A Contextual Approach to the Emergence of Agriculture in Southwest Asia: Reconstructing
Early Neolithic Plant-Food Production
Author(s): Eleni Asouti and Dorian Q Fuller
Source: Current Anthropology, Vol. 54, No. 3 (June 2013), pp. 299-345
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for Anthropological
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Current Anthropology Volume 54, Number 3, June 2013
299
A Contextual Approach to the Emergence of
Agriculture in Southwest Asia
Reconstructing Early Neolithic Plant-Food Production
by Eleni Asouti and Dorian Q Fuller
CA⫹ Online-Only Material: Supplement A
The scale and nature of early cultivation are topics that have received relatively limited attention in research on the
origins of agriculture. In Southwest Asia, one the earliest centers of origin worldwide, the transition to food production
is commonly portrayed as a macroevolutionary process from hunter-gatherer through to cultivator-forager and
farming stages. Climate change, resource intensification, sedentism, rising population densities, and increasing social
complexity are widely considered by prehistorians as pivotal to the emergence of protoagricultural village life. In
this paper we revisit these narratives that have been influenced by culture-history and social evolution, together
forming the dominant theoretical paradigms in the prehistory of Southwest Asia. We propose a complementary
contextual approach seeking to reconstruct the historical development of Early Holocene plant-food production
and its manifold sociocultural environments by intersecting multiple lines of evidence on the biology of plant
domestication, resource management strategies, settlement patterns, cultivation and harvesting technologies, food
storage, processing and consumption, ritual practices and symbolic behaviors. Furthermore, we propose that early
plant-food production in Southwest Asia should be dissociated from ethnographically derived notions of sedentary
village life. Plants emerge as important components of community interactions and ritual performances involving
suprahousehold groups that were mediated through communal food consumption.
Research Context
A substantial body of research on agricultural origins in
Southwest Asia, one of the earliest and best documented centers of early food production worldwide, focuses on representing this spatially and temporally variable process as the
outcome of systemic causalities operating at the macro scale.
Climate change (Richerson, Boyd, and Bettinger 2001), demographic growth (Cohen 1977), social competition (Bender
1978; Hayden 1995) and cognitive-symbolic “revolutions”
(Cauvin 2000) have all featured as potential prime movers of
the “Neolithic Revolution.” A common thread linking these
diverse perspectives is a pervasive concern with the subsistence economy. Economic change together with culture-hisEleni Asouti is Senior Lecturer in Environmental Archaeology at the
Department of Archaeology, Classics, and Egyptology of the
University of Liverpool (Hartley Building, Brownlow Street,
Liverpool L69 3GS, United Kingdom [e.asouti@liverpool.ac.uk]).
Dorian Fuller is Professor in Archaeobotany at the Institute of
Archaeology, University College London (31–34 Gordon Square,
London WC1H 0PY, United Kingdom). This paper was submitted
4 VII 10, accepted 15 IX 12, and electronically published 24 IV 13.
tory and associated theories of diffusion and acculturation
represent the lasting legacy of Gordon Childe’s thinking to
the prehistory of Southwest Asia and form the dominant
theoretical paradigms in the prehistoric archaeology of the
region (cf. Asouti 2006; Edwards et al. 2004). Several scholars,
accepting Childe’s conceptualization of the Neolithic Revolution as a transformation in socioeconomic practices, have
awarded primacy of consideration to subsistence production
in relation to the development of sedentism and the impact
of climate change on the environment (e.g., Bar-Yosef 1998;
Bar-Yosef and Belfer-Cohen 1992; Bar-Yosef and Meadow
1995; papers in Harris and Hillman 1989; Henry 1989; Moore
and Hillman 1992; Moore, Hillman, and Legge 2000). Others
have argued, instead, that changes in subsistence practices
followed more fundamental shifts in human cognition that took
place during the Pleistocene-Holocene transition (Mithen 2007;
Watkins 2002). Other authors, seeking a more holistic perspective on the diverse contributions of environmental, economic, sociocultural, and ideological factors, have tried to
reunite them in narratives centered on the theme of domestication in relation to symbolic and ritual practices (Verhoeven
2004). What these theories have in common is a shared premise conceptualizing the Neolithic transformation in the Mid-
䉷 2013 by The Wenner-Gren Foundation for Anthropological Research. All rights reserved. 0011-3204/2013/5403-0003$10.00. DOI: 10.1086/670679
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300
Current Anthropology Volume 54, Number 3, June 2013
dle East as a single developmental process and a transition:
from hunting-gathering to agriculture, from egalitarian to
complex societies, from the wild to the domestic, from the
realm of nature to that of culture.
Recently published articles and commentaries have pointed
out the limited explanatory power of such universal theories
of agricultural origins: their key expectations are increasingly
constrained by a diverse empirical record, containing multiple
and often competing sources of evidence, that does not permit
establishing primacy of cause (Zeder 2009a, 2009b:45–48).
Instead, they have advocated adopting a macroevolutionary
approach focusing on how climate, ecology, demography,
economy, society, culture, and historical contingency interacted in shaping the “developmental trajectory of the transition from foraging to farming” (Zeder and Smith 2009:686).
However, other authors have argued that, in its current form,
the very concept of the Neolithic transition is a problematic
one as it privileges explanatory models projecting onto the
prehistoric past contemporary perceptions and ethnographically derived notions about how Neolithic societies functioned and structured their relationships with the landscape
and the world (Asouti 2011; Asouti and Fairbairn 2010; Finlayson and Warren 2010). Some authors have also remarked
that relations of production among protoagriculturalists,
rooted as they are in “cultural understandings of sociality,”
tend to retain the structures of a hunter-gatherer habitus (Barnard 2007:14). This dimension of early food production is
rarely addressed by the culture-historical and social evolutionary perspectives that have dominated prehistoric archaeology in the Middle East. The reason is that they often approach the development of prehistoric socioeconomics
retrospectively as a stadial process. In it early food production
acquires significance primarily as the enabler of demographic
growth, the accumulation of surpluses, and the emergence of
social complexity and inequality, rather than as a product of
historically constituted and socially mediated economic practices (cf. Asouti 2006; Asouti and Fairbairn 2010; Belfer-Cohen and Goring-Morris 2009).
Our purpose with this article is to complement existing
macroevolutionary frameworks through a historical contextual approach to the investigation of early plant-food production. We accept that macroevolutionary approaches (sensu
Zeder 2009a, 2009b, 2011) offer appropriate frameworks for
analyzing from a comparative, cross-cultural perspective the
long-term trajectories of resource management strategies, socioeconomics, and demographic histories to spatially and
temporally varied environments. However, we propose that a
historical perspective, grounded on a detailed appreciation of
the archaeological record, is better placed for interpreting the
material remains of Neolithic subsistence activities in their
original contexts of occurrence, that is, as elements of prehistoric habitual practices (cf. Barrett 2012; Bradley 2005;
Bruno 2009; Denham 2005, 2009, 2011; Denham and Haberle
2008). Such practices include not only the construction and
expansion of new anthropogenic niches through the inten-
tional management of landscape resources (cf. Zeder 2009a)
but also the sociocultural environment of early plant-food
production. As “sociocultural environment” we define here
the nexus of resource management strategies, settlement patterns, cultivation and harvesting technologies, food storage,
processing and consumption, ritual practices, and symbolic
behaviors. A consideration of the impacts of the local and
regional sociocultural environments on the long-term development of subsistence economies allows for an appreciation
of the role of historically constituted human agency in economic change and an archaeologically grounded understanding of the historical contexts in which such changes materialized. Thus, rather than viewing historical and evolutionary
perspectives on the origin of food production as mutually
exclusive, we argue that the former can inform the latter in
significant ways: through a historically situated understanding
of the Neolithic political economies it becomes possible to
reconstruct both the complex interdependencies of their sociocultural, economic, and ecological components, and also
how adjusted or maladjusted they might have been to the
goals of survival and reproduction.
In its practical application, the approach proposed in this
article can be described as “contextual,” in the methodological
sense of the term. Its aim is the detailed evaluation of the
archaeological attributes of assemblages of plant-food remains
preserved in archaeological layers and features, including their
context of occurrence and their associations with other categories of archaeological data (especially material culture and
the built environment). Monitoring these relationships and
how they changed within and between different sites and areas
permits a data-informed understanding of the coevolution of
plant-based subsistence strategies and their sociocultural environments. This in turn enables archaeobotanical research
to move beyond traditional concerns with domestication and
the ecology of early cultivars and address from a solid factual
basis the role of plant-based subsistence production in Neolithic social life. A key difference of our approach from classic
contextual interpretative frameworks (cf. Hodder 1982) is that
we do not seek to tease out symbolic or other nonmaterial
meanings from contextualized archaeological evidence. What
we aim for rather is to develop a methodology approximating
within the limitations posed by the partial nature of the archaeological record, the historical method, targeted at reconstructing past practices through their material remains. Furthermore, we do not conceptualize early food production
mainly as a subset of human-environment interactions taking
the form of specific landscape management practices (cf. Denham 2011; Denham and Haberle 2008). We adopt instead an
explicitly materialist methodology emphasizing the site-bysite contextual analysis of archaeobotanical assemblages (i.e.,
the material residues of plant-related past activities). Our aim
is to reconstruct site-specific practices associated with plant
production, consumption, storage, and discard and determine
how such practices might have related to other domains of
social life (Asouti and Fuller 2012:159). However, particularly
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
301
Table 1. Summary of Late Epipaleolithic: Early Neolithic chronocultural horizons and subsistence economies
in Southwest Asia
Chronocultural horizons
Calibrated years BC
Late Epipaleolithic
∼12,000–10,000
Pre-Pottery Neolithic A (PPNA)
∼9700–8700
Early PPNB (EPPNB)
∼8700–8200
Middle PPNB (MPPNB)
∼8200–7500
Late PPNB (LPPNB)
∼7500–7000
Regional cultural entities and subsistence economies
Natufian (Levant, south Anatolian coast), Epipaleolithic of the northeastern Fertile Crescent (Taurus-Zagros arc): hunting-gathering
Khiamian (northern, southern? Levant), Early PPN of the northeastern
Fertile Crescent: hunting-gathering
Mureybetian (northern Levant), Sultanian (southern Levant): huntinggathering; predomestication cultivation
PPNA habitations at Göbekli Tepe, Çayönü (SE Anatolia): hunting-gathering (predomestication cultivation?)
Northern Levant, southeast Anatolia, (persistence of the PPNA in the
southern Levant?), Early PPN of the northeastern Fertile Crescent,
Early Cypro-PPNB; earliest known Neolithic settlement in central Anatolia: predomestication or mixed cultivation, hunting-gathering,
herding, first appearance of domesticated crop “packages”
MPPNB cultures of the southern Levant, aceramic Neolithic cultures of
the northern Levant, southeast and central Anatolia, Cyprus and the
Zagros: diverse habitation patterns and subsistence practices observed
region-wide
Late aceramic Neolithic cultures, southern Levantine “megasites”: establishment and expansion of mixed agropastoral economies based on
cereals, pulses and caprine herding region-wide, completion of the
plant domestication process, widespread adoption of domesticated
crop “packages” in mixed agropastoral economies
Source. Asouti and Fuller 2012 (table 1).
in Southwest Asia, integrated archaeobotanical analyses carry
additional benefits for the investigation of plant-related landscape practices, given that off-site paleoenvironmental proxies
(i.e., pollen and sediment archives) are scarce and often poorly
preserved and consequently lack the spatial and temporal precision required for high-resolution reconstructions of peoplevegetation interactions (Asouti, forthcoming).
A key difference of our approach compared with what we
term “ethnographically derived” models is that it does not
consider traditional anthropological concepts of prestate or
“traditional” farming societies as quasi-natural categories,
which can be directly or indirectly transferred onto the Neolithic. It thus holds no a priori assumptions about the nature
of Neolithic food producing communities, for example, as
sedentary communities that practiced normal surplus economies based on kin-, household-, or gender-based divisions
of labor and that were characterized variously by quasi-egalitarian, nonhereditary hierarchical or heterarchical social
structures (for an overview of anthropological approaches to
Neolithic social organization, see Souvatzi 2008; for applied
concepts in the Neolithic of Southwest Asia, see Kuijt 2000).
Instead, we follow a bottom-up approach that prioritizes the
analysis of the contextual associations of archaeobotanical
data for reconstructing specific practices associated with
plant-food production. These archaeologically derived practices are then used as key referents for evaluating its sociocultural environment in each site/area and how it varied
through time and between different sites and areas. Ethnographic parallels are used for highlighting possibilities in the
interpretation of the patterns observed in the archaeological
record, rather than for guiding interpretation from the start.
Our approach is thus perforce historical, as it cannot generate
or sustain on its own cross-cultural generalizations about the
causes of the transition from foraging to farming worldwide.
Its aim is to propose empirically grounded frameworks for
reconstructing the historical development of early plant-food
production at local or subregional scales, which can then
inform current understandings of regionwide macroevolutionary processes. Demonstrating how such a historical understanding can be achieved through the contextual analysis
of Southwest Asian archaeobotanical data sets represents perhaps the most valuable contribution of our work to research
on agricultural origins worldwide.
Our paper addresses a specific time period in the chronology of the Early Neolithic of Southwest Asia, spanning the
tenth and early to mid-ninth millennia cal BC, in culturehistorical terms coeval with the Pre-Pottery Neolithic A
(PPNA) and the Early PPNB (table 1, fig. 1). This period
(henceforth termed the “Early PPN”) represents a key stage
in the development of food production with the onset of plant
cultivation, to be followed slightly later by animal herding, at
several localities across the region (Asouti and Fuller 2012;
Bar-Yosef 1998; Bar-Yosef and Belfer-Cohen 1989a; Colledge
and Conolly 2007; Colledge, Conolly, and Shennan 2004; Garrard 1999; Harris 2002). However, it also represents an ambiguous stage that sits somewhat uncomfortably between the
Late Epipaleolithic “complex hunter-gatherers” and the Middle to Late PPNB “farming communities” (cf. Bar-Yosef and
Meadow 1995; Belfer-Cohen and Bar-Yosef 2000; Byrd 2005;
Kuijt 2000; Kuijt and Goring Morris 2002). The reason is that
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Figure 1. Map of Early PPN sites in Southwest Asia.
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
there is very little and highly contested evidence dating to this
period for cereal domestication, contrasted with the abundant
evidence for hunting-gathering and the cultivation of morphologically wild plants (conventionally termed “predomestication cultivation”), including cereals (Asouti and Fuller
2012). Some prehistorians, considering biological domestication as coeval with agriculture, have resolved this ambiguity
by denying the applicability of the term agriculture until the
LPPNB, while ascribing “true” agricultural status only to postPPN economies (e.g., Akkermans 2004). Others have opted
for a stadial approach, subdividing PPN economies in four
developmental stages: (1) hunting-gathering, (2) cultivation
of predomesticated crops supplemented by hunting and gathering, (3) cultivation of fully domesticated crops, and (4)
integrated agropastoral production with the adoption of domesticated caprine herding (Harris 1989, 2002; see also fig.
2). In this evolutionary trajectory, Early PPN subsistence
economies are viewed as corresponding to stage 2 and have
thus been categorized by current scholarly consensus as “low-
303
level food production” economies (sensu Smith 2001a; see
also Byrd 2005).
Prehistorians have proposed various models for understanding the contribution of low-level food production to the
broader sociocultural developments characterizing the PPN
of Southwest Asia. Recent research has emphasized in particular resource intensification, considered as the basis for the
“onset of large food-producing villages” (Byrd 2005:262). Accordingly, subsistence economies have been portrayed as increasingly reliant on cereal cultivation supplemented by hunting, especially after the first half of the tenth millennium and
the rapid improvement of climate that followed the end of
the cold and arid Younger Dryas oscillation (∼10,900–9600
cal BC), which enabled the permanent settlement of favorable
ecotones on the borders of lakeshores, marshes, and alluvial
surfaces that provided suitable habitats for cereal cultivation
(Bar-Yosef and Meadow 1995; Byrd 2005; Kuijt and GoringMorris 2002; Sherratt 1997). Increased reliance on cultivars
is also believed to be reflected in ground stone technologies
Figure 2. An evolutionary classification of Early Neolithic plant-food procurement and production systems in Southwest Asia.
Modified after Harris 1996: table 1.1.
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Current Anthropology Volume 54, Number 3, June 2013
(Wright 1991), communal grain storage (Kuijt and Finlayson
2009; Stordeur and Willcox 2009), and institutions of corporate leadership inferred from the perceived management
needs of building projects that required the mobilization of
communal labor (e.g., the “public” buildings of Göbekli Tepe,
Mureybet, Jerf el Ahmar, Jericho, and Tell Qaramel; cf. Kenyon 1981; Mazurowski and Yartah 2002; Schmidt 2000; Stordeur 2000b; Stordeur and Ibáñez 2008). As “public” buildings
are defined structures that, according to the excavators’ reports, differed from “residential” architecture and might have
served various communal functions as loci of ritual activities,
including mortuary rites, public gatherings, communal storage, monuments demarcating sites in the wider landscape, or
combinations thereof. The increasing archaeological visibility
of residential architecture, public structures, and associated
ritual practices have also been interpreted as indicative of
increasing sedentism and social complexity, which were directly linked to resource intensification (Byrd 2005). Altogether these elements of the archaeological record have been
treated as the material correlates of the increasing ability of
leaders “to garner greater power and authority by conducting
elaborate rituals, maintaining control over ritual knowledge
and paraphernalia, and ‘ensuring’ the success of each step in
the agricultural process. . . . Thus leadership roles were legitimized through ideology” (Byrd 2005:266–267).
Archaeobotanical analyses published in the course of the
last decade, coupled with recent advances in genetic research,
have demonstrated that the biological domestication of the
Southwest Asian cereal and pulse founder crop species was a
very slow process evolving over an extended period that lasted
for approximately three millennia (see reviews by Allaby,
Brown, and Fuller 2010; Fuller, Allaby, and Stevens 2010;
Fuller, Asouti, and Purugganan 2012). However, their implications for archaeological interpretations positing that sedentary “village life,” based on intensive cereal management
and cultivation, was a widespread form of human engagement
with the landscape in the Early PPN, have not been yet fully
appreciated. This has been partly the result of the lack until
recently of up to date syntheses of the botanical record and
an in-depth assessment of how botanical evidence correlates
with other categories of archaeological data. The uncertainty
with which many prehistorians approach Early PPN plant
management is manifested, for example, in arguments that
cultivars formed only a “minor component” of the regional
subsistence economies appearing side by side with their categorization as “staple foods” (e.g., Belfer-Cohen and Bar-Yosef
2000; Byrd 2005; Kuijt and Goring Morris 2002; Zeder 2009b;
Zeder and Smith 2009). A key premise adopted in this paper
is that the pace of the development of the domestication
syndrome in Early Neolithic cultivars was primarily a function
of the nature, intensity, and duration of human interventions
in their lifecycles and ecology. Thus, several important questions arise from the revision of the botanical record: How
intensive was plant cultivation and what was its contribution
to Early PPN socioeconomics? Were cereals staple foods or
minor components of the regional subsistence economies? If
the notion of intensified plant gathering and cultivation being
practiced by sedentary “village communities” is incompatible
with the botanical record, what could replace it as an empirically viable model for conceptualizing Early PPN political
economies? What was the contribution of the sociocultural
environment of early cultivation to the emergence of the domestication syndrome? Is conceptualizing the development of
food production as a stadial process, involving the progressive
succession of recognizable (by ethnographic and sociological
criteria) modes of production, warranted by the available evidence?
The next section of the paper presents a critical overview
of the archaeobotanical and genetic evidence pertaining to
the rate of plant domestication and the evidence for Early
PPN plant management practices. Following that, we present
our propositions for intersecting botanical and material culture data sets through a contextual approach that explores
their multiple associations at select sites across the region. In
it we try to show how resource management strategies, food
storage, processing, and consumption practices and activities
were embedded in regionally patterned lifeways, which were
in turn characterized by diverse and versatile dwelling practices. We also demonstrate that cultivars and gathered plants
formed important elements of community interactions (often
associated with ritual performances) that linked habitation
sites to the wider landscape and were mediated by communal
food consumption. The implications of this reconstruction
for current thinking on Early PPN socioeconomics and, more
generally, the origin and spread of food production in Southwest Asia are discussed in the concluding sections of the article.
