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Biol. Rev. (1984), 59, pp. 189-207
Printed in Great Britoin
PARASITISM A N D T H E UNIONACEA (BIVALVIA)
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BY PIETER W. KAT
Department of Earth and Planetary Sciences, The Johns Hopkins University,
Baltimore, Maryland 2 I 2 I 8, U . S . A .
(Received 5 April, accepted
12 September
CONTENTS
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1. Introduction .
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11. Glochidia and hosts.
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( I ) The glochidium
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(2) Brood pouches .
(3) Release of glochidia .
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(4) Hosts.
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(5) Glochidial attachment
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111. Unionids as parasites
IV. Dispersal, diversification and speciation .
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V. Summary.
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VI. Acknowledgements .
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VI I . References
1983)
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I . INTRODUCTION
The way organisms reproduce and disperse can have profound effects on genetic
structure and demographic processes of populations (Emlen, 1973 ; Endler, 1977;
Gaines & McClenaghan, 1980; Grant, 1981). Similarly, mode of reproduction and
dispersal can play a major role in species longevity, geographic distribution, and rate
of speciation (Mayr, 1971;Jackson, 1974; Stanley, 1975, 1979; Hansen, 1978, 1983).
Freshwater bivalves of the superfamily Unionacea incorporate a parasitic stage in the
life-cycle which involves an obligate relationship between a vertebrate host, usually a
fish, and a highly modified larva, the glochidium. This parasitism is atypical, not only
in that the Unionacea are the only members of the Class Bivalvia that are known to
produce an obligate parasitic larva, but also in that these unionids are one of the few
groups of parasitic organisms in which the larvae alone are parastic while the adults are
free-living. This parasitic mode of reproduction appears to us to have had far-reaching
consequences for morphological stasis, levels of phenotypic variability within a species,
extent of species’ geographic ranges, and rates of speciation among the unionids.
North American unionacean bivalves have undergone one of the most dramatic
radiations encountered among freshwater invertebrates. Recent systematic descriptions
recognize about 50 nominal genera and over 225 species and subspecies (Burch, 1975;
Davis & Fuller, 1981).These bivalves are distributed over eight faunal regions, of which
the Interior Basin (essentially the entire Mississippi River drainage) is by far the most
diverse (Van der Schalie & Van der Schalie, 1950; Johnson, 1970). This radiation
appears to involve mainly young taxa : old genera such as Margaritifera and Anodonta
(Upper Cretaceous) contain rather few widely distributed species, while the species-rich
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North American genera seem to be of Pliocene and Pleistocene origin (LaRoque, 1966;
Haas, 1969; Davis et al., 1981).
Despite the diversity and abundance of unionacean bivalves in freshwater communities,
they remain among the least understood of benthic macro-invertebrates, even with
regard to such basic life-history attributes as reproduction, development, dispersal,
competition, and habitat selection. It is perhaps due to limited realization of the
important consequences of their parasitic mode of reproduction that the basic biology
of these bivalves remains poorly understood. Here I summarize the pertinent data
dealing with various aspects of parasitism among mainly the North American Unionacea,
and compare their reproductive and dispersive strategies to those practised by more
thoroughly investigated parasites, as well as plants.
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11. GLOCHIDIA AND HOSTS
(I)
The glochidium
Glochidia develop from fertilized eggs which are maintained in variably modified gill
brood-pouches of female (and hermaphroditic) unionaceans. When mature, the
glochidium consists of two thin hinged valves which are drawn together by a single
adductor muscle, and which enclose mantle cells, some supplied with sensory hairs
(Fig. I ) (Arey, 1924;Wood, I 9 7 4 ~ )Glochidia
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of bivalves of the genera Unio,Anodonta,
and some endemic North American genera such as Megalonaias and Quadrula (see
Table I for a classification of the genera mentioned in the text) additionally possess a
long, thread-like structure which usually projects from specially modified cells at the
centre of the mantle cavity, and which could have the dual function of a sensory and
an attachment structure (Wood, 1974a).Glochidia are diverse in size, ranging from a
minimum length of about 0 0 5 mm in Margaritifera to a maximum of about 0 4 mm
in Anodonta (Baker, 1928). In terms of shape, glochidia are separable into three main
types (see Fig. 2a-c).
(a) Hooked. These glochidia are characterized by possession of a well-developed
hook-shaped, hinged projection at the ventral margin of each triangular-shaped valve.
Each hook, or stylet, is additionally equipped with a series of smaller spines; these
structures are thus highly adapted to pierce and secure attachment to the skin, scales,
or fins of the host. Hooked glochidia are generally among the largest of the three types,
and usually attach to the exterior and exposed parts of the fish host. They are
characteristic of the unionid subfamily Anodontinae.
(b) Hookless. This category is composed of glochidia of most North American species.
The glochidia are generally characterized by a rounded to subelliptical shape, and vary
greatly in size. The ventral margin is usually rounded, and, while not equipped with
stylets, is often reinforced and can bear a number of microstylets. Glochidia of this type
are usually parasitic on the gill filaments of the host, but can attach to fins as well.
