Publisher: Sage Publications
Publication Date: 2006
Research Interests:
CENTRAL CURRENTS IN GLOBALIZATION
Globalization and Violence
VOLUME 4
Transnational Conflict
EDITED BY
Paul James and R.R. Sharma
Introduction and editorial arrangement © Paul James and R.R. Sharma 2006
First published 2006
Apart from any fair dealing for the purposes of research or private study,
or criticism or review, as permitted under the Copyright, Designs and Patents
Act, 1988, this publication may be reproduced, stored or transmitted in any
form, or by any means, only with the prior permission
in writing of the publishers, or in the case of reprographic reproduction,
in accordance with the terms of licences issued by the Copyright Licensing
Agency. Enquiries concerning reproduction outside those terms should be
sent to the publishers.
Every effort has been made to trace and acknowledge all the copyright
owners of the material reprinted herein. However, if any copyright
owners have not been located and contacted at the time of publication,
the publishers will be pleased to make the necessary arrangements at the first
opportunity.
SAGE Publications Ltd
1 Oliver’s Yard
55 City Road
London EC1Y 1SP
SAGE Publications Inc.
2455 Teller Road
Thousand Oaks, California 91320
SAGE Publications India Pvt Ltd
B-42, Panchsheel Enclave
Post Box 4109
New Delhi 110 017
British Library Cataloguing in Publication data
A catalogue record for this book is available from the British Library
ISBN: 1-4129-1954-1 (set of four volumes)
Library of Congress Control Number:
Typeset by Star Compugraphics Private Limited, Delhi
Printed on paper from sustainable resources
Printed and bound in Great Britain by TJ International Ltd,
Padstow, Cornwall
Contents
VOLUME 4
TRANSNATIONAL CONFLICT
A Critical Introduction viii
SECTION 1
Historical Developments
62. C.A. Bayly 5
‘Archaic’ and ‘Modern’ Globalization in the Eurasian
and African Arena
63. Adam McKeown 32
Global Migration: 1846–1940
64. Joseph S. Nye and Robert O. Keohane 64
Transnational Relations and World Politics: A Conclusion
SECTION 2
Refugees, Slaves and Regimes of Global Displacement
65. Kevin Bales 97
Expendable People: Slavery in the Age of Globalization
66. Myron Weiner 117
Bad Neighbours, Bad Neighbourhood:
An Enquiry into the Causes of Refugee Flows
67. Barry R. Posen 153
Military Responses to Refugee Disaster
68. Jeff Crisp 190
Refugees and the Global Politics of Asylum
69. Liisa H. Malkki 204
News from Nowhere: Mass Displacement and
Globalized ‘Problems of Organization’
70. Stephen Castles 213
Globalization and Migration: Some Pressing Contradictions
vi Contents
SECTION 3
Diasporas and Transnational Violence
71. James Clifford 227
Diasporas
72. Charles King and Neil J. Melvin 264
Diaspora Politics
73. Asafa Jalata 293
Ethnonationalism and the Global ‘Modernizing’ Project
74. Rowena Robinson 315
Virtual War: The Internet as the New Site for
Global Religious Conflict
SECTION 4
Debating the Sources of Insecurity
75. Mary Kaldor 337
Nationalism and Globalization
76. Albert J. Bergenson and Omar Lizardo 355
International Terrorism and the World System
77. Jean-Germain Gros 374
Trouble in Paradise: Crime and Collapsed
States in the Age of Globalization
78. Anamaria Dutceac 396
Globalization and Ethnic Conflict:
Beyond the Liberal Nationalist Distinction
SECTION 5
Critical Projections
79. Jonathan Friedman 427
Transnationalism, Socio-political Disorder, and Ethnification
as Expressions of Declining Global Hegemony
80. Paul James 448
Relating Global Tensions: Modern Tribalism and
Postmodern Nationalism
81. Gerard Delanty 471
Cosmopolitanism and Violence:
The Limits of Global Civil Society
Preface
Globalization and Violence
The first set of volumes in the ‘Central Currents in Globalization’ series takes
a particularly pressing manifestation of human relations – violence – and ex-
plores its changing nature in relation to the various processes of globalization.
It is organized across the four volumes beginning with the historically-deep
practice of empire-building Volume 1, Globalizing Empires: old and New.
Imperial extension contributed to the processes of globalization to the extent
that states sought to claim military and political control over extended reaches
of territories – other places and peoples – that they imagined in terms of a
‘world-space’. This was the case whether we talk of the Roman Empire in
the first century or the British Empire in the nineteenth century, even though
they are very different polities. The first volume covers the theme of empire
right through to contemporary debates about globalization and Pax
Americana. Volume 2, Colonial and Postcolonial Globalizations, takes up
that same story, but examines the process from the perspective of the periph-
ery rather than from the centre. It begins with Second Expansion of Europe
and colonization in the mid-nineteenth century. It takes in the violence of de-
colonization across the world in the period through to the 1960s, and it con-
siders the question of contemporary postcolonial violence – not just military,
but broader questions of structural violence today. Volume 3, Globalizing
War and Intervention, examines the changing nature of military intervention,
including the remarkable shift in the form of violence across the globe from
interstate violence to intrastate conflict in the late twentieth and early twenty-
first centuries. This volume includes a section on one of the most dramatic
instances of global violence in our time – terrorism and the War on Terror.
The emphasis here is on ‘violence from above’, as it were – violence that is
in some way institutionalized or directed with the power of sovereign body.
Finally, Volume 4, Transnational Conflict, complements the third volume
by examining the different forms of transnational and intra-state violence
in the world today, what might be called ‘violence from below’. In all of the
volumes we are concerned to understand both the globalizing processes and
the more general effects of empire in world history.
Paul James
Transnational Conflict:
A Critical Introduction
Paul James and R.R. Sharma
Transnational conflict, as the term suggests, is a phenomenon that relates to
tensions over sovereignty, equity and identity associated with the global-
ization of violence in the context of a global system of nations and nation-
states. If a nation-state is minimally defined as a sovereign polity with
proclaimed territorial boundaries administering to a national community
or communities (with the plural here intentional), then, in a simple defin-
itional sense, conflict can be said to be trans-national if the violence or the
consequences of and support for that violence crosses the borders of nations
including those within a state. This is a reasonable starting point. However,
the meaning of the concept has more precise connotations. If we left the
definition at that, the term ‘transnational conflict’ would refer to almost
every kind of political violence or tension in the world today.
For a long time now, processes of globalization have generalized the
consequences and patterns of most political violence, including that between
nation-states. The previous volume Globalizing War and Intervention,
Volume 3 covered this process of the globalization of conflict, including the
deep history of globalizing wars and the more recent emergence of global
wars. The present volume, however, focuses more particularly on violent
conflict that not only crosses borders but also begins either to elude or to
challenge the sovereignty and organizational capacities of existing nation-
states. Here, as in the other volumes in the set of four volumes on ‘Globaliza-
tion and Violence’, we are interested in certain forms of conflict and tension –
that is, violent conflict, ranging from the violence of globalizing terrorism
as it moves across borders to the more systemic violence of contemporary
regimes of slavery and indentured labour as those regimes gets embedded in
the structures of global capitalism.1
In this sense, the concept of ‘transnational conflict’ came into use to counter
the tendency, both in everyday use and across all of the social sciences, to
treat nation-states as integral and comfortably-contained units of power –
units that pre-exist and then enter into international relations. In political
discourse in the West from the early part of the twentieth century to the 1990s
the words ‘society’ and ‘nation’ tended to be used interchangeably; and in
many contexts this continues to be so used even till today. This conflation is
known in the critical literature as ‘methodological nationalism’. It is the
A Critical Introduction ix
tendency to treat nation-states as if they form the natural boundaries of
societies, and in many cases, to simply assume that nation-states and societies
are the same thing.
