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Acta Materialia 57 (2009) 1132–1146
www.elsevier.com/locate/actamat
Evolution of initial grain boundaries and shear bands in Cu
bicrystals during one-pass equal-channel angular pressing
W.Z. Han, H.J. Yang, X.H. An, R.Q. Yang, S.X. Li, S.D. Wu *, Z.F. Zhang *
Shenyang National Laboratory for Materials Science, Institute of Metal Research, Chinese Academy of Sciences, Shenyang 110016, China
Received 25 September 2008; received in revised form 29 October 2008; accepted 1 November 2008
Available online 24 November 2008
Abstract
The evolution of grain boundaries (GBs) and shear bands in Cu bicrystals during one-pass equal-channel angular pressing (ECAP)
was systematically investigated by various techniques. Four Cu bicrystals were designed to make GBs with angles of 0°, 45°, 90° and 135°
with respect to the intersection plane (IP) of the ECAP die. After ECAP, the shear bands and the GB orientations in the four bicrystals
displayed distinct behaviors due to the difference in the initial GB directions and the special crystallographic orientation of the component grains. Based on the experimental results, it is suggested that the initial GBs have a remarkable influence on the shear deformation
behaviors of the adjacent regions, and the deformation regions far from the GBs are mainly controlled by the crystallographic orientations. The present investigations further demonstrate that shear deformation along the normal of the IP plays an important role in the
deformation of Cu bicrystals.
Ó 2008 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
Keywords: Cu bicrystals; Equal-channel angular pressing (ECAP); Grain boundary (GB); Shear bands
1. Introduction
For metals and alloys, the primary role of grain boundaries (GBs) is thought to be that of obstacles to dislocation
motion, and the widely referenced Hall–Petch relation [1,2]
predicts that decreasing the average grain size, effectively
increasing the fraction of GBs, results in increased strength
[1–5]. It is well known that there are several severe plastic
deformation (SPD) methods to refine the grain size or
increase the volume fraction of GBs in metallic crystalline
materials, e.g. equal-channel angular pressing (ECAP),
high-pressure torsion (HTP) and surface mechanical attrition treatment (SMAT) [6–10]. ECAP, as one of the major
SPD methods, has been widely used to fabricate ultrafinegrained materials for two decades [6,7]. The mechanism of
grain refinement via ECAP has been extensively investigated in numerous materials, including both polycrystals
*
Corresponding authors.
E-mail addresses: shdwu@imr.ac.cn (S.D. Wu), zhfzhang@imr.ac.cn
(Z.F. Zhang).
and single crystals [11–23]. However, the investigations
using polycrystals cannot clearly discern the individual
influences of numerous GBs and the different orientations
of the component grains on the grain refinement mechanism. Therefore, the use of various kinds of single crystals
provides a unique opportunity to obtain a direct evaluation
to reveal the effect of crystallographic orientation on grain
refinement [11–15]. However, studies using single crystals
also have some obvious limitations. For example, it is
not clear what the roles of the initial high-angle GBs
(HAGBs) are during the process of ECAP because there
are no GBs in single crystals.
In order to get a better understanding on the effect of
both GB and crystallographic orientation on grain refinement, bicrystals with one flat HAGB plane are the ideal
model materials. In the past decade, bicrystals have been
widely employed as model materials to reveal the GB
effects under monotonic and cyclic loading conditions.
Winning et al. [24,25], Cahn et al. [26,27], Molodov et al.
[28] and Zhang and Wang [29,30], have employed bicrystals
to study the GB migration process and the GB fatigue
1359-6454/$34.00 Ó 2008 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.actamat.2008.11.001
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
cracking mechanisms. Zaefferer et al. [31] and Kuo et al.
[32,33] have investigated the interaction of GBs with shear
deformation in bicrystals under both channel-die compression and a simple shear test conditions. They found that
the deformation behavior of GBs is a function of the GB
character, and the misorientation gradient is often formed
in the vicinity of the GB. Paul et al. [34] investigated the
strain hardening and microstructural evolution of channel-die compressed Al bicrystals and concluded that for
most grain pair combinations of bicrystals the individual
grain orientations played a dominant role in development
of deformation substructures. However, to the authors’
knowledge, there are no reports about the investigation
on the microstructural evolution of bicrystals during
ECAP to reveal GB effects.