( c ) Axe-head. Glochidia of this type are distinguished by a flaring ventral margin
which gives them their characteristic shape. Axe-head glochidia are only known in
species of the North American genus Proptera, and, while they seem most closely related
to the hookless type, can exhibit four hooklike prongs, one at each corner of the shell
(Coker et al., 1921;Baker, 1928).Where these glochidia attach on the host is not known.
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Unionacea as parasites
Fig.
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Mature glochidium of Anodonta cygneo. L T = larval thread, LV = left valve, RV = right valve,
S = stylet, SH = sensory hairs on the mantle cells (after Wood, 1 9 7 4 ~ )Scale
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bar = 50 pm.
I.
Table I . Classification of the genera mentioned in the text ; classification principally
Fuller (1981),number of species in each genus according to Burch
according to Davis ~3
(1975)
Unionacea
Margaritiferidae
Morgoritifero (3 species).
Unionidae
Anodontinae
Anodonto ( 1 4species).
Alasmidonto ( I I species)
Strophitus ( a species)
Losmigono ( 5 species)
Simpsoniconcho ( I species)
Ambleminae
Lampsilini
Lompsilis ( aI species)
Proptero (3 species)
Cyprogenio ( a species)
Actinonaias (3 species)
Obliquoria ( I species)
Leptodeo ( 4 species)
Pleurobemini
Elliptio (19 species)+
Pleurobema (32 species)+
Amblemini
Quadrula (9 species)
Megolonoior ( I species)
North American species only.
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Apparently radiating genera with problematic taxonomy.
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Fig. 2. Glochidia and glochidial conglutinates of various unionid species. (a) Top and side views of a
hooked glochidium of Lannigona costata, scale bar = 0 2 mm. (b) Top and side views of a hookless
glochidium of Elliptio complanota, scale bar = 0 1 mm. (c) T o p and side views of an axe-head glochidium
of Proptera data, scale bar = 0.1mm. (4Conglutinates of Obliquaria refleza, scale bar = 2 cm.
( e ) Conglutinates of Actinonaim carinota, scale bar = 3 cm. (j)
Conglutinate of Cyprogenia alberti, scale
bar = 0.5 cm (a, c, d and e after Coker et al., 1921 ;fafter Chamberlain, 1934).
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Unionacea as parasites
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(2)
Brood pouches
As mentioned above, the glochidia are maintained within variably modified brood
pouches within the gills of the unionaceans. The simplest condition is encountered in
the genus Margaritifera in which all four demibranchs are marsupial, and lamellae are
separated by randomly arranged trunks of intralamellar connective tissue (Davis &
Fuller, I 98I). This tetragenous condition seems to have become progressively modified
by increasing the number and organization of the intralamellar connectives, by
restricting the marsupium to the outer pair of gills (ectobranchous and homogenous),
and by further restricting the marsupium to the basal region (longenous, ptychobranchous), the middle region (mesogenous), and the posterior region (heterogenous) of
the outer demibranchs (Davis & Fuller, 1981).Concomitant with this reduction of
marsupial size is a reduction of the number of glochidia contained in the marsupium.
For example, a homogenous anodontine such as Leptodea fragilis was estimated to
contain 2 225 000 glochidia within its demibranchs, while a heterogenous lampsiline,
Lampsilis siliquoidea, held about 129000glochidia; Coker et al. (1921)
mention that the
number of glochidia varies in different species from about 75000 to 3000000. A
reduction in the number of glochidia might at first seem counterproductive to chances
of successfully infecting the host, but, as with most parasitic organisms, this reduction
is often accompanied by adaptations that promote the probability of host encounter and
infection (see below).
It is necessary to point out that modification of the gills into marsupia, and retention
of larvae through various stages of development, is not restricted to unionacean bivalves.
A review of brood protection is presented by Sellmer (1967),who reached two main
conclusions, as follows.
(I)Some form of brood protection has arisen repeatedly and independently among
the Bivalvia, including the freshwater family Sphaeriidae.
(2) By far the largest percentage of incubatory bivalves are less than 4 inch long, and
brood protection was proposed by Sellmer (I 967) to be a reproductive strategy that
enhances survival of a few offspring by releasing them at an advanced stage of
development, which is especially critical among small bivalves which are physiologically
constrained as to the number of eggs they can produce. Clearly, unionaceans do not fall
in this second category, not only because of their large adult size, but also because of
the large number of larvae present in the marsupium. Thus, while unionaceans exhibit
similarities to other bivalves with respect to incubation of larvae, this adaptation is likely
the result of an entirely different set of selective forces.
( 3 ) Release of glochidia
Unionaceans can be divided into two categories according to the length of time
glochidia are maintained within the brood pouches. Long-term breeders (bradytictic)
generally reproduce during the middle and latter parts of the summer, glochidia develop
during the autumn and early winter, and are not released from the marsupia until the
following spring and early summer. Coker et al. (1921)noted that considerable
variability can exist within a bradytictic population as to timing of release of glochidia.
