Biodiversity and Emerging Diseases
JEAN-CHARLES MAILLARDa AND JEAN-PAUL GONZALEZb
a Cirad-Emvt/PRISE,
b IRD/UR178,
Hanoi, Vietnam
RCEVD, IST, Mahidol University, Nakhonpathom, Thailand
ABSTRACT: First we remind general considerations concerning biodiversity on earth and particularly the loss of genetic biodiversity that seems
irreversible whether its origin is directly or indirectly linked to human
activities. Urgent and considerable efforts must be made from now on
to cataloge, understand, preserve, and enhance the value of biodiversity
while ensuring food safety and human and animal health. Ambitious integrated and multifield research programs must be implemented in order
to understand the causes and anticipate the consequences of loss of biodiversity. Such losses are a serious threat to sustainable development and
to the quality of life of future generations. They have an influence on
the natural balance of global biodiversity in particularly in reducing the
capability of species to adapt rapidly by genetic mutations to survive in
modified ecosystems. Usually, the natural immune systems of mammals
(both human and animal), are highly polymorphic and able to adapt
rapidly to new situations. We more specifically discuss the fact that if
the genetic diversity of the affected populations is low the invading microorganisms, will suddenly expand and create epidemic outbreaks with
risks of pandemic. So biodiversity appears to function as an important
barrier (buffer), especially against disease-causing organisms, which can
function in different ways. Finally, we discuss the importance of preserving biodiversity mainly in the wildlife ecosystems as an integrated and
sustainable approach among others in order to prevent and control the
emergence or reemergence of diseases in animals and humans (zoonosis).
Although plants are also part of this paradigm, they fall outside our field
of study.
KEYWORDS: biodiversity; emerging diseases; immunogenetics; breeding
intensification
“Human beings modify the environment and the environment modifies
part of human beings directly dependent on environmental change.”
(Jiddu Krishnamurti, 1934)
Address for correspondence: Dr. Maillard Jean-Charles, CIRAD-EMVT/PRISE –c/o NIAH, Thuy
Phuong, Tu Liem, Hanoi, Vietnam. Voice: 84-4-838-8068; fax: 84-4-757-2177.
e-mail: maillard@fpt.vn
C 2006 New York Academy of Sciences.
Ann. N.Y. Acad. Sci. 1081: 1–16 (2006).
doi: 10.1196/annals.1373.001
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INTRODUCTION
The earth is host to a vast biological diversity that includes greater than the
millions of known species, a wealth of genomes, physiological mechanisms,
and behaviors. This biological diversity of plants, animals, and microbes creates a complex ecosystem comprising a diversity of individuals and populations. These various levels of diversity are the result of over 3 billion years
of continuing evolution, and are an important chapter in the earth’s geological
timeline. Fewer than two million of the estimated 30 million species have been
described, of which 75% are invertebrates. Although biodiversity changes over
the long term, man is coming to the realization that many of his harmful actions on the environment have had unprecedented effects on the distribution
and number of living species, the stability of ecosystems, and the genetic drift
and natural evolution of organisms. The current loss of species rate is notably
higher than the natural rate of extinction. Moreover, tens of thousands of other
species are already condemned to extinction in a term on a human timescale,
largely due to the destruction of habitat across the globe. This loss of biodiversity is caused mainly by economic and demographic factors, and especially
by the increasing demand for space and biological resources needed to sustain
global production and the growth of human population, its consumption, and
its trade. Furthermore, we are currently witnessing the loss, fragmentation,
and degradation of natural habitat through the overexploitation of biological
resources, the introduction of exotic species, soil, water, and atmospheric pollution, and more recently through the first signs of global climate change. The
loss of genetic biodiversity seems irreversible whether its origin is directly
or indirectly caused by humans. Ambitious integrated and multifield research
programs must be implemented in order to understand the causes and anticipate the consequences of loss of biodiversity; in fine, their purpose would be to
put forward rational strategies for the preservation of biodiversity. On a more
general level, such losses have an influence on the natural balance of global
biodiversity: “nature hates a vacuum” and manifests itself by systematically
replacing destroyed spaces and extinct species with new organisms, which in
turn invade and change the environment, adapt rapidly in order to survive,
and more often than not, transmit this in their genotype and thus perpetuate
this transformation (e.g., genetic mutation). Such “forced” mutations can be
silent and without major effects on individuals, ecosystems, or their inhabitants. These changes can have a strong effect on individuals, which may evolve
to have increased pathogenicity or fertility, etc., . . . and affect the functioning
of an ecosystem, with severe consequences for the other species living within
the same ecosystem. For example, from a medical perspective the crossing of
species barrier may inflict a new (emerging) parasitism on an unprecedented
host, or escaping natural defense mechanisms. However, if the genetic diversity
of the affected populations is low (e.g., inbreeding in small populations that are
isolated or fragmented, monoclonal populations bred in industrial farms, etc.),
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the invading microorganisms, will suddenly expand and create epidemic outbreaks with risks of pandemic. Such conditions provide the opportunity for
emerging and reemerging diseases, with often severe clinical syndromes and
epidemic outbreaks that can be devastating for animals as well as for humans
(zoonosis) living in shared ecosystems or in overlapping territories (sympatry).