It is well known that ECAP can impose very special
shear deformation on the pressed metal billets, which is
quite different from that in other SPD methods. For
example, the large shear deformation is always considered to occur along the intersection plane (IP) between
the entrance and exit channels, and the IP seems to be
the shear deformation plane [35,36]. Recently, we have
conducted some experiments using Al and Cu single crystals and the corresponding experimental results indicate
that, in addition to the shear deformation along the
IP, the shear deformation along the normal to the IP
also played an important role in the plastic deformation
of Al and Cu single crystals [15,37,38]. In recent papers
Starink et al. [39,40] also suggested a second shear plane
when modeling the texture evolution of Al alloys during
ECAP. The definition of the second shear plane by Starink et al. [39,40] is just the shear deformation plane
along the normal of the IP, which is very consistent with
our previous ideas [15]. In order to further investigate
the shear deformation mechanisms during ECAP, it is
necessary to select bicrystals as model materials because
the GBs in the bicrystals can be easily traced during
plastic deformation. According to the deformation and
evolution of the GBs in the designed bicrystals, one
can judge the shear deformation mode of ECAP in
detail.
In the present work, we employed four Cu bicrystals
with different GB angles with respect to the IP. The interaction mechanism between the shear deformation imposed
by the ECAP die and the GBs of Cu bicrystals were investigated by various techniques in order to study two issues:
(1) What is the role of the initial HAGBs in grain refinement mechanisms during ECAP? (2) What is the relation
between the evolution of the GBs and shear bands in those
Cu bicrystals during the shear deformation mode of ECAP.
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grown by the Bridgman method in a horizontal furnace
[29,30]. The initial crystallographic orientations of the
bicrystals were determined using the electron backscatter
diffraction (EBSD) method. In order to investigate the evolution of GBs in an identical bicrystal and the interaction
mechanism between shear deformation and GBs during
ECAP, the initial position of the GBs in the bicrystals
was designed according to the geometrical character of
the ECAP die. Fig. 1 is the schematic illustration of the
ECAP die and the corresponding GB locations in the four
Cu bicrystals. The angles between the GBs in the four
bicrystals and the extrusion direction (ED) of the ECAP
die are 0°, 45°, 90° and 135°; hence the four bicrystals were
named as A-GB-0°, B-GB-45°, C-GB-90° and D-GB-135°,
respectively.
2.2. Preparation of Cu bicrystals and processing by ECAP
Samples of four Cu bicrystals with dimensions of about
8 8 40 mm3 were cut according to the design from an
identical bulk Cu bicrystal. The methods of cutting these
Cu bicrystals are schematically illustrated in Fig. 2a.
Bicrystals B-GB-45° and D-GB-135° were cut with the
same format at the first stage, as shown in Fig. 2a. However, the specimen of bicrystal D-GB-135° was rotated
along its insert direction (ID) for 180° before the ECAP
processing, and then its GB had the designed GB location,
as shown in Fig. 1. The initial {1 1 1} pole figure of the
bicrystal in the vicinity of the GB is shown in Fig. 2b;
Fig. 2c is the corresponding EBSD image. It can be found
that one of the (1 1 1) planes of the component grains in the
bicrystals is approximately parallel to the GB plane, as
illustrated in Fig. 2c. The pictures of four specially
designed Cu bicrystals are shown in Fig. 2d. Then these
2. Materials and methods
2.1. Experimental design
The present experiments were conducted using bicrystal
of high-purity oxygen-free high-conductivity Cu (99.999%)
Fig. 1. Schematic illustration of the ECAP coordinates and the current
experimental design (ID, insert direction; TD, transverse direction; ED,
extrusion direction).
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 2. (a) Schematic illustration of the preparation of Cu bicrystals; (b and c) the initial {1 1 1} pole figure of the Cu bicrystal and the corresponding
EBSD image; (d) a picture of these Cu bicrystals before ECAP; (e) pictures of the four deformed Cu bicrystals.
Cu bicrystals were extruded for only one pass through a
right-angle ECAP die at room temperature with an extrusion rate of 5 mm min 1 and lubrication of MoS2. After
ECAP, the shapes of these Cu bicrystals were significantly
changed and the GBs had different angles with respect to
the ED, as shown in Fig. 2e.