Short-term breeders (tachytictic) compress the entire reproductive cycle into a roughly
5-month period from April to August, and usually release their glochidia later than the
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B R E 59
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P. W. KAT
bradytictic group. Members of the genus Margaritifera seem unique in that they can
complete two reproductive cycles, releasing glochidia in March and August (Wood,
I 974b). With respect to bradytictic breeders, experiments indicate that, while glochidia
removed from the marsupia during autumn (when they have just matured) can be
induced to attach to fish hosts and metamorphose, they require a longer period of
parasitism than glochidia which are released the following spring (Corwin, I 920;Coker
et al., 1921;Tucker, 1928). Trdan & Hoeh (1982)have proposed that differences in
timing of glochidial release among sympatric unionacean species could have resulted
from competitive interactions among such unionaceans for a limited number of hosts :
the same host is used sequentially by different unionaceans with sequential release times.
However, timing of glochidial release can also be a critical factor determining probability
of host infection (see below).
Discharge of glochidia occurs in several different ways, which reflect to a certain extent
various adaptations involved in either attracting the fish host and/or increasing the
probability of attachment (see below). In most species, the glochidia pass from the
marsupia into the suprabranchial canal, and are discharged through the excurrent
siphon. When released in this fashion, the glochidia are more or less bound together
by mucus, which either dissolves soon after their discharge, or maintains the glochidia
within so-called conglutinates (Fig. 2d-f) which are variously shaped and coloured
(Ortmann, 1910;Arey, 1924;Baker, 1928).Glochidia that possess larval threads are
usually extruded in tangled masses which form loosely organized webs (Wood, 19743).
Among the lampsilines, glochidia are discharged in irregular masses through special
holes at the base of the brood pouches, and are released through the incurrent siphon
by rapid adduction of the shell valves (Ortmann, 1910;Baker, 1928).
When glochidia are expelled from the brood pouch, further development is contingent
upon attachment to a suitable host. Telda & Fernando (1969)determined that survival
in the absence of a fish host was temperature-dependent, but that less than I yo of the
glochidia of Lampsilis radiata survived longer than 36 h at 20 OC, 144h at 1 2OC, and
216h at 10OC. In terms of prevailing temperatures at the time of release, Telda &
Fernando (I 969)estimated that glochidia would remain competent to attach to fish hosts
for a period of about 2 days after discharge. Personal observations on expelled
conglutinates in aquaria indicate that glochidia are highly susceptible to attack by a
variety of microorganisms, presumably attracted by the mucus that surrounds them,
thus further limiting survival time when not attached to a host.
Three species (Anodonta imbecilis, Strophitus undulatus, and Obliquaria reflexa) have
been described as completing metamorphosis within the marsupium, thus bypassing the
parasitic stage entirely (Lefevre & Curtis, 191I, 1912;Howard, 1914).
Lefevre & Curtis
(1912)and Howard (1914)postulated that components of the mucus in which the
glochidia are embedded can serve as nourishment for the glochidia, which are not
expelled until they have reached a juvenile stage. However, these observations have not
been duplicated (e.g. Tucker, I 927),and both A . imbecilis and S . undulatus glochidia are
known to parasitize a number of hosts (Fuller, 1974;Trdan & Hoeh, 1982).Tucker
(1927)hypothesized that the facultative parasitism exhibited by A . imbecilis could be
a response to environmental conditions, but this remains to be ascertained.
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Unionacea as parasites
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Table 2. Fish hosts, number of unionid parasites, and host diet (unionid data from
Fuller, I 974 ;diet data from Hynes, I 970 ;Ney, I 978 ;and Townsend, I 939)
No. of unionid
species
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Fish host
Pomoris annularis (white crappie)
Lepomis macrochirus (bluegill)
Micropterus salmoides (largemouth bass)
Lepomis cyanellus (green sunfish)
Stizostedion canadense (sauger)
Aplodinotus grunniens (drum)
Pomoxis nigromaculatus (black crappie)
Ambloplites rupestris (rock bass)
Perm flauescens (yellow perch)
+
Host diet+
17
13
12
I2
I2
I1
I 0
6
6
1 = insects, L = insect larvae, C = crustaceans, F = fishes, M
=
molluscs.
(4) Hosts
With the exception of Simpsoniconcha ambigua, which parasitizes a salamander
(Necturus maculosus: Howard, 195 I), all unionids and margaritiferids are parasitic on
fishes. While a large variety of fish are parasitized, examination of lists of hosts such
as those provided by Coker et al. (1921)and Fuller (1974) reveals that some groups,
such as the centrarchids (sunfishes, basses), serve disproportionately as hosts. For
example, the white crappie (Pomoxis annularis) hosts 17 species of glochidia, the
largemouth bass (Micropterus salmoides) hosts I 3, the bluegill (Lepomis macrochirus) and
the green sunfish ( L . cyanellus) host 1 3 and 1 2 species, respectively, and the black
crappie (P.nigromaculatus) serves as host for ten species. Other species of fish which
are not included in the Centrarchidae but which host similarly large numbers of
glochidia are the sauger (Stizostedion canadense) with I 2, the drum (Aplodinotus
grunniens) with I I , and the yellow perch (Percaflaoescens) with six. It is important to
point out that these numbers should be considered minima, since they largely represent
host species for the unionaceans of commerical interest examined by the U.S. Bureau
of Fisheries Laboratory at Fairport, Iowa. Host identity is not known for by far the
largest percentage of North American unionaceans.
