Blackwell Science, LtdOxford, UKPCEPlant, Cell and Environment0016-8025Blackwell Publishing Ltd 2003January 2003
261
Original Article
Ecological significance of xylem water transportM. Mencuccini
Plant, Cell and Environment (2003) 26, 163–182
The ecological significance of long-distance water
transport: short-term regulation, long-term acclimation and
the hydraulic costs of stature across plant life forms
M. MENCUCCINI
Institute of Ecology and Resource Management, University of Edinburgh, The King’s Buildings, Mayfield Road, Edinburgh,
EH9 3JU, Scotland, UK
ABSTRACT
Plant hydraulic conductance, namely the rate of water flow
inside plants per unit time and unit pressure difference,
varies largely from plant to plant and under different environmental conditions. Herein the main factors affecting: (a)
the scaling between whole-plant hydraulic conductance and
leaf area; (b) the relationship between gas exchange at the
leaf level and leaf-specific xylem hydraulic conductance; (c)
the short-term physiological regulation of plant hydraulic
conductance under conditions of ample soil water, and (d)
the long-term structural acclimation of xylem hydraulic
conductance to changes in environmental conditions are
reviewed. It is shown that plant hydraulic conductance is a
highly plastic character that varies as a result of multiple
processes acting at several time scales. Across species ranging from coniferous and broad-leaved trees to shrubs, crop
and herbaceous species, and desert subshrubs, hydraulic
conductance scaled linearly with leaf area, as expected from
first principles. Despite considerable convergence in the
scaling of hydraulic properties, significant differences were
apparent across life forms that underlie their different abilities to conduct gas exchange at the leaf level. A simple
model of carbon allocation between leaves and support
tissues explained the observed patterns and correctly predicted the inverse relationships with plant height. Therefore, stature appears as a fundamental factor affecting gas
exchange across plant life forms. Both short-term physiological regulation and long-term structural acclimation can
change the levels of hydraulic conductance significantly.
Based on a meta-analysis of the existing literature, any
change in environmental parameters that increases the
availability of resources (either above- or below-ground)
results in the long-term acclimation of a less efficient (per
unit leaf area) hydraulic system.
Correspondence: Maurizio Mencuccini. Fax: +44 1316620478; email: m.mencuccini@ed.ac.uk
© 2003 Blackwell Publishing Ltd
Key-words: hydraulic
tance; leaf
water
structural acclimation.
architecture; hydraulic conducstatus;
stomatal
regulation;
INTRODUCTION
Water transport in plants has received considerable attention in the last two decades. Since the seminal paper by
Jarvis (1975) and, especially, the highly influential books by
Milburn (1979) and Zimmermann (1983), water transport
has ceased to be a botanical curiosity and has come to be
regarded as one of the ecophysiological traits that must be
considered in the description of a plant response to environmental and endogenous stimuli.
In its path from the soil to the atmosphere, water moves
inside xylem conduits (either vessels or tracheids) for only
a fraction of the time. Accordingly, the xylary resistance to
water flow represents only a fraction of the total liquid
resistance from the soil to the sites of evaporation inside
leaves, sometimes quite a minor fraction. However, for a
number of reasons, some of which will be dealt with in this
review, this fraction can play a significant role in regulating
plant physiological responses at the level of individual stomata, individual leaves and whole plants.
More generally, the capacity to conduct water from soil
to leaves (which includes both xylary and extra-xylary
components) is an important regulatory factor of leaflevel gas exchange properties, both in the short and in the
long term. Although stomatal aperture directly controls
water loss to the atmosphere, it needs to do so by incorporating some kind of information about both the availability of soil water and the efficiency of the plant water
transport system. If this did not happen, stomata would
not balance carbon uptake against water loss very effectively. Therefore, knowledge of the main features of water
transport in plants, the species-to-species variability as
well as its dynamics over time are essential to understanding the ecological significance of the mechanics of guard
cell function.
This review attempts to highlight some of the most
important reasons why a consideration of whole-plant pro163
164 M. Mencuccini
cesses related to water transport is required for a full understanding of leaf-level gas exchange properties and,
ultimately, of the physiological ecology of plant species.
I have adopted a broad comparative approach, trying to
highlight general interspecific patterns of variability. In so
doing, use is made of the tools of allometric scaling, that is,
morphological and physiological properties are considered
as they change across several orders of magnitude (Niklas
1994; Brown & West 2000). This involves losing focus
on the mechanisms and the signals involved in the coordination of leaf-level and whole-plant properties, but
allows me to sketch a broader picture across the plant kingdom of the degree of convergence or divergence among
species with regard to water transport.
This review is composed of four major sections. In the
first, the main concepts related to the scaling between leaf
physiological and whole-plant hydraulic properties across
species are introduced. A simple optimality model of carbon allocation with respect to hydraulic functions is also
presented. In the second section, I present the results of a
meta-analysis of the published information on the scaling
of hydraulic properties across plant life forms. These results
are interpreted using the model previously presented.
Herein, the significance of changes in hydraulic properties
within the context of the plant’s carbon economy are also
discussed. In the third section, the short-term temporal
dynamics of hydraulic properties are considered, particularly with regard to physiological regulation. However, the
implications of the vaporization of xylem water under
water stress are not examined in any detail, as this aspect
has already received considerable attention in other
reviews (e.g. Tyree & Sperry 1989; Sperry et al. 2002).
Rather, the major processes responsible for the short-term
endogenous regulation of plant hydraulic conductance
under conditions of ample soil water availability are highlighted. Finally in the fourth section, I focus on the longterm structural acclimation of plant hydraulic conductance
to changes in environmental parameters.
General concepts related to plant hydraulic architecture
(Tyree & Ewers 1991), and cavitation and embolism (Tyree
& Sperry 1989) are taken for granted. A list of abbreviations used in the text is given in the Appendix.
LONG-DISTANCE WATER TRANSPORT,
STOMATAL REGULATION AND OPTIMAL
BIOMASS ALLOCATION
General concepts
It has been known for a long time that the supply of
water through the roots and the stem must be in some
form of balance with the demand for liquid water resulting from the unavoidable losses of vapour at the leaf surface (e.g. Dixon 1914). A formal representation of the
relationships between flow of liquid water, water potential
difference and resistance to flow was introduced only a
few years later (Huber 1928). The Ohm’s law analogy provides a useful starting point to interpret the correlation
between the liquid-phase and vapour-phase conductances
in plants:
yl =ys -
AL gs Ds
- r w gh
K pl
(1)
where Yl, Ys, AL, Kpl rw, g and h are the leaf and the soil
water potentials, the total plant leaf area, the whole-plant
hydraulic conductance from the soil to the leaves, the water
density, the gravity acceleration and the plant height,
respectively. The simplicity of Eqn 1 hides a number of
complications. Some of the terms in Eqn 1 are not independent from one another. For instance stomatal conductance,
gs responds in the short term and acclimates in the long
term to changes in Ds, the vapour-pressure deficit between
the inside of the leaf boundary layer and the inside of the
stomatal chamber, and the same can be said of changes in
Kpl with respect to Y, and possibly also with respect to
changes in EL, leaf-specific transpiration rate, namely the
product of gs and Ds. Finally, Eqn 1 is only valid under the
assumption of steady-state conditions which are rarely, if
ever, met.
Despite all these caveats, Eqn 1 has proved to be useful
in exploring the significance of the inter-relationships
among stomatal conductance, soil and leaf water potential
and plant hydraulic conductance. For instance, significant
positive correlations between plant hydraulic conductance
and stomatal conductance or transpiration rates by individual leaves have been reported in several studies (e.g. Meinzer et al. 1995, 1997, 1999; Meinzer & Grantz 1990; Sperry
& Pockman 1993; Mencuccini & Comstock 1999; Comstock
2000, etc.). This is expected based on Eqn 1 if stomata acted
to maintain leaf water status within tight limits for each
species (Saliendra, Sperry & Comstock 1995; Comstock &
Mencuccini 1998). Meinzer (2002) has recently reviewed
this topic in considerable detail.
A serious and underestimated problem with some of the
evidence of a tight correlation between liquid and vapourphase conductances is the presence of autocorrelation
between estimates of hydraulic conductance and measurements of vapour phase water flux, particularly transpiration
rate, as hydraulic conductance is frequently estimated by
inverting Eqn 1, that is, its calculation depends on transpiration rates. Problems of autocorrelation also emerge when
stomatal conductance or net assimilation rates are presented, if the same leaf area is used to scale measurements
of both hydraulic and vapour-phase conductance. Even
when hydraulic conductance of the whole plant is measured
with an entirely independent method to that employed to
measure transpiration rates, when both numbers are
divided by plant leaf area, autocorrelation is introduced
and the regression coefficient is inflated. A better approach
to this problem is to carry out a multiple regression analysis,
whereby values of transpiration rates per plant, Epl, are
regressed against both absolute hydraulic conductance Kpl
and plant leaf area AL, and by testing the significance of the
partial correlation coefficient of Kpl (Mencuccini & Comstock 1999).