Crop Cultivation, Gathering, and the Rate of
Plant Domestication in the PPN of Southwest
Asia
From Single to Multiple Centers of Origin
While systematically retrieved archaeobotanical assemblages
were available from few Epipaleolithic and Neolithic sites and
subphases, it remained possible to postulate that most of the
“founder crops” (table 2) of Southwest Asia originated from
a single center (e.g., Bar-Yosef and Meadow 1995:90, Garrard
1999; Zohary 1999). However, a simple tally of species presence in Early PPN sites demonstrates that different species
were gathered or cultivated in each area, while domesticated
crop packages emerged gradually and piecemeal (table 3; Asouti and Fuller 2012). For example, two-grained einkorn, rye,
and barley were cultivated in the upper Euphrates basin, contrasting with the evidence for emmer and barley in the southern Levant. Furthermore, recent refinements in identification
criteria have demonstrated the existence of two separate einkorn taxa characterized by different but partly overlapping
distributions (Willcox 2005). Both types were domesticated
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
305
Table 2. Neolithic founder crops of Southwest Asia and their wild progenitors
Crop species
Common English name
Wild progenitor
Triticum turgidum subsp. dicoccum
Triticum monococcum
Emmer wheat
Einkorn wheat
Hordeum vulgare
Hulled barley
Pisum sativum
Lens culinaris
Cicer arietinum
Vicia ervilia
Linum usitatissimum
Pea
Lentil
Chickpea
Bitter vetch
Flax
Triticum turgidum subsp. dicoccoides (p T. dicoccoides)
Triticum monococcum subsp. boeoticum (p T. boeoticum)
Hordeum vulgare subsp. spontaneum (p H. spontaneum)
Pisum sativum subsp. humile (p P. humile)
Lens culinaris subsp. orientalis (p L. orientalis)
Cicer arietinum subsp. reticulatum (p C. reticulatum)
Viciae family (wild forms of V. ervilia)
Linum usitatissimum subsp. bienne (p L. bienne)
Source. Zohary 1996:144 (table 9.1).
and subsequently spread to Europe (Köhler-Schneider 2003;
Kreuz and Bohnke 2002). However, two-grained einkorn became extinct from the Euphrates basin during the Chalcolithic
(van Zeist 1999). In addition, an early variant of rye, which
is indistinguishable from wild two-grained einkorn on the
basis of grain morphology but identifiable from chaff remains,
was widely gathered and probably cultivated in parts of the
upper Euphrates during the PPN (Willcox 1999; Willcox, Fornite, and Herveux 2008). Subsequently, domesticated ryes occurred at some sites in Anatolia and the Euphrates (see table
3). It is very unlikely that this taxon is directly related to the
modern European ryes that appear to have evolved separately
from a weedy rye form in Early Iron Age Europe (Behre 1992).
Archaeobotanical data thus suggest the existence of more
pathways to cultivation than those represented by modern
domesticated crop lines, including early experiments with cultivation that did not lead to domestication, as well as early
domesticates that went extinct in prehistoric times. These
observations raise the question of whether other early crop
lines may have existed in the past that have become extinct.
A growing body of genetic studies has also failed to pinpoint
a geographically focused nuclear zone for the origin of crop
species (cf. Allaby, Brown, and Fuller 2010; Allaby, Fuller, and
Brown 2008). We now know that barley had a western (Southwest Asia) and an eastern (Central Asia) gene pool (Morell
and Clegg 2007; Saisho and Purugganan 2007), while emmer
and pea had northern and southern Levantine gene pools
(Kosterin and Bogdanova 2008; Luo et al. 2007). Very few
crops (flax and probably chickpea) can be identified with
single gene pools (Fu and Allaby 2010; Shan et al. 2005). Gene
pools represent detectable distinct subsamples of wild populations and thus, by implication, separate divergence events
from wild populations. However, such events need not be
coincident with the start of cultivation or with the origin or
fixation of biological domestication traits, although it can be
hypothesized that dispersal from the core regions of early
cultivation may leave traces of divergence events. Another
outcome of recent genetic modeling has been the realization
that geographically separate populations of early cultivars may
share genes, including domestication adaptation alleles, due
to gene flows effected through the “bridge” of intervening
wild populations (Allaby 2010; Allaby, Brown, and Fuller 2010).
Cultural interactions may also act as potential “bridges,” for
example, through the exchange of grain along the same networks and paths of movement used for the circulation of material culture, such as obsidian.
Rate of the Development of the Domestication Syndrome
The pace of biological domestication in cereals can be documented by two traits of the domestication syndrome: nonshattering ears and grain size (Fuller and Allaby 2009; Fuller,
Allaby, and Stevens 2010; Fuller, Asouti, and Purugganan
2012). These traits are adaptive to different behaviors exerting
selection pressures on the progenitors of crop species. Thus,
understanding their timing and context of occurrence can
provide insights into the plant management activities that
selected for them: tillage and sowing (affecting germination
traits, including inhibition loss and large grain size) and harvesting (nonshattering ears prohibiting free seed dispersal
upon maturation). In cereals, changes in shattering habit are
manifested in the attachment scars on the rachis segments,
which form part of the spikelet base (fig. 3). Wild taxa have
smooth scars, as spikelets are readily released from the cereal
ears upon maturation, while domesticated taxa have rough
scars as spikelets remain attached to the ears. Hence a clear
distinction between wild and domesticated variants can be
achieved through the study of rachis remains. While this has
been known since the 1950s (e.g., Helbaek 1959), actual data
were limited to a few cereal chaff impressions on mud bricks.
Rachis remains were also recovered by flotation, yet large
assemblages of wild and domesticated morphotypes did not
begin to be published until the mid-1980s with van Zeist’s
study of barley rachises from E/MPPNB Tell Aswad (van Zeist
and Bakker-Heeres 1985a). Rachises damaged by crop-processing tasks, such as dehusking by pounding, may further
complicate assessments of their morphology (Tanno and Willcox 2006, 2012).
The recent accumulation of prehistoric assemblages of
wheat and barley rachises has been charted by Allaby, Brown,
and Fuller (2010). This and subsequent analyses have demonstrated a time lag between the onset of predomestication
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Table 3. Summary of archaeobotanical evidence for crops and wild progenitors in Southwest Asia
306
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BC cal.
Southern Levant:
Ohalo II
Wadi Hammeh 27
Wadi Faynan 16
Iraq ed-Dubb
Gilgal I
Netiv Hagdud
ZAD 2
el-Hemmeh
Jericho I (PPNA)
Tell Aswad I
Jericho II (PPNB)
Beidha
Yiftahel
Wadi Jilat 7
‘Ain Ghazal
Nahal Hemar
Ghoraife
Basta
Azraq 31
Ramad
Wadi Fidan A
Wadi Jilat 13
Northern Syria and Middle
Euphrates:
Abu Hureyra 1
Tell Qaramel
Mureybet I-III
Tell ‘Abr 3
Jerf el Ahmar
Dja’de
Mureybet IV
Tell Halula
Abu Hureyra 2A-C
Sabi Abyad II
Tell Bouqras
El Kowm II
∼21,000
12,200–11,600
10,600–8200
9660–8800
9550–9100
9310–8850
9160–8830
9150–8660
9150–8350
8700–8300
?8200–7500
8300–7550
8200–7650
8200–7350
8300–6600
8000–7050
7800–7050
7550–7050
7490–7180
7300–6650
7300–6750
7030–6600
11,150–10,450
10,300–8850
9700–8500
9500–9200
9450–8700
8700–8270
8750–7950
7820–7320
7800–7000
7650–6750
7500–6300
7100–6350
Einkorn
onegrained
Einkorn
twograined
Rye
Emmer
0
0
0
0
0
0
X
0
?
0
0
?
0
0
d-X
0
D-X
0
0
0
0
?
?
XX
?
X
d-XX
d-XX
D-XX
d-XX
Naked
wheat
0
0
0
0
0
0
0
0
0
d-X
0
d-XX
0
0
0
0
0
0
0
0
0
D-X
D-X
0
0
d-X
D-XX
d-XX
D-XXX
D-XXX
D-X
D?
D-XX
D?
D-XX
D-XX
0
0
0
D-XXX
D-XXX
D-X
0
0
0
0
0
D-X
0
D-X
D-X
D-X
D-X
D-X
0
0
XXX
0
0
X
X
XX
0
XX
XX
d-XX
d-XX
x
X
D-XX
D-X
XX
0
XX
XX
XX
XX
X
0
D-X
0
0
X
0
0
0
X
0
0
0
0
0
0
D-XXX
D-X
D-XX
D-X
D-XXX
D-XX
D-XX
D-XXX
D-X
D-XX
D-XX
D-XX
d-XX
D-X
Barley
XXX
x
X
XX
XX
XXX
d-XXX
XXX
d-XX
d-XX
D-XXX
d-XX
d-XXX
D-XXX
D-XX
D-XX
D-XX
D-X
D-X
D-XX
d-XXX
0
X
XX
X
d-XXX
d-XXX
x
D-XX
D-XX
D-XX
D-XXX
D-X
Flax
Lentil
Pea
X
D-X
XX
XX
XX
X
D-XX
D-XX
D-XX
D-XX
?
X
D-XX
Chick pea Grass pea
0
0
0
0
0
0
0
?
?
0
X
D-X
0
?
D-X
Bitter
vetch
?
?
X
?
X
d-XX
X
d-XX
X
X
X
D-XX
D-X
D-X
D-XX
D-XX
X
D-XX
D-XX
X
XX
X
X
X
0
0
X
X
X
X
?
X
x
X
?
X
X
X
X
XX
X
D-XX
Broad
bean
d-X
X
x
D-X
D-X
D-X
D-X
X
X
?
D-X
D-X
?
X
?
D-X
X
d-X
d-X
307
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Southeast and Central Anatolia:
Göbekli Tepe
Çayönü (RP, GP, Ch.H)*
Nevalı Çori
Cafer Höyük XIII-VIII
Hacılar
Aşıklı Höyük**
Can Hasan III
Çatalhöyük East***
Eastern Fertile Crescent (eastern Turkey, Iran, Iraq):
Qermez Dere
Körtik Tepe
Demirköy
Hallan Çemi
Nemrik 9
M’lefaat
Chogha Golan
Chia Sabz
Tepe Abdul Hosein
Ganj Dareh
Jarmo
Chogha Bonut
Ali Kosh (B M ph.)
Tell Maghzaliyeh
Ali Kosh (A K ph.)
Umm Dabaghiyah
Yarim Tepe I
Western Syria and Cyprus:
Kissonerga-Myl.
Tell el-Kerkh
Shillourokambos
Ras Shamra
C. Andreas-Kastros
Khirokitia
9200–8600
8600–8200
8600–7950
8300–7450
8200–7550
17820–7520
7720–7360
17100–6400
0
d-X
d-XXX
D-XXX
D-XX
D-XX
D-X
D-X
XX
d-X
d-XX
X
10,100–8800
9700–9300
9440–9280
19670–9300
19900–8200
9500–8800
8700–7700
8400–7700
8300–7800
8240–7840
8000–7400
7600–6900
7650–6800
7050–6250
6800–6100
6900–5500
6800–6000
0
?
0
0
0
?
0
0
8700–8200
8540–8320
8250–7350
7600–6000
6800–6100
16400–6100
?
?
?
?
0
0
D-X
0
0
D-XX
0
0
d-XX
XX
D-XX
D-XXX
D-XXX
D-XX
D-XXX
0
0
0
D-X
D-X
D-X
D-XXX
D-X
XXX
XX
X
X
D-X
D-XX
D-XX
D-XX
0
?
0
0
0
0
X
0
0
0
0
0
0
0
X
XXX
X
0
?
?
?
?
D-XX
0
d-X
D-XX
D-X
D-XX
D-X
D-XX
d-X
D-X
D-X
D-X
d-XX
D-XXX
d-XXX
D-XX
d-XXX
D-XX
D-X
D?
0
X
D?
0
0
D-X
d-X
XX
D-XXX
D-XXX
D-XXX
0
0
D-X
0
0
D-X
0
D-X
X
D-XX
d-X
d-XXX
D-XX
D-XX
D-XX
D-X
D-X
X
X
?
?
D-X
D-X
D-X
?
X
X
X
X
X
XXX
d-X
d-X
d-X
X
X
X
D-X
XX
X
X
X
X
XX
XXX
D-XX
D-XXX
d-XX
D-XX
D-XX
D-XX
D-XX
D-XX
D-XX
X
X
D-X
D-X
XX
D-X
D-X
XX
D-X
X
D-X
D-X
X
D-X
X
X
X
X
?
X
?
?
X
X
D-X
X
D-X
D-X
X
X
x
D-X
D-X
D-X
0
D-X
D-X
D-X
X
D-XX
d-XX
x
X
?
?
?
Sources. Modified after Asouti and Fuller 2012. Summaries of the archaeobotanical evidence from PPN Southwest Asia can be found in Asouti and Fuller (2012), Charles (2007), Colledge and Conolly
(2007), Garrard (1999), Nesbitt (2002), Willcox (2007); Willcox, Fornite, and Herveux (2008). (All primary sources alongside short summaries of and commentaries on the data from each site, and a
detailed presentation of the associated radiocarbon dates are listed in CA⫹ supplement A).
Note. x p present, nonquantified, or sample size too small to quantify; ? p possibly present; 0 p absence considered significant for region/period and is genuine rather than being attributable to
sampling and identification biases. Semiquantitative ranking for cereals: XXX p very frequent/dominant; XX p frequent; X p present, low frequency; D (bold) p domesticated type; d p partial
domestication syndrome (large seed size or presence of a minority of domesticated-type nonshattering rachises). Note that wild two-grained einkorn is indistinguishable from rye based on grain morphology
alone; the status of early finds of broad bean (Vicia faba) as domesticated type is currently unresolved.
* Çayönü has a long occupation through the PPN. The sum of 23 dates (excluding those with large standard deviations and the Basal level date, which is too early) produces a strong modal peak at ca.
8300 BC, which is taken as the date for the Early PPN finds of einkorn, emmer, and pea at the site.
** at Aşıklı the majority of dates have derived from later Level 2, which was also the focus of the archaeobotanical analyses published to date (van Zeist and de Roller 1995).
*** at Çatalhöyük the summed 1σ probability of 65 dates (excluding those with large standard deviations) provided an extended modal range of 7100–6400 BC. The earliest (aceramic) levels of the
mound have produced very few reliable dates by comparison to the ceramic Neolithic phases.
308
Current Anthropology Volume 54, Number 3, June 2013
Figure 3. Diagrams comparing the disarticulation of (A) a wildtype glume wheat ear and (B) of a domesticated type. The part
that is usually recovered archaeologically (the spikelet base or
spikelet fork) is indicated, showing the difference between wildtype rachis that detaches through clean abscission and domesticated-type rachis that can detach only through human action
(threshing). Modified after Fuller and Allaby 2009: fig. 7.1.
cultivation during the PPNA, the initial appearance of nonshattering ears in the EPPNB, and the completion of the
biological domestication process with the fixation of nonshattering forms by the LPPNB (fig. 4; Fuller 2007; Fuller and
Allaby 2009; Fuller, Willcox, and Allaby 2012; Purugganan
and Fuller 2009; Tanno and Willcox 2006). The causes for
the slow evolution of nonshattering rachis (∼3000 years from
the beginning of cultivation) contrary to its rapid fixation in
! 100 years that is theoretically possible (Hillman and Davies
1990; Honne and Heun 2009) are debated. One key factor
appears to be the continuous gene flow between contiguous
wild and cultivated populations (Allaby 2010). Other factors
probably include continued gathering from the wild, especially in the event of periodic crop failures, for replenishing
supplies of seed corn (Willcox, Fornite, and Herveux 2008)
and variations in harvesting practices, such as harvesting before cereals reached full maturation, by basket/paddle or from
the ground, or in multiple passes in which an earlier pass was
saved for procuring seed corn (Fuller 2007). The key point
to emphasize here is that overall the evidence suggests variation and diversity in harvesting practices (e.g., among different households and communities), while the continuation
of gathering alongside cultivation would have exerted varied
pressures on local cereal populations for, or against, the nonshattering rachis trait. In addition, the fixation of nonshattering ears would have led to the requirement for further
labor investment in threshing and winnowing prior to dehusking, hence adding to crop-processing labor costs (Fuller,
Allaby, and Stevens 2010). In turn, additional labor costs
might have militated against the intentional selection of nonshattering forms for replanting. It is also possible that in
predomestication cultivation contexts, fields with a proportionally higher occurrence of nonshattering types might have
been perceived as “infested” by comparison with wild stands,
if one allows for early perceptions of cultivars that might have
differed from the “agronomic” mind-set characterizing later
established agriculturalists (Fuller, Asouti, and Purugganan
2012). However, empirical verification of such phenomena
requires examining the processing routines for both gathered
and cultivated grain individually for each site, something that
is not always feasible in the absence of detailed reporting of
botanical data. More generally, analyses of this sort could also
provide useful data for assessing how crop-processing routines
evolved from Early PPN predomestication cultivation and
gathering into the better understood practices that characterized arable production in later periods.
Grain size changes, especially the increase in grain width
and thickness, also evolved gradually (fig. 5). Evidence for
larger grain size in archaeobotanical assemblages from Zahrat
adh-Dhra’ 2 (ZAD 2), ‘Iraq ed-Dubb and the later phases of
Jerf el Ahmar suggests that selection for this trait began much
earlier than the selection for nonshattering ears (Fuller 2007;
Willcox 2004). However, it is also clear that larger grain size
developed in tandem with the persistence of nonshattering
ears and that it continued to evolve until the LPPNB (compare
figs. 4, 5). Larger grain size is selected for by soil clearance,
tillage, and seed planting, and, while requiring labor involved
in field preparation, it would have also returned higher yields
as grain weight increased (Fuller, Allaby, and Stevens 2010).
The Archaeological Evidence for Harvesting and Tillage
Technologies
Sickles made of chipped stone are known to have been used
as harvesting tools in Southwest Asia since the Natufian (Anderson and Valla 1996; Bar-Yosef 1998; Edwards 2007; Stordeur 1999a). Sickle blades formed parts of composite tools,
being hafted in bone or wooden handles, and bear a characteristic gloss on their surfaces. Experimental studies and
microscopic analyses have suggested that they were extensively
used for harvesting cereals (Unger Hamilton 1989, 1991).
Using sickles has the advantage of maximizing yields derived
from limited areas compared with the efficiency of other harvesting methods (e.g., by beaters and baskets; cf. Hillman and
Davies 1990). However, the identification of blades with sickle
sheen primarily as cereal harvesting tools has been questioned
by other researchers, who have found that similar types of
polish can be produced from the processing of materials such
as reeds, stone, clay, and leather (cf. Anderson 1994; Quintero,
Wilke, and Waines1997).
The question of the intensity of use of sickles as cereal
harvesting tools has direct implications for reconstructing
Early PPN plant management practices and the rate of biological domestication. Harvesting mature wild-type cereals
with sickles is considered inefficient, because it leads to the
free detachment of the spikelets from the ears and thus to
seed loss. This is why many researchers have hypothesized
that beating and collection in baskets might have been a more
efficient method for harvesting grain from the wild (e.g., Hill-
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
309
Figure 4. Graphs showing the gradual evolution of the nonshattering ear trait for (a) barley and (b) einkorn wheat. Based on
botanical assemblages from each site, mean and standard deviation estimates of the percentage count values of nonshattering rachises
are plotted against a time axis, in which a modal or median age estimate has been defined for each site. The mean value represents
the proportion of nonshattering (domesticated) types, calculated only for the sums of items that were positively identified as
shattering and nonshattering types. The error bars indicate the estimated standard deviation: maximum and minimum estimates
of domesticated types were calculated by including indeterminate rachis remains as either domesticated or wild type (not shown).
Standard deviations have been calculated on the basis of this estimated range, plus sample size, on the assumption of a normal
distribution. Modified after Fuller, Asouti, and Purugganan 2012: fig. 2; for primary sources of archaeobotanical data sets and
radiocarbon dates, see CA⫹ supplement A (parts 1 and 2).
man and Davies 1990; cf. Willcox 2008). In turn, similar
harvesting methods have been proposed as one of the likely
causes for the delayed appearance of the nonshattering ear
trait (e.g., Fuller 2007; Fuller, Allaby, and Stevens 2010). However, these arguments are contradicted by increasingly accumulating archaeological evidence for the use of sickles in Early
PPN contexts coupled with more refined phytolith analyses
and in use-wear and experimental studies (e.g., Anderson
2000; Goodale et al. 2010; Ibáñez, González Urquijo, and
Rodrı́guez 2007, 2008; Quintero, Wilke, and Waines 1997).