Many pathogens thus threaten humans and domesticated animals when their
own natural habitats have been disturbed. In such a context, the interactions
between pathogens, the hosts’ immune system (human and animal), resistance
to drugs, and the density of human and animal populations can cause exotic
species to become invasive to hosts without previous exposure or immune
response. Inversely, exotic (exogenous) species can introduce pathogens that
threaten the local endemic species.
Biodiversity thus appears to function as an important barrier (buffer), especially against disease-causing organisms, which can function in different ways.
For example, the polymorphic major histocompatibility complex (MHC) that
protects a population or as a dilution effect on pathogens when populations
are diversified. This is the case for pathogens transmitted through vectors,
such as malaria, sleeping sickness, or West Nile fever, whose vectors turn
feed on humans and domesticated animals when the biodiversity of wildlife is
restricted.
WHAT EXACTLY IS MEANT BY THE TERM BIODIVERSITY?
Biodiversity involves the entire diversity of the living world, from the very
large (natural landscapes) to the very small (genes), and extending from the diversity of ecosystems (oceans, forests, cultivated plains, or desert areas) to the
diversity of genomes with their organizations and functions. Biodiversity encompasses the diversity of all living species, including microorganisms (virus,
bacteria, prions, rickettsia, parasites, and fungi), algae, plants, and animals,
and of their biology, which are all regulated by climates and environments.
Biodiversity is therefore a reflection of the manifestation of the differences between living entities (species, populations, individuals. . .) and of the ecological
interactions within which species evolve.
It is very difficult to give a precise estimate of the number of species living on the planet. The evaluation bracket is very wide and varies between 5
and 100 million depending on the author. Of the average figure most commonly used of 30 million species, less than 2 million have been described and
75% of these are insects! If one takes into account the fact that each species
has at least one species-specific parasitic species (e.g., Wolbachia in insects),
this estimate of undescribed species would probably exponentially outnumber
“visible” species.
Biological diversity (biodiversity) is descriptive (static) as well as evolutive
(dynamic), if one takes into account the totality of interactions and variability
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of living beings in a heterogeneous and changing world. By interactions, we
mean such phenomena of global change, such as climate change, which has
a multitude of causes and consequences on the environment.1 The history of
planet earth is made up of a succession of climatic changes, and we are currently going through the sixth great planetary extinction crisis, with a rate
of extinction 100 times higher than the average natural rate. Every day, several living species, mostly unknown to us, disappear from the earth. IUCN
(World Conservation Union) has published a “red list” of over 7000 known
threatened species2 within the animal kingdom alone, and 25% of the mere
4600 described are threatened with extinction in the relatively short term.
(http://www.iucn.org/themes/ssc/red-lists.htm).
The variability of biodiversity is largely due to gene mutations (genetic variability), which are random, mostly adaptive and self-preserving, and which
allow all organisms to adapt and survive in constraining environments. Without constant and necessary modifications these species would be doomed to
extinction.
Genes of epigenetic origin may also play an important role in the evolution of
living beings, especially in the transmission of acquired characters, as well as
using other evolutionary mechanisms outside of classical Mendelian genetics.
This natural (genetic) selection is the theory of the evolution of species as
initially developed by Darwin in 1859. Population is the unit of evolutionary
change from which diversity originates. Indeed, the evolutionary processes,
which maintain organisms in the realm of the living, or the ecological processes,
which precipitate them toward extinction, operate at this very level of organic
integration.