Why certain fish are much more heavily parasitized with respect to numbers of
unionacean species becomes clear with an examination of both host diet and behaviour.
Much has been made of the relationship between molluscivorous fish and their
unionacean prey. Fuller ( I 974) termed the interaction ‘mutualistic at worst ’ since such
fish as the drum and catfish can become heavily infested when feeding on larvigerous
females, thereby “unwittingly propagating their food supply” (Coker et al., 1921;
Townsend, 1939). Yet an examination of three species of sunfish, for example, reveals
a pattern of glochidial infestation that is opposite from that predicted by diet (Sadzikowski
& Wallace, 1976); the molluscivorous pumpkinseed (Lepomis gibbosus) only serves as
host to two unionid species according to Fuller (1974), while the largely vegetarian
and insectivorous bluegill and green sunfish host I 3 and I 2 species, respectively. In fact,
the five most commonly parasitized fish are omnivorous, insectivorous, and piscivorous
rather than molluscivorous (Table 2). This apparent contradiction will be pursued
further below.
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The intensity of infection of hosts b y unionacean larvae is generally low (Evermann
&Clark, 1918;Coker et al., 1921; Wiles, 1975;Dartnall & Walkey, 1977;Trdan, 1981).
For example, a survey of seven hosts of Lampsilis radiata siliquoidea by Trdan ( 1 9 8 1 )
indicated both a low incidence of infection among the hosts (average 8 % of host fish
surveyed) and a low intensity of infection of those hosts parasitized (average of 1 3
glochidia/host). However, data collected by Surber ( I9 I 2), Coker et al. ( I 92 I ) , Telda
& Fernando (1969),and Dartnell & Walkey (1979)indicate that some host populations
can exhibit IOO yo infection, and that an individual host can be infected by almost 4000
glochidia. Trdan ( I 98 I ) proposed that such high infections result from high levels of
host specificity, necessitating concentration of glochidia on the available hosts. Also,
factors such as relative unionacean and fish population densities, and levels of host
immunity (Fustish & Milleman, 1978; Meyers et al., 1980) should be considered as
contributing to these rates of infection.
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( 5 ) Glochidial attachment
Glochidia are remarkably unselective in attachment. Tactile stimuli from pieces of
paper, slivers of wood, hairs, and pieces of plastic are sufficient to induce such
attachment (Arey, 1921; Coker et al., 1921; Wood, 1974b), but chemical stimuli are
required to prolong the attachment until the host tissue encysts the glochidium by
epithelial proliferation (Arey, 1921; Heard & Hendrix, 1964; Lukasovics & Labos,
1965; Telda & Fernando, 1969; Wood, 1974b). Glochidia that do not receive these
chemical cues after attachment can release themselves (e.g. Wood, 1974b), but this is
not always possible if attachment occurs on a fish species that does not serve as its host.
Glochidia seem to be incapable of selecting the proper host; when presented with a
number of suitable and unsuitable hosts, the degree of infestation is not significantly
different, but all unsuitable hosts will slough off glochidia after a period of 4-7 days
(Davenport & Warmuth, 1965; Telda & Fernando, 1969; Fustish & Milleman, 1978).
The reaction of the host to the parasite could be an important factor in the determination
of specificity of these bivalves and other host-parasite systems (e.g. Baer, 195I ; James,
1971; Kennedy, 1975). This becomes especially apparent when closely related hosts
such as the basses Roccus americanus and R . chrysops, and the salmon Onchorhynchus
kisutch and 0.tshawytscha exhibit drastically different reactions to glochidia of the same
bivalve species (Telda & Fernando, 1969; Fustish & Milleman, 1978).
Glochidia, once attached to the host, become encysted within 20-36 h (Arey, 1921;
Coker et al., 1921; Tucker, 1927), or as soon as 2-3 h after attachment (Telda &
Fernando, 1969).During encystment, glochidia grow to varying extents, ranging from a
sevenfold increase for the tiny glochidia of Margaritifera margaritifera (Murphy, I 942)
to no increase for glochidia of Elliptio complanata and Lampsilis radiata (Matteson, 1948;
Telda & Fernando, 1969). Metamorphosis is completed after a period ranging from 6
days to 6 months, depending in the species and temperatures during development
(Young, 1911;Howard, 1914;Coker et al., 1921;Tucker, 1927; Telda & Fernando,
1969;Dartnall & Walkey, 1979;Trdan & Hoeh, 1982). How the glochidium breaks out
of its cysts after metamorphosis is not yet fully understood (e.g. Telda & Fernando,
1969), although Arey (1932) ascribes it to some activity of the metamorphosed
glochidium itself. Shedding of glochidia can occur over a short period of time (Murphy,
1942; Matteson, 1948) or a long one (Telda & Fernando, 1969).
Unionacea as parasites
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111. UNIONIDS AS PARASITES
One of the most fundamental aspects of any host-parasite system involves the ability
of the parasite to make contact with the host, and, in the cases of narrow specificity, the
degree of certainty with which the suitable host can be infected. As can be expected
from such a diverse group, North American unionaceans exhibit a wide variety of
adaptations which promote both the probability of contact as well as the probability of
contact with the correct host. Perhaps among the least specialized adaptations are those
that only involve synchronization of the timing of reproduction to correspond to
availability of the host.