These studies have demonstrated that certain practices of
plant procurement, such as the harvesting of cereals in the
dough stage (i.e., green), may result in higher incidence of
sheen gloss compared with the harvesting of mature plants
with dry stalks that may generate flatter and duller surfaces
(for examples of the latter, see Goodale et al. 2010). One
explanation proposed for the low frequency of chipped stone
sickle elements in south Levantine Early PPN sites has to do
with the habitual use of technically elaborate, multipurpose,
composite tools characterized by long use-lives that extended
over multiple seasons (Goodale et al. 2010), continuing
traditions of manufacture and use that extend as far back as
the Natufian (cf. Stordeur 1999a). In the north, in sites such
as Mureybet, glossed sickle blades appear to be more ubiquitous (Ibáñez, González Urquijo, and Rodrı́guez 2008). It is
debatable whether the proportionally higher archaeological
visibility of sickles in the later phases of the PPN (cf. Ibáñez,
González Urquijo, and Rodrı́guez 2007, 2008) was the result
of changes in the technology of their manufacture, with the
substitution of straight shafts with curved ones and the more
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Figure 5. Graphs showing the gradual evolution of the large grain size trait for major Southwest Asian founder crops. Based on
measured populations from each site, mean and standard deviation estimates are plotted against a time axis, in which a modal or
median age estimate has been defined for each site. Sites are indicated by lowercase letters across the base of each chart. Einkorn
wheat (likely including some rye grains): a. Tell Qaramel, b. Mureybet I-III, c. Jerf el Ahmar (early), d. Jerf el Ahmar (late), e.
Dja’de, f. Çayönü, g. Wadi Jilat 7, h. Tell Ramad, i. Höyücek, j. Erbaba, i. C. Andreas-Kastros. Emmer wheat: a. Dja’de, b. Çayönü,
c. Tell Aswad West, d. Ghoraife, e. Tell Ramad I, f. Tell Ramad II, g. Erbaba, h. Höyücek, i. Yarim Tepe, j. Kosak Shamali. Barley:
a. Mureybet, b. Jerf el Ahmar (early), c. Jerf el Ahmar (late), d. ZAD 2, e. Dja’de, f. Ganj Dareh, g. Tell Aswad West, h. Tell Ramad
1, i. Ras Shamra, j. Tell Bouqras, k. Yarim Tepe. Lentil: a. Mureybet I-III, b. Nevalı Çori, c. Tell Aswad, d. Ganj Dareh, e. Beidha,
f. Yiftahel, g. Jericho (PPNB), h. Ras Shamra (PPNB), i. Tell Ramad 2, j. Erbaba, k. Ras Shamra (Pottery Neolithic), l. Höyücek,
m. Jericho (PN), n. Tepe Sabz, o. Çayönü (PN). Modified after Fuller, Asouti, and Purugganan 2012: fig. 2; for primary sources of
archaeobotanical data sets and radiocarbon dates, see CA⫹ supplement A (parts 1 and 2).
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
secure hafting of sickle segments in them (cf. Ibáñez, González
Urquijo, and Rodrı́guez 2008:401), thus reducing the likelihood of accidental loss of sickle segments during use. Goodale
et al. (2010) have remarked that the frequency of occurrence
of sickles is, overall, low in M-LPPN contexts as well. Generally, relative frequencies are more likely to relate to the range
of activities for which such tools were used, their contexts of
manufacture, use, and discard (near or further away from
habitation sites), and how intensively they were curated. With
regard to cultivation technologies, there is no evidence for
tillage tools made from nonperishable materials in Southwest
Asia prior to the MPPNB. Currently available data suggest
that intensive hand tillage was likely coeval with the initial
management of domesticated crops, as indicated by finds of
cattle bone hoes at Beidha and Basta (Stordeur 1999a) and
ground stone hoes at Tell Halula (Ibáñez, González Urquijo,
and Rodrı́guez 2007: fig. 4), Çayönü (Davis 1982) and sites
in the Zagros (Hole, Flannery, and Neely 1969:189–192).
Predomestication Cultivation and the Gathering of Wild
Plant Foods
Analyses of “weed” floras (assumed to be undesirable species)
have suggested that predomestication cultivation can be inferred from Early PPN archaeobotanical assemblages (Colledge 1998, 2001). Weeds might have derived from the same
steppe habitats as wild cereals, or they might have invaded
field plots from disturbed habitats in their vicinity. Their identification began with the investigation of changes in assemblage composition at Abu Hureyra (Hillman 2000; Hillman
et al. 2001; but see Colledge and Conolly 2010) and the comparative multivariate analysis of weed seed assemblages from
several sites, which also permitted distinguishing cultivation
practices predating crop domestication (Colledge 2001; Willcox 1999; Willcox, Fornite, and Herveux 2008). Regional variation in the composition of weed floras also became apparent:
differences were observed between southern and northern
Levantine sites with fewer and, in many cases, different weed
taxa retrieved from the southern sites, while Anatolian sites
also appear to diverge (Colledge, Conolly, and Shennan 2004).
These patterns suggest that early arable weed floras developed
independently, in a manner analogous to the development of
early cultivars, possibly reflecting differences in regional habitats and microecologies.
There is also growing recognition that a large number of
seed plants found in Early PPN sites are likely to represent
gathered foodstuffs (table 4). Hillman (2000) has provided
an extensive consideration of the potential food uses of the
1150 noncereal species identified at Abu Hureyra, as has Kislev (1997) for PPNA Netiv Hagdud. The realization that
PPNA-contemporary sites in northern Mesopotamia, such as
Hallan Çemi, Qermez Dere, M’lefaat and Demirköy, preserved
in large quantities noncereal taxa, contrasting with limited
representation of cereal finds, also brought to the fore the
possibility of their management as mainstay subsistence re-
311
sources (Savard, Nesbitt, and Jones 2006). In addition, one
of the long-term trends characterizing sites in the upper Euphrates basin is the gradual decline in the proportions of
noncereal taxa coevally with the increase in the proportion
of predomesticated cultivated cereal grain, in a pattern likely
representing a slow evolving shift in subsistence choices from
noncereal to cereal plants, from the mid-tenth millennium
onward (Willcox, Buxo, and Herveux 2009; Willcox, Fornite,
and Herveux 2008). Overall, limited as it is, the available
archaeobotanical evidence suggests that the management of
gathered noncereal plants varied widely between different sites
and regions across Southwest Asia.
Contextualizing Early PPN Plant-Based
Subsistence
Synthetic accounts of Early Neolithic settlement in Southwest
Asia have emphasized the “village,” consisting of several coresident households, as the main social unit characterizing
fully sedentary food-producing communities of this period
(e.g., Byrd 1994, 2000; Kuijt 2000). Buildings found in association with variable densities of features (hearths, storage
facilities, burials), tools (querns, mortars, other ground stone
implements, chipped stone, etc.), refuse deposits, and bioarchaeological evidence of multiple occupation seasons are
viewed by a majority of scholars as indicators of sedentary
coresident groups (e.g., Bar-Yosef and Meadow 1995; BelferCohen and Bar-Yosef 2000; Henry 1989; Lieberman 1993;
Tchernov 1991; Wright 1994; for contrasting arguments in
the Natufian context see Boyd 2006; Edwards 1989). The
assumption of permanent, year-round, sedentary habitation
is often perceived to be strengthened by the presence of evidence for food storage, and the processing and consumption
of cultivars that are considered to reflect full-time preoccupation with agricultural tasks. The higher archaeological visibility of built environments compared with short-lived openair sites and rock shelters that may preserve little or no
evidence of architecture and are seldom intensively investigated, tends to accentuate the conceptual gap between villages,
which are perceived as representative of social life and cultural
practices, and the “landscape,” which is viewed mainly as a
source of raw materials and subsistence. Concomitantly, the
landscape figures very little in debates about the structuring
of PPN social spaces that remain focused on the analysis of
the built environment (e.g., Banning and Byrd 1987; Byrd
1994, 2000; Byrd and Banning 1988; Flannery 1972; Steadman
2004).
A starting point for achieving a more balanced understanding of Early PPN political economies beyond conjectural distinctions drawn between habitation sites (p society) and the
landscape (p environment) is through a consideration of the
regional settlement patterns. There are relatively few Early
PPN excavated habitation sites across Southwest Asia (fig. 1),
even if this picture is undoubtedly influenced by excavation
and reporting biases, plus the uneven coverage of the region
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Location
312
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Table 4. Summary of selected gathered plant taxa in Southwest Asia
Southern Levant:
Ohalo II
Wadi Hammeh 27
Wadi Faynan 16
Iraq ed-Dubb
Gilgal I
Netiv Hagdud
ZAD 2
el-Hemmeh
Jericho I (PPNA)
Tell Aswad I
Beidha
Jericho II (PPNB)
Wadi Jilat 7
Nahal Hemar
‘Ain Ghazal
Ghoraife
Basta
Azraq 31
Wadi Fidan
Tell Ramad
Wadi Jilat 13
Northern Syria and Middle
Euphrates:
Abu Hureyra 1
Tell Qaramel
Mureybet I-III
Tell ‘Abr 3
Jerf el Ahmar
BC cal.
∼21000
12200–11,600
10,600–8200
9660–8800
9550–9100
9310–8850
9160–8830
9150–8660
9150–8350
8700–8300
8300–7550
?8200–7500
8200–7350
8000–7050
8300–6600
7800–7050
7550–7050
7490–7180
7300–6750
7300–6650
7030–6600
11,150–10,450
10,300–8850
9700–8500
9500–9200
9450–8700
Other
Viciae
Small
legumes
Avena
(oat)
Hordeum
murinum/
marinum
(wall/sea
barley)
X
X
XX
Stipa
(feather
grass)
X
XXX
XX
XX
XX
X
XX
XX
XXX
X
XX
X
X
XX
X
X
XX
X
XXX
X
X
XX
X
X
X
XX
XXX
X
X
X
X
XX
XXX
XX
X
X
X
X
X?
X?
Smallseeded
grasses
XXX
XXX
XX
XXX
X
X
XXX
XXX
XX
X
XX
X
X
X
XX
XXX
XX
XX
X
XX
X
X
X
Other
sedges
Polygonaceae
(knot
weeds)
X
XX
XX
XXX
X
XX
X
Scirpus
(sea
club-rush)
X
X
X
XX
XXX
XXX
XXX
X
X
XXX
XX
XXX
X
XXX
X
X
X
X
X
X
XX
X
X
XX
XX
X
Pistacia
species
Amygdalus
(almond)
Quercus
(acorn)
Ficus
(fig)
X
X
XX
XXX
X
XXX
X
XX
XXX
XX
XX
XXX
XXX
XX
XX
X
X
X
XX
X
XX
XX
XX
XXX
X
X
X
XX
X
X
X
X
XX
X
X
XXX
XX
XXX
XX
XX
XX
XX
XX
XX
X
X
X
X
X
X
X
X
X
XXX
X
X
XX
X
313
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Dja’de
Tell Halula
Abu Hureyra 2A-C
Tell Bouqras
El Kowm II
Southeast and Central Anatolia (Turkey):
Göbekli Tepe
Çayönü (RP, GP, Ch.H)*
Nevalı Çori
Cafer Höyük XIII–VIII
Hacılar
Aşıklı Höyük*
Çatalhöyük East*
Eastern Fertile Crescent (eastern Turkey, Iran, Iraq):
Qermez Dere
Körtik Tepe
Hallan Çemi
Demirköy
M’lefaat
Chogha Golan
Chia Sabz
Ganj Dareh
Ali Kosh (B M ph.)
Tell Maghzaliyeh
8700–8270
7820–7320
7800–7000
7500–6300
7100–6400
9200–8600
8600–8200
8600–7950
8300–7450
8200–7550
17820–7520
17100–6400
10,100–8800
9700–9300
19670–9300
9440–9280
9500–8800
8700–7700
8400–7700
8240–7840
7650–6800
7050–6250
XX
X
X
X
X
XXX
XX
XX
X
X
X
X
X
XX
X
X
X
X
X
X
XXX
XX
XX
XXX
XX
X
X
XX
X
X
X
X
XX
XX
X
XX
XX
X
XXX
X
X
X
X
X
XX
XX
X
XX
XXX
XX
XX
X
XX
X
XX
XX
XX
X
XXX
X
XX
XX
XX
XX
XX
XX
XX
XXX
X
X
X
XXX
X
X
XXX
X
XXX
X
X
XX
XXX
XXX
X
X
XX
XX
XXX
X
X
X
X
X
X
X
X
X
XX
XX
XXX
XXX
XXX
XX
X
XX
XX
XXX
XX
X
XX
XXX
X
X
X
XX
X
XX
X
XXX
X
X
XX
X
X
X
X
XX
X
X
X
X
X
XX
X
Sources. Primary data sources for the botanical assemblages derived from these sites are listed in CA⫹ supplement A.
Note. Semiquantitative ranking for wild species: XXX p very frequent/dominant, including occurrences with ubiquity (% of samples in which taxon is present) or frequency (percentage counts of
identified items) similar to, or greater than, those of cereals; XX p frequent but less common within the site compared with the very frequent species; X p present, low frequency.
* For commentary on the radiocarbon date ranges listed for these sites, see note of table 3.
314
Current Anthropology Volume 54, Number 3, June 2013
by field surveys. Furthermore, there are several sites reported
in the literature as transient hunting-foraging camps and activity areas, although their relationship to the more extensively
researched and published residential sites remains to be established (cf. Abbès 2008; Akkermans 2004; Bar-Yosef 1991;
Kuijt 1994; Kuijt and Goring-Morris 2002; Peasnall 2000;
Wright 2005). A degree of residential cum logistical mobility
is also implied by evidence for intrasite discontinuities, even
at sites with long stratigraphic and radiocarbon records (see
figs. 6–8), which suggests episodes of site abandonment and
reoccupation, and by settlement size estimates (0.5–1 hectares
on average, often less than that) (cf. Akkermans 2004; Akkermans and Schwartz 2003:49–50, Coqueugniot 1998; Kuijt
2008; Molist and Stordeur 1999; Peasnall 2000; Stordeur
1998). Together these observations suggest that Early PPN
sites might be more realistically viewed as temporally variable
nodes of habitation and coresidence rather than as permanent,
year-round, sedentary villages with fixed agricultural and foraging territories.
This tentative picture of the nature of Early PPN habitations, viewed alongside the evidence for the slow rate of plant
domestication, brings to the fore the question of the intensity
and form of Early PPN plant-food production. At the very
least it suggests that in order to achieve a more balanced
understanding of its sociocultural environment, one must entertain the possibility that it could have entailed more complex
forms of sedentism compared with the somewhat inflexible
notion of peasant-like village communities. The assumption
of a directional evolutionary continuum from mobility to
sedentism overlooks more versatile dwelling practices that
could have involved diverse and interchanging degrees of residential and logistical mobility (cf. Eder 1984; see also Flannery 1972; Graham 1994). Similarly, the assumption of clearcut boundaries between residential and logistical mobility can
be problematic, as it inevitably ignores manifestations of mobility occurring at different scales (e.g., of solitary individuals,
task groups, single households, groups of households, or entire local groups; Eder 1984:846). Instead of positing polarized
distinctions between mutually exclusive notions of mobility
and sedentism, a more productive perspective would be to
view “sedentariness . . . as a threshold property of social
groups, while mobility is best seen as a continuous variable
and a variable of individuals . . . in their social organizational
context” (Eder 1984:838). The question thus becomes not
whether mobility witnessed an overall decline with the onset
of cultivation and the increasing permanence and archaeological visibility of built environments but rather how and
why mobility strategies changed through time and what the
impact of these changes on subsistence economies and associated landscape practices was.
Due to preservation and sampling limitations, archaeological investigations seldom produce the fine-grained data sets
that would be required for emulating the detail generated by
anthropological research on the diversity and dynamics of
cultivator-forager mobility. At the site level, both bioarchaeo-
logical indicators of multiseasonal habitation and the occurrence of more permanent structures can be problematic for
inferring year-round, sedentary habitation. Sites could have
been permanent, in that they witnessed long-term occupation
on different seasons of the annual cycle, but this does not
necessarily imply that the communities that inhabited them
were sedentary (cf. Edwards 1989; Milner 2005). Contextual
analyses may provide one way to build alternative models of
Early PPN landscape practices in their site- and area-specific
contexts, especially for older excavations that cannot benefit
from more recent advances in techniques such as stable isotope research (cf. Bentley 2006). In the following sections we
provide such a contextual model of Early PPN plant-food
production, drawing on the comparative analysis of settlement and subsistence archaeology data sets from select sites
and areas (see also summary in table 5). Our aim is not to
substitute current interpretations as proposed by the excavators of each site with our own. For many of the sites discussed here, analysis of field results is still in progress and
interpretations may thus change with forthcoming publications.
The purpose of reviewing these data sets is to explore any
latent potential that may exist for expanding current interpretations through the contextual analysis of archaeobotanical
data that are often “black-boxed” in ethnographically derived
categories of hunter-gatherer, forager, and agricultural economies. In the north, we have concentrated on the thoroughly
documented botanical assemblages of Jerf el Ahmar and proceed to discuss them by comparison to relevant data sets
available from other sites in Syria (Mureybet, Dja’de, Tell ‘Abr
3, Tell Qaramel), the eastern Fertile Crescent (Hallan Çemi,
Qermez Dere, M’lefaat, Zawi Chemi Shanidar, Iranian sites),
and southeast Anatolia (Çayönü, Nevalı Çori, Göbekli Tepe).
In the south, due to the overall low contextual resolution of
the published botanical data sets and the variation observed
in the size, type, and structure of the excavated sites, we have
opted for a comparative analysis of relevant data sets from
the better documented south Levantine sites of Jericho, Netiv
Hagdud, Gilgal I, ‘Iraq-ed-Dubb, Dhra’, ZAD 2, and WF16.
Detailed information on the botanical data sets of these and
other sites for which it has not been possible to link the
botanical results to relevant contextual information are provided in CA⫹ online supplement A.
The Syrian Euphrates Basin
Jerf el Ahmar contains one of the best known PPNA sequences
in the northern Levant, documented by its excavator Danielle
Stordeur in a series of papers detailing its stratigraphy, architecture, settlement structure, material culture, symbolic
imagery, and ritual practices by comparison to other sites
(Stordeur 1998, 1999b, 2000b, 2000c, 2003, 2004; Stordeur
and Abbès 2002; Stordeur and Willcox 2009; Stordeur et al.
2001). Another advantage offered by Jerf el Ahmar as regards
contextual analysis is the meticulous recording of horizontally
exposed settlement plans that has been complemented by
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Figure 6. Comparison of calibrated age estimates (cal BC) for select PPN sites in the Southern Levant. Shaded area denotes the
timing of the Younger Dryas. Calibrations were performed with OxCal 3.10 (Bronk Ramsey 2005) using the most recently revised
IntCal09 calibration curve (Reimer et al. 2009). For lists of raw dates, and individual site plots, see CA⫹ supplement A (parts 2
and 3).
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316
Current Anthropology Volume 54, Number 3, June 2013
Figure 7. Comparison of calibrated age estimates (cal BC) for select PPN sites in Syria and Cyprus. Shaded area denotes the timing
of the Younger Dryas. Calibrations were performed with OxCal 3.10 (Bronk Ramsey 2005) using the most recently updated IntCal09
calibration curve (Reimer et al. 2009). For lists of raw dates and individual site plots, see CA⫹ supplement A (parts 2 and 3).
extensive botanical sampling of buildings and other features.
This sampling strategy together with the systematic recovery
of plant remains by flotation have provided a degree of spatial
resolution for archaeobotanical remains that remains largely
unmatched by other published archaeobotanical assemblages
of this period in Southwest Asia.
Jerf el Ahmar is a small (!1 ha) site located on the east
bank of the Euphrates, at the foothills of Jebel esh Sheikh
Anan, ∼60 km south of the Turkish-Syrian border. The site
was excavated between 1995 and 1999 prior to its submersion
by the rising levels of the Tichrine dam lake. It consists of
two colluvial hills (East–West) separated by a wadi channel,
which held the architectural remains of successive PPNA habitations. Occupation levels on both hills are regularly interrupted by sterile layers of limestone colluvium, which often
give the impression of deliberately burying their entire hab-
itation surfaces (Stordeur 1998:98–99). The eastern hill, including ten occupation levels, was the earlier of the two, while
habitation on the western hill containing five levels began at
a later time, roughly coeval with the latest habitation phases
of the eastern hill (Stordeur and Abbès 2002). Together these
observations indicate the possibility of noncontinuous occupation of Jerf el Ahmar by its inhabitants.