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Ecological significance of xylem water transport 165
A theoretical framework for optimal biomass
allocation between leaves and support tissues
Substituting Eqn 6 in 5, using the notation of Eqn.2a and
2b and finally substituting in Eqn 3:
Herein I present a model of optimal biomass allocation
with respect to hydraulic functions, which accounts for the
costs of production of new support tissues and for the benefits deriving from a greater allocation to photosynthetic
leaf biomass. The model develops earlier treatments of this
topic (Givnish 1986; Magnani, Mencuccini & Grace 2000),
but it is more specific with regard to the trade-offs between
costs of hydraulic support and benefits of increased leaf
area across plant life forms.
I assume that total plant mass, Mpl, is divided into two
major compartments, the photosynthetic leaf mass ML and
the mass of the supporting tissues, MS:
1- F ˆ
AN = a* BÊ
Ë F ¯
ML = F Mpl
MS = (1 - F)Mpl
(2a, 2b)
where F is the fractional leaf mass (0 < F < 1).
I also assume that total photosynthetic uptake, Gpl, is
proportional to both leaf area, AL, and net photosynthetic
rate per unit leaf area, AN:
Gpl = SLA Mpl F AN
(3)
where SLA is specific leaf area.
I then express net photosynthetic rates using leaf conductance and the carbon dioxide gradient between outside air
and intercellular leaf spaces:
AN = s(gs - ci)/1·6
(4)
where the coefficient 1.6 is an average ratio of the diffusion
coefficients for water and carbon dioxide. Although the
term (cs - ci) is not independent of gs, several data-sets have
shown that, across species, a unique linear relationship
holds between gs and AN.
For each life form, stomatal conductance scales as a
function of plant leaf-specific hydraulic conductance KL,pl
as:
gs = a KL,plb 0 £ b £ 1
(5)
where b indicates the responsiveness of leaf conductance
to changes in the efficiency of the plant hydraulic system
within each life form. Later I will show that one can also
obtain a generalized interspecific scaling between gs and
KL,pl. However, it is also likely that b varies within each life
form (see later).
Plant hydraulic conductance is assumed to scale proportionally with the area of the conducting tissue and independently of height across species and life forms (Brown &
West 2000; Mencuccini 2002). We can then calculate the
biomass investment necessary to obtain the mass of the
hydraulic tissues (cf. Magnani et al. 2000):
K pl = ks As =
ks Ms
Hrs
(6)
where ks, As, H and rs are the sapwood-specific conductivity, conducting cross-sectional area, total height and tissue
density, respectively.
b
a* = a(cs - ci ) / 1◊6
(7)
ks
Ê
ˆ
B=
Ë Hrs SLA ¯
and
Gpl = SLA* a* B Mpl F(1 - b)(1 - F)b
(8)
Assuming a constant plant mass (and height) for the
moment, Eqn .10 can be solved to derive the optimal value
of F, the fractional leaf mass that maximizes Gpl:
F = (1 - b)
(9)
Therefore the optimal fractional leaf mass that maximizes
Gpl is shown to depend on the scaling between leaf conductance to vapour and leaf-specific hydraulic conductance.
The expression embodies the fundamental trade-off
between the photosynthetic benefits of a greater biomass
allocation to leaves and the hydraulic costs of a reduced
leaf-specific hydraulic conductance.
Combining Eqns 2a, 2b and 9 yields:
(1 - b) Hrs
Gpl
b
ks
ks
Gpl = b
M pl
Hrs
ML =
(10a, 10b)
Hence, a log–log plot of whole-plant hydraulic conductance
versus leaf mass (or area) or a plot of plant mass versus
whole-plant hydraulic conductance for species of each life
form should yield lines with slopes of 1.00. However comparing lines across different life forms should yield variable
intercepts, depending on average plant height for each life
form. The dependency of the intercepts of Eqns. 10a and
10b on plant height arises because maintaining a certain
level of hydraulic conductance requires more biomass
investment in tall than in short organisms, as a consequence
of the sheer volume of tissue needed. Finally, also note that
this analysis does not consider the additional effect that
changes in plant height will inevitably have on the gravitational component of plant water potential across life forms.
A GENERALIZED BALANCE BETWEEN SUPPLY
AND DEMAND FOR WATER AND THE
HYDRAULIC COST OF STATURE ACROSS
LIFE FORMS
In the previous section, several comparative studies were
cited to provide examples of the potential significance of
the correlation between vapour- and liquid-phase properties, across a range of species and growing conditions. However, a generalized picture concerning the nature of the coordinated development of liquid-phase and vapour-phase
properties has failed to emerge, for three main reasons.
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
166 M. Mencuccini
First, very little attention has been paid to the anatomical
and structural determinants, which may underlie this coordination. For instance, although significant effort has
been devoted to describing the variability in xylem anatomical features across species (e.g. conduit frequency, diameter, length distribution, etc.), comparatively very little has
been done to describe the anatomical features relating to
stomatal conductance, in spite of both theoretical (Sharpe,
Wu & Spence 1987) and empirical studies (Franks, Cowan
& Farquhar 1998) that have demonstrated the importance
and the species-to-species variability in characters such as
guard cell width, stomatal pore length and area of guard
cell dorsal wall. Even less frequently have the two sets of
anatomical features been examined concurrently, to determine whether variability in xylem anatomy was coupled
with variability in leaf anatomy (e.g. Aasamaa, Sober &
Rahi 2001; Feild et al. 2001). An obvious related issue is our
current lack of physiological understanding of the signals
involved in regulating both leaf-level gas exchange and carbon allocation during growth.
Second, it is unclear whether such co-ordinated development of liquid- and vapour-phase properties holds across a
very wide range of species of largely different form as well
as leaf and xylem structure. In most cases, the reported
correlations between gas- and liquid-phase properties were
linear, however, in other cases curvilinear asymptotic relationships have been reported (Meinzer et al. 1995; Andrade
et al. 1998; Mencuccini & Comstock 1999; Tausend, Goldstein & Meinzer 2000). The curvilinearity may arise for
several reasons: stomatal resistance may represent only a
fraction of total leaf (or even more, canopy) resistance.
Consequently, for very large values of stomatal conductance in partially or totally uncoupled canopies, one may
expect the relationship to break down, as transpiration
rates are controlled by stomatal aperture only to a minor
extent (Jarvis & McNaughton 1986). Another reason may
be that a plot of hydraulic conductance versus maximum
stomatal conductance across species may not express the
full extent of the co-ordination between these two properties, as at maximum stomatal conductance, D and consequently E, are normally low and possibly not limiting.
Hubbard et al. (2001) have also stressed that a linear relationship between vapour- and liquid-phase conductances
should be expected only if the behaviour of the plants was
entirely isohydric, that is, if leaf water potential was maintained constant despite changes in hydraulic resistances.
The issue of whether species with largely different leaf
and xylem structures as well as life forms converge towards
a similar hydraulic balance (i.e. ratios between liquid- and
vapour-phase properties), that is, the nature of the coordinated development between gas exchange and
hydraulic properties across species, is an important one.
Third, across plant life forms, stomatal conductance
changes dramatically, both in terms of maximum rates and
of the degree of response to changes in environmental variables (Körner 1994). In previous studies, maximum stomatal conductance appeared to be linearly related to leaf
nitrogen concentration for broad categories of vegetation
types with variable leaf longevities (Schulze et al. 1994),
suggesting that the overall scaling of stomatal conductance
across life forms was tightly associated with photosynthetic
functions, rather than water relations. Furthermore, across
life forms, midday leaf water potential (averaged, let’s say,
over the course of the season) may also change substantially, again questioning whether the reported relationships
between liquid- and vapour-phase conductances are of general significance.
For this purpose, I reviewed the existing literature on the
subject, where measurements of both vapour-phase and
liquid-phase conductances had been reported.
I adopted the following criteria to select studies for inclusion in this meta-analysis:
1 Measurements of leaf gas exchange should have included
stomatal conductance (gs) and/or transpiration rates, EL.