2.3. Microstructural characterization
After ECAP, the microstructural characterizations
were performed by scanning electron microscopy (SEM;
Cambridge S-360 and LEO SUPRA 35-FEG-SEM).
The samples for SEM and EBSD experiments were then
mechanically ground using abrasive paper and finally
electropolished in a solution of alcohol and phosphoric
acid. The EBSD experiments were conducted on a
LEO SUPRA 35-FEG-SEM with a step size of 3 lm
and the image area was set at 700 700 lm2. In order
to further observe the microstructures in the vicinity of
the GBs, the polished samples were then etched and
scanned by SEM. In our experimental observations,
great attention was paid to the evolutions of GBs, shear
bands as well as slip bands.
3. Results
3.1. Bicrystal A-GB-0°
Fig. 3 shows the SEM electron channeling contrast
(SEM-ECC) images on the ID–ED plane of the bicrystal
A-GB-0° in the vicinity of the GB after one pass of ECAP.
It can be seen that the GB in the bicrystal A-GB-0° has an
angle of 27° with respect to the ED, as indicated in
Fig. 3a. Compared with the initial GB, it has been rotated
27° in the anticlockwise direction. The total length of the
GB also was elongated and can be calculated according to
the angle between the elongated GB and the ED of the
ECAP die. The direction of the GB in the bicrystal AGB-0° is similar to the shear flow lines formed in polycrystalline metals [41–48], which also make an angle of 27°
with respect to ED and can be understood in terms of
material flow during ECAP [41–48]. Different directions
of deformation bands were formed in order to coordinate
the plastic deformation at the GB, as demonstrated in
Fig. 3a and b. Some part of the GB in the bicrystal AGB-0° can be clearly discerned, but some other parts
become indistinct, forming a banding structure with a
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
1135
Fig. 3. Typical SEM-ECC images of bicrystal A-GB-0° on the ID–ED plane after one pass of ECAP: (a) low-magnification observation; (b)–(d) highermagnification images.
width of 40 lm aligned along the direction of GB, as
shown in Fig. 3c and d. The formation of the banding
structures must be induced by the effect of the GB. Hereafter, this kind of special deformation region induced by GB
will refer to as the GB-affected zone (GBAZ).
Fig. 4 shows an SEM image of the etched bicrystal AGB-0° after one pass of ECAP. It can be seen that the
GB in the deformed bicrystal still keeps straight although
it has undergone SPD, as shown in Fig. 4a–d. Profuse
shear bands can be clearly observed in the vicinity of the
GB, as marked in Fig. 4a and b. It should be pointed out
that those shear bands did not stop at the GB, but persisted
for a certain distance, as indicated in Fig. 4b. At a higher
magnification, some slip traces can be found, as marked
in Fig. 4d. Fig. 5 shows the EBSD images. It can be seen
that the GB in the bicrystal A-GB-0° is marked by the yellow lines in the middle of Fig. 5a. The newly formed deformation structure in the bicrystal A-GB-0° has a relatively
low misorientation angle (<15°), as illustrated in Fig. 5b,
which is consistent with the investigations using single crys-
Fig. 4. SEM images of the etched bicrystal A-GB-0° on the ID–ED plane after one pass of ECAP: (a) low-magnification observation; (b)–(d) highmagnification images.
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 5. The EBSD image and orientation information of the deformed
bicrystal A-GB-0° on the ID–ED plane: (a) EBSD image; (b) GB
misorientation distribution and the {1 1 1} pole figure.
tals [11–15]. The insert in Fig. 5b is the {1 1 1} pole figure of
the deformed bicrystal A-GB-0°; it can be seen that those
banding structures were formed only along a (1 1 1) plane
in each component grain, as marked by the white dashed
lines in Fig. 5a.
3.2. Bicrystal B-GB-45°
Fig. 6 shows the SEM-ECC images on the ID–ED plane
of the bicrystal B-GB-45°. The GB of the bicrystal B-GB45° makes an angle of 53° with respected to the ED, as
labeled in Fig. 6a. Although it has been rotated 8° in
the anticlockwise direction compared with the initial GB,
the length of the deformed GB in the bicrystal B-GB-45°
remains unchanged. Some shear bands were formed along
similar directions in the two component grains of bicrystal
B-GB-45°, as shown in Fig. 6a. In some parts, the shear
bands have penetrated the initial HAGB, as demonstrated
in Fig. 6b–d. Due to the intensive interactions between the
shear bands and the GB, the propagation direction and the
width of the shear band have changed greatly, as shown in
Fig. 6b and c. When a shear band penetrated the GB, a
deformation-induced step was left at the GB, as indicated
by the white circle in Fig. 6d.
