher
accumulation in the human brain microvessel endothelial cell
line (representative of the blood-brain barrier) as compared
to the drug aqueous solution. These data suggest that SLNs
could be a promising drug delivery system to enhance brain
uptake of atazanavir and potentially other PIs.
Polymeric Micelles
Polymeric micelles are formed spontaneously in aqueous
solutions of amphiphilic block copolymers and have coreshell architecture. Self-assembly occurs when the copolymer
concentration reaches a threshold value known as the critical
micelle concentration (CMC). The size of polymeric
micelles usually varies from ca. 10 to 100 nm. The core is
composed of hydrophobic polymer blocks [e.g., poly
(propylene glycol) (PPG), poly(D,L-lactide), poly(caprolactone), etc.] and a shell of hydrophilic polymer blocks (e.g.,
PEG). Most of them are biodegradable and biocompatible.
Of particular interest are Pluronic block copolymers that
contain two hydrophilic PEG and one hydrophobic PPG
blocks (PEG-PPG-PEG). They were shown to cross the
membranes of cultured brain microvessel endothelial cells
and to inhibit a drug efflux transport protein, P-gp [77].
Therefore, it is expected that the bioavailability at brain level
of various P-gp-substrate drugs should increase by using
polymeric micelles with Pluronic block copolymers. Another
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Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
recent study has shown that polymeric micelles selfassembled from the transcriptional activator peptide TATpoly(ethylene glycol) (PEG)-block-cholesterol (TAT-PEG-bChol) can be used as carrier for drug delivery across BBB
[78,79]. Ciprofloxacin as a model drug was efficiently
loaded into the micelles having spherical nature and average
size lower than 200 nm. The uptake of micelles with TAT by
human brain endothelial cells was greater than those without
TAT. The micelles with TAT may provide a promising
carrier for delivering antibiotics across the BBB to treat brain
infections. However, it should be noted that differently
formulated polymeric micelles were ineffective and unable to
deliver antibiotics to CNS. In fact, in the study by Yáñez et
al. [80] aimed at determining the tissue distribution in rats of
the macrolide antibiotic rapamycin incorporated in PEGblock-poly(-caprolactone) (PEG-b-PCL) micelles formulated with and without the addition of -tocopherol, it was
observed that the uptake by the brain was dramatically
reduced compared to control rapamycin dissolved in Tween
80/PEG 400/N,N-dimethylacetamide.
These findings, taken together, leads one to conclude that
polymeric micelles with Pluronic and those with TAT-PEGb-Chol may open new opportunities for the treatment of
some brain diseases, however, more extensive studies are
needed.
Dendrimers
Dendrimers are highly branched polymer molecules
formed by a central core to which the branches are attached,
the shell of the branches surrounding the core, and the
surface formed by the branches termini. They have a size
comparable with that of polymeric micelles or nanoparticles
of small dimensions. Thus, for instance, a typical dendrimer
molecule, such as poly(amidoamine) (PAMAM) dendrimer,
has a diameter ranging from 1.5 to 14.5 nm. Various drugs
can be entrapped within the dendrimer interior cavities
known as “dendritic boxes” and the drug can be released
following the shell degradation under physiological
conditions. Hydrophobic and hydrophilic polymer blocks can
be grafted to the surface resulting in formation of more
stable systems that are characterized by longer circulation in
the body.
As carriers for drug delivery to the brain, dendrimers
conjugates with anti-cancer agents have been studied for the
treatment of tumors at CNS level [81]. In addition, gene
delivery into brain has been also shown using a transferrinconjugated PEGmodified PAMAM dendrimer [82]. A smart
development of using dendrimers for brain delivery has been
recently reported by Hildgen and coworkers [83]. These
authors synthesized polyether-copolyester (PEPE) dendrimers loaded with methotrexate (MTX) and conjugated to Dglucosamine. Glucose conjugation to the dendrimers confers
not only enhanced delivery across the BBB but also tumortargeting property through facilitative glucose metabolism by
the glucose transporters (GLUT) in the tumors. The
antitumor activity of these MTX loaded dendrimers was
evaluated against glioma cells and avascular human glioma
tumor spheroids. Glucosylated dendrimers were found to be
endocytosed in significantly higher amounts than
nonglucosylated dendrimers by both the cell lines. IC50 of
1026
193
MTX after loading in dendrimers was lower than that of the
free MTX, suggesting that loading MTX in PEPE
dendrimers increased its potency. It was found that these
targeted dendrimers were able to kill even MTX-resistant
cells highlighting their ability to overcome MTX resistance.
In addition, by using cocultures of bEnd.3 and U373 MG
cells as model for the BBB, the amount of MTX-transported
across BBB by glucosylated PEPE dendrimers resulted three
to five times more than that in dendrimers alone. The results
show that glucosamine can be used as an effective ligand not
only for targeting glial tumors but also for enhanced
permeability across BBB.
5. CONCLUSIONS
Based on the findings presented above, it is increasingly
clear that crossing of BBB and drug delivery to CNS is a
complex and challenging task requiring close collaboration
and common efforts among researchers of several scientific
areas including pharmaceutical sciences, biological
chemistry, physiology and pharmacology. In this scenario,
the role played by the medicinal chemists and pharmaceutical technologists is surely relevant. Medicinal
chemistry-based strategies are mainly applicable to low
molecular weight drugs. The most followed and efficient
medicinal chemistry-based approaches are i) the lipidization
(prodrug) approach i.e., the optimization of physicochemical
characteristics that allow for passive diffusion through the
BBB via the transcellular route, ii) structural modifications
resulting in features necessary to serve as a substrate for
endogenous influx transport systems of the BBB. However,
the latter type of approach seems to possess some intrinsic
limitations because the transport systems existing in the BBB
are relatively selective systems and devoted to the passage of
essential nutrients and metabolites. Therefore, compounds
designed to target specific transport systems often result with
lower affinity for the transporter than the endogenous ligand.
A better understanding of transport mechanisms and those
modulating drug efflux transporter activity and drug
resistance at the BBB level may be of crucial importance for
overcoming, at least in part, these limitations. As for the
lipidization through prodrugs, there is a need for new
chemical modification approach such as the design and
development of dual action prodrugs, for example prodrugs
whose promoieties allow not only enhanced BBB
permeability but also targeting to specific sites.
The use of appropriate nanocarrier systems for low and
high molecular weight drugs may be advantageous because
they are non-invasive systems, allow good drug loading
capacity and protect the molecules to be delivered against
inactivation mechanisms and clearance. Liposomes,
surfactant coated polymeric nanoparticles, and solid lipid
nanoparticles are promising systems for delivery of drugs to
CNS. At present, it seems that particulate systems can be
successfully exploited for delivering drugs to the CNS in the
case of brain tumors with disorganized vasculature and
leakier capillaries. However, there are other limiting factors
for the use of nanocarriers-based CNS delivery systems.
Among them, the most important are those referring to safety
and toxicity concerns. In fact, there is little data that supports
the utilization and potential human applications of
surfactants, polymers and lipids used in the manufacture of
194 Current Topics in Medicinal Chemistry, 2009, Vol. 9, No. 2
Trapani et al.
these nanocarrier systems for transport across the BBB and
CNS delivery. Future clinical use of these drug delivery
systems for brain tumors and for other diseases of CNS as
well cannot be ruled out.
[25]
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Received November 20, 2008
Accepted January 8, 2009
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treatment of gliomas: enhanced efficacy and intratumoral transport
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