Another characteristic of the site, which is shared by other
sites of this period, is the distribution of hearths that are
reported to be found almost exclusively in open areas. Fire
pits were also found in open areas, often in association with
dense concentrations of animal bone, and have been interpreted as meat roasting facilities (Molist 2008). Evidence of
storage inside buildings has also remained elusive. An exception has been proposed for the early public buildings at Jerf
el Ahmar (EA7, EA30, the latter built in the place of an earlier
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
317
Figure 8. Comparison of calibrated age estimates (cal BC) for select PPN sites in Iran, Iraq, and Turkey. Shaded area denotes the
timing of the Younger Dryas. Calibrations were performed with OxCal 3.10 (Bronk Ramsey 2005) using the most recently updated
IntCal09 calibration curve (Reimer et al. 2009). For lists of raw dates and individual site calibration plots, see CA⫹ supplement A
(parts 2 and 3).
structure with similar characteristics; for detailed descriptions
see Stordeur and Ibáñez 2008; Stordeur et al. 2001) and Mureybet (Buildings 54, 42, 47: Stordeur and Ibáñez 2008; see
also fig. 9). The best-known examples from Jerf el Ahmar
comprise large curvilinear structures that were sunk deeply
into the ground up to a depth of ∼2 m. Their shafts had
stone built retaining walls that rose by ∼50–60 cm above
ground level with wooden posts embedded into them. They
had flat earthen roofs supported by centrally placed vertical
wooden posts and were probably entered from an opening
through the roof. The interiors were furnished with benches
and cellular compartments subdivided by partition walls
backing against the retaining walls, which were arranged
around a central empty area. Walls, floors, benches, and cells
were mud-plastered. Public buildings were deliberately destroyed by fire at the end of their use life and appear to have
been buried afterward in a prescribed manner. At Jerf el Ahmar, the end of the use life of EA30 was marked by a dramatic
event: the death of a young woman whose skeleton, lacking
its skull and the first four cervical vertebrae, was found on
the floor lying on its back, covered by burned roof debris.
The excavator has proposed a quick succession of events
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318
Current Anthropology Volume 54, Number 3, June 2013
Table 5. Generalized model of the potential mobility patterns proposed for Early PPN cultivator-forager communities
Early PPN cultivator-forager mobility spectrum
Entire group
Settlement relocation
(residential)
Household(s) groups
Individuals and groups of individuals
Seasonal/annual moves between (dispersed)
cultivated fields and parent settlement (logistical and residential)
Variable duration (few days to several months) moves of individuals,
task groups, and kin/age set/gender groups in relation to hunting/foraging trips, participation in exchange/kinship/mating networks, ceremonial
rites and other social obligations (logistical and residential)
whereby death was followed immediately afterward by the
conflagration of the building and the collapse of the roof over
the body that bore upon its excavation the apparent signs of
rigor mortis (Stordeur et al. 2001). Following the burial of
EA30, a shallow pit was dug near it, marked on the surface
by a pile of four stones, which contained a cache of chipped
stone (Astruc et al. 2003). It consisted of four opposed platform cores alongside a selection of blades and flakes produced
from high-quality flint. Their technological characteristics,
quality of production and choice of raw material signify “special” items with few known parallels from elsewhere on the
site (Astruc et al. 2003).
The nature of the activities undertaken inside these early,
subterranean public buildings is debated in the literature as
few in situ materials have been found in them. The presence
of cellular compartments has been considered as indicative
of grain storage, although this interpretation has been questioned (e.g., Bogaard et al. 2009:650). The cells of the best
preserved example at Jerf el Ahmar (EA30, Level II/West; fig.
9) were found for the most part empty. Only cells 2, 3, and
7 had some materials left in situ including aurochsen bones,
flint, ground stone, obsidian, and a small quern with ochre
in it; the remaining cells preserved only a few barley grains
(Stordeur and Willcox 2009; Willcox and Stordeur 2012).
Cells 4 and 6 were accessible by steps from the central area,
while cell 5 (completely enclosed by two retaining walls that
supported the roof) had its front blocked by a thin screen
wall, which preserved a very small rectangular porthole located at ∼20 cm above ground. The design of cell 5 suggests
its possible function as a silo, likely refilled from the rooftop
(Stordeur and Willcox 2009). Bone remains of domestic mice
and gerbils and mouse droppings were recovered in high concentrations from EA30, thus indicating that rodents were living in it; their presence lends additional support to the suggestion that grain storage was one of the functions of EA30
(Stordeur and Willcox 2009; Willcox and Stordeur 2012).
As Stordeur and Willcox (2009) point out, there is no
evidence for the existence of storage facilities in any other
structures except public buildings. In fact, the earliest occurrence of public structures at both Mureybet and Jerf el Ahmar
links well with the archaeobotanical record, indicating the
routine gathering of cereal grain and, from the second half
of the tenth millennium, the presence of cultivated (predomesticated) crops (Willcox 2008). More tangible evidence
linking grain storage to public buildings has derived from an
earlier round structure at Jerf el Ahmar, EA47 (Level III/East).
EA47 had also been deliberately burned at the end of its use
life alongside the rest of the structures associated with Level
III (Stordeur 1999b). It contained a clean store of carbonized
rye/einkorn seeds (undifferentiated on the basis of grain morphology alone) in association with three aurochsen skulls and
a bucranium that originally hung from its walls and the rooftop, some dried clay beads, a hearth surrounded by small
pounders, and a basalt axe with a polished cutting edge; it is
likely that cereal grain had been stored in a container made
of perishable materials (Stordeur 2000c; Stordeur and Willcox
2009; Willcox and Stordeur 2012). At the later site of Tell
‘Abr 3, broadly contemporaneous with the west hill habitation
of Jerf el Ahmar, public building M1 (again burned and buried
at the end of its use life) also contained a clean store of rye/
einkorn found in association with a podium-like structure,
in which were deposited numerous aurochsen bones and bucrania encased in clay and framed by alignments of pebbles;
other contextual attributes included a large circular hearth,
five large limestone basins, and two basalt querns, while several animal bone elements comprising gazelle horn cores, bucrania, and scapulae had been incorporated into its walls (Stordeur and Willcox 2009; Yartah 2005). Together these finds
suggest that grain storage was practiced and, moreover, that
it was integrated to the ritual practices associated with the
Early PPN public buildings in the Syrian Euphrates basin. It
is possible that in the earliest public structures of Jerf el Ahmar
such as EA47 smaller volumes of cleaned cereal grain might
have been deposited as part of ritual activities, perhaps dedicated to harvest or planting rituals, in a pattern that may be
encountered at other sites as well, such as Tell ‘Abr. By contrast, later and much larger multifunction buildings such as
EA30 might have housed communal grain stores nested
within spaces associated with a broader range of nondomestic
activities. Overall, despite the absence of plants from Early
PPN symbolic imagery, the figurative element of which appears to focus exclusively on wild animals, birds, humans,
and animalized humans (Stordeur 2003), the contextual attributes of the Syrian Early PPN public buildings suggest that
grain stores were deliberately associated with contexts and
practices that can be plausibly categorized as nondomestic.
The term “nondomestic” is used here in a descriptive manner,
to denote practices that are attested in communal contexts
according to the interpretations suggested by the excavators
of the sites discussed in this paper.
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
319
Figure 9. A, plan of public building EA30 at Jerf el Ahmar; B, 3D representation of EA30; C, plan of Building 47 at Mureybet; D,
plan of EA53 at Jerf el Ahmar. From Stordeur et al. 2001. All plans were redrawn, and the 3D representation of EA30 was produced
from a photograph of EA30 with the kind permission of Danielle Stordeur.
Storage apart, establishing the nature and temporality of
predomesticated crop production and consumption is somewhat more difficult. The Jerf el Ahmar botanical evidence
suggests that rye/einkorn and barley are never found in
mixtures, thus indicating that these crops were the products
of separate harvests occurring at different localities in the
landscape (Stordeur and Willcox 2009). Impressions of cropprocessing by-products have been found in abundance in
building materials: barley, einkorn, and rye chaff as temper
in pisé and straw in burned roof fragments (Stordeur and
Willcox 2009; Willcox and Fornite 1999). There seems to be
clear patterning in the presence of different types of cropprocessing residues: straw is very rarely encountered in pisé
that contained almost exclusively chaff (glumes, spikelet bases,
awns, lemmas) and grain, without admixtures of wild/weed
species, while the presence of whole grains also suggests that
winnowing was not particularly effective (Willcox and Fornite
1999). Two observations arise from this evidence: (a) primary
threshing, to the extent that it was practiced in the absence
of nonshattering ears, might have occurred off-site, as straw
was possibly procured and stored separately from other residues to be used in a circumscribed building activity (roof
construction); (b) grain was stored hulled, with fairly limited
weed seed admixtures. The latter were also absent from pisé
inclusions, thus indicating that winnowing and fine sieving
were carried out at a large scale (i.e., collectively) to clean the
crop prior to dehusking that generated the chaff used in construction. The abundant finds of crushed cereal grains and
fragmented spikelet bases in pisé suggest that dehusking was
done locally, either at a large scale or with chaff being stored.
Thus it seems likely that earlier and later steps of the cropprocessing cycle were separated in time and space, with some
taking place off-site or away from the buildings, while cropprocessing by-products were used at different times, for mutually exclusive purposes. These observations and the apparent occurrence of clean crop stores in public structures suggest
that crop processing was not embedded in routines of practice
characteristic of an agricultural “village” community engaging
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320
Current Anthropology Volume 54, Number 3, June 2013
Figure 10. Plan showing the location of rectangular, internally subdivided, multiroom buildings with food processing installations
in relation to public buildings in the published settlement plans from Jerf el Ahmar. A and (1), Level I/East, Building EA23; B and
(2), Level II/West, Building EA; (3), Building EA54, Level I/West (no settlement plan is available for this level). Plans were redrawn
from Stordeur and Abbès 2002 and Stordeur and Willcox 2009, with the kind permission of Danielle Stordeur.
in small-scale, household-based arable production. Instead,
crop production appears to have been the object of largescale, communal labor invested in crop processing. Still, these
observations cannot preclude the possibility that, irrespective
of how crops and processing by-products arrived at the site
(e.g., through their importation from dispersed task sites or
via exchange) final preparation (dehusking) and consumption
were indeed household-centered activities. In order to elucidate this point, it is necessary to address evidence for food
preparation and consumption. Were these activities taking
place solely or predominantly in domestic, household-centered contexts?
It has been already mentioned that, in common with other
sites of this period, no indoor fire installations have been
found at Jerf el Ahmar, except for the hearth in public structure EA47. Hearths have also been reported from Mureybet,
alongside food preparation equipment (querns/mortars) in
public buildings 42 and 47 (the latter including eight figurines;
Stordeur and Ibáñez 2008). At Jerf el Ahmar, all evidence of
food preparation and processing other than cooking has derived from rectangular or quasi-rectangular structures situated
near public buildings (see fig. 10; for detailed descriptions of
the processing installations and associated botanical finds, see
Stordeur and Willcox 2009; Willcox 2002; Willcox and Stor-
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
deur 2012 on which the summary given below is based). EA23
(Level I/East) was the largest of a group of 11 buildings arranged over three terraces, located near public building EA7.
Its largest room contained three querns and several pestles,
aligned against the partition wall. EA10 (Level II/West) was
one of the structures that surrounded in an arc-like pattern
public building EA30, being the closest to it. EA10 was laid
out in a plan nearly identical to that of EA23, consisting of
two rooms and a courtyard, and had been destroyed by fire.
Processing facilities were concentrated in its eastern room and
were organized in three clearly differentiated task areas that
were associated with different crop species. The grinding area
contained three in situ querns, plus one upturned quern that
might have been used as a seat, one stone vessel and two
large, round, and extremely polished grinding slabs that might
have been used as work surfaces. Botanical remains included
fragments of rye/einkorn grains and wild mustard seed cakes.
The second task area comprised a shallow depression containing the remains of burned lentils and fragments of seed
cakes mixed with ashes. It is possible that the depression was
used as a cooling area for cooked seed cakes, as it bore no
traces of in situ burning. The third task area had three stone
basins with fragments of dehusked barley seeds but no evidence for in situ grain storage. EA54 (Level I/West) was a
four-room structure. Although its spatial association with a
public structure remains uncertain, its location near the
poorly preserved EA100 (Level I/West) might imply the existence of an earlier public structure in this area. In one of
its rooms were found three permanent stone-built bases,
aligned on an east-west axis. Two of them supported huge
querns. The adjoining room contained an assemblage of
pounders and limestone hafts, which probably formed parts
of cutting tools, while a cache of six sickle blades was also
found in an open, stepped niche inside a wall (Astruc et al.
2003). Finally, a sizable quern was found near the external
wall of EA48, a two-room, oval-shaped building from Level
III/East, surrounded by scattered remains of barley, lentils,
and rye. Perhaps significantly, this is also the earliest level in
which a public structure (EA47) has been found.
The above description of the contextual attributes of food
processing facilities and associated botanical remains reveals
a strong functional relationship between food processing activities and multiroom, internally divided buildings. The latter
also appear to have been spatially associated with the public
structures. Stordeur’s interpretation of settlement organization at Jerf el Ahmar has classified as “domestic” all excavated
structures with the exception of the public ones. Furthermore,
the transition from curvilinear to rectangular domestic architecture has been viewed as one of the hallmarks of the
PPNB culture in its homeland in northern Syria at sites such
as Mureybet, Jerf el Ahmar (Cauvin 2000; Stordeur and Abbès
2002; Stordeur and Ibáñez 2008), and Tell Qaramel (Mazurowski et al. 2009). However, Stordeur has noted the persistent
variability in architectural forms found in the later levels of
the site with round, oval, rectangular, and intermediary forms
321
co-occurring in the same phases and has already proposed
that it may reflect differences in building functions (Stordeur
1998, 2000a). Stordeur and Abbès (2002) have also observed
that the appearance of public buildings appears to be stratigraphically coeval with the onset of the construction of internally divided structures, which culminated with the building of true rectangular architecture in the PPNA/EPPNB
transition. In our opinion, these observations cast doubt on
the identification of internally divided buildings with continuously occupied, domestic residential structures. Furthermore, the impression rendered from the published architectural sequence (see figs. 10, 11) is that architectural diversity
is patterned: large, internally divided rectilinear structures are
always found in spatial association with public buildings,
whereas smaller, round structures that might have been used
primarily as residences are usually found further away from
them.
In light of all the evidence discussed so far, it is possible
to propose a set of sequentially structured routines of practice
linking the use of space to food production and consumption:
grain storage took place in public buildings where grain stores
were incorporated into a rich nest of symbolic, ritual, and
perhaps even magical associations. Food processing, adhering
to prescribed routines and culinary choices (grinding, preparation of oily seed cakes), occurred in dedicated spaces within
multiroom structures that were situated in direct proximity
to public buildings. Finally, meat cooking was conducted in
fire pits that were located in open communal areas. Together
food storage, processing (grinding and roasting), and consumption emerge as highly structured practices, possibly associated with communal events that took place in spatially
and socially prescribed contexts. Occasions for such communal events might have been a new harvest, ancestral commemorations, or other ritual performances of varying frequency. The diversity observed in architectural forms may
reflect, just as proposed by the excavator, different building
functions, including residences for suprahousehold groups
(e.g., lineages, age sets, segments) and spaces dedicated to
ritual performances (e.g., initiation rites) and associated food
preparation routines. Consequently, a contextually enriched
interpretation of settlement structure at Jerf el Ahmar would
seem to be that it does not represent a “village community”
of permanently settled, coresident cultivator-foragers. Instead,
it might be better perceived as a place where larger social
groups, including households residing at the site, congregated
periodically and engaged in communal food consumption
events.
The architectural sequence of Jerf el Ahmar provides further useful insights into the changing nature of Early PPN
plant food production and consumption through time. An
important discontinuity in the layout and function of public
buildings occurred in the course of the later phases of the
site, dating to the PPNA/EPPNB transition (Stordeur and
Abbès 2002; Yartah 2004, 2005). Public buildings EA53 (Level
I/East) and EA100 (Level I/West) were still subterranean but
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Current Anthropology Volume 54, Number 3, June 2013
Figure 11. Association of domestic architecture types and public
buildings following the excavated stratigraphy of the East and
West Mounds at Jerf el Ahmar. Redrawn from Stordeur and
Abbès 2002, with the kind permission of Danielle Stordeur.
were no longer subdivided into cellular compartments. Instead they acquired a monumental character, with continuous
plastered and painted benches fronted by large, cut, and polished limestone slabs, facing an open hexagonal central space;
they also contained elaborately carved, symbolically charged
internal fixtures (see fig. 9; Stordeur 2000b: figs. 7–9; Stordeur
et al. 2001). The mud plaster coating of the retaining wall of
EA53 had embedded in it tool blanks and retouched blades
(sickles and arrow points); each blank had been inserted into
the plaster with its flat surface against the wall, hence indi-
cating its deliberate placement rather than chance inclusion
as clay contaminants (Astruc et al. 2003). After the closure
of EA53, a cache of 15 standardized sickle blades was deposited in a pit sunk in an open area among a group of
rectangular buildings (Astruc et al. 2003). Standardized blades
were characteristic of the PPNA/EPPNB transition and were
generally rare on the site, being predominantly used for the
production of sickles (Stordeur and Abbès 2002). These observations together with the occurrence of tool blanks in
caches, suggest the heightened symbolic value of harvesting
implements in this transitional period (Stordeur and Abbès
2002). Although the practice of grain storage in public buildings appears to have been discontinued at Jerf el Ahmar toward the end of the PPNA, at the same time the relationship
of public structures to food preparation and consumption
activities appears to have become more formalized through
their continuing spatial association with internally divided,
rectangular buildings, and the embodiment of symbolically
valued harvesting tools within the structural adobe of the
public buildings, thereafter reconfigured and reinvented as
monumental, sacred spaces.
During the EPPNB it is possible to observe the continuing
transformations of the social spaces that structured community interactions in the upper Euphrates basin, in which
predomesticated cultivars appear to have played a prominent
role. At Dja’de (Coqueugniot 1998, 1999, 2000) a site with
evidence for the predomestication cultivation of einkorn, barley, emmer, and possibly rye, residential structures comprised
very small rectilinear buildings without internal partitions. By
contrast, open spaces contained evidence for the presence of
temporary structures. Their association with communal food
preparation and consumption activities is indicated by the
finds of postholes, screen walls, and fire pits that might have
been used as cooking installations (Coqueugniot 1998, 1999,
2000). A permanent installation consisting of a series of low
walls arrayed in grill-plan (Coqueugniot 2000: photos 1–3)
could have been used for the drying, storage, or public display
of foodstuffs destined for communal consumption. Furthermore, mortuary practices also suggest that communal gatherings were increasingly focused on ancestor commemoration,
aimed at enhancing individual and group identities through
mortuary rituals. At Mureybet and Jerf el Ahmar, human
remains deliberately interred in public buildings were few and
apart, consisting mainly of crania placed in them as foundation deposits (Stordeur et al. 2001). By contrast, at Dja’de
are found different types of public structures that seem to
have functioned as communal burial monuments: the “House
of the Dead” was a two-room, rectilinear building that contained several burials of children and young adults, including
primary and secondary inhumations, alongside collections of
long bones and skulls arrayed in various combinations (Coqueugniot 1998, 2000). The presence of secondary burials
suggests that the site might have functioned, inter alia, as a
central place for nonresident groups or individuals for the
purpose of conducting funerary ceremonies accompanied by
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
communal food consumption events. Thus at Dja’de too,
although contextual information, including botanical remains, is awaiting full publication, it is possible to argue for
the communal nature of plant food production and consumption activities, possibly involving both resident and nonresident groups at different levels (i.e., individual, household,
and suprahousehold).
Eastern Fertile Crescent
Communal food consumption appears to have underwritten
Early PPN community interactions in the eastern Fertile Crescent. The Iraqi upland site of Zawi Chemi Shanidar (Solecki
1981) has provided evidence of lightly built round structures
associated with external burned areas, fire-cracked stones,
burned bones, charcoal lenses, and open-air hearths; some of
the bone deposits contained concentrations of wild goat bone
and skulls alongside raptor wing bones, which suggest ritualized practices linked to communal food consumption. The
earliest levels of the site contained large shallow pits with dark
fills that were rich in animal bone. Preliminary investigations
at the Iranian sites of Sheikh-e Abad and Jani have indicated
that their basal levels consist of deposits of fire-cracked stones
and ash lenses rich in plant remains (Matthews et al. 2010).