As long as the other conditions were met, I included
studies in which either one or both variables had been
measured, and formed two independent data-sets. For
stomatal conductance, these measurements should have
been carried out on samples of leaves representative of
the entire canopy. Environmental parameters should
also have been measured and reported. I excluded all
data points collected in periods of clearly high soil water
stress and/or limited light availability. For each available
data-set, I averaged the maximum values of reported
stomatal conductances for a range of measured conditions and sampling times. This criterion is roughly equivalent to the one employed by Körner (1994). For
transpiration rates, measurements should have been carried out on samples of leaves representative of the canopy or being carried out directly at the canopy scale (e.g.
transpiration rate estimated using sap flow sensors
installed on branches or central stems).
2 Measurements of whole-plant hydraulic conductance Kpl
(the entire pathway from soil to leaves) and/or leaf-specific hydraulic conductance KL,pl (i.e. Kpl relative to the
total leaf area present in the plant) should also have been
carried out, independently of measurements described in
point 1. This last criterion was quite a demanding one, as
it proved difficult to find even a few publications where
KL and EL had been estimated independently. Therefore,
for the purpose of the meta-analysis, I limited myself to
comparisons of KL,pl against gs, for those cases where gs
had been estimated independently using porometry or a
gas-exchange system. All measures of hydraulic conductance were corrected for the gravitational component of
water potential using the known values of plant height.
3 Measurements of plant size (leaf area, diameter at the
base, total height, total mass, etc.) should also have been
given. When leaf area was related to measures of wholeplant hydraulic conductance Kpl, the two estimates
should have been independently calculated. For a number of studies, the authors were directly contacted to
obtain the additional information required.
4 When multiple reports were found for the same species, only the one that referred to the largest individu-
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Ecological significance of xylem water transport 167
60
(a)
50
Frequency
40
30
20
10
0
-5
0
5
10
15
20
25
30
leaf-specific hydraulic conductance, KL
mmol m-2 s-1 MPa-1
20
(b)
18
16
Frequency
14
12
10
8
6
4
2
0
-2
-1
0
1
2
3
4
ln(leaf-specific hydraulic conductance), ln(KL)
-2
-1
mmol m s MPa
-1
Figure 1. Frequency distribution of leaf-specific hydraulic conductance KL,pl across 65 species. (a) Distribution of raw data. (b)
Distribution of log-transformed values. Distributions of RL,pl also
revealed similar patterns, both in the natural and in the logtransformed scale.
als was selected, to avoid introducing bias due to overrepresentation by several individuals of only one or a
few species.
I have attempted to demonstrate the link between hydraulic and gas exchange properties using two different
approaches. First, I related KL,pl with leaf-level gas
exchange properties and then I looked at the relationship
between whole-plant conductance and whole-plant leaf
area.
Across 50 species, spanning eight orders of magnitude of
size (expressed in terms of plant dry mass) and including
representatives of temperate coniferous and broad-leaved
trees, tropical trees, temperate fruit trees, shrubs, desert
subshrubs, ferns, lianas, succulents and herbaceous crop
plants, there was a highly skewed distribution of KL,pl
(Fig. 1a). A large fraction of the sampled species had values
of KL,pl between 0 and 5 mmol m-2 s-1 MPa-1, but examples
up to about 25 mmol m-2 s-1 MPa-1 have been reported. The
reciprocal plot of leaf-specific hydraulic resistance, RL,pl,
also showed significant skewness, although to a lesser
degree (data not shown). Both plots became not significantly different from a Gaussian distribution, upon logtransformation of the values (Figs 1b; P > 0.05, for both
skewness and kurtosis).
Under conditions of ample soil water, KL,pl controls the
levels of water potentials obtained within the plant at each
level of transpiration rate. The majority of the highest
reported values of KL,pl were for desert subshrub species
(Encelia farinosa, Hilaria rigida, Hymenoclea salsola and
Ambrosia dumosa). These very high values were obtained
in three different studies using plants under ample soil
water supply (Nobel & Jordan 1983; Comstock & Mencuccini 1998; Comstock 2000). These values are probably
within the same order of magnitude as values of soil
hydraulic conductance, even under almost complete saturation (e.g. Blizzard & Boyer 1980; Landsberg & Jones
1981). For these species therefore, which maintain very high
rates of transpiration, even under ample soil water supply,
a large fraction of the water potential drop may occur outside the plant, not inside. Sperry et al. (1998) proposed a
theoretical model of xylem and soil pore cavitation in relation to xylem water transport and leaf gas exchange. The
model predicted that plants should tend to optimize their
leaf area : root area ratio to achieve optimal regulation of
gas exchange. The optimal leaf area : root area ratio (equivalent to the ratio of plant to soil hydraulic conductance)
was dependent on soil type and cavitation resistance but,
overall, the model predicted that a plant should grow in
such a way that its hydraulic path would always tend to be
xylem-, rather than soil-limited; that is, such that the location of the most vulnerable site (the hydraulic bottleneck)
would be inside the plant xylem. This is achievable, as soil
hydraulic conductance is largely a function of fine root
density. It is therefore interesting to note that the root
xylem of those desert subshrub species was reported to be
extremely sensitive to cavitation in comparison with the
respective above-ground organs (Mencuccini & Comstock
1997). More work on the relationships between soil and
xylem characteristics (e.g. Hacke et al. 2000; Ewers, Oren
& Sperry 2000) under a range of plant hydraulic conductances will certainly produce interesting results.
There was a very tight relationship between KL,pl
and leaf-specific transpiration rate E (Fig. 2a;
ln E = 0.008 + 0.969 ln KL,pl, R2 = 0.87, P < 0.0001). As mentioned before, this was expected, as most studies are
affected by self-correlation as E is employed to calculate
KL,pl. Figure 2b shows the same data-set with values now
grouped by plant life form and plotted on a linear
scale (ln E = 0.004 + 1.007 ln KL,pl, R2 = 0.87, P < 0.0001).
Figure 2b highlights the tendency of the desert subshrub
species, shrubs and herbaceous crop plants to display
higher values of both E and KL,pl, in comparison with trees
(particularly conifers) and to ferns. The calculated regression coefficients across the entire data-set (b = 0.969 and
b = 1.007) suggested a perfect isometric scaling (i.e. a linear
relationship in the linear scale, or b = 1.00) between vapourphase fluxes and liquid-phase conductances across life
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
168 M. Mencuccini
(a)
Conifers
Temperate,
tropical and
fruit broadleaves
Shrubs
Ferns
Herbaceous
and desert
sub-shrubs
Lianas
1
0.1
0.1
1
10
100
leaf-specific hydraulic conductance, KL
mmol m-2 s-1 MPa-1
18
y = 1.0383x1.0067
R2 = 0.8632
16
(b)
desert
sub-shrub
12
1000
(a)
6
shrub
4
fruit
tree
2
crop
broadleaf
liana
conifer
fern
0
0
2
4
6
8
10
12
14
16
18
20
-2
8
-1
10
mmol m s
transpiration rate, E
mmol m-2 s-1
14
stomatal conductance, gs
transpiration rate, E
-2 -1
mmol m s
10
ries of life forms and plotting them on a linear scale
(ln gs = 4.797 + 0.633 ln KL,pl, R2 = 0.65, P < 0.001). The proportion of variance explained by the regression increased
significantly when the means of each life form were examined, probably because the noise associated with the different environmental conditions when the measurements
were taken (i.e. light intensity, D, air temperature, level of
soil water stress, etc.) disappeared upon averaging across
sampled species. The average scaling coefficient of stomatal
conductance against KL,pl was ª0.65, which is significantly
less than expected from isometry (P < 0.01), and suggesting
instead a saturating behaviour at large KL,pl across life
forms.
Whole-plant leaf area was highly significantly related to
the subtending hydraulic conductance Kpl (mmol s-1
MPa-1) across species of several life forms (Fig. 4a; ln(AL)
100
Conifers
Temperate,
tropical and
fruit broadleaves
Shrubs
Ferns
Herbaceous
and desert
sub-shrubs
Lianas
leaf-specific hydraulic conductance, KL
mmol m-2 s-1 MPa-1
10
0.1
Figure 2. Plots of leaf-specific transpiration rates against leaf-
forms (t-test, P > 0.05). Based on an Ohm’s law analogy, the
intercept of the log–log plot can be interpreted as the average water potential gradient from soil to leaves for all the
species in the regression. Both values obtained equate to
an average DY ª 1 MPa.