Local populations and their wealth of genetic diversity must be the focus
of our greatest attention, in particular through preservation action. Preservation of biodiversity through the interactions between species and their natural
environment has a considerable potential for the evolution of the planet, and
one, which must be sustainable so as to allow adaptation and survival in the
face of planetary changes. The environment’s space–time dynamics is the force,
which causes the emergence of species, safeguards their existence, or suddenly
causes them to die out forever. This driving power at the heart of biodiversity
manifests itself through all sorts of changes, which may be violent, as in the
case of accidents and disturbances (natural disasters, storms, fire outbreaks,
floods. . .). Less brutal changes to their own environment may be caused by
the organisms themselves, and especially humans.
Humans have been interacting with their environment since the Paleolithic
era over 12,000 years ago.3 At first humans evolved in small family groups in
very open ecosystems and lived primarily from hunting and gathering. Populations progressively formed villages and domesticated several animal species,
as depicted in cave paintings. Such cohabitation between humans, as well as
between humans and animals, has influenced both social and health issues.4
Between 70% and 80% of infectious diseases present in humans have been
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shown to be of animal origin.5 Some of these were acquired in the Neolithic
era when the first sedentary societies were organized and humans began to
practice agriculture and farming using domesticated animals that were once
wild. Throughout his history, Homo sapiens sapiens has successfully eliminated predators and competitors; however, the same cannot be said for his
parasites and pathogens. It is impossible to make even a rough estimate of
the number of micro- or macroorganism species that have the potential to be
pathogenic for human or animal populations. In human or animal populations,
those individuals most susceptible to diseases die, while only those resistant
will survive.
Demographic changes have gradually altered living conditions on earth. Today man finds himself responsible for situations far less propitious than ever,
which are evolving rapidly. Pollution and the destruction of ecosystems are
escalating. Demographic explosion, especially in developing countries, causes
increased demand on food supplies of both vegetable and animal origins. Large
concentrations of human and domesticated animal populations in the form of
megalopolis and breeding units are growing in density with far-reaching consequences for the environment, especially the management of natural (human
and animal) and industrial wastes. Contact between human beings, as well as
between humans and animals, is increasing both in duration and intensity.6
Among other things, ongoing contact due to overpopulation and overcrowding
causes stresses, which induce discomfort and biological dysfunctions, especially of a physiological nature. Immune defense systems are often disturbed;
giving way to the emergence of new (emerging) diseases, or diseases that were
thought to be under control or eradicated may reemerge.
Epidemics have increasingly severe consequences and result in greater morbidity and mortality. Industrial farming, with several thousand individuals from
the same species and often from the same genetic strain (clone), causes considerable loss of genetic diversity. Epidemics that arise from this environment can
then become destructive, as was evidenced by the avian influenza epidemic in
Taiwan and more recently in southeast Asia. Pandemics therefore will likely
become more frequent and will be enhanced by international trade, especially
through air transport. The incubation period of all infectious agents (virus,
bacteria, or parasite) is longer than the length of time needed for an individual carrying the germ (with no clinical signs) to fly anywhere on earth, and a
pathogen could contaminate the entire planet in less than 24 h.
WHAT IS MEANT BY EMERGING OR REEMERGING DISEASES?
The lightning spread of severe acute respiratory syndrome (SARS), unprecedented in its speed and scope, was a reminder of man’s vulnerability in
the face of constantly evolving infectious diseases. The current avian influenza
epizooty, which once again poses threat to world populations, highlights the
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magnitude of social damage, and economic loss. For the past few decades,
health specialists worldwide have been confronted with emergence of viral
fevers, identification of pathologies linked to previously no described germs
as well as with the overwhelming worldwide spread of acquired immune deficiency syndrome (AIDS). The increasing numbers of epidemic phenomena,
which appear in specific epidemiological contexts, and which imply previously
no described human risk (dams and water-related diseases; deforestation and
zoonosis acquired through contact with wild animals) have led the scientific
community to assess these infections and to research and define the concept
of new or emerging disease associated with risk factors.7
While emergence of new diseases appears to be linked with human behavior, natural changes in the environment must also be taken into account in this
analysis (e.g., health issues caused by supraseasonal climate trends, El Nino,
global warming, degradation of the ozone layer). The serious risks of emergence of infectious diseases in general, and zoonosis in particular, justify the
need for integrated studies with multifield scientific approaches. Whether in
the northern or southern hemispheres, identification of factors and areas of disease emergence need to be defined, along with the fundamental mechanisms
that result from environmental changes previously not described of natural
or human origin. A broader knowledge of emergence factors linked with human, animal hosts (mammals), or vectors/vector-borne pathogens, will allow
for definition risk factors that will provide a basis for designing prevention
and control strategies. Genetics (phylogenies) research on arthropod vectors
and studies on bioecology of hosts and pathogens coevolution are also much
needed.