Fig. 7 shows another typical morphology formed in the
bicrystal B-GB-45°. In this part, the GB cannot keep
straight after ECAP, and appears in a wavy shape, as
shown in Fig. 7a–d. Some shear bands were also formed
beside the GB, as observed in Fig. 6; however, those shear
bands did not penetrate the GB, while still maintaining a
certain distance with respect to the GB, as observed in
Fig. 7a and b. It can be found that a GBAZ with a width
of about 300 lm was formed at the left side of the GB.
The shear bands in the left grain stop at the boundary of
GBAZ, while the shear bands in the right grain only started
at the edge of the GB, as demonstrated in Fig. 7b and c.
The GBAZ appears in a different contrast and its microstructures are highly jumbled and significantly different
from the region far from the GB, as shown in Fig. 7c
and d. The formation of the GBAZ and the curvature of
the GB must be induced by the deformation incompatibility between the left and the right component grains.
Figs. 8 and 9 present SEM images of the etched bicrystal
B-GB-45° after one pass of ECAP. The GB in the
deformed bicrystal becomes banded due to the strong interaction between the shear bands and the GB. Clear shear
bands can be observed in the etched specimen, as marked
by the dashed lines in Figs. 8 and 9. Obviously, one shear
band corresponds to one curvature at the region of the
GB in the bicrystal B-GB-45°. Therefore the kinking deformation of the GB in the bicrystal B-GB-45° was induced by
the strong shear deformation imposed by the ECAP die.
Fig. 10a presents the EBSD image of the bicrystal B-GB45° in the vicinity of the GB. It can be seen that a step
was formed due to the intensive interaction between shear
bands and the GB. The yellow line in the middle of Fig. 10a
indicates the deformed GB. Obviously, the GB has been
significantly twisted during extrusion. After ECAP, the orientation of the bicrystal B-GB 45° has been significantly
scattered. Most of the GB misorientation angles are less
than 15°, although some misorientation angles are larger
than 15°. From the corresponding {1 1 1} pole figure in
Fig. 10b, it can be deduced that the shear bands in the
bicrystal B-GB-45° did not propagate along the (1 1 1)
plane. These experimental results demonstrate that the
bicrystal B-GB-45° has undergone more intensive plastic
deformation than the bicrystal A-GB-0°.
3.3. Bicrystal C-GB-90°
Fig. 11 shows the SEM-ECC images on the ID–ED
plane of the bicrystal C-GB-90° near the region of the
GB. Its GB is parallel to ED and has been rotated 90°
in the anticlockwise direction during ECAP, as shown in
Fig. 11a–d. The length of the deformed GB remains
unchanged compared with the initial state, which is similar
to that in the bicrystal B-GB-45°. Further observations
around the GB indicate that the banding structures formed
in the bicrystal C-GB-90° still keep a certain distance from
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
1137
Fig. 6. Typical SEM-ECC images of the bicrystal B-GB-45° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
Fig. 7. Typical SEM-ECC images of the bicrystal B-GB-45° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
the GB, rather than penetrating it, which is different from
the observations in the bicrystal B-GB-45°, as displayed
in Fig. 11a–c. The magnified images at the region of the
GB shown in Fig. 11c and d demonstrate that the GB of
the bicrystal C-GB-90° remains straight although it has
undergone SPD.