The effect of the auto-correlation is removed by examining only those studies that report independent estimates of
both stomatal conductance gs and KL,pl (Fig. 3a;
ln gs = 4.776 + 0.611 ln KL,pl, R2 = 0.46, P < 0.001). The relationship was highly significant, suggesting that across 50
species of several different life forms, a large fraction of
variability in stomatal aperture could be accounted for by
the species-specific hydraulic properties. Figure 3b reports
the same data-set again by averaging within broad catego-
1
10
100
leaf-specific hydraulic conductance, KL
mmol m-2 s-1 MPa-1
(b)
600
desert
sub-shrub
crop
-1
-2
mmol m s
stomatal conductance, gs
specific hydraulic conductance. (a) Data plotted in log–log form
for individual species within six broad classes of life form; (b)
averages for each of nine life forms plotted in the linear scale.
Neither line differed from isometry (P > 0·05). Data from: Bongarten & Teskey 1986; Borghetti & Vendramin 1987; Borghetti et al.
1989; Calkin et al. 1985; Cochard et al. 1996; Comstock 2000; Gibson et al. 1984; Grantz & Yang 1996; Hellqvist et al. 1974; Huxman
et al. 1999; Kuppers 1984; Landsberg et al. 1976; Lloyd & Howie
1989; Lloyd et al. 1991; Lu et al. 1996; Meinzer et al. 1999; Nobel &
Jordan 1983; Ren & Sucoff 1995; Roberts 1977; Running 1980;
Saliendra & Meinzer 1989; Sperry 2000; Sperry & Pockman 1993;
Tognetti et al. 1998, 1999; Waring & Running 1978.
400
liana
shrub
tropical
fruit
tree
200
broadleaf
fern
conifer
0.6335
y = 121.2x
R2 = 0.6466
0
0
2
4
6
8
10
12
14
16
18
20
leaf-specific hydraulic conductance, KL
-2
-1
-1
mmol m s MPa
Figure 3. Plot of leaf-specific stomatal conductance against leafspecific hydraulic conductance. (a) Data plotted in log–log form
for individual species within six broad classes of life form; (b)
averages for each of nine life forms plotted in the linear scale. Both
lines were significantly different from isometry (P < 0·001). Data
from sources listed for Fig. 2; additional data from: Andrade et al.
1998; Calkin et al. 1986; Gibson et al. 1985a, 1985b; Maherali et al.
1997; Meinzer & Grantz 1990; Meinzer et al. 1995; Reich & Hinckley 1989; Schulte & Gibson 1988; Schulte et al. 1987; Winkel &
Rambal 1993; Woodhouse & Nobel 1982.
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Ecological significance of xylem water transport 169
1000
conifers, b=0.77
broadleaves, b=1.00
crop species, b=1.02
shrubs, b=0.85
desert sub-shrubs, b=1.22
100
leaf area, m
2
10
(a)
1
b=-0.47, R =0.49, P<0.001
2
0 .1
10
K/AL
0.01
1
0.001
0.1
0.1
1
0.0001
0.01
0.10
1.00
10
plant height
10
100
100
1000
whole-plant hydraulic conductance,
-1
-1
mmol s MPa
1000
1.2561
y=0.1907x
2
.
R =0 96
conifer
100
plant leaf area, m
2
(b)
shrub
10
broadleaf
1
crop
0 .1
desert
sub-shrub
0.01
0.1
1
100
10
whole-plant hydraulic conductance, K
mmol s-1 MPa-1
= -1.167 + 1.173 ln(Kpl), R2 = 0.94). The overall scaling coefficient (b = 1.173) differed significantly from isometry
(P < 0.0001), suggesting a proportionally higher leaf area
per unit conducting area for larger than for smaller organisms. This was also apparent when the means of each life
form were plotted (Fig. 4b; ln(AL) = -1.657 + 1.256 ln(Kpl),
R2 = 0.96). Plants belonging to different life forms appeared
to follow parallel trajectories albeit with significant intercept shifts (Fig. 4a). Within each life form, the scaling of leaf
area against total hydraulic conductance was always isometric (Fig 4a; P > 0.05), as predicted by Eqn.10a, suggesting that proportionality in these two variables is widespread
across plant species when differences in life form are taken
into account. Covariance analysis showed that, once
hydraulic conductance had been accounted for, crop and
desert subshrub species maintained significantly less leaf
Figure 4. Log–log plot of plant leaf area
against total hydraulic conductance. (a) Data for
individual species within 5 broad classes of life
form (broad-leaf and coniferous temperate
trees, shrubs, desert sub-shrubs, and crop
plants); the insert shows that the inverse relationship between leaf-specific hydraulic conductance and plant height, as predicted by Eqn 10a,
is significant (P < 0·001). None of the regressions
for individual life forms were significantly different from isometry. (b) Log–log plot of the averages for each life form. The regression line was
significantly different from isometry (P < 0·001).
Data from sources listed for Figs. 2 and 3; additional data from: Blizzard & Boyer 1980; Breda
et al. 1995; Bunce 1996; Bunce & Ziska 1998;
Hubbard et al. 2001; Maherali & DeLucia 2001;
Meinzer et al. 1992; Nilsen et al. 1983; Phillips
et al. 2002; Tausend et al. 2000.
area than coniferous and broad-leaved trees (all P < 0.01),
whereas shrubs appeared not to differ significantly from
either category. Therefore, herbaceous and subshrub species appeared to have a significant hydraulic advantage in
comparison with woodier and taller species, such as trees.
This is reflected in the tendency of these species to display
higher rates of water loss per unit leaf area (Figs 2 & 3, cf.
Körner 1994).
Overall, a picture of high convergence across species in
the functional balance between leaf-level properties and
hydraulic properties emerges (cf. Mencuccini 2002; for a
discussion of interspecific versus intraspecific developmental scaling). When these properties are examined using the
broad perspective of across-species scaling, the minutiae of
interspecific physiological differences disappear and the
essential need to maintain equilibrium between demand
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
170 M. Mencuccini
and supply emerges clearly. It is also apparent that, within
this generalized picture of functional convergence, there
are fundamental differences across life forms in the actual
ratios of leaf area supported and underpinning hydraulic
system. Some life forms, particularly those characterized by
a long life span (cf. Ehleringer 1994), greater stature and
woody structure maintain higher levels of leaf area than
predicted, based on a generalized functional balance
scaling.
As predicted by Eqn.12a, when whole-plant leaf-specific
hydraulic conductance was plotted against plant height a
significant negative relationship was found (insert of
Fig. 4a). However, the slope of the relationship was -0.47,
that is, significantly less than -1.00 (at least P < 0.05, for
both least square and reduced major axis regression),
which is the value predicted by Eqn.12a. Therefore substantial compensation for increases in height occurred
across life forms. Equation 12a assumed a constant optimal
F, independent of life form. In reality, F may vary across
life forms, possibly as a result of variations in b, the sensitivity of stomatal conductance to changes in plant hydraulic
conductance. For instance, if trees were characterized by
higher values of b, this would result in a slope that is less
negative than -1.00, when leaf-specific hydraulic conductance was plotted against plant height. In Fig. 3b, trees are
located near the bottom left of the graph, where the relationship between gs and KL,pl is in its linear portion, whereas
shrubs and herbaceous species are located in the region
where the curvature is more accentuated. This may result
in species-specific relationships with varying levels of b (cf.
Frank & Farquhar 1999; for a similar discussion on the
effects of life forms on stomatal sensitivity to vapour-pressure deficits).
BIOMASS ALLOCATION AND THE CARBON
ECONOMY OF THE HYDRAULIC SYSTEM:
THE BIOMASS COSTS OF STATURE
Long-term acclimation in the water transport system in
response to changing environmental variables may involve
several types of costs to the plants and may interact with
other functions carried out by the plant. Increased carbon
allocation to transport tissues may come to the detriment
of decreased allocation to leaf area and subsequent reductions in productivity (Magnani et al. 2000). This may particularly be the case for acclimation to soil and atmospheric
droughts (e.g. Mencuccini & Grace 1995; Mencuccini &
Bonosi 2001). Exactly how acclimation takes place will
have downstream consequences for other functions. For
instance, the reverse process of acclimation to increased
nutrient availability in the soil (which involves a relative
decline in the allocation to transport tissues, potentially
liberating carbohydrates for enhanced leaf growth, see the
section on Long-term Acclimation) may entirely consist of
a reduced fine root : leaf area ratio and consequently
expose plants to severe droughts (Ewers et al. 2000).
In any case, the process of long-term acclimation
involves the relative transfer of resources from the growth
of one organ to that of another, such that a new ‘functional
balance’ is achieved that optimizes the use of resources.
Some of the reported changes occurring as a consequence
of experimental alterations in resource availability are of a
very significant magnitude, some well in excess of 100%
(cf. section on Long-term Acclimation). It is doubtful that
all plants can achieve those levels of relative change in the
efficiency of their organs in a time span suitable for acclimating to changes in the availability of external resources.