Freshwater fish often have predictable cycles of migration and behaviour, which
involve movements from deep to shallow water in lakes, spawning migrations during
the spring, aggregational behaviour during reproductive periods, and movement of
anadromous hosts such as the salmon into fresh water (Hynes, 1970). The bestdocumented relationship involving critical timing of release of glochidia involves
Anodonta implicata and its anadromous host, the alewife (Alosa pseudoharengus).
Alewives spend a relatively short period of time in fresh water, but the reproductive
and developmental cycles of A . implicata are so well synchronized with the spawning
run that the species can infect, metamorphose, and drop off the host before it leaves the
freshwater habitat (Davenport & Warmuth, 1965).As another example of synchronization, many tachytictic unionacean species time release of glochidia to correspond with
nesting behaviour of the host, during which time the host becomes highly territorial
(e.g. Hynes, 1970; Gross & Nowell, 1980) and thereby very predictable in its presence.
My own observations in rivers during the nesting period indicate that nests are often
constructed in sand patches within a unionacean community, thereby rendering both
the fish and its offspring highly susceptible to infestation. Also, the mode of nest
construction and maintenance, which involves displacement of sediment with fins, is
likely to promote attachment of glochidia lying on the sediment surface. The high rate
of infestation of fishes that exhibit nesting behaviour, such as the centrarchids, is thus
far from accidental. Such examples of timing of reproduction and release of infectious
stages to correspond with periods of high host density and/or predictable behaviour of
hosts are common among other host-parasite systems as well (Hawking, 1975;
Kennedy, 1975, 1976; Holmes, 1976).
Another adaptation unionaceans frequently exhibit which promotes probability of
host contact involves mimicry of food items. The first such adaptation involves various
modifications of the glochidial conglutinates to resemble food items of the host such
as worms, leeches and grubs (Fig. I d, e). Perhaps the most most remarkable example
was described by Chamberlain (1934) for Cyprogenia alberti. The marsupium of this
species is highly curved, and, when gravid, contains bright red, wormlike conglutinates
)
vary in length from
(complete with a slightly bulbous head region, see Fig. ~ f which
about 2 to 5 cm. These conglutinates are partially extruded from the excurrent siphon
and were readily ingested by fish, all of which were noted to have been infected on the
gills shortly after this meal (Chamberlain, 1934). Members of the genera Elliptio,
Lampsilis, and Pleurobema release conglutinates that resemble leeches and flatworms (my
observations), which not surprisingly constitute a major portion of the diet of such
hosts as the yellow perch and the white crappie (Allen, 1935; Townsend, 1939; Ney,
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Fig. 3. Highly modified mantle edge of a female Lompsilis umtricoso which exhibits a fish-like lure
complete with eye spot and tail. Scale bar = I cm (after Kraemer, 1970).
1978).A related adaptation involves a variety of modifications of the mantle edge below
the incurrent siphon to act as lures for the host. This adaptation is almost entirely
restricted to the Lampsilini, which exhibit modifications of this mantle flap, ranging
from a rather simple highly coloured patch in Lampsilis radiata to the complex structure
of L . wentricosa which closely resembles a small fish complete with eye spots and a tail
(Fig. 3 ; see Kraemer, 1970, 1979). Gravid lampsiline females further exhibit a
particular behaviour, which involves exposure of the shell well above the substrate and
prolonged pulsations of the mantle edges, which Kraemer ( I970) assumed to both attract
the fish host and keep the glochidia suspended once released. Again, there is a good
correlation between this type of mimicry and host diet; five of the six known hosts of
L. wentricosa, for example, are largely piscivorous.
Unionacea as parasites
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Other adaptations that promote host contact involve the release of glochidia within
mucilaginous networks which remain suspended in the water above the bivalve
(Matteson, 1948; Yokley, 1972), and release of glochidia which remain infective for
long periods of time; for example, Murphy (1942) was able to keep glochidia of
Margaritifera falcata alive for I I days at I I O C outside the marsupium.
Despite these adaptations, host specificity among unionaceans seems to be rather low.
For example, the 4 3 unionid and margaritiferid species listed by Fuller ( I 974) parasitize
an average of 4.5 fish hosts each; one species, Anodonta grandis, parasitizes over 30, and
the host list seems to grow with each detailed observation (e.g. Trdan & Hoeh, 1982).
In contrast, narrow specificityseems to be fairly widespread among parasites, presumably
as a result of a history of coevolution between the parasite and its host (Kennedy, 1975;
Waage, 1979; Fox & Morrow, 1 9 8 1 ; Thompson, 1982). For example, Janzen (1980)
found that, of I 10species of beetle larvae, almost all (83 spp.) fed on seeds of only one
plant, and that only four species utilized more than four hosts (see also Price, 1980, for
other examples of extreme host specialization). Narrow specificity can entail associated
costs, however, since it often restricts the geographic range of the parasite and can be
especially costly if unsuitable hosts are encountered frequently.