Such finds suggest that these sites might have been periodically
frequented by groups in occasions marked by communal food
consumption events before and plausibly after the establishment of more fixed habitations at the same localities. The
Iraqi site of Qermez Dere also appears to have been sparsely
occupied: in total the remains of seven curvilinear structures
have been revealed in a sequence that covers the entire tenthto-ninth-millennia timespan (Watkins 1990; Watkins et al.
1991, 1995). Buildings were associated with an open, claypaved, central area that contained stone circles, querns, mortars, pestles, and other ground stone implements. Watkins
(2004) has interpreted these buildings as permanently occupied domestic residences. All seven structures were subterranean, preserved no traces of ground-level entrances, and
appear to have been deliberately destroyed and buried at the
end of their use life. Three oval-shaped, superimposed buildings found in the later levels of the site were also furnished
with centrally placed plastered clay pillars, upright stone slabs,
and hearths; the latest structure in the sequence had six crania
of adults and children that had been deposited within its fill
upon its destruction and burial (Watkins 1990). However, it
is uncertain whether these built structures were permanently
occupied. Alternatively, they might have been erected and
maintained during intermittent visitations at the site, or they
might have functioned as residential bases for larger groups,
with periods of coresidence marked by communal food preparation and consumption events. Archaeobotanical research
has shown that plant management at Qermez Dere as well as
M’lefaat was focused on pulses and small-seeded grasses gathered from the wild (Savard, Nesbitt, and Jones 2006).
At Hallan Çemi in eastern Anatolia (Rosenberg 1994, 1999;
323
Rosenberg and Redding 2000; Rosenberg et al. 1998), three
different building phases have been identified consisting of
C-shaped structures, plastered low circular platforms, open
hearths, postholes, and the remains of wattle and daub, arrayed around a large central depression. The latter contained
fire-cracked stones, dark lenses rich in plant remains, dense
concentrations of animal bone, including still-articulated skeletal portions of carcasses, and three wild sheep skulls in a
linear arrangement, which have been interpreted as evidence
of feasting activities (Hayden 1995; Rosenberg 1999: figs. 1–
16). Archaeobotanical remains included mainly nuts, sea clubrush, dock/knotweed, mullein, large-seeded legumes, and wild
lettuce, with low representation of grasses, all gathered from
the wild (Savard, Nesbitt, and Jones 2006). Small-scale nut
storage and consumption have been proposed, based on the
finds of concentrations of almonds (Rosenberg et al. 1995).
Stone bowls and notched batons, believed to represent tallies,
and the presence of two semisubterranean public structures
that contained long-distance imports (obsidian, copper ore)
have been considered as indicators of civic leadership and
even social stratification (Redding 2005). These finds, alongside the presence of organic indicators of multiseasonal habitation, have led to the interpretation of Hallan Çemi as a
sedentary village community (Rosenberg and Davis 1992;
Redding 2005). Furthermore, it has also been proposed that
available food resources were intensively used for sponsoring
competitive feasting events manipulated by civic leaders (Hayden 1995).
Alternative interpretations of this evidence are possible. Organic indicators of multiseasonal habitation derived from external refuse deposits contain the accumulated debris of activities performed in the course of centuries of site use. It is
therefore possible that they represent the conflated signals of
temporally distinct episodes of site habitation. Furthermore,
animal bone analyses have indicated that hunting activities
and prey choice were sustainable in the long term, as there
is no evidence for resource stress caused by the overexploitation of high-ranked game species (Starkovich and Stiner
2009). This might suggest that the site was not occupied yearround over prolonged periods of time. In addition, claims for
early pig management at Hallan Çemi (Redding 2005) have
been questioned (Peters, von den Driesch, and Helmer 2005).
The massive deposits of bones recovered from Hallan Çemi
might have accumulated in the aftermath of group hunts
aimed to provide meat for communal food consumption
events. Large-scale plant processing is also suggested by the
abundance of mortars, pestles, querns, and mullers (Peasnall
2000). Ornately carved stone bowls could have been deployed
in such communal events, while notched batons might have
been used to affirm food contributions by different participants/groups. Similarly, the deposition of exotic goods inside
public structures might signify gift exchange embedded in
cycles of food preparation and consumption, as a means for
establishing and reaffirming social ties between local and regional groups. Altogether the Hallan Çemi record permits
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hypothesizing that subsistence production was focused on
provisioning for communal food consumption events that
took place at the site, in the context of local and regional
community interactions. Although the excavators have proposed that the site record is best interpreted as a reflection
of social differentiation among complex sedentary huntergatherers, mediated through competitive feasting, alternative
readings of the same evidence are possible. It should also be
noted that there is no evidence of primary burials at the site,
which may be another indication for the absence, or the limited presence, of a permanently settled, coresident group.
Southeast Anatolia
At the multiperiod site of Çayönü (Özdoğan 1995, 1999; Özdoğan and Özdoğan 1989; the following description is based
on information provided in these publications), the earliest
known PPN phases are represented by the Round Plan phase
and the Basal Pits, Grill Plan, and Channeled House subphases
(cf. Özdoğan 1999: figs. 6–21), together spanning the late
tenth and most of the ninth millennia. The Round Plan phase
comprises at least eight curvilinear structures with wattle and
daub or reed superstructures and floors sunk into the ground,
arrayed around a central circular area containing ground stone
implements, fire pits lined with heat cracked stones, and dense
concentrations of animal bone. Subfloor burials and inhumations in open spaces are common during this phase. With
the beginning of the Grill Plan subphase there appear elongated grill-plan structures, reminiscent of the grill-plan structure of Dja’de. Early grill-plan structures were oval-shaped,
stone-built platforms with floors made from brushwood and
mud plaster and did not preserve any evidence of a superstructure. It is thus possible that they were not roofed but
were used instead as work areas or for the drying and processing of foodstuffs. These structures did not contain burials.
Isolated primary and secondary burials were placed in the
burned fills of the older Round Plan phase structures. During
the closing centuries of the ninth millennium there are indications for increasing investment in built environments.
Grill-plan structures were built with wattle-and-daub walls
supported by posts set around the perimeter of their platforms
and were furnished with plastered floors. Burials were subfloor, placed in the spaces between the grill walls. Upon their
closure, buildings were buried with pebble layers. In the transition to the Channeled House subphase, there appear for the
first time buildings with platforms that were totally sealed by
flat capstones. Public structures like the Flagstone and the
Skull buildings were located in a spacious open area that
contained 46 fire pits and might have been used for communal
cooking and food consumption events. During the early phase
of the Skull Building primary and secondary burials were
placed in two shallow pits inside it, one of which also contained aurochsen skulls and horns. Isolated skulls and jaw
fragments were frequently attested in courtyards and work
areas associated with the Channeled House subphase.
At broadly contemporary Nevalı Çori, orthogonal, multiroom longhouses had subfloor burials placed inside their
channeled, stone-built platforms and were associated with
open spaces containing fire pits and hearths that were likely
used for communal cooking (Hauptmann 1999). At the edge
of the main settlement area there had been erected a nearly
square, semisubterranean public structure with a stone-built
retaining wall, onto which backed a continuous bench capped
with stone slabs, and a terrazzo floor covering its central area.
It was dismantled and buried before a second building with
similar characteristics was constructed in its place. Both structures were embellished with vertical T-shaped monolithic pillars embedded in their benches, while a pair of opposed vertical T-shaped pillars stood at their center (Hauptmann 1999:
figs. 7–9). Their association with practices potentially involving shamanic performances and ancestral commemoration
rituals is suggested by the representations of animal, human
and hybrid beings in freestanding sculptures retrieved from
their infill (Hauptmann 1999: figs. 10–17) and by the anthropomorphic rendering of the T-shaped pillars with pairs
of arms and hands in bas relief on their vertical sides (Hauptmann 1999; Peters and Schmidt 2004).
For the better part of the Early PPN phases at Çayönü and
Nevalı Çori, plant food management was focused on wildtype pulses, especially lentils, which were likely cultivated (table 3; fig. 5; cf. Asouti and Fairbairn 2002; Pasternak 1998).
The important contribution of pulses to the diet of the Nevalı
Çori inhabitants has also been indicated by paleodietary stable
isotope analysis (Lösch, Grupe, and Peters 2006). The settlement record indicates that the temporality and forms of habitation at Çayönü were far more complex than the predictions
allowed by dichotomous models of mobile versus sedentary
habitation. In the earliest Round Plan phase, dwellings with
subfloor burials were perceptibly more fixed compared with
the later early Grill Plan subphase, the unroofed structures of
which would seem to indicate seasonally patterned mobility
practices. Unfortunately, the published archaeobotanical materials lack the spatial and contextual resolution required to
evaluate more precisely the relationship of these settlement
patterns to plant-related subsistence activities. Significant minorities of domesticated-type cereal chaff appear for the first
time during the E/MPPNB at both Nevalı Çori (einkorn: Pasternak 1998) and Çayönü (einkorn and emmer: van Zeist and
de Roller 1991/2; table 3; fig. 4). These finds, denoting the
start of the shift toward morphological domestication in the
late ninth millennium, correlate well with the evidence for
fixed, elaborately built dwellings at both sites and the formalization of mortuary practices and associated public structures/open spaces linked to communal food consumption.
They are also broadly contemporaneous with zooarchaeological indicators for the onset of animal domestication in southeast Anatolia during the ninth millennium (Peters, von den
Driesch, and Helmer 2005). They thus demonstrate the contemporaneity of indicators of fixed dwellings, incipient crop
domestication—implying greater commitment to farming—
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
and the formalization of ritual practices that appear to have
been associated with communal food consumption.
The site that, to date, has provided some of the most spectacular evidence for Early PPN public structures in southeast
Anatolia is Göbekli Tepe (Hauptmann 1999; Schmidt 2000,
2003, 2006, 2008, 2010; Peters and Schmidt 2004). Located
atop a limestone hill, Göbekli Tepe is subdivided in three
levels. Level III is the earliest known, assigned by the excavator
to the Late PPNA/EPPNB. In it, a series of megalithic curvilinear structures (A–D) have been uncovered (fig. 12) consisting of symmetrically placed, upright T-shaped monoliths
that were embedded in perimetric stone-built walls and
benches. Monoliths were often decorated with sculpted representations of various wild animals, birds, serpents, scorpions, as well as abstract motifs (for a comprehensive list, see
Peters and Schmidt 2004). Freestanding, three-dimensional
sculptures depicting wild animals have also been found. At
the center of each enclosure stood an opposed pair of Tshaped monoliths, which were always decorated, whereas their
entrances were marked by U-shaped stone pillars. During the
closing centuries of the ninth millennium these structures
were deliberately buried with infill deposits containing abundant flint tools, knapping waste, bone, and carbonized plant
remains.
Preliminary analyses of the archaeobotanical remains retrieved from the Early PPN levels of Göbekli (Neef 2003)
revealed the presence in low densities of wild-type einkorn,
barley, lentil, and possibly rye alongside unidentified cereal
grains, steppe grasses, almonds, plum fruit stones, and charcoals of Pistacia, almond, willow/poplar, Maloideae (including
hawthorn and wild pear), and oak. Based on this limited study
it has been suggested that charred plant remains are very rare
at Göbekli (Peters and Schmidt 2004). However, given the
limited sampling coverage and the low volume of soil floated
by comparison to the estimated size of the infill (cf. Neef
2003:14, Schmidt 2003:7), it seems unlikely that the currently
available botanical data sets are representative of the preservation status, much less the taxonomic diversity of the botanical remains. Therefore, a reliable evaluation of the status
of cereals and pulses as gathered foods or predomesticated
crops is not feasible at present. An evaluation of the subsistence practices associated with the megalithic structures is,
however, possible through the animal bone retrieved from
their infill. The results of this analysis, together with the technological characteristics of the flint implements, suggest that
the infill originated from PPNA hunting and in situ flintknapping activities; the comparison of the species composition of animal bone to the corpus of animal representations
has also indicated that prey choice and hunting activities were
not linked to the themes represented in the decoration of the
megaliths (Peters and Schmidt 2004). Furthermore, the presence of cup holes sunk in the bedrock on the western plateau,
found in association with a round structure with polished
floor, a pair of centrally placed pillar bases, and two ovalshaped cisterns to the north of it (Hauptmann 1999:79 and
325
Figure 12. Plan of the main excavated area at Göbekli Tepe.
Redrawn from Peters and Schmidt 2004, with the kind permission of Klaus Schmidt.
fig. 32) is a tentative indication of links between food processing (grinding) activities and the public structures.
One possible interpretation of these patterns is that Göbekli
represents a “ritual center,” a place where regional communities congregated on a regular basis for cultic and social
purposes, bringing to the site foodstuffs and other materials
from elsewhere, as proposed by the excavator of the site
(Schmidt 2005, 2010; cf. Banning 2011). Peters and Schmidt
(2004:215) have suggested that the workforce and technical
know-how required for the construction of the megalithic
structures necessitated hierarchically controlled division of labor by sedentary communities willing to invest on this project
over extended periods of time, possibly spanning several generations. This interpretation rests on the assumption that the
construction of these structures represented a preplanned
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Current Anthropology Volume 54, Number 3, June 2013
“project,” coordinated by a single or at most a few decisionmaking centers. In reality, however, we know very little about
the sequence, rate, and duration of the building of each structure, or their duration of use. They could have been used
sequentially or simultaneously, and each alternative is directly
relevant to modeling habitual practices at Göbekli and their
sociocultural environments. On the other hand, the recent
discovery of an assemblage of much smaller, round buildings
(not shown on the plan of fig. 12; cf. Schmidt 2010) just to
the northeast of the excavated area may indicate that the
megalithic buildings were associated with habitation structures. It is possible therefore that the Göbekli public buildings
formed the focus for activities involving larger social groups,
including resident and nonresident participants, that were
marked by communal food consumption events. Their infill
might also represent accumulated food debris that was generated by communal food preparation and consumption and
was either formed in situ or was redeployed from nearby
dumping areas in order to mark the end of the use life of
each structure. In a recently published article, Dietrich et al.
(2012) have proposed, based on circumstantial evidence, the
brewing of alcoholic beverages at Göbekli Tepe during its
PPNA and PPNB phases, while they have also raised the possibility that such activities were taking place at Jerf el Ahmar
and Tell ‘Abr 3 as well. Further research will shed more light
on Early PPN practices at Göbekli, especially the association
of its megalithic structures with communal food and drink
preparation and consumption events.
Southern Levant
South Levantine Early PPN habitation and settlement patterns
are more difficult to disentangle by comparison to the north.
Some authors have noted the apparent restriction of sites to
the better-watered Mediterranean woodland zone and the Jordan valley, coevally with their absence from the Eastern Desert
that had witnessed widespread Epipaleolithic occupation (cf.
Bar-Yosef 1991; Bar-Yosef and Belfer-Cohen 1989a; Byrd 1994;
Garrard et al. 1994; Kuijt 1994). This pattern has been interpreted as indicating the growing importance of plant cultivation in relation to the establishment of sedentary villages
(Bar-Yosef and Belfer-Cohen 1989a, 1991; Byrd 2005; Kuijt
and Goring Morris 2002). Sites with deep stratigraphies and
public architecture such as Jericho have been considered as
indicative of emergent settlement hierarchies consisting of
sedentary large villages (e.g., Jericho, Netiv Hagdud, Gilgal I,
ZAD 2, Dhra’) and hamlets or logistical localities (e.g., Hatoula, Nahal Oren, ‘Iraq ed-Dubb, ‘Ain Darat; Kuijt 1994;
Kuijt and Goring Morris 2002). In this context it has been
proposed that communities of cultivators-hunters-gatherers
residing at particular sites for a substantial part of the annual
cycle coexisted in the landscape with more mobile hunterforager groups (Edwards and Higham 2001; for a critique of
similar arguments regarding the construction of Levantine
Natufian site hierarchies see Olszwewski 1991).
There is a considerable body of literature regarding the
development of sedentism in the southern Levant during the
PPN (cf. Bar-Yosef and Belfer-Cohen 1989a, 1989b, 1991,
1992; Belfer-Cohen and Bar-Yosef 2000). What is, however,
absent from it is a data-informed evaluation of the role that
predomestication cultivation played in this process (Asouti
and Fuller 2012). To date, Early PPN sites with relatively wellpreserved and published archaeobotanical assemblages are few
in the southern Levant (for a review of the preceding Natufian
evidence, see Asouti and Fuller 2012). These include Netiv
Hagdud (Kislev 1997), Gilgal I (Weiss, Kislev, and Hartmann
2006), ZAD 2 (Edwards et al. 2004), and ‘Iraq ed-Dubb (Colledge 2001). Other sites have furnished very little archaeobotanical evidence. Jericho (Hopf 1983) is the most glaring
example in which quantitative and contextual analysis is impossible, due to its excavation in the 1950s when flotation
sampling for the systematic retrieval of carbonized plant remains was not practiced. The archaeobotany of Dhra’, where
large horizontal exposures were systematically sampled in recent years, is pending completion of analysis and publication
(Colledge et al. 2008). Previous excavations at WF16 produced
very poorly preserved plant remains (Kennedy 2007). However, fieldwork has been recently resumed at WF16 and substantial horizontal exposures of built spaces and external areas
were systematically sampled for the retrieval of organic remains (Finlayson et al. 2009). It is hoped that this extensive
sampling will address the preservation issues that hampered
earlier work. Another issue that has hampered contextual
analyses in the southern Levant is that most archaeobotanical
studies have focused on determining the domestication status
of potential crop species and investigating cultivation practices, with relatively little effort expended on documenting
context-related variation in botanical assemblages.
At present, none of these sites has provided incontestable
evidence for the cultivation of domesticated-type cereals (Nesbitt 2002). By contrast there is abundant evidence for the
cultivation of predomesticated types of barley and, less conclusively, emmer and pulses (table 3; Edwards et al. 2004;
Kislev 1997; Weiss, Kislev, and Hartmann 2006). There is also
the inference of a few “dead-end” early cultivars such as oats
at Gilgal I (Weiss, Kislev, and Hartmann 2006) and rambling
vetch at Netiv Hagdud (Melamed, Plitzmann, and Kislev
2008). Several sites such as Netiv Hagdud, Gilgal I, Dhra’ and
Jericho have provided evidence for the presence of storage
facilities (Kuijt and Finlayson 2009). Yet, at the same time, it
is not possible to establish a straightforward correlation between the existence of storage facilities, cereal cultivation and
sedentism. ZAD 2, with evidence for the cultivation of wildtype barley, represents a relatively short-lived habitation and
has provided no evidence for built storage installations (Edwards et al. 2004). ‘Iraq ed-Dubb, comprising two curvilinear
structures erected inside an upland rock shelter (Kuijt 2002;
Kuijt, Mabry, and Palumbo 1991) is another example of a
small site with some evidence for cereal cultivation (Colledge
2001). Although an external pit has been interpreted as a
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
possible storage feature, this attribution remains tentative
(Kuijt 2002), and the site may just as well have been occupied
only intermittently. These sites have also provided evidence
for gathering activities, including small-seeded grasses and
Pistacia nuts (table 4). More substantial sites, such as Dhra’,
have preserved evidence for carefully built and continuously
renovated communal storage installations with suspended
floors, probably used as barley grain stores (Kuijt and Finlayson 2009: figs. 4, 5). It remains to be demonstrated whether
they were used for the storage of cultivated as opposed to
gathered grain. WF16 is another substantial site that has provided architectural as well as biological indications for longlived occupation (Mithen and Finlayson 2007). To date, it has
produced no evidence for cultivation; published botanical
analyses have indicated that plant-based subsistence relied on
gathered resources, with very limited contributions from cereals (Jenkins and Rosen 2007; Kennedy 2007).