The concept of pathocenosis8 can be developed when the interaction of
pathogens and the events that lead to epidemization are defined. Prediction of
outbreaks could then be made by modeling the emergence and diffusion of diseases, in relation to the balance of biotopes, and emergence of invasive species
that result from extinction or suppression of populations, pathogens, or hosts.9
Evolutionary biology (of hosts and parasites) as much as human and social
sciences concerned with the evolution of societies are the domains in which
this research could be conducted and where emergence intervention/prevention
system could then be applied.
Our ability to understand the dynamics of emergence is tied to the following
essential questions. Where do pathogens come from? Is it possible to detect
pathogens with the potential for emergence? What are the conditions (macroand microecological) that pave the way for their emergence? Under which conditions do they spread and exactly what role do pathogens play in ecosystems?
What are the tools and administrative and scientific strategies needed in order to
detect the antecedent occurrences that precede an epidemic? What mechanisms
could explain the increased virulence of pathogens and which genetic modifications could explain emergence of virulence in previously nonpathogenic
organisms? Are specific elements of a pathogen’s genome responsible for all or
MAILLARD & GONZALEZ: BIODIVERSITY AND EMERGING DISEASES
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part of this virulence? Is increase in virulence always associated with change,
or with a transfer of populations or host species?
Study of pathogens’ influence on host populations has demonstrated that
their effect is significant.10,11 Many studies have been conducted on the regulatory role of parasites and pathogens in human and animal populations, primarily
because they are directly related to public and veterinary health. However, the
impact of pathogens and parasites on the functioning of ecosystems is an area of
research that has been ignored, despite the fact that pathogens are everywhere
and represent a large proportion of the living world.12 Moreover, pathogens
play a very important role in preserving the balance of ecosystems by acting as
regulators or “deregulators” of the ecological balance that has been established
over time. Some of the answers to numerous human and animal public health
issues, for example, resistance to antibiotics, require a better understanding of
the ecology of pathogenic organisms and both their populations and species
community. In the future, understanding this multispecies dimension will be
essential.13
IMMUNOGENETICS, LOSS OF DIVERSITY, AND RISK
OF EMERGENCE OF DISEASES
As we have established, description of all the scientific approaches that each
take into account a different facet of biodiversity would be tedious and exhausting. We will limit our discussion to the “immunogenetics” aspect that
essentially controls the mammal host immune defense mechanisms. The overall question could be stated as follows: In terms of health, what are the risks and
what could be the consequences, particularly at the host–pathogen interface,
of the loss of genetic diversity (biodiversity) in the emergence or reemergence
of infectious diseases? Defense mechanisms at the host–pathogen interface involve both the host (mammal or arthropod) and pathogen. Defense mechanisms
could include physical (skin’s natural tissue barrier, mucus, cilium. . .) or biochemical nature (enzymatic action, fever. . .) to prevent infection/infestation
by pathogens. The pathogens could also activate biochemical neutralization
mechanisms or physical or molecular mimesis that would allow them to escape/circumvent the host defense mechanisms. If the pathogen manages to escape those initial defenses and penetrates inside the host, the host may deploy
several cellular and molecular biochemical mechanisms and activate several
nonspecific and specific immune defense systems to destroying/suppressing
the totality of pathogens. In turn, pathogens may activate escape mechanisms,
including genetic mutations that bypass the host-specific pathogen recognition
functions. A successful parasite does not kill its host, which would jeopardize
its survival. Finally, arthropod vectors, such as hematophagous fleas, ticks,
and mosquitoes, have defense systems against pathogens that effect regulation
of the parasite’s diffusion and multiplication and the host, who contributes to
the survival of the vector population with the blood meal (physical avoidance,
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chemotaxin, “bite” strategy). A more detailed look from a genomic perspective
at these mechanisms at the host–pathogen interface reveals that many of them
interact so as to perpetually neutralize each other, and that this opposition is
all the more balanced if the hosts’ genetic diversity is high enough to respond
to that of the pathogens. In fact, the higher the hosts’ genetic diversity, the
greater the probability of neutralization/equilibrium. If genetic diversity were
to decrease, the hosts would no longer be able to control the pathogens’ genetic
diversity adequately or correctly. The pathogens would develop relentlessly in
the host population with various consequences for the latter, which could reach
total extinction in the short to long term. Preserving current biodiversity means
safeguarding its future evolution potential, a future as yet unknown to us since,
although some repetition of the past is possible through DNA’s and paleontology’s archives, future prediction is not. Most importantly, evolution never
turns back the clock: this irreversibility is the very cause of the irrevocable
mechanisms of the extinction of species.