Low host specificity among unionaceans could be the result of an inability to predict
the exact identity of the fish attracted to the various lures, which is highly likely
considering the catholic nature of freshwater fish diets. Such long host lists apparently
do not result from summations of hosts over locally specialized populations (see Fox &
Morrow, 1 9 8 1 ;Thompson, 1982): Trdan & Hoeh (1982) found that two populations
of A . grandis naturally parasitized 1 6 hosts, and parasitized and metamophosed from
a total of 21 hosts in the laboratory. Unfortunately, it has never been determined
whether all 33 hosts of A. grandis, for example, are equally ranked according to
percentages of glochidia that complete metamorphosis, and are thus equally acceptable
as hosts for this bivalve. Trdan (1981) presents some data for degree of parasitism of
a number of fish hosts of Lampsilis radiata siliquoidea, and, while there seem to be
significant differences in the mean intensity of infection, no data about differences in
successful metamorphosis on those hosts exists. Parasites for which this aspect has been
studied usually exhibit a wide range of host suitability (Dogie1et al., 1964; Leong, 1975),
and suitability can be a complex function involving several variables (Holmes, 1976).
Specificity among unionaceans does appear to some extent to be a dynamic phenomenon
in that the geographic range of a unionacean can be larger than that of its primary host
(e.g. Wiles, 1975), and in that recently diverged unionaceans endemic to certain
drainages parasitize recently diverged hosts (Kat, I 983 a).
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IV. DISPERSAL, DIVERSIFICATION A N D SPECIATION
The success of freshwater bivalve groups such as the Sphaeriidae, Corbiculidae, and
Dreissenidae underlines the fact that parasitism is not a necessary consequence of the
invasion of freshwater habitats by the Bivalvia. Why then has this unique system
persisted among the Unionidae and, if the facultative parasitism supposedly exhibited
by Anodonta imbecilis and Strophitus undulatus is real, why has there not been a
unionacean group that has secondarily evolved away from this seemingly unpredictable
and costly means of reproduction ? A partial answer to these questions can, I believe,
200
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be gained by examining the advantages of parasitism to unionaceans vis-a-vis nonparasitic freshwater bivalves.
The most-cited advantage of parasitism to unionaceans is that of dispersal, and since
unionaceans spend such a short time in association with their host compared to the
duration of the free-living stage (which in the case of Margaritifera margaritifera can
approach IOO years; Cox, 1969), dispersal could be one of the main functions of the
parasitic association. Dispersal as a process has been best studied in plants, and it is
constructive to draw several analogies between particular aspects of animal-dispersed
seeds in plants and fish-dispersed unionaceans. One of the largest advantages to plants
of being dispersed by mammals and birds rather than by wind or water is that the habitat
in which the seed is deposited becomes much more predictable (Ridley, 1930; van der
Pijl, 1972;Harper, 1977).Likewise, dispersal mediated by fishes that are habitat-specific
will tend to reduce the unpredictability of the freshwater habitat as it applies to juvenile
unionaceans. For example, glochidia that parasitize fish with a preference for habitats
with muddy bottoms will have a much larger probability of encountering a mud
substrate when they metamorphose than one consisting primarily of rocks, but high
levels of phenotypic plasticity characteristic of unionaceans (e.g. Ortmann, I 920;
Johnson, 1970; Kat & Davis, 1983a) can compensate for habitat unpredictability to
some extent, in that it allows some modification of shell shape to suit the particular
substrate where the bivalve develops.
Freshwater bivalves that rely on passive dispersal are analogous to wind-dispersed
plants, in that habitat predictability is greatly reduced. Such predictability becomes
especially critical when long-distance dispersal is involved. The geographic range of
many unionaceans has expanded over long distances in the rather short time since the
retreat of the Wisconsinan glaciers, and these bivalves have consequently repopulated
large areas of previously glaciated territory in central Canada and the northern Atlantic
Slope region (Athearn & Clarke, 1961; Clarke, 1973; Kat & Davis, 1983b). This is also
true of sphaeriids and especially of a corbiculid that has spread over much of the North
American subcontinent in the short time since it was introduced (Sinclair, 1971; Clarke,
1973; Kraemer, 1979; Kat, 1982a),but these bivalves are comparable to weeds in that
they are largely hermaphroditic, presumably capable of self-fertilization (Thomas,
1 9 5 9 ) ~resistant to desiccation (Ingram, 1941),extremely tolerant of a wide range of
pollutants (Diaz, 1974; Fuller & Richardson, 1977; Horne & McIntosh, 1 9 7 9 ) ~and
capable of living and reproducing in ephemeral habitats (Thomas, I 963). Inter-drainage
distribution among such bivalves is probably accidentally mediated by a wide variety of
animals such as insects, amphibians, and water birds (Kew, I 893 ;van der Schalie, 1945),
which can be attracted to a variety of aquatic habitats not necessarily suitable for
unionacean bivalves.
As a rule, the unionaceans have much more stringent habitat requirements partly
because of their slow rate of development to reproductive maturity and long lifespan
(Coker et al., 1921).It is therefore advantageous to form an association with a fish that
largely shares those habitat requirements, so that dispersal over long distances occurs
with much more habitat fidelity.