Sites such as Netiv Hagdud have demonstrated that the
storage of cultivated barley did occur at sites that were occupied year-round (cf. Bar-Yosef and Gopher 1997; Kislev
1997; Tchernov 1994). However, recent analyses of its architecture have also shown that there is little evidence for the
modification of individual structures and building continuity
between the different phases of the site (Hemsley 2008:167–
168), thus casting doubt as to whether it represents a sedentary
settlement that was characterized by long-term, interannual
habitation. Gilgal I is another site with compelling evidence
for the storage of cultivated barley and oats (Weiss, Kislev,
and Hartmann 2006), although it was a short-lived site (Noy
1989). Jericho, on the other hand, has produced definitive
evidence for its long-term occupation, with building modifications and the rebuilding of structures across different
phases (Kenyon 1981). All the same, the assumption that these
buildings were inhabited year-round by permanently settled,
coresident households is problematic due to the absence of
hearths from the interiors of most of the excavated PPNA
buildings. Direct archaeobotanical evidence for plant management activities at Jericho is, as noted already, poor. Cereals
were used, as indicated by their charred remains that were
hand-picked from the excavated deposits alongside plant impressions (Hopf 1983), although their status as locally cultivated or gathered foodstuffs remains equivocal. Chaff impressions found in mud bricks (Hopf 1983) suggest that
crop-processing by-products (dehusking waste) were used onsite, much as in Jerf el Ahmar, generated either by locally
grown crops or through the importation of grain from elsewhere.
What this brief overview of the contextual associations of
the south Levantine archaeobotanical assemblages demonstrates is that, in most cases, conjectural linkages between
plant management strategies, settlement organization, and sedentism (i.e., year-round, permanent habitation) are not warranted by the available evidence. One could argue, with some
justification, that this is partly the artifact of insufficient sampling, limited horizontal excavation or, more pertinently per-
327
haps, the different objectives of botanical and archaeological
research. However, the evidence does reflect a degree of diversity in plant-based subsistence practices that is unaccounted for by classic resource intensification models envisioning fully sedentary village communities engaged in the
cultivation of grain staples. From the subsistence viewpoint,
reconstructing regional settlement hierarchies consisting of
“large” residential centers, located near arable land, and
“small” logistical sites (sensu Kuijt 1994) does not seem to be
feasible. Instead, the evidence points to a much more fluid
and variable distribution of cultivation and gathering activities
in the landscape, which do not appear to link in predictable
ways to settlement size and structure. This is not surprising,
as evidence from lithic analyses has also revealed technological
diversity that cannot be considered as the outcome of functional variation in tool kits used by cognate communities
inhabiting different site types; instead, diversity appears to
reflect locally distinct technological traditions and group identities (Mithen and Finlayson 2007). Furthermore, recent synthetic studies of Early PPN settlement architecture have indicated that, although there is significant inter- and intrasite
variability in the organization of built spaces, each site was
collectively characterized by standardized community-wide
attitudes to the perception and structuring of the built environment (Hemsley 2008). The combined archaeobotanical
and settlement records suggest that the temporality of Early
PPN plant management strategies and how they related to
dwelling practices varied considerably even between neighboring communities. Hence, rather than envisioning a directional, developmental trajectory from mobility to sedentism
underwritten by predomestication cultivation, we may be
more justified to argue for the existence of idiosyncratic and
locally diverse perceptions of, and practical engagements with,
all kinds of plant-derived subsistence resources including predomesticated cultivars.
Given the limitations of the published archaeobotanical
data sets it is practically impossible to unpack and define more
precisely the nature of these relationships, in order to reconstruct from a sound empirical basis the contribution of cultivated and gathered plant foods to the social life of south
Levantine Early PPN communities. For example it is possible,
empirical demonstration pending, that plant foods harvested
from the wild were stored and consumed locally, as it seems
to be the case at WF16 and, less conclusively in the absence
of a final macrobotanical report, at Dhra’. By contrast, cultivated grain might have been consumed, inter alia, in ritual
or ceremonial communal contexts, in a pattern that is at least
conceptually analogous to the situation observed in the north.
The structural parallels observed between sites such as Jericho
and Jerf el Ahmar are difficult to bypass. Both sites, as well
as Netiv Hagdud, had communal facilities (fire pits) used for
meat cooking (Molist 2008). All three preserved communal
structures that were related, albeit in different ways, to grain
storage. The association of the Jericho tower with “enclosures”
possibly representing silos (Kenyon 1981: Plate 204) is at least
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suggestive of the potential use of the latter for the storage of
cultivated grain destined for communal food consumption.
Furthermore, Jericho was delimited from the wider landscape
by its monumental wall and ditch (Kenyon 1981), while its
tower and at least some of the enclosures contained burials
(see also Kuijt and Goring-Morris 2002: fig. 4). At Netiv
Hagdud, variation in building size and presumably in function
too might also reflect the use of the more sizable oval structures by suprahousehold groups. The finds in Locus 8 of cuphole slabs and abundant pestles, mortars, and bowls, alongside
a rectangular feature bearing a cache of three skulls (Bar-Yosef
and Belfer-Cohen 1991; Bar-Yosef and Gopher 1997:55–57
and fig. 3.20), suggest the association of plant processing activities with spaces that appear to have fulfilled symbolically
charged functions. At Gilgal I, a quasi-rectangular structure
(House 11; Noy 1989: fig. 3) preserved evidence for the storage
of large quantities of grain/seeds, including barley and oats,
alongside the remains of basketry, bone tools, a collection of
highly distinctive chipped and polished stone artifacts, and
four figurines (Noy 1989; Weiss, Kislev, and Hartmann 2006).
It is worth noting here that at these sites and others for which
there are no published botanical remains hearths, cuphole
slabs, heavy mortars, and (unbroken) pounding and milling
tools occur both within and without built spaces, thus suggesting a fluidity of boundaries between built spaces and open
areas with regard to food preparation and consumption (cf.
Wright 2000:101). In addition, plant food storage appears to
have involved clean crop stores (Weiss, Kislev, and Hartmann
2006) free of weed seeds and other crop-processing residues.
This indicates a degree of investment in crop-processing usually associated with consumption contexts and large-scale processing prior to storage (Fuller and Stevens 2009). Given the
limitations of the available evidence, it would be too simplistic
to claim that cultivars held predominantly “ritual” as opposed
to “mundane” roles in Early PPN social life. The point is
rather to draw attention to the possibility that predomesticated cultivars were used in multiple ways and were involved
in complex and locally varied routines of practice, which the
archaeobotanical record as it stands at present is ill-equipped
to address in a more substantive manner.
Discussion
One issue that emerges prominently from the review of the
available evidence on the rate and geographical distribution
of plant domestication, and on Early PPN plant management
practices, is the disjunction observed between theoretical
models positing the intensive management of plant food resources by fully sedentary village communities, which are
ubiquitous in the literature, and the (contextualized) data.
The unambiguously slow rates of biological domestication
cannot be accounted for by technical factors alone—for example, the choice of harvesting technologies: harvesting with
sickles was probably practiced for millennia before the initial
appearance of higher proportions of nonshattering rachises
in botanical assemblages. Its practitioners would have certainly noticed its effect on the selection of nonshattering individuals long before they deliberately selected them for propagation. A more plausible explanation for the delay is that
this trait was not actively selected for during the Early PPN,
possibly due to the labor traps of increased crop-processing
costs. Nonselection might have been achieved by harvesting
crops at various stages before full maturation, while straw
might have been harvested selectively for specific types of raw
materials (e.g., roof bedding) as evidenced at Jerf el Ahmar.
Some authors, attempting to reconcile the evidence for the
longevity of predomestication cultivation with the prevalent
perception of habitation sites as permanently settled, intensively farming villages with fixed territories and access to arable land, have opted for biological imperatives sensu stricto,
that is, that seed corn was obtained primarily from stands
growing in the wild or, in the case of sites located outside the
geographical range of the wild progenitors, through longdistance exchange (cf. Willcox 2005). Neither proposition actually explains why, if cereals were intensively exploited by
fully sedentary groups aiming to secure year-round provisions
of staple foods with the technologies available to them, the
pace of biological domestication was so slow. Biological domestication is to a significant extent a function of the nature
and intensity of human interventions with the reproductive
cycles of cultivars. Its slow rate during the PPN suggests therefore that human interventions were such that precluded or,
at the very least, did not facilitate a faster pace of genetic and
related morphological modifications for Early PPN cultivars.
One plausible explanation for slow rate of the development
of the domestication syndrome in the PPN of Southwest Asia
is that predomestication cultivation was opportunistic, flexible in its practice, and, moreover, spatially dispersed. It probably involved various forms of management, including the
harvesting and replanting of cereal stands at sites located
within the natural distribution zones of the wild progenitors
(e.g., Tell el-Kerkh, Tell Qaramel), and outside these zones
the opportunistic sowing of select cereal species at dispersed
localities in the landscape (e.g., Mureybet, Jerf el Ahmar, Tell
‘Abr 3, Dja’de) both complemented by gathering and hunting.
Such a pattern may explain the presence at these sites of
distinct weed floras, indicative of disturbed habitats and predomestication cultivation, while also accounting for the slow
pace of biological domestication. At other sites (e.g., Çayönüearly phases, Hallan Çemi, Qermez Dere, M’lefaat), gathered
and cultivated pulses, plus grasses and wetland plants collected
from the wild, dominated plant-derived subsistence. A critical
element to this argument is that these diverse strategies are
not treated as separate evolutionary stages but rather as different options that were taken up by Early PPN communities
depending on local microecologies, group- and area-specific
mobility strategies, and cultural traditions and preferences.
Ethnographic research (e.g., Tucker 2006) has demonstrated
that mobile or semisedentary cultivator-foragers may engage
in opportunistic plant cultivation in the form of low-labor,
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
extensive horticulture. Cultivated fields can be established in
dispersed locales in the landscape that may be minimally tilled,
planted, and then left untended until harvest time. Harvest
losses due to predation and crop spoilage are offset by the
absence of year-round labor investment in field tending (intensive tillage, weeding, and protection from predators),
which permits concentrating instead on the procurement of
game and gathered plants. The transition from such routine
practices to intensive, year-round cultivation is not determined by fixed parameters such as the availability of crop
species or their caloric value. Instead, it results from complex
decision making involving projected crop yields (dependent
on, inter alia, environmental contingencies and favorable microecologies), decreases in the perceived risks of intensified
crop production, the degree to which immediate food needs
can be met by storage or exchange (thus freeing labor for
delayed-return arable production), and the cultural importance of cultivation and foraging as identity-bound practices.
In Southwest Asia, the capacity of cultivation to produce viable surpluses buffering the risks of crop failure was not
achieved until the Late PPN with the appearance of large,
nucleated communities and the coeval establishment of intensive, fixed-field, mixed-cropping regimes that were fully
integrated with caprine herding (Asouti and Fuller 2012; Harris 2002).
With regard to the sociocultural environment of Early PPN
plant management practices, our contextual analysis indicates
that plant foods held a prominent position in regionally patterned communal food consumption practices. Although the
quality of the available evidence is very uneven, the better
documented sites such as Jerf el Ahmar have provided strong
indications for the association of predomesticated grain production, processing, storage, and consumption with ritually
and symbolically charged contexts and for the changing nature of these relationships through time. Contrary to previous
interpretations describing cultivars as “mundane” subsistence
resources, we have argued that their transformation to crop
stores, food, and raw materials was subject to ritualized practices and performances involving suprahousehold entities.
Predomestication cultivars probably served as one of the
means that such entities and social groups had at their disposal
for identifying with, and tying themselves to, particular places
and sites, through ritual practices likely involving communal
food consumption events. Associated mobility strategies differed substantially from region to region. In the upper Euphrates and, to different degrees, in southeast Anatolia, fulltime, year-round coresidence does not appear to have been
the sole dwelling pattern, while mobility appears to have been
overall more pronounced in the Zagros. In the northern Levant and southeast Anatolia, the multifaceted residential and
logistical mobility strategies of the local cultivator-forager
communities were probably instrumental in the transmission
of architectural traditions, ritual and symbolic behaviors, and
related sociocultural practices that were shared, albeit in locally varied forms, within and between these areas. Com-
329
munity interactions involving both resident and nonresident
groups appear to have been almost universally underwritten
by communal food consumption. Although in this paper we
have concentrated on plant-based subsistence, it is pertinent
to note here that, at least in the upper Euphrates basin, the
PPNA is the period when a shift occurred from broad spectrum hunting toward a focus on larger animals, involving
mass kills of entire herds (Gourichon and Helmer 2008).
Given the evidence for sparse settlement and the small size
of the excavated habitation sites, it seems unlikely that this
shift was driven by net demographic growth or sedentary
farmers protecting their crops from herbivore predation. Instead, it might reflect the increasing social importance of communal food consumption involving suprahousehold groups,
in regional community interactions. Over time, the increasing
fixation of particular places with ancestral collective memories, marked by burials deposited in public structures and
open spaces dedicated to communal cooking and food consumption, led in some cases (e.g., Çayönü, Nevalı Çori) to
the transformation of these sites into sacred places coevally
with the formation of more permanent habitations. The evidence available from the southern Levant on the coevolution
of mobility/subsistence strategies and community interactions
is less yielding. Although, as noted already, sites like Jericho,
Netiv Hagdud, and Gilgal I have provided strong indications
for the close association of predomesticated crops with communal or symbolically and ritually charged contexts, what the
southern Levantine record demonstrates best is the enormously diverse range of its Early PPN built environments,
habitation types, and associated landscape practices. Plant resource management does not appear to form an exception to
this pattern, thus casting doubt on the customary identification of predomestication cultivation with resource intensification and permanent, year-round habitation.
Evidence for the occurrence of fire pits, processing equipment, and, in many cases, storage facilities in communal areas
within habitation sites has been previously interpreted as reflecting the nature of Early PPN households (e.g., cooking or
processing facilities shared between nuclear households; cf.
Banning 1996; Byrd 2000). To date, little research has focused
on the potential role of communal food consumption as a
theater for community interactions involving suprahousehold
groups. The reasons may be sought in the negative disposition
of several prehistorians to arguments suggesting a central role
for feasting in domestication and agricultural origins (e.g.,
Smith 2001b; Zeder 2009b; Zeder and Smith 2009; see also
overview by Twiss 2008). Brian Hayden has been the main
proponent of the theory that feasting operated as a vehicle
for social competition, involving rare and symbolically important “prestige” foods that were manipulated by aggrandizing individuals and households in alliance-building and
risk-buffering strategies (Hayden 1995, 2003, 2009). According to this theory, increasing investment in the production
of food surpluses destined for redistribution via feasting led
to biological domestication and the eventual transformation
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Current Anthropology Volume 54, Number 3, June 2013
of plant and animal domesticates from prestige food items to
widely available commodities. However, other scholars (e.g.,
Kuijt 1996, 2000; Zeder 2009b; Zeder and Smith 2009) argue
that the regional archaeological record suggests the integrative
rather than competitive function of ritual performances, especially mortuary rituals, during the PPN. At the same time,
there is no reason to speculate that cereals were rare or especially difficult to procure. They have thus concluded that
the archaeological record provides no evidence confirming
the prominence of competitive behaviors as suggested Hayden
in Early Neolithic social life or that such behaviors were played
out through feasting.
Our analysis suggests that a more nuanced approach to the
topic of communal food consumption is required. Instead of
accepting polarized definitions of predomesticated crops as
mundane or prestige items, we view plant foods more broadly
as resources embedded in performances associated with communal food consumption. The latter probably formed an essential component of community interactions that mediated
the negotiation, production, and reproduction of social identities. This perspective stands in diametric opposition to Hayden’s competitive feasting theory as it disassociates communal
food consumption from the restrictive and, in Hayden’s
model, integrally linked notions of resource intensification
and social competition. Other sources of ethnographic research (cf. Wiessner 2001) have suggested that in nonsecular,
collective contexts (e.g., ancestor commemorations, dedications to the spirit world, initiation rites, and mortuary ceremonies), the provisioning of food destined for group consumption may not entail rare or prestige plant species and is
unlikely to be the outcome of intensive production of food
resources. This happens because such occasions are not perceived as appropriate vehicles for sociopolitical manipulation
by entrepreneurial individuals and groups, at least not in overt
and socially sanctioned ways. In addition, they may involve
the participation of suprahousehold groups originating from
dispersed communities within a particular geographical area,
whose members may converge periodically at specific localities. Such places can be delineated in the landscape through
constructed boundaries, such as fences or walls, and may
include distinct architectural forms and open spaces dedicated
to various functions (e.g., the housing of ritual experts, residences for different visiting groups, cultic ceremonies, gendered initiation rites, ancestor skull deposition, and food
preparation and consumption). Several Early PPN sites (e.g.,
Jerf el Ahmar, Göbekli Tepe, Jericho) have provided variable
types of evidence for potentially comparable structural characteristics and could thus be approached through perspectives
departing from currently established concepts of sedentary
farming villages. In addition there is enough evidence, at least
from northern Syria, indicating the complex association of
the harvesting-processing-storage-consumption activity cycle
with symbolically and ritually charged contexts. This is perhaps best exemplified in the public buildings of Jerf el Ahmar
and Tell ‘Abr 3, where the ritualization evidenced in the struc-
turing of these practices and their integration to public buildings reveals dimensions of the latter that extend beyond their
functionalist interpretation as signifiers of civic leadership exercised by emergent “elites” and “entrepreneurial” households
(contra Byrd 2005).
Conclusion
In this paper, we have argued for the utility of a historicalcontextual approach to the investigation of early plant-food
production. We have suggested that investigating the historical
interface of Early PPN sociocultural environments, mobility
strategies, and plant-based subsistence activities is necessary
in order to achieve a more complete understanding of how
the transition from foraging to farming unfolded across different parts of Southwest Asia. Macroevolutionary approaches
to the Neolithic transformation posit directional trajectories
of resource intensification, agricultural expansion, demographic growth, and increasing social complexity. These must
be complemented by contextual-historical approaches. Our
own contextual approach to Early PPN plant-food production
was based on the comparative analysis of archaeobotanical,
settlement pattern, architectural, and material culture data
sets. Its aim was to reconstruct specific practices associated
with Early PPN plant-food production and consumption and
their sociocultural environments at local and subregional
scales. In line with more recent approaches to PPN sociocultural phenomena in Southwest Asia (cf. Asouti 2006, 2012;
Bolger 2008; Croucher 2006, 2008; Finlayson and Warren
2010), we have proposed that Early PPN plant-based subsistence formed a key component of community interactions
concerned with the negotiation and reproduction of social
identities, which were mediated through communal food consumption. Recent research (Goring-Morris and Horwitz 2007;
Russell and Martin 2005; Twiss 2008) has suggested that feasting played a central role in community interactions during
the later phases of the PPN of Southwest Asia. In this context,
Bogaard et al. (2009) have proposed that during the Late PPN,
meat consumption was a key focus for public events and
conspicuous display, while access to cultivated crops and crop
stores was restricted to, and controlled by, individual households. We maintain that similar perspectives, centered on the
more neutral and archaeologically verified concept of “communal food consumption” are applicable to the Early PPN.
The key difference is that during the Early PPN both plants
and animals are likely to have played important roles in communal activities and practices that had little, if anything, to
do with competitive feasting as envisioned by Brian Hayden.
The establishment during the second half of the ninth millennium of sedentary communities at sites such as Çayönü,
Nevalı Çori, and Jericho that probably formed regional nodes
of ritual activity (including mortuary rites) likely acted as a
catalyst for significant, albeit at present poorly documented,
shifts in landscape perceptions and plant management practices. Such changes were manifested, for example, in the ap-
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
pearance of the earliest known indicators of the domestication
syndrome in cultivated plants on the Southwest Asian mainland (see review in Asouti and Fuller 2012, which also includes
a discussion of the Cypriot evidence for Early PPN domesticated-type cultivars). We have found no convincing evidence
indicating that any of these developments could have been
the result of resource intensification brought about by environmental stress, or population growth beyond local carrying
capacities, or the manipulation of food production by emergent “leaders.” At the same time, however, this does not imply
that ritual/symbolic and other nonsecular incentives should
henceforth be elevated to the status of a new theory or monocausal explanation of agricultural origins. Complex symbolic
behaviors were attested in Southwest Asia long before the
onset of the Holocene and the Neolithic transformation, evidenced in mortuary rites dating from at least the Middle
Epipaleolithic (Maher et al. 2011), while strong cultural continuities between the PPNA and the Epipaleolithic have also
been observed in built environments and lithic traditions
(Finlayson, Mithen, and Smith 2011). A more productive way
to conceptualize the coevolution of subsistence and cultural
behaviors is by considering the latter to provide a historical
baseline and a context for the former, each linked to the other
by variable and changing social practices set against larger-scale
processes, such as the rapidly improving climate and the resource-rich environments of Early Holocene Southwest Asia.