HOST–PATHOGEN GENOMICS AND IMMUNOGENETICS
We know all species are part of the chain of living beings whose remarkable unity expresses itself through the biochemical and genetic medium of
DNA. DNA is like a “software,” a sort of “unbroken link,” a memory of the
living world from the time of the species emergence. DNA is the universal
code common to all plants and animals, a stock of information, the foundation
of biological diversity, and the primary material on which evolution relies to
maintain the species in a state of adaptation allowing them to resist environmental change. The majority of pathogens (prokaryotes) possess genomes that
are smaller (between 103 and 107 base pairs [bp]) than those of their eukaryotic hosts, whether mammal or bird (3.109 bp). Prokaryotic pathogens have a
genome whose DNA is almost 100% encoding, but the same does not apply to
the genomes of mammals, in which only 10% are functional protein-encoding
genes. The other 90% consist of noncoding sequences, introns, regulatory sequences, pseudogenes, etc. Random mutations occur every 106 bp during each
DNA replication (cell division). This statistically means that the majority of
mutations in prokaryotic pathogens occurs in encoding areas and has direct
functional consequences. Inversely, the frequency of mutation every 106 bp,
in relation to the 109 bp size of eukaryotic genomes, will cause a majority of
mutations to occur in noncoding zones (silent mutations) and will accordingly
have no direct functional consequence. Having considered this, it is apparent
that pathogens’ genetic mutation and, therefore, adaptation potential are far
superior to those of the hosts. Moreover, replications occur during cell division and reproductions, and pathogens’ reproduction cycles are considerably
shorter than those of higher mammals, including man. In brief, the rate of
mutation and therefore of genetic variability is much greater in prokaryotes
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than in higher eukaryotes. It grants them a considerable ability to adapt to
their environment rapidly, especially by escaping the hosts’ immune defense
mechanisms by masking or molecular mimesis. Mammal hosts respond to the
pathogens’ large variability potential with genetic systems that are more complex, highly polymorphic, and with a large number of genes whose rearrangements allow for a considerable number of molecular combinations. Consider
the example of the MHC, and in particular its class I and class II molecules involved in immune recognition mechanisms at an extracellular and intracellular
level respectively, and the five different types of immunoglobulin (antibodies)
IgA, IgE, IgD, IgG and IgM (http://imgt.cines.fr). All these structurally close
molecules are made up of proteins with constant and variable chains encoded
by a very large number of genes. MHC molecules are encoded by several
dozen loci distributed across one or several chromosomes, and each of these
loci presents several dozen different alleles. Immunoglobulin molecules are
encoded by several hundred genes whose recombinations can statistically produce over 108 possible rearrangements. Taking only into account these two
immune defense systems—MHC molecules and immunoglobulin—we begin
to get a grasp of the mammal hosts’ incredible reactivity potential, both in
terms of speed and specificity, to recognize both the exogenous and endogenous antigens of pathogens and to deploy control and suppression processes
immediately. Suppression of the host’s pathogens must be complete, otherwise
the few “surviving” (i.e., unsuppressed) pathogens can adapt rapidly through
mutation and once again escape the hosts’ specific defense systems or chemical treatments, as in the case of bacterial antibiotic resistance or chemoresistance mechanisms of parasites. Moreover, as the genetic system of mammals
is autosomal with codominant expression and possible gene duplications, heterozygoty further multiplies allelic variability, which allows for the increase of
the hosts’ immune reactivity potential. This particular benefit of heterozygoty
allows the hosts to adapt to the mutational capacity of pathogens. Inversely, any
decrease in the hosts’ genetic variability, whether at individual or population
level (homozygoty, consanguinity rate, bottleneck, etc.) considerably reduces
immune reactivity and the hosts’ ability to control and suppress pathogens.