Why the association between the dispersal agent and the dispersant became a parasitic
one among the unionaceans rather than one involving only attachment as in plant burrs
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Unionacea as parasites
20 I
is not yet understood. Ellis & Ellis ( I926) were able to raise glochidia artificially through
metamorphosis on a solution of sugars, salts and amino acids, and therefore concluded
that, while parasitism is not absolutely necessary, it does provide the glochidium with
nourishment, protection against bacteria and protozoa (by encystment), and the
opportunity of dispersal. Very little is known about how the glochidia obtain nourishment
from their hosts, and in the cases in which there is little or no size increase of the
glochidium during attachment to its host (e.g. Elliptio complanata: see Matteson, I 948),
whether very much nourishment is taken at all. In such cases the association between
fishes and unionids might fall in the grey area between phoresy (attachment without
parasitism for purposes of transport: see Farish & Axtell, 1971; Binns, 1982) and
parasitism. It is intriguing to note that there exist a number of similarities between
‘good’ phoretics, such as mites, and glochidia: phoretic mites include a ‘waiting stage’
in their life-cycle during which behaviour and morphology are geared towards
attachment to the dispersant, they synchronize life-cycles with those of their hosts, and
exhibit specificity in dispersant choice (Binns, 1982). Considerable work with the
nutritional requirements of glochidia of a variety of unionid species is necessary to
determine the relative importance of parasitism versus dispersal, and whether unionid
species can be classified into groups that stress one or the other.
In contrast to their marine counterparts, diversification in terms of shell shape has
been rather limited among the Unioneacea, and the semi-infaunal mode of life that
characterized the earliest fossil unionaceans (Haas, I 969) is still almost exclusively
represented in this freshwater group. Such basic marine bivalve adaptations as mantle
fusion are entirely absent among the unionaceans, which instead seem to have diversified
mainly along lines of reproduction (Walker, 1917)and host attraction. It could of course
be argued that freshwater bivalves were not exposed to the degree of predation that
presumably constituted strong selection for mantle fusion and the radiation of infaunal
marine bivalves (Stanley, 1977), and that low levels of substratum stability in lentic
systems would select against bivalves that could not actively migrate and re-burrow (e.g.
Kat, 1982b), but it is also reasonable to postulate that the semi-infaunal life is in fact
consequential to the development of parasitism and brood protection. An examination
of Sellmer’s (1967)list of brood-protecting bivalves reveals that, besides their small size,
there exists a striking relationship between the development of brood protection and
siphon length: by far the majority of bivalves that have modified their intralamellar
spaces to serve as marsupia also have short siphons and/or unfused mantle edges, and
are consequently all shallow infaunal to epifaunal. This pattern could perhaps be
attributed to the substantial reduction in efficiency of water flow down long siphons
introduced by frictional forces along the siphonal walls, so that the further pressure drop
associated with water flow through gills containing larvae and mucus cannot be tolerated
(water flow through the bivalve mantle cavity is generated by the action of ctenidial cilia;
water is drawn in via the incurrent siphon and must pass through the gills and into the
suprabranchial chamber before it can be expelled through the excurrent siphon). By the
same reasoning, it might not be possible to generate sufficient pressure up a long
excurrent siphon to expel the mucus-bound glochidial conglutinates important in
attracting fish hosts, and semi-infaunal bivalves might be better able to detect hosts than
infaunal bivalves. The applicability of these hypotheses could be tested by examining
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P. W. KAT
adaptations possibly existing among marine groups such as the highly modified
Terenidae (shipworms) and Clavagellidae (flower-pot clams) that have long siphons, but
that also incubate larvae through various stages of development.
Inclusion of a parasitic stage in the life-cycle of unionaceans can have important
ramifications on the rate of speciation in this group as compared with non-parasitic
bivalves. Bush (1974, 1975a, b) has extensively reviewed the genetics of host race
formation and speciation, and mentions two genetic components that appear to play a
primary role in many parasitic host shifts : genes controlling host recognition and
selection, and genes involved with survival once contact has been made with the host.
Bush (1975b) and Day (1974)mention that the ability of a parasite to survive on a new
host might require only few genetic changes, and that the genetic variation needed to
establish a new host race could already be present in the parasite population (see
Walliker, 1983). In addition to these host shifts, divergence among widely distributed
host populations (e.g. Avise & Smith, 1972; Biette et al., 1981) could lead to
coevolutionary genetic divergences among parasite populations (Wright, I 97 I ;Kennedy,
1975).An example of this process has probably occurred among the unionaceans of Lake
Waccamaw, North Carolina. This lake contains a diverse and largely endemic unionacean
and fish fauna, members of which seem closely related to species occurring in the
surrounding drainages (Hubbs & Raney, 1946;Davis et al., 1981 ; Kat, 1983a). Isolation
of a unionacean species in a restricted basin such as Lake Waccamaw in which only one
of its several hosts is present could lead to evolution of host-recognition and survival
gene complexes (Bush, 1975a, b) highly specific to that particular host’s biochemistry
and immunology. Concurrent genetic divergence of the endemic host from its ancestors
outside the restricted basin could acceleratethe process of divergence between unionacean
taxa. Examination of one of the endemic species in Lake Waccamaw, Lampsilis sp., has
indicated that it probably diverged (based on genetic distances over 1 4 loci) from an
ancestral species outside the lake about 1.3 x 1o6 years ago (Kat, 1983a), a figure that
agrees well with the age of the lake. This host-related divergence among parasites is
analogous to racial differentiation with respect to pollinators in plants, in which floral
morphology differences among plant races are correlated with pollination by such
diverse pollinators as bees, moths and hummingbirds in different regions of the species’
geographic range (Grant & Grant, 1965).