In the 1970s, the term ‘transnational’ began to be used to point to pro-
cesses of interchange that could not be contained by this black-box under-
standing of nation-states.2 In particular it came to refer to non-governmental
relations occurring across nation-state borders. In the mainstream literature,
particularly in debates over the nature of international relations, one ap-
proach began to look at transnational organization or interactions involving
actors within the same organizations on two sides of a shared border.3 In the
critical theory literature, particularly in Marxist and World Systems theory
writing on neo-imperialism, the term ‘transnational corporation’ came into
use as an attempt to displace the narrowing implications of the term ‘multi-
national corporation’. The latter term suggested that globalizing corporations
were located within a nation-state and then bridged into a multiple set of other
national economies. The term ‘multinational corporation’ made sense in
terms of analyses that centred on the particular locales of corporate head-
quarters or factory production and distribution. However, countering this
methodologically narrow way of conceiving of organization, production
and exchange, a number of writers argued that although those globalizing
corporations might have nationally-based headquarters, their overall market
operations – their relations of organization, production and exchange in-
cluding the way in which they used global systems of value – were more
accurately described as translocated or constituted across nation-state
borders.4 That is, corporations might be nationally based or multinational
in terms of their predominant core of operation, but in a more abstract sense
they were now located in a globalizing system that required them to be
transnational whether that was their intention or not. This is most obvious
in financial terms where, for example, the notes of the monetary exchange
systems might carry the signature of the state, but they depend on global
exchange for their value (see Volume 6, Globalizing Finance and the New
Global Economy).
In this same sense, ‘transnational conflict’ as a concept came to refer not
so much to conflict between nation-states as to conflict that either flows
across nation-state borders or challenges the sovereign control of those
nation-states. This is not to suggest that the nation-state is fading away or
that it has no part to play in this process. Neither is it to suggest that we are
moving from a modern era into a postmodern era where the form of conflict
is completely deterritorialized. It is rather to argue for a more complicated
understanding of the global setting in which nation-states continue to exist,
and formations of modernism and postmodernism overlay each other.
x A Critical Introduction
To the extent that a kind of methodological nationalism prevails in many
quarters, with the nation-state presumed to be the basic framing social for-
mation that is being traversed, the concept of ‘transnational conflict’ has
limitations, but there is no necessity for this being the case. ‘Transnational
conflict’ is used in the present volume and throughout the series in a
historically-demarcated and specific sense. Employed with care, the concept
is useful as more precisely denoting a phenomenon that is a subcategory of,
but not the same as, the more general concepts of ‘globalizing conflict’ and
‘transborder conflict’. As long as the boundaries of the nation-state are taken
to be contingent, then the concept of ‘transnational conflict’ serves to give
historical and social specificity to a form of violence that has become pre-
dominant in the last few decades – conflict that exists both within and across
nation-state boundaries, and that does not primarily involve nation-states
in interstate conflict.
This perspective was expressively implied, perhaps for the first time, in
the UNDP Report of 1994. It stated that
with the dark shadows of the Cold War receding, one can now see that many
conflicts are within nations rather than between nations. For most people, a
feeling of insecurity arises more from worries about daily life than from the
dread of cataclysmic world event. Will they and their families have enough
to eat? Will they lose their jobs? Will they be tortured by a repressive state?
Will they become a victim of violence because of their gender? Will their
religion or ethnic origin target them for persecution … Human security is
not a concern with weapons – it is a concern with human life and dignity.5
In using the phrase ‘within nations’ to specify the new predominance of
transnational violence, the UNDP Report still misses out the way in which
such violence tends to have globalizing implications as it stretches along
diasporic networks,6 financial support pathways, internet webs7 and arma-
ments supply chains, to name just a few. However, it marks an early stage in
the increasing recognition of shift away from the predominance of inter-
state violence in global politics.
Before going any further we also need to explain the structure of the
present volume. Why, if ‘transnational conflict’ is being used here as concept
that refers to relations of violence stretched across and challenging the borders
of existing nations and nation-states, does the volume begin with a section
that goes back to the time of empires, kingdoms and other forms of states.
This was a period before the consolidation of the nation-state system. It is
generally accepted in the nationalism literature that while some nations
may have come into existence before the system of nation-states, nation-
states themselves did not become a feature of the global landscape before
the nineteenth century. Prior to the middle of the nineteenth century, if nation-
states existed at all, they were subordinate to a more general state-system.
A Critical Introduction xi
Absolutist states, kingdoms, empires and religious sodalities battled it out in
an emerging system of increasingly institutionalized state relations that had
become known as the Westphalian system. The notion of the ‘Westphalian
system’ is now commonly used in International Relations theory and refers
back the treaties of the seventeenth century, including the 1648 Peace of
Westphalia, that institutionalized the process of ‘sovereign’ rulers conducting
foreign affairs and concluding treaties with other rulers.
We begin with this period because it provides necessary background
to processes that have continuities to the past but are surfacing in the world
in new ways. For example, in his contribution to this volume Kevin Bayles
writes:
The globalization process is especially clear in the economy. Where the nation-
state promoted and organized trade and created and regulated money, glob-
alized trade and money are freeing themselves of national controls and
becoming supra-national activities. In slavery there is a clear parallel; the
nation-state is of diminishing significance in understanding or dealing with
slavery, as the dispersal of slavery as an economic activity continues unabated.
In the 19th century, slavery was a social and economic relationship that was
tied to and regulated by nation-states. Slavery, like marriages or business con-
tracts, was given precise legal status enforceable within the boundaries of a
state … But new forms of slavery are not just outcomes of economic global-
ization, they are part of the globalization process itself.8
In order to situate such contemporary developments, the body of the
present volume thus begins with the first modern expansion of the European
empires, including the development of the slave trade as a form of ‘structural’
violence as it moved from culture and trade contact on the frontiers of em-
pire to embodied exploitation that transported people in chains to the other
side of the globe. This coverage complements Volume 1, Globalizing Empires:
Old and New. However, whereas the focus of that volume was more on the
structural conditions of the globalizing empires, we are using the first section
of the present volume to provide specific historical background to contem-
porary developments. After that contextualizing section, the emphasis of
the present volume Transnational Conflict then shifts to the period from
the later part of the twentieth century and into the present. The volume does
not directly focus on the violence of decolonization: that theme is covered
by Volume 2, Colonial and Postcolonial Globalizations. Rather it concen-
trates on contemporary transnational conflict and structural violence:
contemporary processes of border-crossing including the international slave
trade, refugees fleeing from conflict, modern diasporas, and long-distance
nationalists supporting ethnic conflicts in other places. The ‘sources of in-
security’ debate refers to the contention over whether the violence arises
from local or global sources, immediate changes on the ground and local
xii A Critical Introduction
enmities or more generalized shifts brought about by the changing nature
of state formation and globalizing relations.
In this introduction the structure follows are slightly different path from
the structure of the body of the volume. Taking the earlier definitional dis-
cussion as our point of departure, we broaden this into a general discussion
of the question of globalization and conflict. Then, as a way of providing
background for the themes of the overall volume, we focus on mapping the
forms of globalization in relation to the forms of transnational violence. In
particular, we focus on the issues of diaspora violence, the role of so-called
‘failed states’, and the impact of changing zones of war including the rise of
global terrorism.