Similarly, considering monospecific populations rather than individuals, Apanius14 developed the theory of frequency-dependent coevolution of cyclic and
antagonist mechanisms between a given pathogen population and a host population (FIG. 1). Taking the case of an equilibrium situation in which a host
population shows a high frequency of a specific MHC allele, which strongly
correlates with a given character, such as for instance resistance to a given disease. If the pathogen responsible for this disease manages to rapidly circumvent
the host’s immune defenses through mutation, a number of individuals within
the host population will perish and the frequency of the “circumvented” resistant allele will decrease in the host population. Its proportion will thus
progressively decrease in the overall population until a genetic rearrangement
occurs in an individual from the host population, allowing it to control the
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FIGURE 1. Frequence-dependence Apanius’ theory on the cyclic and antagonist mechanisms of coevolution at the host–pathogen level populations.
pathogen’s new variant. Natural selection eradicates sensitive hosts and only
individuals having the new resistant allele survive. By reproducing, these individuals will cause the frequency of the new resistant allele to increase in the
population, which will in turn see its numbers grow. Escape/circumvention by
pathogens and genetic rearrangements in the hosts are constant and antagonist cyclical mechanisms at the host–pathogen interface, which occur over the
time span of several generations of hosts. Each time the pathogen succeeds
in circumventing the host population’s defenses through mutation, the latter’s
probabilities of survival will be proportional to its genetic diversity. Indeed,
the greater the gene diversity in a host population, the greater the possibilities
of genetic rearrangements, the more the host population will be able to control
pathogen infections/infestations cyclically and the greater the probability of
survival over time. In the opposite case, it will eventually become extinct in
the more or less short term as its reproduction cycles will not be sufficient to
rebuild population equilibrium (i.e., population critical mass). The notion of
population critical mass is essential for the understanding of relations between
the host and the pathogen biological diversity (dilution effect, buffer effect),
and of the probability of lateral transfers to other host species, including humans, by crossing of species barrier. In reality, mechanisms described for a
given disease are much more complex, since pathogens’ aggressions are manifold and often simultaneous and correlations are variable; one allele providing
resistance to one specific disease can also be associated with greater sensitivity
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to another disease. One example would be hosts “tolerant” to a germ, which
thus protects their population (i.e., the germ does not exert its pathogenicity
on its natural host and its host does not recognize it as “immunologically” foreign). The germ, although potentially pathogenic for hosts other than its natural
host, endures in the surrounding ecosystem without any visible damage to the
community. Only emergence brought about by specific conditions will disturb
this apparent equilibrium (pathocenosis).8 This example is also played out as
described above, according to constant interactions whereby natural selection
through the rapid suppression of the most sensitive individuals will tend to
reduce genetic diversity through the loss of sensitivity alleles on a population scale. Inversely, the hosts’ gene rearrangements will preserve diversity.
The rate of evolution of mutational frequencies is obviously highly variable
in mammals and will depend on linkage disequilibrium in linked genes, on
selective pressure on the various genetic systems taken into account, on the
type of mutation (deletion, substitution, or insertion), their rate, and whether
or not they are located in functional genomic areas. Human activity disturbs,
interferes with, and often thwarts the cyclical mechanisms of natural equilibriums through breeding techniques, such as marker-assisted selection (MAS), or
through chemical treatment (more or less adequately controlled use of antibiotics or antiparasitics). Hence, selection mechanisms can occur simultaneously
within individuals, given groups or entire populations, with variable reactive
time spans. The greater a population’s genetic (gene) diversity, the greater the
chances of survival of its individuals and the more sustainable will be the
survival of its population.
BIODIVERSITY AND BREEDING SYSTEMS
Humans have developed a vast number of animal breeding methods that
have varied greatly since the initial domestication of several animal species.
We will only analyze the immunopathological risks associated with loss of
biodiversity in modern industrial breeding farms, with regards, for example,
to the latest great viral and bacterial epidemics, whether porcine or avian. The
large concentration of animals farmed in overcrowded conditions in industrial batteries (several hundreds or even several thousands of individuals in
a confined space), provides an extremely infectious context through contact
with numerous pathogens, as opposed to natural extensive or semiextensive
breeding conditions. This effect is enhanced when new species are added to
an intensive monospecific breeding farm (e.g., poultry/porcine) whose overcrowded conditions will foster anomalous exchanges and cause a major risk
of epidemic by crossing of species barrier. Where a small infectious dose
would naturally be controlled by a normal immune system, there is no chance,
even for an efficient immune system, of controlling huge infectious doses
which “saturate” defense effector mechanisms and “overflow” the animals’
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immune mechanisms, all the more so when the animals are descended from
consanguineous genetic strains (clones) with a high rate of homozygoty and
therefore low genetic diversity, which reduces their immune reaction capacity.