Fig. 12 shows the SEM image of the etched bicrystal CGB-90°. When observed at low magnification, the GB in
the bicrystal C-GB-90° remains straight. At the part above
the GB, a few shear bands can also be found, as indicated
by the dashed line in Fig. 12a. However, at a higher mag-
nification, a series of small shear band traces can be
observed at the GB, as shown in Fig. 12b–d. Those small
shear bands form an angle of 45° with respect to the
GB. Due to the shear deformation along the 45° direction,
the GB in bicrystal C-GB-90° has been twisted and forms a
small step, as marked in Fig. 12d. Compared with that
formed in the bicrystal B-GB-45°, the steps in the bicrystal
C-GB-90° are very small. SEM observation of the etched
sample demonstrates that the bicrystal C-GB-90° has
undergone a shear deformation along the 45° direction of
the GB. The corresponding EBSD image and misorienta-
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 8. SEM images of the etched bicrystal B-GB-45° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
Fig. 9. SEM images of the etched bicrystal B-GB-45° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
tion distribution of the bicrystal C-GB-90° are presented in
Fig. 13. The orientation scatter shown in Fig. 13b is relatively small compared with the bicrystal B-GB-45°, indicating that the bicrystal C-GB-90° has undergone a relatively
homogeneous deformation. Most of the misorientation
angles are less than 15°, which is similar to the results of
the bicrystal A-GB-0°. The corresponding {1 1 1} pole figure in Fig. 13b indicates that the banding structures in
the lower grain were formed along a (1 1 1) plane, while
the shear bands in upper component grain did not propagate along a (1 1 1) plane.
3.4. Bicrystal D-GB-135°
Fig. 14 shows the SEM-ECC images on the ID–ED
plane of the bicrystal D-GB-135°. The GB of the bicrystal
D-GB-135° makes an angle of 30° with respect to the ED
and has been rotated 75° in the anticlockwise direction
during ECAP, as shown in Fig. 14a. The total length of
the GB was also increased. Profuse shear bands were
formed in the two sides of the GB in the bicrystal, as indicated by the white arrows in Fig. 14a. The propagation of
these shear bands is approximately parallel to the GB. In
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
1139
those regions have undergone a relatively homogeneous
deformation, which is obviously different from the region
far from the GB, as shown in Fig. 15. The corresponding
EBSD observation is shown in Fig. 16. Most of the formed
subgrains have relatively low misorientation angles (<15°),
except for the initial larger-angle GB and the deformationinduced shear banding structures, as demonstrated in
Fig. 16b. The corresponding {1 1 1} pole figure in
Fig. 16b indicates that the shear bands formed in the left
component grain did propagate along (1 1 1) plane. Those
observations clearly demonstrate that the plastic shear
deformation in the bicrystal D-GB-135° indeed occurs
along the direction parallel to the GB.
3.5. The influence of ECAP on the initial HAGB
misorientation
Fig. 10. The EBSD image and orientation information of the deformed
bicrystal B-GB-45° on the ID–ED plane: (a) EBSD image; (b) GB
misorientation distribution and the {1 1 1} pole figure.
Fig. 14b, two kinds of banding structures can be clearly
discerned: one type is the same as the shear bands observed
in Fig. 14a, as marked by the black arrow; another type is
formed just on the two sides of the GB, as indicated by the
two white arrows. The magnified observations of the second type of banding structure are shown in Fig. 14c and
d. The formation of the second type of banding structure
must be due to the remarkable influence of the GB on
the deformation behavior of its adjacent regions. In order
to accommodate the deformation around the GB, those
kinds of banding structures were formed in two component
grains just aligning along the GB and can also be termed a
GBAZ.
Fig. 15 shows an SEM image of the etched bicrystal DGB-135°. The GB in the deformed bicrystal D-GB-135°
also remains straight although it has undergone SPD, as
shown in Fig. 15a–d. Abundant shear bands can be seen
in Fig. 15(a), and have a certain distance with respect to
the GB, as shown by the previous observations with the
SEM-ECC technique. In the vicinity of the GB, the etched
bicrystal D-GB-135° has a very flat surface, indicating that
In the present investigation, the four Cu bicrystal billets
were cut from an identical bulk Cu bicrystal, as illustrated
in Fig. 2. Therefore the initial HAGB misorientations are
the same for the four bicrystals (56°). In order to measure
the misorientations of the deformed HAGB, we selected 12
random points beside the HAGB and plotted the misorientation distribution for the four Cu bicrystals, as shown in
Fig. 17. It can clearly be seen that the misorientations of
the four bicrystals are significantly different. The average
HAGB misorientations of the bicrystal A-GB-0° are
reduced by about 10° compared with the initial HAGB.
The HAGB misorientations of the bicrystal B-GB-45° are
scattered over a relatively wide range. Some parts are
higher than the initial HAGB, but some other parts are
lower than it, reflecting a relatively heterogeneous deformation for the bicrystal B-GB-45°. The HAGB misorientations of the bicrystal C-GB-90° and the bicrystal D-GB135° are very close to the initial misorientation. However,
the bicrystal C-GB-90° has a slightly lower misorientation,
and the bicrystal D-GB-135° has a slightly higher misorientation. The changing of the initial HAGB misorientation of
the four bicrystals during ECAP may be due to the dislocation slip or grain rotation induced by shear bands [49].