Globalization and Conflict
In mapping the links between the globalization and conflict, it is important
to enter the discourse through a discussion of globalization in relation to
issues as broad as human security, social change and social disruption. Our
implicit assumption is that there is a generalized relation between glob-
alization and conflict – including transnational conflict of the violent kind –
based on the argument that social disruption is often associated with
increasing tensions and conflict. We are not arguing that globalization directly
causes transnational violence. Neither does this suggestion of a generalized
relation imply that the descent from conflict into violence is a necessary
outcome or a characteristic of globalization per se. Rather we are interested
in examining the way that the various processes of globalization contribute
to unsettling existing life-worlds, accentuating past and present cleavages
of identity politics, intensifying the communicative bases for making eco-
nomic and social comparisons, increasing the objective divisions of wealth
or disrupting both older authority structures and putting pressure on modern
state operations, particularly postcolonial states (see Volume 2, Colonial
and Postcolonial Globalizations).
This broad connection between globalization, conflict and violence is
possible to maintain within the terms of most of the often-cited definitions
of globalization. David Held, Anthony McGrew and Jonathan Perraton
suggest, for example, that globalization can be defined as
a process (or set of processes) which embodies a transformation in the spatial
organization of social relations and transactions, assessed in terms of their
extensity, intensity, velocity and impact – generating transcontinental or
interregional flows and networks of activity, interaction and the exercise of
power.9
A Critical Introduction xiii
Conflict and violence do not carry through explicitly as themes in their
broader discussions, and nor should they – at least in the first instance.
There is nothing intrinsic about contemporary globalization-in-itself that
makes for increasing violence. In the terms set out by Held and his co-
authors, globalization is characterized by four types of change. Firstly, it in-
volves a stretching of social, political and economic activities across frontiers,
regions and continents. Secondly, it is marked by the intensification, or the
growing magnitude, of interconnectedness and flows of trade, investment,
finance, migration and culture. Thirdly, it can be linked to the spreading of
global interactions and processes as the unfolding of world-wide systems of
transport and communication increases the velocity of the diffusion of ideas,
goods, information, capital, and people. And fourthly, it can be associated
with the deepening impact of global interactions and processes such that
the effects of distant events can be highly significant elsewhere and specific
local developments can come to have considerable global consequences. In
this sense, after a relatively short period in world history when Western
nation-states attempted to regulate all movement across their borders, the
relation between domestic matters and global affairs has become increasingly
fluid – at least at more abstract levels of interchange.10
From the present standpoint – and as we will see in a moment it is not the
only possible standpoint – the intensification of globalization brings with it
new lines of potential cleavage, and thus almost certain conflict (and possible
violence). The process is one of intensifying change and impact, but it is not
all one way. The practices and decisions of highly-localized groups can have
significant global reverberations because localized events influence, and are
influenced by global events. For example, when the Taliban in Afghanistan
extended ‘traditional’ Islamic hospitality to Osama bin Laden, a two-way
escalation of the conflict ensued – first as a refusal to meet the United States’
ultimatum to hand over bin Laden by modernist Afghani clerics trying to
show their neo-traditional credentials; and secondly in the form of an
invasion of Afghanistan by the United States-British war-machine later
rationalized by postmodern rhetoric about ‘freedom’ being God’s gift to
humanity. This quickly came to put pressure on the security of the global
system as a whole even though the response could have been defined and
practised in more contained terms, either regionally or globally. In this regard,
it is pertinent to examine the local-global context of a range of polities and
communities under threat across what has been called the ‘Arc of Insecurity’,
from Africa and the Middle East through Central Asia to Southeast Asia.
These polities and communities range from the poorly-named ‘failed states’
in the Global South to communities that are either experiencing continuing
human insecurity in fast-developing countries such as India and China, or
seeking to ameliorate emerging conditions before they take hold. In relation
xiv A Critical Introduction
to the narrowly category of war, it is significant that over 90 per cent of all
wars since World War II have been fought in the Global South.
From a different standpoint, one that takes globalization as a narrow
empirical set of indicators, it is possible to argue that there is no connection
between globalization and conflict at all. John Ishiyama’s recent essay at first
read appears to be supporting such a view.11 In a study examining 102
minority groups across 34 different Global South countries he set out to
test whether or not globalization contributes to increasing ethnic conflict in
the world today. One of the mainstream views is that it does, especially in
conjunction with the releasing of atavistic and primordial pressures. Ishiyama
concludes that there is no such direct correlation. If we ignore the issue that
Ishiyama’s study problematically reduces globalization to ‘increasing
economic interdependence’ and that globalization is tested with a meth-
odology that takes the nation-state as a given political container in country-
by-country comparison (methodological nationalism again), his findings are
interesting: increasing levels of globalization so defined in terms of a country-
by-country globalization index brings increasing levels of ethnic awareness
and political protest (low-level conflict), but ‘no direct relationship’ to com-
munal violence. The key phrase here, however, is no direct relationship, and
this does little to qualify our argument for a generalized relationship between
globalization and the form of conflict and the overall patterns of violence.
Thomas Friedman’s ‘Golden Arches Theory of Conflict Prevention’ takes
another standpoint again. Arguing from a position that seems to ignore
history, he suggests that a certain level of economic development means a
country will not go to war:
In The Lexus and the Olive Tree I argued that to the extent that countries
tied their economies and futures to global integration and trade, would act
as a constraint to going to war with their neighbours … The Golden Arches
Theory stipulated that when a country reached the level of economic
development where it had a middle class big enough to support a network of
McDonald’s, it became a McDonald’s country. And people in McDonald’s
countries didn’t like to fight wars anymore. They preferred to stand in line
for burgers.12
The position developed at length, replete with insulting characterizations of
nation-states as McDonald’s countries or otherwise, as well as the implication
that non-McDonald’s countries do not mind going to war, fell down almost
as it was first enunciated. Two McDonald’s countries, the USA and Serbia,
went to war just after the theory was announced. In reply to this critique,
Friedman would say that he was not referring to interventions, civil wars,
internal wars or border skirmishes. He thus however leaves out of his theory
the predominant forms of conflict of the last half-century, a pattern of ‘intra-
state violence’, ‘low-intensity conflicts’ (or what we would prefer to call
A Critical Introduction xv
localized transnational violence) violence that still need to be explained. In
addition, the recent propensity of affluent countries such as United States,
Britain and Australia to enter into wars by invasion of countries such as
Serbia, Iraq, and Afghanistan also needs explanation. His theory is doubly
redundant given that since the period of the two world wars (as we will
elaborate in a moment) conventional interstate wars have been on the relative
decline anyway, with a significant shift towards localized transnational wars.
When Raymond Kroc took over the McDonalds brothers’ franchise and set
up the ‘first’ McDonalds’ restaurant in 1955 in Des Plaines, Illinois, the
transformation was already well underway, and by the time the first
McDonalds were opened outside the United States in 1967 – in Canada and
that powerfully middle-class country (not) Puerto Rico – it might as well
have been argued, given the historical sequence, that the changing nature of
violence explains the spread of McDonalds. Friedman has since upgraded
his theory to the Dell Theory of Conflict Prevention which suggests that the
spread of just-in-time global commodity supply-chains are an even more
significant restraint of war than even the increasing standard of living sup-
posedly brought about. Here, however, he has more explaining to do. Why
was it in two successive world wars that countries with the most tightly-
integrated economies in world history till that time – Britain, France and
Germany – were at the centre of the conflagrations? Coming forward to the
present, what is the impact today of the world’s armaments industries as
they follow the same trend of global supply chains that Friedman describes
as bringing about peace?