The “infectious dose effect” is an important factor for consideration, since
the rapidity of emergence and magnitude of an epidemic, as well as relapse
episodes (emergence) triggered by pathogens with high mutational potential,
all depend on it. Important questions are: Where do the pathogens provoking
epidemic outbreaks come from? Are they new (emerging) or do they reemerge
(reemerging) through certain particular breeding or environmental conditions?
Do they come from food? Do they originate in new and infected individuals, or
from contact with wild animals, such as rodents? It is difficult to answer such
questions. What we do know is that wild fauna is generally well adapted to its
pathogenic environment through natural selection but that this is absolutely not
the case for farmed individuals, whose contact with wild pathogenic strains
always has severe pathological consequences. Many examples of pathogen
transmission either direct or through vectors (West Nile Fever, blue tongue
disease, malaria, trypanosomiasis, etc.), have demonstrated the real risks of
such contact between wild and farmed environments, which should to a minimum. Domesticated hosts’ genetic (bio)diversity is, however, an important
factor, a type of protective barrier (buffer) against emerging and reemerging
diseases. For example, the introduction of exotic genotypes in a specific environment, whether directly or by cross-breeding of exogenous genotypes, is a
serious mistake. First, it presents a major risk of reducing the genetic diversity
(with a weakening of immune defense capacities) of local populations often
perfectly well adapted to their environment through natural selection (including
resistance to endemic pathogenic strains); it also carries a major risk of introducing pathogenic strains unknown to the local population and which might
provoke pathological outbreaks that can lead to the rapid extinction of endemic
species. The extinction of endemic populations allows the exotic species to become invasive, which can induce huge environmental changes involving the
emergence of ecosytemic disequilibrium. Will depleted ecosystems withstand
the aggressiveness of invasive species whose worldwide threat is increasing as
it becomes intensified by global trade? Will the extinction of certain species
known as “key species” provoke the domino effect extinction of dependent
species and cause a complex reorganization of ecosystems?15 Will ecosystems
be steered into new, detrimental directions, which would remain stable once
certain irreversibility thresholds have been reached? Will we witness breakages
of interactions between species in such diverse areas as competition, predation,
and parasitism as well as all types of symbiosis? Will we observe new power
relations in the never-ending “arms race” between pathogens and hosts, which
could provoke the emergence of new pathologies or the reemergence of old
ones we hoped had been suppressed. Indeed, if certain natural habitats disappear, especially wild ones, the absence of their usual wild hosts may cause
pathogens to leave their ecosystem, and colonize and threaten domesticated
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environments or populations sensitive to them. The risks of emergence of new
epidemic outbreaks are thus increased and threaten animals and humans alike
(zoonosis) in the case of transmission by crossing of species barrier.
CONCLUSIONS AND RECOMMENDATIONS
Returning to a veterinary context that takes into account the various elements
in this article, we can suggest what should be avoided in terms of breeding techniques, especially within sustainable and rational intensification; we can also
make some concrete recommendations in order to avoid, or at least control,
the emergence or reemergence of diseases including zoonosis. Human demographic evolution is evidently at the heart of the problems we are currently
experiencing. Human penetration into new territories for the purposes of establishing new species, agriculture, farming, and for the tourist exploration of
still untouched natural ecosystems, increase the probabilities of contact and
therefore transmission of pathogens from unsuspected reservoirs or vectors.16
Two interactive configurations must be taken into account: on the one hand,
the worldwide growth of human population, and on the other hand biodiversity, a great part of which is the source of past, present, and probably future
diseases. The central problem concerns demographic relations between human
and other species. The more human population will grow, the more this population will compete with other animal species, increasing the risk of contacts
with potentially dangerous agents it had not been previously confronted with.