The type of host parasitized can also have a large effect on the rate of divergence among
populations in widely distributed species. For example, Elliptio complanata primarily
parasitizes the yellow perch, which is limited to fresh and slightly brackish water,
exhibits territorial behaviour, and generally remains restricted to areas within a single
river (Mansueti, 1960; New, 1978). Consequently, populations of E. complanata from
neighbouring drainages and even from different sections of a single drainage can exhibit
considerable molecular genetic and morphological differences, especially among recently
established peripheral populations (Kat, 1983 b; Kat & Davis, 1983b). This indicates
that gene flow among such populations is rare. In contrast, populations of Anodonta
implicata and Lampsilis ochracea, which parasitize anadromous and salt-tolerant hosts,
exhibit remarkably little divergence between populations located at even opposite
extremes of their geographic ranges (Table 3 ; see Kat & Davis, 19836; Kat, 1 9 8 3 ~ ) .
This demonstrates that habitats that are isolated for species that parasitize freshwater
hosts (which presumably carry glochidia between drainage systems largely by chance)
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Unionacea as parasites
203
Table 3. Influence of host type :genetic characteristics of unionid populations occurring at
opposite geographic range extremes. (Genetic data from K a t €9 Davis, 1983b ; host data
from Townsend, I 939 ;Mansueti, I 960 ;Hynes, I 970)
Unionid
Anodonia implicata
Lampsilis ochracea
Lampsilis radiata
Elliptio complanaia
Host
tolerance
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Percentage of alleles
shared among
populations
Genetic
identity
90'4
882
80.7
79'5
0968 f 0 0 1 4
0954f 0 0 0 5
0943fOOlI
0938 f 0'01 6
A
A
FBS
FB
A = anadrornous, S = salt-water tolerant, B = brackish-water tolerant, F = restricted to fresh water.
are less so for species that parasitize saltwater-tolerant or anadromous hosts (which
presumably carry glochidia between drainage systems with greater frequency), and that
species in the first category are much more likely to differentiate by allopatric divergence
than species in the second category. It is also interesting to note that behaviour of
pollinators can similarly have a considerable influence on the probability of gene flow
among plant populations. For example, Schmitt ( I 980) demonstrated that bees typically
fly short distances, resulting in very localized pollen dispersal, while butterflies
frequently bypass nearby plants and can potentially distribute pollen among plant
demes. Bee-pollinated plants are therefore analogous to freshwater-host-distributed
unionaceans in that they have greater potential for local differentiation.
V. SUMMARY
It is proposed that the incorporation of a unique parasitic stage in the life-cycle of
unionaceans which involves an obligate relationship between a vertebrate host, usually
a fish, and a highly modified larval stage, the glochidium, has had far-reaching
consequences with respect to overall morphology, extent of species' geographic ranges,
and rate of speciation in the group.
Glochidia are separable into three main types with respect to overall shape and
attachment features, and are retained in variously modified brood pouches. When
mature, glochidia are released in several different ways which reflect various adaptations
involved in either attracting the fish host and/or increasing the probability of attachment.
Glochidia do not seem capable of host selection, and the reaction of the host to the
parasite seems to be the main factor in determining specificity. Release of glochidia is
synchronized to correspond to periods of predictable host availability, such as during
spawing migrations and nesting behaviour. Other adaptations include modifications of
glochidial conglutinates to mimic host food items, and modifications of the unionacean
mantle edges to attract hosts. In all cases, a good correlation exists between the type
of lure used and host food preferences, but, despite these adaptations, host specificity
among unionaceans seems low.
Parasitism among unionaceans is postulated to be mainly advantageous in terms of
predictability of dispersal by habitat-specific hosts, but parasitism is hypothesized to
entail constraints in terms of the degree to which shell shape and life-habit can be
diversified among unionaceans. The type of host parasitized is considered to affect the
204
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P. w. K A T
rate of diversification among populations and speciation among unionaceans : those that
parasitize strictly freshwater hosts are more likely to exhibit highly individualistic
populations in different drainages with respect to molecular genetic and soft-part
characters, while those that parasitize anadromous or saltwater-tolerant hosts show little
differentiation among widely distributed populations.
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VI. ACKNOWLEDGEMENTS
Discussions with Eugene Meyer, Samuel Fuller, Karl Kaufman, Arthur Clarke, and George Davis were
important in the development of ideas expressed in this paper. The comments of Steven Stanley, Jeremy Jackson,
and the anonymous reviewers improved the manuscript. This work was supported, in part, by the National Science
Foundation (DEB 78-1550) and the Consolidated Gift Fund of the Department of Earth and Planetary Sciences.
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