In summary, in response to the general question ‘Does globalization cause
increasing conflict or bring about a more peaceful world?’ we can say that
it is not helpful to posit a simple causal link either way. What then is a more
productive way of approaching this issue? If we begin from the broad socio-
logical premise discussed in Volume 3, Globalizing War and Intervention,
that conflict including war is part of all social formations across history,
but that the patterns and forms of that violence are historically and spatially
framed, then two key questions arise.13 ‘What are the main sources of conflict
in the existing globalizing order?’ and ‘What is the changing nature of conflict
and violence in relation to the effects of globalization?’ The underlying
implication here in asking such questions is that if we are able to identify
the sources of insecurity and to understand the structure of different forms
of conflict, it should be possible to moderate different instance of conflict
and violence, and resolve some of the arising issues in ways that have less
deadly consequences than contemporary wars have had, for example, in the
Balkans, Iraq and Afghanistan.
Here the core assumptions of conventional international relations theory,
including the assumptions of most conventional security studies, are unhelpful
xvi A Critical Introduction
in understanding the contemporary structure of transnational conflict.
The particular structure of violence deemed to be strategically central in
mainstream international relations theory is that violence is either caused
by state-against-state military conflict or by a partial collapse of the network
of strong sovereign states with violence breaking out in weak states. Given,
as we will argue, that the dominant form of violence in the contemporary
period is largely transnational in foundation rather than just centred on
state formations, this leaves conventional international relations with little
to say other than by repeating old mantras. ‘Realist’ theorists still assume
that the most potent threats to global security emanate from other states (or
from a particular state’s poor preparation for outside assaults), rather than
from a changing relationship between states and non-state actors in the
context of globalizing modes of practice. Even on a conventional under-
standing, the evidence suggests that the vast body of violence and conflict
comes from ‘within’ states, and therefore, this phenomenon should be the
key reference point for a meaningful understanding the generalized assault
on security. The events of 11 September 2001 loom as a ‘defining moment
in history’, and yet within state departments and foreign affairs bureaux
it seems to have contributed little to dissolving the core international relations
myth that security is lodged in protecting one’s state borders. The evidence
suggests that threats increasingly emanate from relationships that have
already crossed those borders; relationships that are difficult to manage by
‘homeland security’ – at least not of the border-protection kind. Nevertheless,
the dominant security approach has taken the universal value of human
security and naturalized one form of its maintenance as the key to defending
national communities: namely, a modern forward defence of bordered terri-
tory stance.
We have already quoted from the UNDP Report of 1994. Subsequent
UNDP reports take this further and in a more penetrating way, particularly
in relation to the nature of violence in world politics. Some of their major
points deserve to be stated again and cast within the current framing
awareness of globalization:
In the early 1990s, genocide occurred in Europe and Africa, with
more than 200,000 people killed in 1992-95 and over 500,000
[probably closer to 800,000] killed in Rwanda in 1994.
Across the decade of the 1990s we saw a large decrease in deaths
from interstate conflicts down to 200,000 people over the decade;
down from nearly three times that in 1980s. However, nearly 3.6
million people were killed in wars within states in the 1990s.
During the 1990s the number of refugees and internally-displaced
persons grew by 50 per cent.
A Critical Introduction xvii
During this period, half of the civilian war-casualties were children,
and there were estimated 300,000 child-soldiers worldwide.14
The picture that is drawn is of a frighteningly violent world, with violence
taking many forms and reaching deep into the life-worlds of people on the
ground. The important point to note is that, in most cases, tensions in these
regions are related to the negative impact of particular globally-patterned
and inappropriate models of modernization and development on the life-
worlds of the people of these regions. Thus the changing domestic envir-
onment is characterized by dislocations caused by globally-connected forms
of economic development and an associated undermining or distorting of
traditional cultures, beliefs, and practices.
In the light of the above, how do we conceptualize the existing patterns
of violence? How do we come to grips with the very violent world we live
in? What are the underlying causes of direct form of violence? Of course,
these are complex questions. Decidedly, these cannot be answered within
the framework of entrenched domain assumptions or straightforward em-
pirical generalizations based upon state-by-state indicators.
Forms of Globalization in Relation to Forms of Conflict
In earlier volumes in the ‘Central Currents in Globalization’ series we dis-
cussed the changing nature of globalization in terms of overlaying ontological
formations of traditionalism, modernism and postmodernism. Traditional
globalization, for example, we suggested has a long-run history and tended
to be carried by empires and their agents or by people moving across the land-
scape on trade routes. Expressed in spatial terms, traditional lines of global-
ization tended to radiate outwards from and between imperial city-states or
other cosmologically-understood centres of power. Modern processes of
globalization tended (and tend now) to involve Cartesian lines and networks
of extension, crossing and connecting centres of sovereign state authority.
Postmodern globalization, by comparison, tends to generate post-territorial
systems of abstracted sovereignty which have no overriding state centre and
no last-instance centres of embodied authority. In the present period, we
suggest, these forms of globalization overlay each other in contradictory
ways. In this volume we want to carry that analysis forward but give it
more specificity by distinguishing between different dominant kinds of glob-
alism expressed in terms of modes of integration from the most concrete to
the most abstract. It is simply another perspective on familiar processes that
systematizes the form of extension as a series of levels from embodied global-
ization to disembodied globalization. It will allow us to make some finer-
grained distinctions in relation to the nature of transnational conflict today.
xviii A Critical Introduction
Embodied Extension
Embodied globalization includes the movements of peoples across the world,
the oldest form of globalism and a dominant characteristic of traditional
globalization. This form is still current today in the staccato and regulated
movements (not flows) of refugees, emigrants, and tourists. In relation to
questions of transnational violence it remains relevant as pertaining to the
question of globalizing diasporas and their support for insurgencies ‘back
home’. We have always had diaspora populations across world history, but
the ties that link different places have become more immediate. The difference
today is the form and extent of those connections, not their newness as
some authors have suggested. There are other continuities-discontinuities.
For example, however postmodern the high-tech weapons of war have been
become (that is, transcending of time and space), the brunt of the violence is
still visited on the bodies of people. In fact, despite the possibility of precise-
guided munitions (PGMs), the brunt of the new wars in terms of sheer
deaths is now predominantly carried by civilians not soldiers. Civilian deaths
as a proportion of deaths in war escalated to 10 per cent in World War I, to
over 50 per cent in World War II, and to over 90 per cent of the 40 million
killed since 1945.
Object-extension
Object-extended globalization involves the movements of objects, in
particular traded commodities, as well as those most ubiquitous objects of
exchange and communication: coins and stamps. It is no small irony that
Nike is at once the (traditional) Greek goddess of military victory and also
the name of a (modern/postmodern) globalized consumption object largely
produced in the Global South on consignment to a company that no longer
produces anything itself except a corporate advertising image. Here the most
relevant cycles of object-extension for thinking about transnational violence
include the bourgeoning arms bazaar,15 an industry that itself is going through
the same phenomenon that Thomas Friedman talks about when he discusses
the spread of outsourcing and just-in-time global commodity supply-chains.
Agency or Institutionalized Extension
Agency-extended globalization can be characterized by the movements of
agents of institutions such as corporations and states so prominent today,
though gaining ground quite early in the first millennium with the expansion-
ist empire of Rome. In the present, this form of globalization is complicated
by the bourgeoning number of non-governmental and international organ-
izations (NGOs and IOs), networks, syndicates and cartels, with states as
A Critical Introduction xix
only one form of transnational ‘actor’ amongst others. States were the key
formation of institutionalized extension caught up in war-making up until
1945, but since then while a number of states have been involved in more
than ten wars each – United Kingdom, India, Iraq, USA, France and China16 –
the institutional framing of war has become much more complicated, in-
cluding by the entry of a growing number of privatized military and security
organizations.