Another aspect is one of relations between geographical areas. Countries in
the intertropical zone are host to 30 to 35 times more infectious and parasitic
agents currently responsible for diseases in human populations than temperate
countries.17 Yet to this day, huge numbers of microorganisms remain unknown
in tropical regions where it is estimated that hardly 10% of biological diversity has been cataloged. We can only predict the number of pro- or eukaryotic
organisms, which could be pathogenic to their new hosts when transmitted to
human, animal, or vegetal populations. Modern societies could be incurring
great risks by allowing the scourge of poverty to spread over the populations
of the south.18 As for the intensification of farming systems, which in the
south even more than in the north, responds to the increasing demand for animal food products associated with human demographic growth, it should be
sustainable and rational, and take into account a whole set of environmental
(medical measures, effluent management. . .), sociological, and economical as
well as genetic factors, as previously seen. We must avoid noncontrolled farming, as well as large, highly populated industrial breeding farms that generally
use animals from the same species, the same origin, or even from monoclonal
strains, which lead to a detrimental loss of genetic diversity. The numbers and
density in which animals are bred result in overcrowded conditions, which,
among other things, stress the animals, modify their metabolic performances,
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ANNALS NEW YORK ACADEMY OF SCIENCES
weaken their immune system, and above all maintain a high risk of hyperinfection by massive infectious loads. We should also avoid multispecies breeding
(chicken, ducks, or pigs for example) within the same industrial farm or the
same geographical zone: if a disease breaks out, there is a high risk of mutation/recombination/reassortment of pathogens and thus of crossing the species
barrier. This is also the reason why contact with humans and especially breeding farm employees should be avoided as much as possible when a disease
breaks out on an industrial farm; this can be achieved by applying strict rules
on movement restriction and on the use of mechanical (masks, protective suits)
and chemical protection (various disinfections, preventive vaccination). Such
measures are generally already recommended by public services (OIE, WHO,
relevant ministries), but are not always correctly implemented. In case of epidemic, stringent controls are required at all stages of the production pipeline.
Possible alternatives that would reduce the risks of contact could for instance
include replacing large industrial units with several smaller-scale production
units containing lower densities of animals.19 In other words, this means favoring product quality over industrial yield. There are many advantages to this:
animals would be less stressed and thus more resistant to infectious aggressions; contact between individuals would be less intense, which would reduce
infection rates since infectious doses would be lower. It would thus be possible to diversify the races bred in farms containing several mid-sized breeding
units by using different animal strains for one species. Genetic diversity would
be maintained and allow for a variable immune behavior in the face of infection/infestation by pathogens. In case of epidemic, this would reduce the risks
of high mortality and their disastrous economic consequences for farmers,
since not all the animals would die (as is the case on large industrial farms).
The surviving animals would thus be selected de facto to recreate a population
resistant to the given pathogen. All players involved in the farming production
pipeline, whether political, economical, or professional, should be aware of
the importance of valorizing biodiversity through the diversification of animal
strains used for breeding. Strains with different potentials and qualities would
in turn diversify economic markets and offer a wider choice of products to the
consumer.
Last but not least, we suggest the development of an increased number of
research projects specifically aimed at wild environments and species. The
evaluation and characterization of wild genetic diversity will provide a wealth
of information and thus allow correct modeling and valorization of biodiversity on the basis of the natural adaptation and survival potential of wild
populations.11 Obviously, we should avoid contact between wild fauna, which
is an important pathogen reservoir, and domesticated animals, which are not
adapted and so are for the most part sensitive to those pathogens. Inversely,
biological diversity acquired by wild fauna through natural selection should
be valorized as having considerable potential for the future, especially from a
genetic perspective. Species with amazing properties have been sorted through
MAILLARD & GONZALEZ: BIODIVERSITY AND EMERGING DISEASES
15
natural selection. Many are still unknown to us and need to be discovered in
order to be valorized. Although wild species act as pathogen reservoirs, they
are also reservoirs of pathogen-resistant genes, more commonly of adaptation genes for various difficult or constraining environments (saline or desert
habitat). Identifying such genes of interest would allow their introgression in
domestic species with the use of various reproductive biotechnologies. We are
convinced that the results of such research will in future contribute strongly
to controlling the emergence of new diseases, or to the reemergence or spread
of known diseases, by rational and sustainable farming of genetically resistant
species.
ACKNOWLEDGMENT
We greatly appreciate and thank Dr. Kathy Kocan, from the Department
of Veterinary Pathobiology, Center for Veterinary Health Sciences, Oklahoma
State University, Stillwater, for her comments and correction of this manuscript.
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