Particularly in the case of large trees, where large masses
of tissues accumulate and maintain their hydraulic functions over several decades, it could be argued that the possibilities of acclimating to changing environmental
conditions are fairly minimal and, in any case, lower than
for rapidly growing annual plants that can turn around
their leaf or xylem relative growth rates in a matter of
days.
To investigate whether the relationship between plant
size and hydraulic transport capacity was influenced by
plant life forms, I conducted a further literature search,
based on the relationship between plant mass and wholeplant hydraulic conductance.
The criteria used for the selection of studies to be
included for this analysis were similar to those applied for
the analysis of the scaling of hydraulic conductance with
plant leaf area (see details above). For studies carried out
on herbaceous plants, lianas and shrubs, I only included
those that presented measurements of total plant dry biomass (above- and below-ground biomass) as well as of
hydraulic conductance. For the studies carried out on trees,
I only included those for which species-specific and sitespecific allometric equations were available from the literature, so that reliable estimates of tree dry (above- plus
below-ground) biomass could be obtained. In addition, for
those studies carried out in trees, information should have
been available on the proportion of the stem occupied by
sapwood area, so that only the biomass invested in tissues
actively involved in water transport was taken into account.
No studies that reported joint data-sets on hydraulic conductance and plant biomass could be found for ferns. For
trees, biomass of fine roots was never measured in these
studies, but its contribution to total tree biomass was probably very small. A discussion of the other potential errors
involved in this analysis will be carried out below.
Twenty-three studies were retrieved which satisfied the
selection criteria outlined above. They were grouped
according to life form as trees (single-stem species), shrubs
(multi-stemmed species of limited height) and herbaceous
species (including both crop plants, wild annuals and perennials).
The log–log plot of whole-plant Kpl against the estimated
biomass active in water transport (Fig. 5a) showed highly
significant relationships. Lines for different life forms
appeared to be almost parallel to one another, but again
significant intercept shifts (P < 0.01) appeared to discriminate one life form from another. Taller organisms required
significantly more biomass to achieve similar levels of water
transport capacity in comparison with shorter plants. When
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Ecological significance of xylem water transport 171
conifers, b=0.81
broadleaves, b=0.93
shrubs, b=1.19
crop species, b=0.73
desert sub-shrubs, b=0.10
1000
100
10
2
b=-1.35, R =0.63, P<0.001
1
100
10-1
0.1
K/M
whole-plant hydraulic conductance,
-1
-1
mmol s MPa
10000
0.01
10-2
10-3
10-4
plant height
10-5
0 .1
0.001
10-2
10-1
100
101
102
103
104
1
105
10
106
100
107
108
mass of conducting tissues, g
1000
whole-plant hydraulic conductance,
-1
-1
mmol s MPa
0.528
y=0.1776x
2
R =0.92
conifer
100
shrub
broadleaf
10
desert
sub-shrub
1
crop
0.1
1
10
100
1000
10000
100000
plant mass, g
I combined the data from different life forms, I found a
common scaling coefficient of ª0.50 (y = 0.0728x0.5777,
R2 = 0.8628).
A similar scaling is also apparent when one considers the
averages for each life form (Figs 5b; y = 0.1776x0.528,
R2 = 0.92). However, the individual slopes for shrubs
(y = 0.0008x1.189, R2 = 0.99) and trees (y = 0.0019x0.8695,
R2 = 0.94) appeared significantly higher than 0.5 and not
significantly different from isometry, as predicted by Eqn
10b. Data for herbaceous crop plants were intermediate but
also with a slope not different from isometry
(y = 0.1161x0.7298, R2 = 0.84). From Fig. 5 a clear gradient
appears from life forms characterized by an herbaceous life
form and lower stature to species with a woody habit and
greater stature. This gradient appears to be determined by
what we might call mass-specific hydraulic conductance (a
measure of hydraulic transport efficiency; that is, the biom-
1000000
Figure 5. Log–log plot of whole-plant
hydraulic conductance against plant mass. (a)
Data for individual species within five broad
classes of life form (broad-leaf and coniferous
temperate trees, shrubs, desert subshrubs, and
crop plants); the insert shows that the inverse
relationship between mass-specific hydraulic
conductance and plant height, as predicted by
Eqn 10b, is significant (P < 0.001). None of the
regressions for individual life forms were significantly different from isometry. (b) Log–log
plot of the averages for each life form. The
regression line was significantly different from
isometry (P < 0.05).
ass required to obtain a certain level of hydraulic conductance), with values ranging, in increasing order, from
herbaceous plants, to shrubs and to trees.
As predicted by Eqn 10b, when mass-specific hydraulic
conductance was plotted against plant height a significant
negative relationship was found (least square regression
slope of -1.35, insert in Fig. 5a). This was not significantly
different (t-test, P > 0.05) from -1.00, as predicted by
Eqn 10b. However, the reduced major axis slope had a
value of -1.70, which was significantly lower than -1.00
(P < 0.05). Therefore, according to least square regression,
no apparent compensation occurred across life forms in
terms of the mass required to obtain a certain level of
hydraulic conductance, and increases in height were not
compensated for. Instead, according to reduced major axis
regression, the slope was more negative than -1.00 and
some additional effect linked to height must be
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
172 M. Mencuccini
accounted for. Possibly, this may have included some additional costs of height, for example, linked to biomechanical constraints.
One may then conclude that, independently of the life
form, plants incur similar relative carbon costs in changing
their water transport system over time (as the slopes are
identical across life forms). In other words, a certain percentage change in whole-plant hydraulic conductance will
require a constant percentage change in the biomass allocated to the transport tissues (but largely different absolute
values). However, large woody organisms may have to
spend more energy in building and maintaining such bulky
structures compared to smaller plants (as the intercept
shifts).
There are several potential sources of error in this analysis. First, in only a handful of cases had hydraulic conductance actually been measured by the authors. Most often,
it had been estimated using sap flow and water potentials.
This certainly introduced some errors, but plenty of available evidence suggests that direct measurements and indirect estimations tend to agree within measurement error
(e.g. Tyree et al. 1995; Mencuccini & Comstock 1999).
Second, as mentioned before, measurements of tree biomass had to be estimated using published equations
obtained by other authors. Although an effort was made to
collect site-, age- and species-specific equations, clearly only
a limited amount of confidence can be placed on those
individual estimates. However, it must be realized that the
biomass data spanned over nine orders of magnitude.
Under these circumstances, errors in the individual estimates do not propagate very easily to the estimate of the
overall slope. Based on analyses carried out elsewhere
(Mencuccini 2002), I conclude that the overall error of the
estimated slope is contained probably within about 5%.
EMPIRICAL EVIDENCE OF SHORT-TERM
ENDOGENOUS REGULATION OF PLANT
HYDRAULIC SYSTEMS
There is increasing evidence that hydraulic conductance
may be subject to short-term changes under otherwise constant environmental conditions as a result of subtle changes
in xylem sap composition, expression of aquaporins, or
other endogenous processes. Several recent reviews have
examined these aspects in depth (e.g. Clarkson et al. 2000;
Meinzer 2002).
An important aspect of the short-term regulation of
plant hydraulic conductance is the diurnal cycle observed
in the root systems of several crop species. Reports of a
reduced plant hydraulic conductance especially during the
earlier and the later parts of the day (when transpiration
rates were lower) have been known since the early 1950s
(e.g. Mees & Weatherley 1953). The phenomenon has
been interpreted in several ways, but the molecular bases
of the inverse relationship between transpirational flow
and hydraulic resistance are still unclear. The phenomenon has been replicated again recently using new techniques to measure plant hydraulic conductance in
Helianthus annuus (Tsuda & Tyree 2000). Both root and
shoot resistances were found to change over the course of
a day, with minimum values during the early hours of the
morning, the late afternoon and at night-time. In the
shoot, both stems and leaves showed variable conductance, a finding reported also by Aasamaa et al. (2001) in
six deciduous tree species.
Although these results are suggestive of a mechanism by
which hydraulic conductance is regulated in response to
changes in transpiration rates itself, it has also been shown,
for root systems of cotton, that the diurnal rhythm can
continue for several daily cycles after the roots had been
excised from the shoot (Parsons & Kramer 1974), suggesting the presence of a biological clock synchronized on a
circadian rhythm. Recent experiments on Lotus japonicus
showed that the diurnal variation in root hydraulic conductivity was coincident with a diurnal rhythm of the expression of mRNA encoding putative water channels in the root
tissue, suggesting either de novo synthesis and/or degradation of water channels during the day (Henzler et al. 1999).