Disembodied Extension
Disembodied globalization is defined in terms of the flows of ‘immaterial’
things and processes including images, electronic texts and encoded capital.
This is the only new level of contemporary globalization, taking both modern
and postmodern forms. It has its beginnings in the late nineteenth century,
but it only really took off in a substantial way with the development of elec-
tronic communications and computerized exchange of the late twentieth
century.17 It is associated with processes of what is called ‘deterritorialization’,
that is the crossing of older territorial boundaries (although it also generates
new forms of reterritorialization including around the formation of diasporas
subjectivity calling upon embodied ties but integrated increasing at the level
of the disembodied). This is the least regulated form of globalization, with
embodied globalization the most state-regulated. Indeed we can say that
the more materially abstract the form of globalization, the least regulated
by the state it seems to be. In relation to warfare, despite the continuing im-
portance of embodied relations as we have been careful to underline, the
military capacity of the larger powers, in particular the United States, is
increasingly framed by disembodied practices – abstracted communications,
reconnaissance, surveillance, force-delivery and systems management – all
of which has been recently discussed in a vast technical literature and labelled
the revolution in military affairs (RMA).18
Put most directly, the argument here is that in a world increasingly stretched
between embodied and disembodied globalization the forms and patterns
of violence are shifting with contradictory outcomes, including the intensi-
fying of localized impacts and responses. In this process, the state has become
a contested domain of ambiguous and contradictory power attempting to
mediate between localizations and globalizations. Increased economic and
cultural integration as well as juridical-normative global negotiation may
indeed mean, in a general framing sense, that states are less likely to go to
war with each other than 50 years ago, but on the other hand the contestation
of power has become stretched more contradictorily than ever before between
relations of embodied tension and abstract systems of power projection –
and states are caught up in this ‘stretching’ as much as any other entity.
xx A Critical Introduction
If this point sounds a little complicated then an illustration should serve
to clarify it. Contemporary globalizing conflict has, for example, brought to
the fore the centrality of the global media, a disembodied medium for pre-
senting electronic images around the world almost instantaneously in ‘real
time’. Mass broadcasting via the internet or television is an objectively-ab-
stracted medium used, for instance, by terrorists to promote their cause –
there is no need for persons to carry their images and messages physically
out into the world, no need for someone to stand in Times Square handing
out leaflets about global Jihad. At the same time, the textual content and
images that are projected are used to accentuate the embodied effects of
specific practices in very specific locales. Beheading an American freelance
telecommunications contractor or abducting an Australian civilian in Iraq
has a powerful effect on publics in far-away places.19 This in turn draws
Western states into behind-the-scenes interventions – even negotiations with
‘those whom we will never negotiate’ – because state leaders have to be seen
to be doing something. These tensions can be seen in more detail as we
discuss a series of issues over the next sections of the essay, beginning with
the question of globalizing diaspora communities.
Cultural Upheaval, Globalizing Diasporas
and Transnational Violence
The contemporary discourse on diasporas in international politics is largely
focused on contemporary extensions of diasporic identity. There are however
older diaspora that we need to remember. They were (and are) sustained by
changing historical conjunctures from traditional kingdoms in Africa and
early modern capitalism to the class-structured marginalization of many
African Americans in the United States today. The work of writers such as
Paul Gilroy and James Clifford brings out a complex history of the Afro-
Caribbean diaspora. The writings evoke the historical depth of a diverse
black diaspora culture and its various expressive forms of oppression and
resistance linked to a particular lineage of plantation capitalism. In Gilroy’s
words, ‘The history of black Atlantic, continually criss-crossed by the move-
ment of black people – not only as commodities – but engaged in various
struggles towards emancipation, autonomy and citizenship, is a means to
re-examine the problems of nationality, location, identity, and historical
memory’.20 In his argument, the trans-Atlantic diaspora of Africans was
constituted in a structure of globalizing violence. This does not mean, how-
ever, that they were made over in the image of the antebellum New World.
Such diaspora cultures are, as Clifford argues, ‘to a varying degrees, produced
by regions of political domination and economic inequality. But the violent
A Critical Introduction xxi
processes of displacement do not strip people of their ability to sustain dis-
tinctive political communities and cultures of resistance … Fundamentally
ambivalent, they grapple with the entanglement of subversion and the law,
of invention and constraint.’21 As to understanding the present, Clifford
suggests that one has to draw upon the embodied historical experiences of
globally-dispersed communities caught up in a once-institutionalized
structure that still has consequences today. In this light, it is hard to visualize
mass transnational genealogical networks in the present not produced by
conflict or not responding with ambivalence to the hegemony of western
globalizing society.22
In the area of diaspora politics, the cultural trajectory of contemporary
globalizations has a profound bearing on the nature of conflict. Notwith-
standing the diverse theorizations of globalization, one conclusion common
to most is the assertion of growing global cultural homogenization, at least
at the level of electronically-transmitted culture. While some writers such as
Malcolm Waters argue that globalization is a Westernizing project, entailing
the diffusion of European culture across the globe,23 others such as Roland
Robertson argue that globalization invariably brings cultural/religious differ-
ences into sharp contrast, forcing people to respond to the presence of other
religions.24 Both positions can be brought together in the ‘levels approach’
just outlined. Disembodied globalization engenders what Robertson calls a
‘localizing dialectic’, which takes various embodied forms across locales
criss-crossed by layers of different conceptions temporality and spatiality.
These responses include defiance, resignation, self-help, conflict, violent armed
action, and so on. Such responses are sometimes articulated in confrontation
with the hegemony and the false universality of Western culture. It is well
established that cultural beliefs are interlocking, and they have a ‘strain to-
wards consistency’. In the growing tensions between the ‘globalizing mod-
ernity’ and continuing local and regional cultural traditions, people struggle
to make sense of the discrepancies that occur in the intersection of layers of
integration and differentiation. Elaborating this dimension, Edwin Gimode
treats this as multilayered domination imposed by false globalization. ‘False
globalization’ is a term that does not quite work, but it does point up how
one intellectual from the Global South perceives the dominant form of glob-
alization today:
the existing false globalization denies dialogue, highlights differences in a
discriminatory manner, establishes hegemony, intensifies domination among
human beings in different forms – racial, cultural, religious and economic. It
is to this multilayered domination … that the local, poor and dominated
respond, refusing to die and stubbornly surviving.25
The outcome has been the renewal and revival (in a more reflexive form) of
cultural-political expressions of identity: neo-traditional religious loyalties,
xxii A Critical Introduction
ethnic and racial identities, genealogical and linguistic differences.26 In very
specific circumstances these are indeed precursor processes to violent conflict,
even acts of embodied terrorism. This renewal draws together both people
living in places that feel the tension, and those persons, lifted out of place,
who look back upon the predicament of their compatriots from the distance
of being refugees, migrants, guest workers or exiles somewhere else. It is
this reflexive ‘looking back’ that makes for what are called diaspora
communities – whether they are national or postnational in their orientation.
Here we confront very different interpretations. Mary Kaldor, for
example, believes that although there can be positive forms of nationalism
the new diasporic nationalism is exclusivist, closer to religious fundament-
alism and will contribute to ‘a wild anarchic form of globalisation’.27 By
comparison, Arjun Appadurai, although still a cosmopolitan critic of the
old nationalism, famously looks to postnationalism as a form of deterritor-
ialized identity that will contribute to resolving the increasing levels of
institutionalized violence in the world today. Supposedly postnationalism
will usher in the end of the territorial nation-state and therefore get rid of
one of the main sources of violence.28 Neither position is entirely satisfactory.