However, for the present ECAP experiment, it is hard to
give a very clear explanation. Based on these experimental
results, we can confirm that due to the strong interactions
between shear bands and the HAGB in the bicrystal BGB-45°, its HAGB misorientations have been scattered
over a wide range.
4. Discussion
The results obtained in this investigation provide clear
evidence that the evolution processes of the GBs and shear
bands are strongly affected by the initial position of the
GBs and the crystallographic orientations of the component grains. In the following section, we will further discuss
the evolution processes of the GBs and shear bands as well
as the deformation mechanisms of different Cu bicrystals
during ECAP.
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 11. The typical SEM-ECC images of the bicrystal C-GB-90° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification
images.
Fig. 12. SEM images of the etched bicrystal C-GB-90° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
4.1. Evolution of the GBs in bicrystals
It has been known that the GBs in the four Cu bicrystals have experienced different rotations and finally attain
different angles with respect to ED, as listed in Table 1.
The GB evolution in the bicrystal has a similar behavior
as the formation process of shear flow lines in polycrystalline metals during ECAP [41–48]. According to the
numerous studies on the deformation mechanism, one
can figure out the general flow rules of materials during
ECAP [43,44,46–48]. Considering the deformation processes of ECAP in a right-angled die, the materials
may follow three rules [44,46], as illustrated in Fig. 18:
(a) the material moves straight down in the vertical channel before reaching IP OO’, and moves parallel to the
ED in the horizontal channel after passing the IP; (b)
the moving direction of the material will be changed suddenly at the IP; (c) the total moving distance of any
point must be identical within the same time, i.e.
AM + MA0 = BN + NB0 .
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 13. EBSD image and orientation information of the deformed
bicrystal C-GB-90° on the ID–ED plane: (a) EBSD image; (b) GB
misorientation distribution and the {1 1 1} pole figure.
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Fig. 19 shows a simple model for the deformation processes of GBs in the four bicrystals. The line AB in
Fig. 19a stands for the horizontal GB in bicrystal A-GB0°. According to the three rules above, the line AB will
move straight down and remain unchanged until it reaches
line A1B1, then the right side of line A1B1 in Fig. 19a firstly
deforms and is directly changed into an oblique line OB2
parallel to the final line A0B0, as demonstrated in
Fig. 19a. Following this deformation format, the horizontal line AB will be changed into A0B0 piece by piece, i.e.
AB ? A1B1 ? A2O2B2 ? . . . ? A0B0. As a result, the
final line A0B0 compared with line AB has been stretched
along the direction of line A0B0. Therefore the line AB will
be rotated and turn into an oblique line, reaching an angle
of 26.6° with respect to the ED after ECAP. This prediction is very consistent with the experimental observation
as shown in Figs. 3 and 4. The schematic illustration of
the evolution process of the GB in the bicrystal B-GB45° is shown in Fig. 19b. Because the GB of the bicrystal
B-GB-45° is just parallel to the IP of ECAP die, the points
on line AB will reach and pass the IP at the same time
according to the flow rules above [43,44,46–48]. Hence
the deformation format of the GB in the bicrystal B-GB45°
can
be
described
as
AB ? A1B1 ? A2B2
? . . . ? A0B0. After ECAP, the GB of the bicrystal BGB-45° should attain an angle of 45° with respect to ED
and maintain the original length. This prediction is slightly
different to the experimental observation above (rotated
8°), which must be due to the strong interaction between
the shear deformation imposed by the ECAP die and the
GB. Besides, the effect of crystallographic orientations of
the component grains also plays an important role in influ-
Fig. 14. Typical SEM-ECC images of the bicrystal D-GB-135° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification
images.
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 15. SEM images of the etched bicrystal D-GB-135° on the ID–ED plane: (a) low-magnification observation; (b)–(d) high-magnification images.
Fig. 17. The misorientation distribution of the initial HAGB and the
deformed HAGB of the Cu bicrystals.