Diurnal rhythms in root pressure could also be measured
on isolated root systems for time intervals of up to 9 d
(Henzler et al. 1999). Interestingly, the expression of transcripts homologous with Arabidopsis AthPIP1-type aquaporins displayed a diurnal variation that preceded the
changes in root hydraulic conductivity by a few hours.
These cycles may help explain the observation that the
stomata of common beans opened up in response to a root
pressurization treatment during the early part of the day,
but were almost entirely unresponsive to manipulations of
leaf water status during the later parts of the day (Mencuccini & Comstock 2000).
Aquaporins may also be involved in the response of
hydraulic conductance to short- and long-term manipulations of plant nutrition. Clarkson et al. (2000) proposed a
two-branched hypothesis to explain the apparent increased
efficiency of root systems in scavenging nutrients under
condition of nutrient stress (particularly, nitrate, phosphate
and sulphate). According to this hypothesis, the perception
of a stress signal would elicit a double form of response in
most plants: the rates of transcription of the genes responsible for high affinity nutrient transporters will be derepressed, while at the same time, some signal will also
elicit an increased carbon allocation to the root system and
increased growth. Although the two branches resemble the
traditional distinction between short-term physiological
regulation and long-term structural acclimation to abiotic
stresses, it is important to realize that these two processes
can interact in complex fashions. For instance, in experiments with Arabidopsis thaliana, lines carrying antisense
constructs to AthPIP1 aquaporins were found to have root
systems that were five times as large as wild-type plants
(Kaldenhoff et al. 1998). As a consequence, neither transpiration rates nor xylem water potentials differed between
antisense lines and wild-type, bringing substantial homeostasis in plant water status (Kjellbom et al. 1999). Consequently, short-term physiological and long-term structural
acclimation are inherently linked.
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Ecological significance of xylem water transport 173
EMPIRICAL EVIDENCE THAT PLANT
HYDRAULIC SYSTEMS ACCLIMATE OVER
LONG TIME PERIODS
There is considerable evidence that hydraulic conductance
can change over relatively long time periods. The process
of long-term acclimation in the hydraulic system can occur
as a result of both exogenous and endogenous processes.
These processes may typically occur over the course of
months to years, and are normally missed out during shortterm experiments carried out in the laboratory or in the
field.
It can be argued that for long-living organisms such as
trees, structural acclimation is almost certainly the dominant process by which the hydraulic system responds to a
range of external and endogenous stimuli and to changes
in the intensity and direction of these stimuli over time.
However, even for short-lived organisms, such as annual
plants, the developmental sequence from germination to
the flowering stage involves changes in the absolute capacity to transport water that by far exceed any other shortterm change induced by either cavitation, internal control
of aquaporins, changes in sap chemical composition, etc.
For instance, xylem hydraulic conductance can change over
five or six orders of magnitude during development from a
seedling to a mature tree. Despite the enormous potential
relevance of structural acclimation in changing plant
hydraulic systems, this topic has largely been neglected,
both in terms of original empirical research and of theoretical analyses (but see Magnani et al. 2000). A reference
search using the terms ‘acclimation’ and ‘hydraulic conductance’ returned 11 hits, whereas hundreds were retrieved
when ‘acclimation’ was accompanied by either the word
‘cold’ or the word ‘photosynthetic’. I will now partially
attempt to fill this gap here by reviewing the existing sparse
evidence for long-term acclimation of hydraulic properties
in plants.
I have limited this review to the long-term responses of
hydraulic conductance to changes in one of four environmental factors, namely the impacts of long-term droughts,
fertilization, air CO2 enrichment and changes in air vapourpressure deficit. The choice to limit the analysis to these
four factors is partly because of space limitations, and partly
because these four factors have been analysed in a larger
number of studies and therefore warrant a separate
examination.
For the purpose of this meta-analysis, I used the following definitions. A truly long-term experiment of plant
hydraulic acclimation is one characterized by such a length
when one can expect that the entire plant hydraulic system
will have responded to the changes imposed by the treatment. This period may only be as long as several weeks to
a few months, in the case of crop and herbaceous species,
or as long as several years or decades in the case of field
experiments on mature trees, where several cohorts of
leaves or needles are present. Truly long-term experiments
of plant acclimation in the hydraulic structure are, by and
far, lacking. They are not very easy to conduct, especially
for trees, because of the inherent difficulties in designing
them. For instance, one has simply to consider the fact that
mature trees of several species hold up to several tens of
sapwood rings, whose anatomical characteristics were fixed
at the time of their formation before the treatment was
imposed. Clearly, the criterion outlined above will require
a long enough time to completely substitute all the old
sapwood rings with new ones produced under the influence
of the treatment. For practical purposes with regard to
experiments with trees, I considered experiments as longterm, only if: (a) seedlings had been exposed to the treatment for the entire, or almost the entire duration of their
life cycle, or (b) mature plants had been exposed to the
treatment for enough years to completely substitute all
the leaf cohorts with new ones produced after the start
of the experiment (i.e. acclimation occurred because of
changes in the amount of leaf supplied, not the amount, or
quality, of sapwood present).
Beyond long-term experiments, I also included observational field studies in which, for the same four factors, the
author(s) had documented differences in hydraulic conductance between sites chosen so as to represent extremes of
site fertility, climatic conditions or soil water availability
(i.e. an environmental gradient). I only included those
observational field studies where the author(s) were able
to demonstrate the significance of the site-to-site differences in environmental parameters and where it was clear
from the reported description that a significant sampling
effort had been made to construct the environmental gradient. Clearly, in this case, part or all of the observed differences may have been genetic in nature.
Studies differed in the type of hydraulic parameters measured, with some producing an entire suite of parameters
measured for individual organs as well as for the whole
plant, and others producing only one or two estimates for
particular parts of the soil–plant–atmosphere pathway.
For the purpose of this analysis, I chose to focus only on
parameters describing not the absolute levels of hydraulic
supply (e.g. Kpl), but on parameters describing the hydraulic efficiency of the vascular system in relation to leaf area,
i.e. wherever studies provided estimates of leaf-specific
parameters (e.g. KL,pl).
If more parameters were available from individual studies, I ranked them according to a criterion of explanatory
power according to the following scheme: KL,pl (leaf-specific
whole-plant hydraulic conductance) > Kh,L (leaf-specific
segment hydraulic conductivity) > Huber value (leaf-specific conducting sapwood area for one specific cross-section,
the reverse of the leaf : sapwood area ratio). Hence, for
studies where all three parameters were available, I chose
the first one as a better descriptor of the hydraulic features
of an entire plant. However, as explained above, I also
retained studies for which only the Huber value had been
reported (i.e. no measure of the xylem permeability or
specific conductivity, Ks).
I divided all the studies into categories corresponding to
one of the four environmental factors mentioned above
(some belonged to more than one category, e.g. factorial
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
174 M. Mencuccini
experiments of air CO2 enrichment and fertilization). For
each study and each reported variable, I calculated a measure of the effects size of the treatment as:
% change = 100 ¥ (Xtr - Xc)/Xc
where Xtr and Xc are the average response of the study
variable in the treatment and in the control, respectively. If
no significance difference was reported between treatment
and control, I returned a percentage change of zero.
All together 37 studies were retrieved (Table 1a–d), with
the majority (n = 20) being conducted for the purpose of
testing the effects of elevated CO2. A significant number of
studies had been conducted to test the effects of long-term
fertilization (n = 8) or the effects of D (n = 6). Only three
were found which tested the effects of long-term soil
drought on hydraulic properties and, of these three, one
tested it only indirectly, using soil texture (sandy or loamy)
as the primary treatment. Table 1e also lists three studies
where ecotypes of one species were compared under common garden conditions to test for the effects of genetic
differences in hydraulic parameters associated to one of
these four environmental gradients.
The results of this meta-analysis are given in Fig. 6, where
all data are summarized based on the mean and the 10th,
25th, 75th and 90th percentiles separately for each of these
four environmental factors.
Several significant points emerge. Treatments of decreasing air humidity as well as of long-term soil drought tended
to result in long-term increases in measures of plant
n=3
drought
n=6
high D
n=20
elevated CO 2
n=8
fertilisation
-100
-50
0
50
100
150
200
250
300
350
400
450
500
percentage change of hydraulic properties from control
th
th
th
th
th
(10 , 25 , 50 , 75 and 90 percentiles plotted)
Figure 6. Results of a meta-analysis of the changes in leaf-specific hydraulic properties as a consequence of the plant’s long-term
acclimation to one of four treatments: (a) soil drought; (b) atmospheric drought; (c) soil fertilisation, and (d) atmospheric CO2
enrichment. The four treatments were imposed either in laboratory
experiments or in field manipulations. Results obtained as field
observations of environmental gradients (where variability may
have partly been genetic in nature) are also included. Positive
changes in the hydraulic properties on the X axis indicate greater
ratios of hydraulic transport to leaf area supplied, i.e. a greater
hydraulic efficiency. In every case, the increase in the availability
of one environmental resource tended to result in a decrease in
the efficiency of the hydraulic system. Values are plotted as means,
10th 25th, 75th and 90th percentile.
hydraulic efficiency (in the sense of a greater capacity to
supply water to the unit of leaf area), whereas treatments
of increasing nutrient availability and elevated CO2 tended
to result in the opposite effect. Large variability was found
in the magnitude of the response to the treatments across
studies. This was expected, as studies differed largely in the
structure, aims, design and power to detect differences.