Both writers are right to accentuate that the goals of emerging new nationalist
movements and postnational sensibilities are stretched across local and
global, and that the movements tend to be transnational in organizational
and cultural terms. And both writers are right that the new nationalistic
groups are able to garner support from various elements across the diaspora,
including from individuals to non-governmental organizations and religious
schools. It is here that the role of identity politics and subjectivities of
embodiment come to the fore, even as communicated across long distances
of spatial extension. Globalization has ignited identity as a motif of both
conflict and interconnection.
How then do we come to terms with diasporas and their politics? Are
diaspora communities just older ethnic communities divided by state fron-
tiers? Is their very existence a source of insecurity? There is no denying the
fact that diaspora politics plays a significant role in the global affairs. Myriad
ethnic groups are now spread across transnational frontiers, and their world-
views and practices play a special role in several areas of national and global
interest. There is a general perception among the scholars that transborder
ethnic ties can be a locus of violence. Robert Harkavy and Stephanie and
Neuman, for example, quite unselfconsciously use the term ‘ethnic conflict’
as almost a synonym for localized transnational wars.29 However, it is prob-
lematic to come to a firm and generalized conclusion that diasporas per se
are an abiding source of insecurity. Ethnicity seems rarely a direct basis for
militarized violence, at least not by itself. One writer, though not represent-
ative of the field of security studies, Klaus Gantzel, nominates ethnicity as
the main cause of only three wars between 1945 and 1992.30 What we can
A Critical Introduction xxiii
say is that while there is a strong argument to suggest that diasporic cultural
politics are rarely innocent of narrow nationalist aims and chauvinist agendas,
the consequences of that fact as a source of violence still need to be debated.
As James Clifford argues in his contribution to the present volume, while
some of the most violent articulations of purity and racial exclusivism came
from diaspora populations … such discourses are usually weapons of the
(relatively) weak … Whatever their ideologies of purity, diasporic cultural
forms can never, in practice be exclusively nationalist. They are deployed in
transnational networks built from multiple attachments, and they encode
practices as well as accommodation with, as well as resistance to, host
countries and their norms.31
At the same time one cannot overlook the issue that like nation-states, dias-
poras are in part constructed by political elites, who have their own agendas.
This is particularly relevant in the realm of international relations where in
the words of Charles King and Neil Melvin (also reproduced in the present
volume) ‘identity politics is often more about politics than about identity’.32
The movement of the people from one part of the world to another
raises further questions, particularly with regard to the intersection of in-
security, cultural difference and economic inequity. The departure of a large
number of working people from a region produces a strong impact both at
national and local level, and is itself often produced by globally or regionally-
framed civil conflict at home.33 The interim placement of refugees in mass
camps is a setting for another kind of institutionalized violence.34 And the
receiving country also faces problems when refugee reception or migrant
movement is associated with sustained marking of differences across ethnic-
racial-religious lines and compounded by restrictions of access to the job
market. Through this process, over the long-term, the trends suggest that
immigration and refugee movement often leads to dissension and conflict,
and sometimes even to violence. However, it seems not to be the movement
of people in itself that causes the violence, but rather the extent to which it
is associated with continuing structural inequities and uncertainties.
In some cases, we have seen localized backlashes escalate with global
consequences. On 27 October 2005, riots began following an incident in
Clichy-sous-Bois, an immigrant suburb of Paris with high unemployment.
Teenagers running from the police, climbed a wall to hide in a power sub-
station, and two of the boys, one of Malian background and another of
Tunisian, were electrocuted; a third boy whose parents are Turkish Kurd
was injured and hospitalized. Subsequently nine-thousand vehicles were
torched in Paris across twenty days of rioting. Across late October and into
early November, this initially very local incident spread across France and
Europe as related fire-bombings and violence occurred in Belgium, Denmark,
Germany, Greece, Netherlands, and Spain. By the beginning of December, a
xxiv A Critical Introduction
researcher could put ‘Zyed Benna’, the name of one of the teenagers who
died, into the Google internet search-engine, and have 22,800 sources listed
from across the web-connect globe. Here face-to-face relations – the grieving
pain of family and friends – are overlaid with disembodied processes of
global extension as ‘Zyed Benna’ becomes an iconic reference for patterns
of embodied-disembodied interrelation. The local had ‘become’ global.
Looking at the issue from the other way around – this time from a global-
to-local rather than local-to-global perspective – there are several well-
documented instances which reveal that globalized diasporic communities
play a significant role in precipitating violence and conflict in localities a
world away. Crucial support is extended in various guises and forms. These
include financial support, networking at international fora, delivering arms
and ammunition to diaspora-connected ethno-religious groups and in-
surgents, as well as in some cases sending individuals to fight as combatants.
While there are several such cases of localized transnational wars in South,
Southeast and Central Asia, one obvious example is the Tamil diasporic com-
munity of Sri Lanka spread across Asia, Australasia, and North America. It
is alleged to have extended a generous support to the Liberation Tigers of
Tamil Eelam. In fact, it is alleged that LTTE’s major source of funding is the
Tamil diaspora in other countries. Domestic politics within the ‘kin states’
profoundly effects the political articulations of the diasporic communities.
However, the institutional strength of diaspora communities to intervene in
the politics of kin states depends to a great on their internal organization, the
level of economic-financial resources, and their capacity for transnational
communication of ethno-national identity (in other words, the capacity of
diasporas formed in ties of embodied subjectivity to reach out beyond their
immediate connections through relations of institutional and disembodied
extension). Those who have these capacities are far more effective in ‘chal-
lenging the leading role of indigenous elite within the homeland and becoming
powerful independent actors both within the kin state and in the international
arena’.35 In summary, the existence of transborder ethnic groups or diasporas,
themselves often formed by globalizing violence, represent a potential, but
only potential, source of conflict. While emerging global diasporas are likely
to be significant policy targets both for the kin states as well as the host states,
the pattern of violence depends on the wider socio-economic context.36 It is this
light that we now turn to, to discuss economics and politics.
Economic Change, the State and Transnational Violence
In the Global South, globalization is invariably viewed in the context of lib-
eralization, market deregulation, and their effect upon the nature of the state.
The key figures here are the World Bank and International Monetary Fund
A Critical Introduction xxv
as the sponsors of economic reforms, including through Structural Adjust-
ment Programs (SAPs).37 As analysts such as Samir Amin and Dharam Ghai
assert, capitalist globalization and SAPs are tightly linked,38 leading either
to the retreat of the notion of the state as part of a regime of social support
or to it being pushed in a new direction. Here our phrase ‘regime of social
support’ refers to an institutional matrix of polity, market, community and
family, all potentially generating social welfare outcomes. In the West this
role was taken over in part by the welfare state. In the postcolonial South,
while welfare states never developed to the same extent, social policy and
social development became for a time the main two strategic concerns for
nation-building. Two of the major tasks were to build modern institutions
and renew social justice in the aftermath of decolonization. Over the last
couple of decades these concerns have been left increasingly in the back-
ground because they are seen as contributing very little to direct economic
growth. The point being made is that the shrinking social agenda of the
state, particularly in Asia and Africa, has made a major contribution to
generating a new sense of generalized insecurity.