Table 1
The list of the GB parameters in the four Cu bicrystals before and after
one-pass ECAP: hD: the initial angle between GB and ED; hF: the angle
between GB and ED after ECAP; hR: the rotation angle of the GB; hP: the
predicted angle between GB and ED according to the point view of
materials flow; Dh: the difference between the predicted angle and the
experimental observation.
Fig. 16. EBSD image and orientation information of the deformed
bicrystal D-GB-135° on the ID–ED plane: (a) EBSD image; (b) GB
misorientation distribution and the {1 1 1} pole figure.
Specimen No.
hD
hF
hR
hP
Dh
GB state
Bicrystal
Bicrystal
Bicrystal
Bicrystal
0°
45°
90°
135°
27°
53°
0°
30°
27°
8°
90°
75°
27°
45°
0°
18.4°
0°
8°
0°
11.6°
Straight
Curved
Curved
Straight
A-GB-0°
B-GB-45°
C-GB-90°
D-GB-135°
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
1143
will reach an angle of 18.4° with respect to the ED; however, the experimental observations indicate that the GB
makes an angle of 30° with respect to ED (11° greater
than that predicted), indicating that the crystallographic
orientation of the grains in the bicrystal D-GB-135° also
plays an important role.
4.2. Deformation mechanism of Cu bicrystals
Fig. 18. Schematic illustration of the materials flow rules during ECAP.
encing the evolution of GB. The evolution processes of the
GB in the bicrystal C-GB-90° are demonstrated in Fig. 19c.
The initial vertical GB starts to kink little by little at the IP
of the ECAP die, and finally becomes a horizontal GB
without
changing
its
length,
i.e.
AB ? A1OB1 ? . . . ? A0B0, as illustrated in Fig. 19c.
This analysis is also very consistent with the experimental
observations shown in Figs. 11 and 12. The GB evolution
in the bicrystal D-GB-135° has a similar feature with the
bicrystal A-GB-0°, as illustrated in Fig. 19d. The evolution
process can be summarized as the route: AB ? A1B1 ? A2OB2. . . ? A0B0. Based on the flow rules, the GB
Previous investigations have clearly demonstrated that
the four bicrystals display quite different deformation
behaviors when subjected to ECAP due to their different
initial crystallographic orientations and the directions of
their GBs. The specific deformation morphologies in the
four bicrystals must be induced by the interaction between
the shear deformation imposed by the ECAP die and the
intrinsic slip deformation and the influence of the GBs.
The schematic illustration of the deformation process of
the bicrystal A-GB-0° is shown in Fig. 20. The initial
(1 1 1) slip planes in each grain of the bicrystal have only
a small angle with respect to the GB plane, as shown in
Fig. 20a. In order to accommodate the plastic deformation
of the GB, the slip systems on the (1 1 1) plane in each grain
were activated during ECAP, as demonstrated in Fig. 20b.
Therefore, a kind of banding structure just parallel to the
(1 1 1) plane was formed in each grain after extrusion as
shown in Fig. 20c. These banding structures may be
induced by both the shear deformations along directions
parallel and perpendicular to the IP. Due to the strengthen-
Fig. 19. Schematic illustration of the evolution process of the GBs in the four bicrystals: (a) bicrystal A-GB-0°; (b) bicrystal B-GB-45°; (c) bicrystal C-GB90° and (d) bicrystal D-GB-135°.
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
Fig. 20. Schematic illustration of the deformation process of the bicrystal A-GB-0°: (a) initial state; (b) during deformation; (c) final state.
ing effect of the GB, the region in the vicinity of the GB displays different deformation behaviors, as shown in Fig. 3.
Fig. 21 is a schematic illustration of the deformation
process of the bicrystal B-GB-45°. It can be seen that
its GB has been rotated a little compared with the initial
GB, but was significantly bent due to the shear deformation perpendicular to the GB. Previous investigations
demonstrate that in addition to the shear deformation
along the IP, shear deformation perpendicular to the IP
also plays an important role during ECAP [15]. Recently,
Starink et al. [39,40] took the second shear plane (shear
just vertical to IP) into consideration when studying the
texture evolution of Al alloys during ECAP. The deformation behavior of the bicrystal B-GB-45° is closely
related with the second shear stress. The initial (1 1 1)
planes of the bicrystal B-GB-45° are approximately parallel to the GB plane; in other words, the (1 1 1) planes of
the bicrystal B-GB-45° are parallel to the IP, as shown
in Fig. 21a. Some finer slip traces parallel to the IP can
also be seen in the upper component grain, showing that
shear deformation along IP occurs. However, the shear
deformation along the direction vertical to the IP also
plays an important role during ECAP, hence a series of
shear bands were formed along the direction vertical to
the IP. Due to the strong interaction between shear bands
and GB, the GB was severely deformed, forming deformation kinks, steps and so on, as illustrated in Fig. 21b
and shown in Fig. 21c.