Some long-term responses contrasted markedly with the
reported patterns for short-term responses. For instance,
the common response under short-term drought normally
entails reductions in hydraulic conductivity of both the
xylary and the extra-xylary plant pathways, via development of xylem cavitation, interruption of water flow at the
soil–root interface, suberization of root epidermal cells,
and, possibly, down-regulation of aquaporin expression.
However, the available evidence suggests that, under longterm exposure to drought, substantial increases can occur
in hydraulic transport efficiency. The same argument can be
applied to treatments of high D, in as much as high levels
of water loss to the atmosphere would elicit xylem cavitation. Under the heading of this group, I included both studies of the effects of high T (which included both direct
temperature effects as well as high levels of D as a consequence of the higher temperatures) as well as studies specifically designed to test for high air D (i.e. at constant T).
Of the six studies grouped under this category, four were
conducted in greenhouses and two represented field studies
of environmental gradients. Of the greenhouses studies,
three controlled for T and only D was changed, whereas in
the fourth the temperature dependency of water viscosity
was accounted for in the presentation of the hydraulic conductivity data. In the two field studies instead, changes in
T and D were confounded and the only supporting evidence put forward by the authors in favour of a direct
acclimation to D, as opposed to T, came from theoretical
arguments.
Table 1e also lists the results of three studies designed to
test whether genetically controlled differences existed
among ecotypes that had been growing along environmental gradients but were tested under common garden conditions. All three were designed to test ecotypic differences
linked with gradients of air D. All three of them showed a
pattern of change in hydraulic properties, from one
extreme to the other of the ecotypes, consistent with
the trends highlighted in Fig. 6, suggesting that long-term
acclimation may reflect more faithfully the processes and
forces acting through natural selection than short-term
experiments.
A second aspect emerging from the analysis of Fig. 6
relates to the magnitude of the reported changes in hydraulic properties. Several studies reported changes in excess of
100% in response to various factors, showing the plasticity
of the hydraulic system and the potential for acclimation.
It must be remembered that the parameters employed in
this analysis were all originally derived as ratios of measures of hydraulic transport to the leaf area supplied.
Therefore the reported changes may have been due to two
concomitant phenomena: (a) changes in the properties and
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Table 1. Synthesis of available studies on the acclimation of whole-plant hydraulic conductance to various environmental factors
Species
Investigated factors
Measured parameters
(a) Summary of reported changes in response to changes in soil water availability
Pinus laricio
3-year-long drought experiment in the
(a) KL,pl
field on 35-year-old trees
(b) Sapwood : leaf area ratio
Fraxinus pennsylvanica
Drought (-0.6 MPa) and well watered
(a) KLh
(-0.1 MPa predawn water potential)
(b) Sapwood : leaf area ratio
for 6 months for five 2-year-old
ecotypes in greenhouse
Pinus taeda
Two 14-year-old populations growing
KL,pl
on sandy or loamy soil textures
Observed response
Authors
(a) 117% increase
(b) 40% increase in drought treatment
38 and 43% increase under drought
Cinnirella et al. (2002)
65% increase in sandy soil
Hacke et al. (2000)
(c) Summary of reported changes in response to changes in air CO2 concentration
KL,pl, KL,shoot, KL,root
Glycine max
Ambient and elevated CO2 (700
p.p.m.) for 3 weeks from
germination in growth rooms
Medicago sativa
As above
KL,pl, KL,shoot, KL,root
Bunce & Ziska (1998)
Bunce & Ziska (1998)
Mencuccini & Bonosi (2001)
Mencuccini & Grace (1995)
Callaway (1994);
Maherali & DeLucia (2001);
Maherali & DeLucia (2000b)
Maherali & DeLucia (2000a)
46, 70 and 26% decrease under elevated
CO2
Bunce (1996)
27, 81 and 8% decrease under elevated CO2
Bunce (1996)
Ecological significance of xylem water transport 175
(b) Summary of reported changes in response to changes in atmospheric vapour-pressure deficit and temperature
Glycine max
High (19 ∞C) and low (10 ∞C) dew
KL,pl, KL,shoot, KL,root
30, 44 and 22% increase under high D
point temperatures for 6 months
from germination in greenhouse
Medicago sativa
As above
KL,pl, KL,shoot, KL,root
103, 133 and 101% increase under high D
Pinus sylvestris
Populations growing at 12 sites along
Sapwood : leaf area ratios
33, 87 and 191% increase from low T, high
T and D gradient across Europe
RH to high T, low RH sites/ populations)
(age between 20 and 80 years)
Pinus sylvestris
One seed source planted at two sites
Sapwood : leaf area ratios
94, 38 and 67% increase from low T, high
along T and D gradient (age of 40
RH to high T, low RH site
years)
Pinus ponderosa
Populations growing at two sites along
(a) KL,pl
(a) 129% (summer) and 162% (autumn)
T and D gradient (diameters
increase at warmer and drier site;
between 20 and 60 cm)
(b) Sapwood : leaf area ratio
(b) 78% increase at warmer and drier site;
(c) KS
(c) 18% increase at warmer and drier site
Pinus ponderosa
High and low air T and D for 6 months
(a) KLh
(a) 476% increase (b) 31% decrease, and
from germination in greenhouse
(b) Sapwood : leaf area ratio
(c) 348% increase for high T/low RH
(c) KS
treatment
Shumway et al. (1991)
176 M. Mencuccini
Table1. Continued
Species
Investigated factors
Measured parameters
Observed response
Authors
Maranthes corymbosa
Ambient and elevated CO2 (700
p.p.m.) for 20 months from
germination in the field
Ambient and elevated CO2 (700
p.p.m.) for 20 months from
germination in the field
Ambient and elevated CO2 (700
p.p.m.) for 3 months from
germination in greenhouse
As above
As above
Ambient and three levels of elevated
CO2 for 6 months from germination
in greenhouse
Ambient and elevated CO2 (650
p.p.m.) for 4 years in 4-year-old
saplings in greenhouse
Ambient and elevated CO2 (600
p.p.m.) for 3 years in 3-year-old
saplings in greenhouse
As above
Ambient and elevated CO2 (600
p.p.m.) for 10 months in 10-monthold seedlings in greenhouse
Ambient and elevated CO2 (600
p.p.m.) for 2 months in less than
1-year-old seedlings in greenhouse
Natural CO2 spring versus control site
nearby
As above
As above
As above
As above
KL,pl
78% decrease under elevated CO2
Eamus et al. (1995)
KL,pl
72% decrease under elevated CO2
Eamus et al. (1995)
KL,pl
No change
Bunce & Ziska (1998)
KL,pl
KL,pl
(a) KL,pl
(b) Sapwood : leaf area ratio
(c) KS
Sapwood : leaf area ratio
No change
No change
No change
Bunce & Ziska (1998)
Bunce & Ziska (1998)
Maherali & DeLucia (2000a)
No change
Pataki et al. (1998)
KL,shoot
21% decrease at elevated CO2
Heath et al. (1997)
KL,shoot
(a) KLh
(b) Sapwood : leaf area ratio
(c) KS
(a) KLh
(b) Sapwood : leaf area ratio
(c) KS
KL,pl
No change
133, 94 and 115% increase at elevated CO2
Heath et al. (1997)
Atkinson & Taylor (1996)
No change
Atkinson & Taylor (1996)
No change
Tognetti et al. (1998)
KL,pl
KL,pl
KL,pl
KL,pl
14% increase at elevated CO2
9% decrease at elevated CO2
19% decrease at elevated CO2
No change
Tognetti
Tognetti
Tognetti
Tognetti
Eucalyptus tetrodonta
Zea mays
Amaranthus hypochondriacus
Abutilon theophrasti
Pinus ponderosa
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Pinus taeda
Quercus robur
Fagus sylvatica
Quercus robur
Prunus avium ¥ pseudocerasus
Quercus ilex
Quercus pubescens
Erica arborea
Myrtus communis
Juniperus communis
et al. (1999)
et al. (2000)
et al. (2000)
et al. (2000)
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
Table1. Continued
Investigated factors
Measured parameters
Observed response
Authors
Larrea tridentata
Ambient and elevated CO2 (600
p.p.m.) for 12 months on 1-monthold plants in greenhouse
Ambient and elevated CO2 (600
p.p.m.) for 37 d from germination
in greenhouse
KL,root
No change
Huxman et al. (1999)
KL,root
38% decrease at elevated CO2
Huxman et al. (1999)
No change
Heath et al. (1997)
No change
(a) 55% and (b) 45% decline in fertilizer
treatment, no change in the others
Heath et al. (1997)
Ewers et al. (2000)
34% decrease in fertilized plots
Brix & Mitchell (1983)
No change
Whitehead et al. (1984)
No change
(a), (b) and (c): no change