While these changes are relatively obvious, the pre-violent stirrings of
politics and consciousness at the mass level in the Global South have seldom
been adequately responded to by the ruling elite. The interface between a
globalizing corporate economy and the ‘New Word Order’ engulfing major
regions and states in the Global South, provides the new setting for a post-
colonial state, ‘under siege of trying to hide this fact by bravado of anti-western
(mainly anti-American) reactions, while permitting multiple backlashes and
counter thrusts’.39 The demands of neo-liberal globalization have led Western-
oriented ruling elites to step back from the possibility of seeing through al-
ternative transformative policies. These elites tend either to have their own
self-seeking agenda or to be overwhelmed by the rapidly-changing base of
the political process and the consequent radically-changed set of demands
and conflict situations.
The consequent withdrawal of state from implementing innovative social
policy has had several serious ramifications. There are several research studies
which reveal growing ‘pauperization’, accentuated class cleavages, and in-
creasing pressures on sheer survival in the rural countryside all over South
Asia and Africa. Consequently, there are unambiguous signs of deep con-
vulsions, which are bound to intensify. There are no strong institutional
mechanisms available to hold them in check, except in some cases institu-
tionalized counter-violence from state-sponsored military apparatuses. In
Rajani Kothari’s words, it is because of this ‘closure to the new aspiring
entrants that a whole variety of forms of ethnicity (autonomy-seeking, separ-
atists, based on claims of self-determination or recognition of “indigenous
people”) have been on the upswing’.40 You can add to this list those who are
branded as ‘terrorists’ and ‘insurgents’. In some cases they have emerged
xxvi A Critical Introduction
out of the dissatisfied, deprived and excluded segments of the society; in other
cases they drew on the solidarity of such segments – either instrumentally
or idealistically.
States in these regions of insecurity, or what Myron Weiner calls ‘bad
neighbourhoods’, have tended to respond in ad hoc and counterproductive
ways to this local-global pressure. In this sense, we can say that the increase
in localized transnational violent conflicts is also an outcome of poor govern-
ance, democracy deficits, and political manipulation of ethnic disputes, which
stoke the ambers of past conflicts and add fuel to the contemporary internal
dislocations and social unrest (all exacerbated rather than necessarily caused
directly by the current dominant form of globalization). Such political regimes
in so many cases lack broad political legitimacy and have little basis for
generating sustainable long-term political and strategic visions. Inherited,
imposed and makeshift systems of governance impose severe limitations on
the efficacy of political institutions and structures. The fragile character of the
political system is largely associated with ‘grey patronage economies’, ‘façade
democracies’ or ‘weak-authoritarian states’ – all of which variously get named
as the consequence of ‘failed states’.
We will come back to this question of ‘failed states’ in a moment, but in
the present context it is worth being clear about a couple of the lineages
that over-determine the chronic nature of much of this violence. Firstly,
self-absorbed elites have built upon and instrumentally used the changing
political and social environment, often fostering social tensions and conflicts,
either unintentionally or for their own ends. Consequently, the organs of the
state resort to coercive means to quell the response. The end result is escalat-
ing popular discontent, leading to radical and underground violent move-
ments. In theoretical terms, façade democracies do not engender a healthy
and functional framework for social sustainable relations of governance or
what goes by the ugly political-science label of ‘elite-mass linkages’. This not
only prevents the development of socio-political dialogue but also encourages
neo-traditionalist and reactionary formations. Façade democracies or weak-
authoritarian states are invariably static and fragile, and this obviously creates
wide-ranging instability and insecurity for itself, and most of all for their
neighbours, and, in consequence, for intervening global coalitions.
Secondly, the neoliberal model of globalization – comfortable with
‘short-term’ marginalization, exclusion and the disposability of the week
and poor – has tended to exacerbate the problem, even while at the same
time expounding its concern to eradicate poverty by increasing market-driven
globalization.41 Globalization as a discourse of economic power is very differ-
ent from universalism as part of the normative concern for global well-being.42
Some neoliberals argue that the problems of poverty are a short-term outcome
of uneven globalization that will be resolved with the longer-term globaliza-
tion of trade flows. However, one of the extreme versions of the neoliberal
A Critical Introduction xxvii
version sees the poor (not poverty), as a category of person that can be
comfortably eradicated. Remember the ‘poor squads’ in Latin America or
examine the following formulation from a World Bank official in a debate
in the Economist on spending money on AIDS research: ‘If AIDS falls dis-
proportionately on the people of these countries, poor countries, then the
fact they will die of it will have a positive impact on the economic growth of
these nations’.43
Thirdly, the militarization of the national and global response to local
upheaval compounds the problems. The upshot is that we have put in place
a generalized insecurity regime which creates severe and diverse backlashes
at local and transnational levels. One outcome is that state systems are
invariably weakened, and wider human security is greatly undermined. Back-
lashes do not operate in a vacuum. They create their own trajectories in inter-
action, as Philip Cerny puts it, with ‘economic and social process of complex
globalization to create overlapping and competing cross-border networks
of power, shifting loyalties and identities, and new sources of endemic low-
level conflict – the durable disorder’.44 While there are considerable problems
with Cerny’s naming of this setting as constituting a new medievalism, his
characterization of the breakdown of order is powerful. In a situation of this
kind it is counter-productive to address insecurities through conventional
modern forms of state power. It provokes more backlashes, ethnic and reli-
gious conflicts, and warlordism. Moreover, in a spiral of effects it raises the
threshold of demands on military, economic and political resources contri-
buting to the phenomenon of ‘failed states’.
Through all of this discussion we also need to treat the concept of ‘failed
states’ very carefully. Failing states are often an attributed cause of internal
and transnational violence. However, in the argument presented here we are
suggesting that the processes of failure cannot be simply attributed to internal
or state-based processes in themselves.45 The growth of disorganized ‘grey’
economies linked to globalized movement of black-market goods and arma-
ments, the entry of transnational criminal groups,46 and the failure of central
authorities from the World Bank to the United Nations to give cohesion to
the state as it faces major global changes are all local-national-global pro-
cesses contributing to impairing the functioning of state systems. In the
Global South this process came to the fore in the aftermath of postcolonial
restructuring. In the Balkans and Caucasus this process was associated with
the collapse of the Soviet Empire and the reorganization of national power-
elites. These global influences intersect with internal problems including the
lack of democratic culture/reform, exclusion of the mass of the people from
the political system, and failure on the part of political elite to meet the basic
needs and aspirations of the masses. When developments such as ethno-
national mobilization, growing cleavages on ethnic religious lines and inten-
sifying efforts of the warlords to secure a space for themselves in the civil
xxviii A Critical Introduction
society invariably lead to the decay of the state system, these problems are
generally considered as local problems. The phenomenon of the failing states
is not however an isolated or even a regional problem: it is located within
and has wider repercussions for the security and stability of global system
of states. Moreover, it is not the case that ‘failed states’ just fall in a heap.
Rather, they remain continuing institutions of agency-extension maintaining
some processes of integration while accentuating others of differentiation.
All the while they continue competing for loyalty and power amongst the
mess of mass emigration and refugee displacement, proliferating regimes of
small arms and drugs dealing, insurgency, and sometimes even terrorism.