It is from such a perspective that we have sought to deconstruct the artificial distinction between mundane/subsistence and ritual/symbolic behaviors, itself a pervasive feature
of the Neolithic archaeology of Southwest Asia. Our aim has
not been to establish a new theory for the transition to food
production. Instead, we have concentrated on tracing the historical development of plant-based subsistence by taking into
account the diverse sociocultural environments and developmental trajectories that characterized the Early PPN of
Southwest Asia. More generally, contextual approaches of this
sort alongside microevolutionary studies of economic decision making in specific ecological and cultural contexts (cf.
Winterhalder and Kennet 2009) are well positioned to provide
a much needed historical dimension to macroevolutionary
accounts of socioeconomic change. Contextual, micro-, and
macroevolutionary perspectives address processes that operate
at different spatial and temporal scales. Therefore, a balanced
understanding of the transition from foraging to farming requires inclusive, integrated narratives that allow for such multiscalar perspectives. At the same time a focus on local, historical trajectories provides a useful check on the scope and
applicability of cross-cultural comparisons for the study of
human evolution. The future development of a contextual
research agenda in archaeobotanical research of agricultural
origins in Southwest Asia rests on the collection of larger and
better documented botanical evidence. Obtaining such data
sets is crucial for reconstructing local and regional resource
management strategies and their histories, while their systematic collection will add much needed empirical detail to
331
broader current and emergent understandings of the Neolithic
transformation. We hope to have demonstrated that, despite
current data limitations, a contextual approach to the investigation of Early PPN plant-food production is feasible. Its
effectiveness largely depends on the availability of sufficiently
collected and documented archaeobotanical data sets and on
their integration with other relevant sources of evidence in
order to evaluate resulting models and interpretations.
Acknowledgments
The concept on which this article is based was first explored
by Eleni Asouti in a paper delivered at the “Theoretical Concerns of Landscape and Place in Investigating Communities:
The ‘Where’ and ‘Space/Place’ Issues behind Community Interactions” session held at the American Schools of Oriental
Research 2009 Annual Meeting in New Orleans. Thanks are
due to the session organizers Meredith Chesson, Bill Finlayson, Ian Kuijt, and Yorke Rowan for the invitation to speak
and to the British Academy that supported her participation
through its Overseas Conference Grants scheme. Further work
and writing up of the paper took place during sabbatical leave
of one semester granted to Eleni Asouti in 2010 by the University of Liverpool. Douglas Baird, Karina Croucher, Bill Finlayson, Louise Martin, and Rachel Pope provided useful feedback on earlier drafts. Metrical data on grains from Tell
Qaramel, Jerf el Ahmar, and Dja’de were generously provided
in spreadsheet form by George Willcox. Klaus Schmidt and
Danielle Stordeur kindly gave permission to reproduce illustrations from their published work on Göbekli Tepe, Jerf el
Ahmar, and Mureybet, which were redrawn and edited by
Mark Roughley.
Comments
Graeme Barker
McDonald Institute for Archaeological Research, Downing Street,
Cambridge CB2 3ER, United Kingdom (gb314@cam.ac.uk). 3 I 13
The paper is an innovative and extremely refreshing addition
to the “emergence of agriculture” debate, with ramifications
far beyond its geographical focus on Southwest Asia. As the
authors argue in their opening discussion, although archaeologists have long favored external mechanisms of causation
for the emergence of agriculture such as climatic or demographic forcing, or, more recently, internal mechanisms such
as social competition, the unifying characteristic of most archaeological thinking on the topic has been the assumption
of systematic causalities operating at the global scale, and a
one-way journey of successive stages of human progress that
Gordon Childe (e.g., Childe 1936, 1942) and even Victorian
writers such as Hodder Westropp (1872) would still recognize.
The second underpinning but unwarranted assumption, as
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Current Anthropology Volume 54, Number 3, June 2013
they point out, has been the premise that ethnographic or
ethnohistoric examples of “traditional” foraging and farming
societies are likely guides to how prehistoric societies may
have functioned in the past. Yet, as I argued in a global synthesis of the material a few years ago (Barker 2006), we can
discern a deep antiquity to some domesticatory relationships
beginning in the Late Pleistocene; evidence in many regions
for predomestication cultivation systems; multiple pathways
of domestication processes both within and beyond the traditionally assumed “hearths of domestication” that included
“failed experiments” and “reverse” movements along the foraging/farming spectrum (well illustrated in this paper in the
case of Southwest Asia); and examples of long-lived combinations of foraging and farming that have no parallels in the
ethnohistoric or ethnographic records. Asouti and Fuller add
further spice to the mix, demonstrating through their careful
contextual analysis of key Early Holocene archaeological sites
in Southwest Asia that the food quest for these societies was
not “just” a subsistence activity but was enmeshed in complex
social and often clearly ritual behaviors related especially to
communal food consumption practices underpinning the
production and reproduction of social identities. They also
show that sedentism cannot be treated simplistically as a key
signature of “settling down and growing food,” as PPNA major sites functioned as important locales where (we assume)
otherwise mobile forager-cultivators came together on a seasonal basis for communal ritualized activities related to food
consumption rather than the “settlements” of the kind normally envisaged when archaeologists use that term. Presumably these PPNA communities would have been completely
baffled by an archaeologist working on the emergence of agriculture giving them a questionnaire with headings such as
“are you a hunter-gatherer or a farmer? [delete as appropriate],” “are you mobile or settled? [ditto],” and “please list
your subsistence activities” as a section in the questionnaire
separate from “please list your religious practices”! The same
questionnaire would have brought out similar head scratching
in the prehistoric societies I have been studying in the tropical
rainforests of Island Southeast Asia (Barker and Richards
2012; Barker et al. 2011). In Borneo, for example, rice appears
to have been known about for millennia before it eventually
became a food staple, yet from the period of its initial use it
likely possessed considerable symbolic, indeed magical, powers. The Kelabit people of interior Borneo describe rice as the
one plant of the dozens that they grow that “needs people to
grow it” and regard its cultivation as separating them in a
spiritual as well as practical sense from the forest that they
rely on for much of their food (Janowski 2003; Janowski and
Langub 2011). It is heartening that the authors deliberately
resist proposing a new theory for the transition to food production, advocating instead the likely value in other parts of
the world of similarly detailed contextual studies to try to
elucidate decision making in specific ecological and cultural
contexts. At the same time, the paper is an important reminder for scholars working on the emergence of agriculture
in other parts of the world that incorporating new foods into
prehistoric lives, or new ways of dealing with known foods,
likely involved engaging with new mysteries and magic as
much as with issues of dietary stress, risk buffering, social
competition, and the rest of the panoply of processes involved
in the eventual development of the agricultural systems that
feed most of the world’s populations today.
Bill Finlayson
Council for British Research in the Levant, 10 Carlton House Terrace, London SW1Y 5AH, United Kingdom (director@cbrl.org.uk).
9 I 13
This paper makes an important contribution to emerging new
ways of understanding the transition from foraging to foodproducing societies in Southwest Asia. Asouti and Fuller provide confirmation of an increasing awareness that while the
process of transformation took place over a wide region, it
by no means followed a single or uniform history. Their discussion of a range of cultivation and harvesting practices including the management of weed flora reinforces the idea of
diversity. They note that with the rapid increase in the quantity
of data available to us, universal synthetic accounts become
harder to accept, as these fail to take account of the emerging
detail. It has therefore become not only possible to employ
a historical approach such as they recommend but essential.
Asouti and Fuller’s reference to Barnard’s (2007) argument
raises a second issue based on contemporary ethnography,
namely, that hunter-gatherers who take up farming maintain
a hunter-gatherer mind-set. This is an important concept that
has changed the way we see the transition from foraging to
food production, providing a more sophisticated understanding of how such transitions have worked in the ethnographic
present. However, it is not clear how applicable this argument
is to deep prehistory, especially the initial transition from a
world of foragers. Some scholars working in the Southwest
Asian transition may unconsciously be echoing Barnard and
arguing for a continued hunter-gatherer social framework in
ethnographically derived models (e.g., Kuijt’s egalitarian Early
Neolithic, maintaining existing social patterns despite economic and demographic changes [Kuijt 2000]). Beyond the
question of how appropriate the use of modern ethnographic
examples may be to autochthonous developments 10,000 ago,
critically, as Asouti and Fuller observe, at heart this relies on
opposing foragers to farmers. The length of time the transition
took and the increasingly visible and widespread patterns of
diversity within it both add weight to the argument that such
stadial models are of little value here.
As Asouti and Fuller discuss, applying the term “agriculture”
to the Early Neolithic is a matter of definition, and the alternatives also impose a stadial scheme onto the data. Surely,
however agriculture is defined, it is not appropriate for the
Early Neolithic, and its use as a chronological marker is part
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
of a dualist tradition that opposes the Neolithic to hunter-gather
societies, strengthening the idea of a sharp economic divide.
A final issue is the question of “public” as opposed to
“residential” architecture. While such an opposition makes
no logical sense, it is also clear that increasing discoveries of
public architecture do not actually equate to a simultaneous
discovery of residential architecture (cf. Finlayson, Mithen,
Najjar, et al. 2011).
This issue extends into the question whether it is useful,
or possible, to separate public from “domestic,” or whether
this is another meaningless opposition, with “nondomestic”
being used to describe activities conducted in public buildings.
Reports from Jerf el Ahmar refer to buildings as communautaires (e.g., Stordeur et al. 2000), and this seems a more accurate term than “public” (which for some of the closed
spaces referred to seems entirely inappropriate). Our work at
PPNA Dhra’ and WF16 in the southern Levant suggests that
buildings generally have specific purposes, and the one that
is hardest to identify is the residential structure (Finlayson,
Mithen, Najjar, et al. 2011) or the highly specific “house”
(Finlayson, Kuijt, et al. 2011). The presence of storage buildings at WF16 (Finlayson, Mithen, Najjar, et al. 2011) shows
that such structures could be part of small settlements as well
as the larger sites identified previously by Kuijt and Finlayson
(2009). A storage building is both public and domestic in
nature, as are structures apparently designed principally for
crop processing, which may have been an important communal activity. Communal buildings are not only the larger
structures but also buildings that serve the community rather
than an assumed household. In this context, separating public
from domestic, ritual from residential, and all such oppositions may be illusory (and see the recent paper and comments
by Banning 2011). Community may be a key concept in understanding these settlements, and as Asouti and Fuller observe, it was probably community interactions that helped
create social identities.
Asouti and Fuller agree with developing ideas of architectural diversity (cf. Stordeur et al. 2000 and Finlayson, Mithen,
Najjar, et al. 2011), diversity that does not fit well with the
idea of a Neolithic village (Finlayson, Kuijt, et al. 2011). Such
terminological building blocks, what Asouti and Fuller describes as “prevalent perceptions” of an agricultural Neolithic,
circumscribe our understanding. Asouti and Fuller also question the idea of “sedentism,” and I agree that this terminology
is not based on evidence; we simply do not know how fulltime these settlements were occupied and must develop a
more sophisticated understanding of variable scales of mobility. The problem is that these terms are not used in a casual
manner but as central interpretative planks.
The approach proposed by Asouti and Fuller, for a bottomup methodology that is based on archaeologically derived
information, is one we should all be following to escape from
universal theories. This paper helps show the way and indicates that we need to start with smaller building blocks, a
historical contextual analysis of every site.
333
Roger Matthews and Hassan Fazeli Nashli
Department of Archaeology, University of Reading, Whiteknights
Box 226, Reading RG6 6AB, United Kingdom
(r.j.matthews@reading.ac.uk, h.fazelinashli@reading.ac.uk). 8 II 13
The authors have produced a valuable collation of data from
Early Neolithic sites of Southwest Asia, which will be of lasting
value to researchers in this field, and they have generated interesting insights into the charred macrobotanical remains from
the site of Jerf el Ahmar above all. There are, however, several
issues regarding the theoretical orientation adopted in the article. First, the authors need to define some key terms that recur
throughout the article, including “protoagriculturalists” and
“predomestication” (both rather teleological phrases), as well
as “political economy” and “household.” These are highly
charged terms that might be interpreted in multiple ways—
in which ways are the authors using them?
Second, the authors attempt to set their arguments against
a posited background of scholarship rooted in “culture-history and social evolution,” which is claimed to assume “a
directional evolutionary continuum from mobility to sedentism” involving “dichotomous models of mobile versus sedentary habitation” and a “directional, developmental trajectory.” Research on the Early Neolithic of Southwest Asia has
not been formulated in these terms for at least 30 years, and
it is notable that the authors fail to cite a single published
source for these claimed attitudes at the many points in the
article where this straw man pops up. Recent reviews of the
emergence of agriculture in Southwest Asia and elsewhere
(Barker 2006; Bellwood 2005; Mithen 2003; Willcox 2005;
Zeder and Smith 2009), including its adoption through Europe (Hadjikoumis et al. 2011; Whittle 2003), share an emphasis on considerable regional variety and flexibility, along
with lack of directionality and linearity, in locale-specific transitions from hunter-forager to farmer-herder. It might be
more profitable for the authors to situate their arguments
within the rich context of current research into global and
local patterns of Neolithization rather than to attempt to
contrast them against a derelict paradigm.
Third, and more significantly, the authors’ claim to be taking a contextual approach to the emergence of agriculture is
too grand when their definition of “contextual” comprises
charred macrobotanical remains and occasional architectural
and other material evidence. What is missing from this approach is the potential for charred macrobotanical remains
to be interpreted within a matrix of material evidence that
includes input from multiple strands. These strands must
include zooarchaeology. Animals are barely mentioned in this
article and yet human-animal interactions are inextricably
intertwined with trajectories of human-plant engagement
throughout the Neolithic, from foddering (of tamed, morphologically wild animals in the Early Neolithic), dung collection and use, to consumption of plants as flavorings for
meat, to mention only a few possible avenues. No consideration is made of the potential for noncharred plant remains,
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Current Anthropology Volume 54, Number 3, June 2013
such as phytoliths, to contribute to the discussion, and a more
rewarding approach would consider issues such as seasonality,
changing climate, and the role of gender in Neolithic transitions. Richer considerations of the emergence of agriculture
in Southwest Asia have been effectively set out in recent studies such as Bolger’s (2010) gendered approach and Hodder’s
(2012) notion of entanglement, which sees plants as one inseparable component among many in the development of
cultivation and agriculture. We appreciate that multistranded,
integrative approaches to major issues such as the emergence
of agriculture can be conducted only where the necessary
multiple forms of evidence have been appropriately recovered,
recorded, and published from archaeological excavations and
environmental studies, and that this requirement drastically
reduces the scope for application of such an approach at
present. In that case, the article might more productively have
focused in greater detail on those few sites, such as Jerf el
Ahmar and Çatalhöyük, where such rich, integrative contextualization is feasible.
Fourth, the authors claim that their approach does “not
seek to tease out symbolic or other nonmaterial meanings
from contextualized archaeological evidence,” yet at several
points they propose that “ritual practices,” “ancestral commemorations,” and “symbolically charged functions” may
have been critical in structuring communal food consumption
practices. We are unclear as to why the authors feel that this
does not constitute “teasing out symbolic or nonmaterial
meanings” nor indeed why they should claim to be hesitant
to do so given the rich evidence for the role of symbols at
Early Neolithic sites, much of it referred to in this article.
Where this study works best is in its detailed consideration
of the charred macrobotanical remains within their architectural contexts at Jerf el Ahmar, where innovative and valuable
insights are made, largely thanks to the fulsome publication
program pursued by the site’s excavators. Beyond that, the
often too broad interpretations offered here are at the mercy
of the inadequate data recovery and publication strategies
pursued by excavators of many Neolithic sites in Southwest
Asia.
Joy McCorriston
Department of Anthropology, Ohio State University, 4034 Smith
Laboratory, 174 W. 18th Avenue, Columbus, Ohio 43210, U.S.A.
(mccorriston.1@osu.edu). 28 I 13
It is refreshing to see new thinking on the Near Eastern Neolithic, and this paper is wonderful in its rigorous review of
available data, highlighting the impressive work at Jerf al Ahmar (and the regrettable poverty of documentation from
other sites).
Asouti and Fuller rightly eschew an assumption that ethnographically derived social types correspond to communities
in the PPN; thus architectural units (houses) may not reflect
sedentary social units (households), and it also may be true
that the PPN landscape was rich in off-site, low-intensity
places mostly undetected today. But their “contextual approach” stumbles on one of the most stubbornly persistent
of archaeological interpretations—the taphonomic premise
that (charred plant or other) remains are distributed where
processing and consumption took place rather than in secondary garbage dumps away from living and activity areas.
Impoverished remains within houses may mean that (sedentary) communities dumped rake-out and garbage in communal, outside areas rather than discard them on clean interiors. Horizontal contexts are problematic, because they
reliably preserve the spatial arrangements of human activity
in cases of sudden destruction and short-term occupation.
As the authors argue for short-term aggregations at Early PPN
sites, their arguments about the distribution of plant remains
become contradictory–these were short-lived occupations
even though the pattern of discard more closely resembles
ethnoarchaeologically known sedentary villages. The distributions discussed here may represent episodes of dumping
rather than communal feasting, especially since the charred
remains in question are mostly not in hearths, where charring
occurred. External middens and the caching of objects like
querns, tucked aside or inverted for intended reclamation,
are typical of sedentary households (Joyce and Johannessen
1993). It is not clear to me why outdoor cooking installations
would necessarily be communal.
Taphonomic issues of charred plant distributions aside, the
collectivity involved in early plant processing and the separate
uses of crop-processing by-products is intriguing. To that argument I would also add that flax incurs a collective task in
retting (rotting) and in bracking (threshing) to produce fiber.
Flax was an early domesticate both for its oil content and for
its fibers, used in the earliest textiles, which appear under
unique preservation conditions among ritual paraphernalia
in the latter PPN. It is difficult to imagine households of lowlevel food producers tending, defending, and processing the
volume of flax needed for habitual use of linen textiles, especially in a landscape of mobile, multiresource, multiseasonal
food collection. Domesticated flax also suggests collective
work groups and socially binding ideological practices in
which collectively processed plants weave the identity of a
community into portable and durable mnemonics of place.
It is important that flax also required the best land in terms
of moisture and nutrients and would have required human
cultivation (seeding and weed removal) to grow sufficient
stands for fiber production.
The bigger and compelling issue in this paper is the constituted nature of Early PPN societies and the social cohesion
afforded in periodic gatherings and feasting. The emergence
of households as the metastructural framework for social constitution is indubitably evident in the archaeological record
of the Near Eastern Neolithic, but it is intriguing that this
may occur later in the PPN. Were earlier constitutive practices
more akin to the pilgrimages (i.e., gatherings, sacrifices, and
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
feasts) implicated in the social constitution of pastoral networks throughout Arabia from (at least) the Neolithic onward
(McCorriston 2011)? For all its ideational and symbolic connotations, pilgrimage may be rooted in human behavioral
ecology (McCorriston et al. 2012). Social boundary defense
among foragers and low-level food producers who cooperate
in pay-to-play resource sharing offers an alternative to the
territorial defense mechanisms (Rosenberg 1990) inherent in
the “settling down and breaking ground” (Harris 1989) macroevolutionary framework of plant domestication. A gathering and feast on large food packages (e.g., aurochsen) accompanied by the fruits of collective labor (gathered grain)
would not only affirm common identity among otherwise
physically fragmented communities but would also offer opportunities for the exchange of information, marriage partners, and other goods, while affirming common resource access and mechanisms to deny intruders. If such a social
boundary defense indeed constituted Early Neolithic society,
then Asouti and Fuller’s microevolutionary, historical approach has brought us back to big questions in the Neolithic.
How and why did the transition occur to sedentary villages
populated by households whose socially constitutive practices
relied on daily encounters and the food resources that could
sustain them? Evolutionary approaches, macro and micro,
address the how. Ultimately we still want to understand the
why, why then, and why there. As this paper demonstrates,
these are fundamentally historical questions whose particular
circumstances will contribute to research on agricultural origins worldwide.
Simone Riehl
Institut für Naturwissenschaftliche Archäologie, Universität Tübingen und Senckenberg, Zentrum für menschliche, Evolution und
Paläoökologie, Rümelinstraße 23, 72070 Tübingen, Germany
(simone.riehl@uni-tuebingen.de). 3 I 13
Ten years after the critical review on the state of the evidence
on early domesticated plants by Mark Nesbitt (2002), Asouti
and Fuller present a long-due update, this time including also
contextual archaeological information as part of the sociocultural environment of early plant-food production, which
so far seems to have been neglected in considerations on the
macroevolutionary scale.