The schematic illustration of the deformation process in
the bicrystal C-GB-90° is demonstrated in Fig. 22. The initial (1 1 1) planes of the bicrystal C-GB-90° are also approximately parallel to the GB plane. Different deformation
morphologies were formed in each grain in order to accommodate the plastic deformation. On the one hand, several
shear bands not propagating along the slip plane were
formed in the upper grain; on the other hand, many slip
bands were formed in the lower grain due to shear deformation along the 45° GB direction. Previous analysis demonstrates that the shear stress along the normal of IP plays
an important role [15,37,38]. At the initial stage, profuse
slip bands and shear bands were formed due to the shear
deformation along the normal direction of IP. After
ECAP, the GB in bicrystal C-GB-90° has been rotated
about 90°, and as a result those slip bands and shear
bands will have an angle of 45° with respect to ED at the
final state, as shown in Fig. 22c.
Fig. 23 is a schematic illustration of the deformation
process in the bicrystal D-GB-135°. According to the initial
pole figure, one can find that the (1 1 1) plane of the bicrystal D-GB-135° is also approximately parallel to the GB
Fig. 21. Schematic illustration of the deformation process of the bicrystal B-GB-45°: (a) initial state; (b) during deformation; (c) final state.
W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
1145
Fig. 22. Schematic illustration of the deformation process of the bicrystal C-GB-90°: (a) initial state; (b) during deformation; (c) final state.
Fig. 23. Schematic illustration of the deformation process of the bicrystal D-135°: (a) initial state; (b) during deformation; (c) final state.
plane, whereas the GB of the bicrystal D-GB-135° is just
perpendicular to the IP of ECAP die, as illustrated in
Fig. 23a. Since one of the maximum shear stresses is along
the normal direction of IP, the shear deformation occurs
just along the direction of GB, and as a result many shear
bands were formed along the GB, as illustrated in Fig. 23b
and shown in Fig. 23c. The deformation processes of the
bicrystals B-GB-45° and D-GB-135° indicate that the shear
stress along the direction normal to IP plays an important
role in the plastic deformation of Cu bicrystals.
5. Conclusions
Four Cu bicrystals with different initial GB directions
were subjected to one pass of ECAP. The evolution of
shear bands and GBs was characterized by various techniques. Based on the experimental observations and the
analyses, the following conclusions can be drawn.
ing ECAP, while for bicrystals B-GB-45° and D-GB135°, there exists a slight discrepancy between prediction and experimental observation, which may be due
to the different crystallographic orientations of the
two component grains.
(2) During the process of ECAP, the four bicrystals display quite distinct deformation behaviors due to their
different initial GB directions and the specific crystallographic orientations of the component grains. The
evolution process of the shear bands and the GBs
in those bicrystals were analyzed according to the
shear deformation mode of ECAP. Based on the
experimental results and the analyses, it is suggested
that shear deformations both parallel and perpendicular to IP play important roles in the ECAP process
of bicrystals.
Acknowledgments
(1) The GBs of four Cu bicrystals have different rotations during ECAP and reach different angles with
respect to ED. The GB of bicrystal C-GB-90° has
the largest rigid body rotation, while the bicrystal
B-GB-45° has the smallest rigid body rotation among
the four bicrystals during ECAP. The evolution of
the GB in bicrystals A-GB-0° and C-GB-90° can be
understood based on the flow rules of materials dur-
This work is supported by National Natural Science
Foundation of China (NSFC) under Grant Nos.
50571102, 50890137 and 50171072. Zhang Z.F. would like
to acknowledge the financial support of the ‘‘Hundred of
Talents Project” of the Chinese Academy of Sciences and
the National Outstanding Young Scientist Foundation under Grant No. 50625103.
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W.Z. Han et al. / Acta Materialia 57 (2009) 1132–1146
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