Shelbourne et al. (1993)
Clearwater & Meinzer, (2001)
50% increase in fertile sites
Vanninen et al. (1996)
Heliantus annuus
(d) Summary of reported changes in response to changes in nutrient availability
Quercus robur
Different levels of fertilizer application
KL,shoot
for 3 years
Fagus sylvatica
As above
KL,shoot
Pinus taeda
Control, fertilized, irrigated and
(a) KL,pl
irrigated/ fertilized plots of
(b) KS
15-year-old trees
Pseudotsuga menziesii
6-year-long fertilized plots of
Sapwood : leaf area ratio
24-year- old trees plus control
Picea sitchensis
8-year-long fertilized plots of 30-year(a) KLh
old trees plus control
(b) Sapwood : leaf area ratio
Pinus taeda
Low and high site index stands
Sapwood : leaf area ratio
Eucalyptus grandis
Control and three treatments of N
(a) KLh
fertilization for 1 year in the field on
(b) Sapwood : leaf area ratio
1-year-old seedlings
(c) KS
Pinus sylvestris
Comparison of 70–80-year-old trees
Sapwood : leaf area ratio
on two site types with different
fertility
(e) Genetically controlled differences among ecotypes growing along environmental gradients but tested under common garden conditions
Hymenoclea salsola
Populations from northern cooler and
KL,pl, KL,shoot, KL,root
33, 58 and 26% increase in populations
southern hotter origins grown in
from southern hotter region
greenhouse for 5–6 months
Ambrosia dumosa
Populations from northern cooler and
KL,pl, KL,shoot, KL,root
72, 57 and 94% increase in populations
southern hotter origins grown in
from southern hotter region
greenhouse for 5–6 months
Phaseolus vulgaris
Twelve populations from gradient of
KL,pl
98% increase from cool and wet to hot and
hot and dry to cool and wet sites
dry sites
grown in greenhouse
Comstock (2000)
Comstock (2000)
Mencuccini & Comstock (1999)
Ecological significance of xylem water transport 177
Species
178 M. Mencuccini
extent of the hydraulic system per se, and (b) changes in
the amount of leaf area present. That the two are inherently
linked has been already demonstrated with the theoretical
analysis presented in the first section of this review.
The third, and perhaps the most important, aspect
emerging from this literature review is that, contrary to
reports strictly related to allometry (root : shoot ratios), in
this case the response to changes in the availability to any
of these four factors was in the same direction, i.e. when
the availability of one resource increased (no matter
whether above- or below-ground), the efficiency of the
plant hydraulic system tended to decrease.
As acclimation takes place in the long-distance water
transport system and in the amount of leaf area supplied,
presumably gas exchange properties are also subject to
change and leaf structural and physiological properties also
show acclimation. In as much as structural properties can
regulate short-term gas exchange, acclimation in structural
properties may elicit substantial changes in the level of
regulation that can be achieved this way. For instance, if the
efficiency of the hydraulic system (per unit of leaf area) is
down-regulated under elevated CO2 conditions, relief from
water stress as a consequence of stomatal closure, reduced
stomatal density, reductions in pore width or length, etc.,
will simply not occur. Similar levels of water potentials
might be expected with a less efficient hydraulic system and
the degree of stomatal control by leaf water status may stay
unaltered. On the contrary, under increased nutrient levels,
greater levels of stomatal conductance and photosynthetic
rates might be expected. The down-regulation of the
hydraulic system efficiency may push plants to explore
deeper soil horizons to scavenge for available water and
may increase the level of stomatal regulation determined
by short-term episodes of drought (Ewers et al. 2000).
Finally, the up-regulation of the hydraulic system efficiency
in response to drought may also help to maintain homeostasis in leaf water status in the face of lower soil water
potentials (Cinnirella et al. 2002).
In natural ecosystems, changes in environmental conditions occur continuously and the processes of short-term
physiological regulation and long-term structural acclimation take place simultaneously. At any one time, plants have
the possibility of making use of both tools to accommodate
reductions in, for example, soil water or nutrients, and it is
possible that, in so doing, an optimal balance is achieved.
Obviously, further theoretical advancements are required
to take both sets of processes into account and to complement, for example, the traditional theories of short-term
optimization of gas exchange with respect to water loss (e.g.
Cowan 1977, 1986; Givnish 1986).
CONCLUSIONS
The static picture emerging from the scaling exercise
reveals a high degree of convergence of functional properties across several plant species belonging to largely different life forms. The conclusions drawn here with regard to
the details of such a scaling are largely preliminary, as the
analyses above were all limited by the available evidence
published in the literature. No doubt, further studies will
reveal more aspects of the inescapable need for a balance
between demand and supply of water.
Further comparative studies across life forms, considering several aspects of plant physiological ecology and at
several spatial scales (i.e. leaf, plant, stand, ecosystem) are
clearly needed and will provide invaluable information on
the ecology of plants. Further meta-analyses would also
be valuable, as a substantial body of knowledge has
already been produced in the last few decades in this
field.
The complementary features and the interplay between
short-term physiological regulation and structural acclimation in plant hydraulic conductance should also be explored
in detail. In the meta-analyses reported here, for instance,
it was assumed that the changes observed in any experiment carried out over a reasonably long time scale was the
result of long-term acclimation only. Although this was certainly the case for parameters such as sapwood : leaf area
ratios, the reported estimates of whole-plant hydraulic conductance may also have been influenced by short-term
physiological regulation.
ACKNOWLEDGMENTS
I am entirely responsible for any misunderstanding of the
published data, which formed the bases of my meta-analyses. I am directly indebted to many scientists whose work I
have cited here, and to whom I have written directly to have
clarifications and additional information not available from
the original publications. I am also indebted to several colleagues and friends for helpful conversations, particularly
Jonathan Comstock and Dirk Vanderklein. Keith
McNaughton drew my attention to the potential significance of the changes in the parameter b across life forms
and spent several hours discussing the significance of stomatal responses (or lack thereof) to D.
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Received 12 April 2002; received in revised form 20 September 2002;
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© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182
182 M. Mencuccini
APPENDIX
List of abbreviations used in the text
Symbol
Definition
Unit
gs
gl
D
DS
EL
Epl
Ys, Yl
Kpl
Kshoot
Kroot
KL,pl
KL,shoot
KL,root
Kh
Ks
AL
c s, c i
Stomatal conductance
Leaf conductance
Leaf-to-air vapour-pressure difference
Leaf-to-leaf surface vapour-pressure difference
Transpiration rate per unit leaf area
Transpiration rate per plant
Soil and leaf water potential
Hydraulic conductance of the whole plant (i.e. from soil–root interface to leaves)
Hydraulic conductance from shoot base to leaves
Hydraulic conductance from soil–root interface to root base
As Kpl, but calculated as leaf-specific rates, i.e. dividing the previous parameters by leaf area
As Kshoot, but calculated as leaf-specific rates, i.e. dividing the previous parameters by leaf area
As Kroot, but calculated as leaf-specific rates, i.e. dividing the previous parameters by leaf area
Segment hydraulic conductivity
Segment-specific conductivity, or permeability
Plant leaf area
Concentration of CO2 at the leaf surface and in the leaf intercellular spaces
mmol m-2 s-1
mmol m-2 s-1
mmol mol-1
mmol mol-1
mmol m-2 s-1
mmol plant-1 s-1
MPa
mmol s-1 MPa-1
mmol s-1 MPa-1
mmol s-1 MPa-1
mmol m -2 s-1 MPa-1
mmol m -2 s-1 MPa-1
mmol m -2 s-1 MPa-1
mmol m s-1 MPa-1
mmol m-1 s-1 MPa-1
m2
mmol mol-1
© 2003 Blackwell Publishing Ltd, Plant, Cell and Environment, 26, 163–182