Asouti and Fuller also pinpoint two very important methodological issues in the discussion of the emergence of early
agriculture in the Near East, one of which is the problem
arising from applying the principle of uniformitarianism in
explanatory models in archaeology, the other the general tenor
of assuming unidirectional developments.
Reconstructing specific practices associated with plant-food
production is often based on ethnographic observations, but
these are usually conducted by observers with a cultural background different from the observed, thus applying the eigh-
335
teenth-century principle of uniformitarianism to human perception. The imposing question is, therefore, if we can indeed
be free from transferring our perceptions to the past in considering the “contextual” evidence for local and regional sociocultural environments, and if our interpretation of the role
of historically constituted human agency in economic change
is not biased by our own sociocultural and historical tradition.
Therefore the model of “communal food consumption” indicated by “formalization of mortuary practices and associated public structures/open spaces” may be difficult to prove,
particularly considering the uneven state of the evidence. The
authors correctly note (here in restriction to the southern
Levantine evidence but in my opinion equally applying to the
Zagros region) that “one could argue, that this [permanent
habitation] is partly the artifact of insufficient sampling, limited horizontal excavation or, more pertinently perhaps, the
different objectives of botanical and archaeological research.”
The assumption of the unidirectional nature of the neolithization process, what the authors characterize as the
“shared premise conceptualizing the Neolithic transformation
. . . as a single developmental process,” reflects Western philosophical traditions. Such assumptions cannot be generalized,
particularly not when applied to an archaeological site with
a stratigraphic sequence of high chronological resolution. The
most important argument raised by Asouti and Fuller, and
based on hard evidence, is that of site-internal occupational
discontinuity.
Archaeobotanical data suggest the existence of several pathways to cultivation augmenting those represented by modern
domesticated crop lines, including crop species and varieties
that may have existed and became extinct in the past. The
cultural dimension of such aspects is particularly important
in comparisons of “developmental stages” of ancient sites,
often based on consideration of the so-called founder crops.
How can we characterize sites where long-term cultivation of
wild progenitors of the founder crops was practiced without
leading to domestication or where no modern analogues are
known for species cultivated in the past, such as the so-called
Triticoid type according to van Zeist (e.g., van Zeist and Bakker-Heeres 1985b)?
With these aspects in mind one can implicitly join Asouti
and Fuller in that “we may be more justified to argue for the
existence of idiosyncratic and locally diverse perceptions of,
and practical engagements with, all kinds of plant-derived
subsistence resources including predomesticated cultivars.”
One aspect I would like to stress here concerns the state
of paleoenvironmental knowledge. The authors correctly note
that application of earlier macroevolutionary models revealed
various methodological problems in interpreting the paleoclimate record concerning its role as impact factor on the
development of agriculture. Reasons for this may lie not only
in the lack of local environmental records or chronological
resolution but also in the fact that regionally diverging patterns, which are more than likely (e.g., Riehl 2012 for Bronze
Age settlements), disturb our expectations of unidirectional
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Current Anthropology Volume 54, Number 3, June 2013
development. On the current basis of paleoenvironmental information for the whole area of the Fertile Crescent, the authors consequently conclude that they “found no convincing
evidence indicating that any of these developments could have
been the result of resource intensification brought about by
environmental stress.” This should, however, not mean that
our paleoenvironmental knowledge is already brought to perfection. In contrast, it appears very likely that the slow development of fully domesticated species was hampered by
environmental change, for example, forcing ancient people to
shift their priorities in subsistence strategies. Forthcoming
investigations of long-term occupational sequences and their
environs will shed more light on local environmental developments and their relation to archaeobiological remains and
archaeological contexts.
In all, this review makes clear that, without contextual analyses, archaeobotanical studies are substantially less efficient,
as they may determine the domestication status of potential
crop species but cannot explain context-related variation in
botanical assemblages.
In consideration of existing prehistoric chronological studies, it may be allowed to ask whether Bayesian sequence modeling could help to achieve a more precise chronological
framework for individual sites and prehistoric processes in
order to provide more detail about the chronological relationships between the different archaeological sites (Benz et
al. 2012). Future work in this direction may leave the path
of the currently mainly documentary character of studies on
the Neolithization process by applying statistical methods to
the individual archaeological, archaeobiological, and chronological parameters.
Arlene M. Rosen
Department of Anthropology, University of Texas at Austin, 2201
Speedway Stop C3200, SAC 4.102, Austin, Texas 78712, U.S.A.
(amrosen@austin.utexas.edu). 10 I 13
Asouti and Fuller have taken a very welcome and more nuanced view of the role and consequences of PPN predomestication cultivation than normally is found in the existing
literature. Their paper is an important step toward examining
the social and economic complexities of the transitions from
foraging to cultivation and finally to an agricultural economy
in the PPNB. It points out the value of blurring the lines
between agriculture and foraging, and among other things it
highlights the major importance of wild foods and the likelihood that nondomesticated plant-food cultivation was more
opportunistic at first, rather than a major new economic investment. Importantly they give examples of how placing early
food production in its social and ritual contexts not only
enhances our view of the increasing reliance on cultivation
throughout the PPN but also provides insights into social
developments and changing settlement patterns. Much of this
has been said before, such as the importance of low-level
cultivation of predomesticated plants (Smith 2001a), the
trade-offs between more or less foraging versus cultivation
with changing social, economic, and environmental demands
(e.g., Rosen and Rivera-Collazo 2012), and the importance
of communal displays of consumption for social cohesion
(e.g., Twiss 2008); however, Asouti and Fuller bring together
a more complete picture of Early Holocene societies through
a broad perspective of the Near East, highlighting differences
between northern and southern ends of the Fertile Crescent
in a way that facilitates new insights.
The importance of display sharing of “everyday” plant
foods for feasting and social cohesion is an interesting concept
developed by the authors for the Near Eastern Neolithic. They
make a compelling case against the idea that feasting necessarily involved precious and rare specialty plant foods and
drink and also against the notion that feasting played a competitive role rather than one of social binding. This plays out
nicely when examining the evidence for enhanced ritual activities among the growing populations in the PPN, especially
in the northern parts of the Fertile Crescent, since rituals also
function to strengthen group identity and cohesion.
The emphasis of this paper is on the social rather than
environmental elements of the shift from low-level cultivation
to more complete investment in a farming economy. This
works well for the Early Holocene PPN, since environmental
stress was decreased due to ever-increasing rainfall. However,
the role of environmental change (e.g., frost cycles and rainfall
patterns) cannot be completely removed from the equation
since even opportunistic cultivators are very aware of environmental risks and benefits.
Although Asouti and Fuller restrict their discussion to the
PPN societies of the Near East from the Early Holocene onward, it is widely recognized that these populations are the
direct descendants of Epipaleolithic peoples, and hence there
is some continuity in the traditions of provisioning. Just as
we can now blur the lines between forager and cultivator, it
is possible to blur the line between Late Pleistocene and Early
Holocene economic adaptations, especially if we view the
post–Late Glacial Maximum warming of the Bölling/Alleröd
as roughly equivalent to the Early Holocene. In the southern
Levant, from the LGM (ca. 23,000 BP) onward, the macrobotanical (Ohalo 2; Weiss et al. 2004) and microbotanical
records (Eynan, el Wad, Hilazon Tachtit, Raqefet; Rosen 2010)
all suggest an adaptive fluidity in shifts between possible lowlevel cultivation and foraging of large and small-seeded
grasses. This may have been a general part of Near Eastern
adaptations stretching back in time into the Late Pleistocene.
It was present thousands of years before the PPNA as a regular
part of the adaptive strategies of the Epipaleolithic peoples
from the LGM onward. Seen in this light we have to wonder
why the social institutions for group cohesion such as ritual
and feasting lurched into overdrive only in the later PPN
rather than at an earlier time such as the post-LGM Bölling/
Alleröd.
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
In their concluding sentence Asouti and Fuller emphasize
that a contextual approach such as the one outlined in their
paper can only be effective when archaeobotanical (and by
extension other “archaeo-environmental” data sets) are integrated with more traditional sources of archaeological evidence. For too long there has been a kind of hierarchy of
privilege in archaeological data sets with material cultural remains such as ceramics, lithics, and architecture taking precedence over less prioritized environmental data sets. This
paper highlights the importance of weaving environmental
data into the total picture of human cultural and social adaptions.
Reply
In their commentaries our colleagues have raised a number
of key points and issues that help bring together a revised
agenda for future research on the origin of food production.
While systemic theories and teleological explanations will undoubtedly continue appealing to the imagination of scholars
and the wider public alike, in recent years their certainties
have been increasingly undermined by new evidence accumulated from ongoing field- and laboratory-based empirical
work. However, in most cases, this proliferation of research
has not resulted in the explicit revision of long-standing theoretical approaches. This has been the case partly due to the
inductive nature of much of the research undertaken in different parts of the world, the majority of which has been
problem oriented. Consequently, little attention has been paid
to the (often unstated) biases underpinning many of the key
propositions put forward by its practitioners. A close examination of these assumptions is therefore critical if we wish
to broaden our intellectual horizons and achieve something
more than incremental progress in this field.
We wholeheartedly agree with Barker, Finlayson, and Riehl
that the use of ethnographically derived socioeconomic and
cultural taxonomies and ethnoarchaeologically derived middle range theory as analogues for studying Early Holocene
forager-cultivator societies is not only limiting but may also
be positively misleading. A similar theoretical position has
been already espoused by other scholars in this field who have
identified foragers-cultivators as inherently resistant to categorization by traditional anthropological tools. It is typified,
for example, in Melinda Zeder’s characterization of Southwest
Asian Early PPN resource management strategies as the
“broad middle ground between wild and domestic, foraging
and farming, hunting and herding” and her suggestion that
“instead of continuing to try to pigeonhole these concepts
into tidy definitional categories, a more productive approach
would be to embrace the ambiguity of this middle ground
and continue to develop tools that allow us to watch unfolding
developments within this neither-nor territory” (Zeder 2011:
337
S231). Worldwide Early Holocene forager-cultivator societies
lived in environments and engaged in sociocultural and landscape practices that bore little to no relation at all to what is
known from the ethnographic (and ethnoarchaeological) present. What is then the alternative source of models for archaeologists attempting to study such nonanalogue situations
in the prehistoric past? The solution lies in the study and
comparative analysis of the fragmentary material remains of
these unique lifeways and people-environment relationships
preserved in the archaeological and paleoenvironmental records. It is these archives that preserve important clues about
the solutions adopted by our Early Holocene ancestors when
faced with the perennial problems of survival and biological
and sociocultural reproduction in rapidly changing environments.
In the context of the Neolithic archaeology of Southwest
Asia, there have been a number of topics on which empirical
research has focused during the last decades. One such key
issue is sedentism. We have proposed that sedentism is best
conceptualized as a continuum of mobility strategies and
associated dwelling practices that varied enormously across
different cultural, socioeconomic, and ecological contexts.
That this should be the case during the Neolithic is hardly
surprising, given that mobility is a property characterizing
individuals and communities from prehistoric times to present-day urban communities. Thus, a data-informed understanding of prehistoric mobility strategies cannot be predicated mainly on the perceived permanence of the built
environment alongside indicators of multiseasonal habitation.
Instead, a bottom-up, multistranded understanding of the
empirical record is required including site formation processes
(stratigraphy and deposition), individuals (skeletal and isotopic evidence), communities (ritual practices, built environments, resource management strategies), and the negotiation
of social identities within this interface (for a recent exploration of these issues in the context of the American Southwest
prehistory, see Wills et al. 2012). Particularly as regards the
negotiation of Southwest Asian Neolithic social identities, we
are in complete agreement with Finlayson that such arenas
should be described as “communal” rather than “public.” This
is due to the distinct connotations of the term “public,” at
least as used in the English language, belying a level of spatial
separation between the “private” and “communal” domains
that is not reflected in the archaeological record of this period.
A second major area of research deals with symbolic and
ritual behaviors. These developed within and reflected concrete social contexts, including socioeconomic relationships
and landscape practices that linked knowledgeable agents.
From this perspective it is not only pertinent but also necessary to study the function, structuring, spatial arrangement,
and contextual attributes of the built environment (e.g., the
“communal” structures) without our interpretations being
unduly concerned with the specific meanings of the stories
narrated through them or the worldviews that such stories
might reflect. The cases of the symbolic representations en-
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Current Anthropology Volume 54, Number 3, June 2013
countered at Göbekli Tepe and Jerf el Ahmar form telling
examples of this principle: the interpretations proposed in
our paper do not seek to explain their meanings. Instead what
we have offered are plausible accounts of the ritual (routine)
uses, social functions, and temporality of these built environments. The ritual should not be equated with the symbolic,
which also addresses the point raised by Matthews and Fazeli
Nashli concerning the scope and remit of our engagement
with this particular subject.
The third major area relates to Early PPN plant management practices. A prevalent bias in the literature is that an
agronomic mind-set was present from the very beginning of
predomestication cultivation aimed at risk buffering and maximizing arable returns. However, clear-cut distinctions between “weed” and “crop” taxa as well as defining the desirable
attributes of the latter that foragers-cultivators allegedly
sought to improve cannot be established retrospectively (i.e.,
by drawing parallels with later mixed agropastoral practices).
Forager-cultivator plant-management strategies form the historical product of distinct sets of landscape practices and associated food-processing and preparation traditions, which
are amenable to empirical investigation. For example, it is
possible that tough rachises were intentionally not selected,
as this would require significant investments in crop-processing time and labor; this might have been the case in the
southern Levant. On the other hand, in northern Syria the
longevity of predomestication cultivation alongside the reported high incidence of sickle gloss indicate that harvesting
unripe cereals might have been predominant. Contrary to
what is the case with animals where early management controlled and altered behavior rather than biology (Zeder 2012),
early plant cultivation might have been purposefully reproducing forms encountered in the wild. This could have been
the case because rare variants were undesirable or unobservable or because the process of mutation itself was too slow
to be perceived and acted upon. An example of the latter is
the increase in seed size through time, which could be attributed, inter alia, to intentional planting (when this particular practice actually became widespread). Finally it should
also be emphasized that cultivation in temperate environments could not be relied upon to produce viable normal
surpluses before its integration with caprine herding and the
establishment of integrated agropastoral economies. Again the
increasing sophistication of the archaeozoological record (see
Zeder 2011, 2012) indicates that this was neither a straightforward nor a directional process.
With regard to research practices and methodologies, we
agree with Matthews and Fazeli Nashli that the study of plant
micro-fossils such as phytoliths (and starch) should be fully
integrated to reports of plant macrofossil work, including
regional contextual syntheses, once sufficiently large, detailed,
and published microfossil assemblages become available from
a representative range of Southwest Asian Early PPN sites.
While this paper was being written this was still not the case,
although the picture is rapidly changing with several new
projects currently under way. In a recently published paper
(Asouti and Fuller 2012) reviewing the current state of archaeobotanical research in the southern Levant, we have made
extensive use of phytolith evidence especially for the Natufian
periods (see also overview by Rosen 2010). Phytoliths provide
a useful complementary source of evidence of plant-related
activities and management practices, particularly at sites and
areas for which macrobotanical data are not available.
In her commentary McCorriston suggests that our advocating of the systematic sampling of horizontal exposures,
including open and inside buildings areas is flawed, because
it does not account for a generic principle of archaeobotanical
taphonomy: that carbonized plant food remains are very
rarely preserved where processing and consumption activities
originally took place but are instead found discarded in secondary, spatially distinct refuse deposits. However, this principle (derived from ethnoarchaeological observations of discard practices) is not a universally applicable law. Rather the
taphonomic evaluation of all deposits sampled for archaeobotanical remains needs to be undertaken on a case-by-case
basis using quantitative and qualitative descriptions of the
preservation and densities of different taxa and plant parts,
alongside an appreciation of their context-related variation
(Colledge 2001). Moreover, Epipalaeolithic and Early PPN
sites are likely to preserve much dirtier and messier activity
areas, both within and without built spaces, compared with
Late PPN and ceramic Neolithic sites where the discard of
refuse in spatially distinct middens is routinely observed
(Hardy-Smith and Edwards 2004). Finally, McCorriston’s
statement that “The distributions discussed here may represent episodes of dumping rather than communal feasting,
especially since the charred remains in question are mostly
not in hearths, where charring occurred” is counterintuitive:
plant remains (with the partial exception of firewood) are
rarely if ever preserved in hearths, for obvious reasons. On
the other hand, disregarding the stratigraphy, spatial arrangement, preserved features, material culture associations, and
manner of animal bone deposition in contexts that may hold
the debris of communal food consumption in favor of their
generic interpretation as domestic refuse deposits is actually
unwarranted by the available evidence. Methodology aside,
as we have argued already, a clear-cut distinction between
notions of the “communal” as opposed to the “domestic” is
unlikely to apply to the Early PPN of Southwest Asia.
For heuristic as well as substantive reasons the Early Neolithic of Southwest Asia is (correctly) perceived by a majority
of scholars as a distinct entity that was both temporally and
spatially delimited (Asouti 2006). However, unity should not
be mistaken for uniformity. Some of the respondents seem
to have fallen foul of this misconception. McCorriston questions our proposed reconstruction of Early PPN mobility
practices. As justification she brings up the case of flax cultivation for linen production. However, as she herself admits,
the earliest evidence for linen use dates from the end of the
eighth millennium cal BC (i.e., the end of the Late PPN),
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Asouti and Fuller Emergence of Agriculture in Southwest Asia
which is significantly later than the period discussed in our
paper. She also postulates that “middens” and “caches” should
be interpreted as signifiers of permanent, year-round settlement. Yet her wording belies a somewhat rigid perception of
what “middens” and “caches” are, which seems to be influenced by both regional ethnographies and archaeological correlates found in later Neolithic communities. Matthews and
Fazeli Nashli exemplify the same attitude when suggesting
that we should have included in our discussion the case of
Çatalhöyük, despite the fact that this site dates ∼7300–6000
cal BC, that is, well outside the chronological scope of the
paper. They also opine that our analysis is not sufficiently
“contextual” because we did not consider foddering and dung
use, both representing important interfaces of Neolithic (sensu
lato) plant and animal management practices. However, commenting on such practices is relevant to the Middle and Later
PPN, falling once more outside the remit of our paper. A
closer reading of our text also refutes the perplexing allegation
that we have disregarded (alongside the relevant body of literature) evidence for regional diversity and the lack of directionality and “linearity” in patterns of change; quite the opposite is the case. In addition, terms such as “contextual,”
“predomestication,” and “political economy” are all sufficiently discussed in the text and thus need not be rehearsed
here.
More to the point, Matthews and Fazeli Nashli note that
in our discussion of the evidence we have not addressed interpretative categories and relevant bodies of theory relating
to “gender,” “seasonality,” “entanglement,” and the “changing
climate.” However, the core thesis developed in this paper is
that such concepts must be set within specific historical contexts for any such treatises to be meaningful. With regard to
climate change in particular, both Riehl and Rosen offer more
nuanced viewpoints emphasizing the critical contribution of
high-resolution paleoenvironmental archives to understanding small-scale changes in local microecologies, which can
then be integrated in informative ways to archaeobiological
and material culture sequences. Putting theory to practice,
one of us (Asouti) has recently initiated, funded by the Leverhulme Trust, such an interdisciplinary research project
aimed at reconstructing people-environment interactions and
changing forager-cultivator landscape practices in south-central Anatolia during the tenth and ninth millennia cal BC.
McCorriston has superbly pinned down the question that
is, in our opinion, central to contemporary agricultural origins research: “How and why did the transition occur to
sedentary villages populated by households whose socially
constitutive practices relied on daily encounters and the food
resources that could sustain them?” In the case of Southwest
Asia, answering this question in a plausible manner depends
on our understanding of the sociocultural and ecological contexts of changing prehistoric landscape practices both at the
micro level and also in their longue durée, extending as far
back as the Late Pleistocene (Asouti and Fuller 2012). Resource availability and technological change sensu stricto (i.e.,
339
plant and animal resource management and domestication)
cannot provide the full answer, much like coal or the invention of the steam engine could not possibly do so for the
causes of the nineteenth-century Industrial Revolution. What
is required for understanding these far-reaching social transformations is a historical knowledge of how the diverse contexts and circumstances in which economic resources and
innovations were deployed changed through time and how,
in this process, resource ecologies, properties, and management strategies were also transformed.
—Eleni Asouti and Dorian Q Fuller
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