‘Low-Intensity Wars’ and Transnational Violence:
Towards a Conclusion
Most wars since 1945 have been of a new kind, sometimes called, as was
mentioned earlier, ‘low-intensity wars’. The concept of ‘low-intensity wars’
(LICs), like that of ‘failed states’, however, is another of the many terms in
the field that can be very misleading. Such wars have been defined as exten-
sive, internal, unconventional guerrilla or civil wars.47 The problem with
this appellation is that such wars are often highly intense with massive casu-
alty rates and substantial or totalizing effect on the effected populations. In
the case of Rwanda, Angola, Mozambique, the Congo, the Sudan and Bosnia-
Herzegovina, these wars have had higher casualty rates than most conven-
tional wars – the so-named ‘high-intensity wars’. Hence we get unhelpful
resolutions to this problem including distinguishing between high-low
intensity war, medium-low intensity war and low-low intensity war, where
the second adjective just carries the same misleading meaning as it always
has. Other writers have chosen to call such wars ‘wars of the third kind’,48
because most of this kind of wars tends to happen in the Third World, and
they are distinct from interstate wars or cold wars. However, for most writers,
because they concentrate on the zone of immediate militarized violence rather
than the larger setting of conflict, the defining characteristic of this new
kind of war is taken to be that the wars are ‘intra-state’ or ‘domestic’. Ignoring
most of the evidence to the contrary, Kalevi Hoslti, for example, writes, ‘If
such a large proportion of the wars have domestic origins, then the place to
pursue explanations is not in the character of the relations between states,
but in the character of the states themselves’.49 The concern of the present
volume is to challenge this emphasis on the state as the centre of the explan-
ation and to suggest that the new wars need to be placed in local-global
context. It is for these reasons that throughout this essay we have tended to
use the term localized transnational war.
A Critical Introduction xxix
We have also been concerned to suggest that localized transnational wars
and conflicts have a different relationship to the state than in earlier periods.
As Mary Kaldor writes:
In contrast to the vertically organized hierarchical units that were typical of
‘old wars’, the units that fight these wars include a disparate range of different
groups such as paramilitary units, local warlords, criminal gangs, police
forces, mercenary groups and also regular armies including breakaway units
of regular armies. In organizational terms, they are highly decentralized and
they operate through a mixture of confrontation and cooperation even when
on opposing sides. They make use of advanced technology even if it is not
what we tend to call ‘high-technology’ (stealth bombers or cruise missiles,
for example). In the last fifty years, there have been significant advances in
lighter weapons – undetectable land mines, for example, or small arms which
are light, accurate and easy to use so that they can even be operated by chil-
dren. They also make use of modern communications – cell phones or com-
puter links – in order to co-ordinate, mediate and negotiate among the
disparate fighting units.50
This quote also points up a further concern of our analysis – namely that
these kinds of wars gain their intensity in a new stretching of an old contra-
diction between relations of embodied or face-to-face engagement and
disembodied engagement, such as through communications links that connect
people and processes over extended reaches of territory.
Before finishing we need to add in one more significant illustration of
this process. Since September 11, 2001, although with continuities going
back for a number of decades, networked terrorism has emerged as one of
the most graphic form of transnational violence.51 It a number of significant
respects it does not resemble earlier patterns of violence. It is now network
based, projected to a global communications industry, and involves an ex-
tensive loosely-connected body of non-state combatants, who are either
reasonably mobile across the borders or are connected by the possibilities
of globalizing communication networks. While United States’ policy has
concentrated on a couple of key states, large parts of the Middle East and
Asia, beyond the high-profile cases of Iraq and Afghanistan are in serious
trouble. Country after country is being destabilized both by insurgents52 and
by inappropriate military responses to such terrorism. As Daalder and
Lindsay have shown in their analysis of the present US foreign policy, the
principal strategic assumption underlying the War on Terrorism is the
assumed link between terrorist organizations and nation-state sponsors.53 It
was as part of this centring on the territorial state that President Bush’s
‘axis of evil’ speech named Iraq, Iran and North Korea as the chief threat to
global security. However, it remains a peculiar blindness on the part of some
American policy-makers such as Vice President Dick Cheney and Secretary
xxx A Critical Introduction
of Defense Donald Rumsfeld to see terrorism as closely linked to certain
‘rogue states’ who are regarded as its sponsors and responsible for its spread.
As this volume documents, the core issues of security and violence have
to be understood in the context of localizing, transnationalizing and glob-
alizing trends – and their underlying social, political and economic causes.
The fundamental shift in the existing form of violence away from inter-state
wars to ‘low-intensity conflicts’ is part of this shift, as is the new form of
networked terrorism, with both reflecting deeper and wider structural
changes. Contemporary violent conflicts are intertwined with processes of
globalization – linkages that include and also cut across nation-states and
have profound consequences on the ground as states have been put under
increasing pressure. In response, state systems are also unable to guarantee
it because they have moved away from what Mitchell Dean calls the goal of
the ‘civilization of politics and society’ where the emphasis is on ‘social
development, welfare and good governance’.54
Notes
1. On the structural violence of contemporary slavery, including debt bondage and contract
slavery, see the article reproduced in this volume by Kevin Bales ‘Expendable People:
Slavery in the Age of Globalization’, Journal of International Affairs, vol. 53, no. 2,
2000, pp. 461–84.
2. See for example the article, reproduced in the present volume, by Joseph S. Nye and
Robert O. Keohane ‘Transnational Relations and World Politics: A Conclusion’,
International Organization, vol. 25, no. 3, 1971, pp. 721–48. See also Robert O. Keohane
and Joseph S. Nye, (eds.), Transnational Relations and World Politics, Harvard University
Press, Cambridge, 1972.
3. Joseph S. Nye, ‘Transnational Relations and Interstate Conflicts: An Empirical Analysis’,
International Organization, vol. 28, no. 4, 1974, pp. 961–998; and Samuel P. Huntington,
‘Transnational Organizations in World Politics’, World Politics, vol. 25, April 1973, pp.
333–68.
4. This position has been predictably countered by other writers who have reasserted the
national base of these corporations. See for example, E.B. Kapstein, ‘We are Us: The
Myth of the Multinational’, The National Interest, vol. 26, winter 1991–92, pp. 55–62;
and P.N. Doremus, et al., The Myth of the Global Corporation, Princeton University
Press, Princeton, 1998.
5. United Nations Development Programme, Human Development Report, Oxford University
Press, Oxford, 1994, p. 229.
6. Charles King and Neil J. Melvin, ‘Diaspora Politics’, International Security, vol. 24, no.
3, 1999–2000, reproduced in this volume.
7. Rowena Robinson, ‘Virtual War: The Internet as the New Site for Global Religious
Conflict’, Asian Journal of Social Science, vol. 32, no. 2, pp. 198–215, reproduced in this
volume.
8. Bayles, ‘Expendable People’, pp. 472–3.
9. David Held, Anthony McGrew, David Goldblatt and Jonathan Perraton, Global
Transformations, Polity Press, Cambridge, 1999, p. 16.
10. David Held and Anthony McGrew, ‘Globalization’, in The Oxford Companion to Politics
of the World, Oxford University Press, Oxford, 2001.
A Critical Introduction xxxi
11. John Ishiyama, ‘Does Globalization Breed Ethnic Conflict?’ Nationalism and Ethnic
Politics, vol. 9, no. 1, 2004, pp. 1–23.
12. Thomas L. Friedman, The World is Flat: A Brief History of the Twenty-First Century,
Farrar, Straus and Giroux, New York, 2005, p. 420. See also his The Lexus and the Olive
Tree, Farrar, Straus and Giroux, New York, 1999.
13. Without necessarily agreeing with Klaus Gantzel’s overall approach or conclusions, this
historical locating of the questions follows his argument that ‘in comparative research on
the causes of war, the historicity of war has been widely neglected: “War in the Post-
World War II World: Empirical Trends and a Theoretical Approach”’, in David Turton,
War and Ethnicity: Global Connections and Local Violence, University of Rochester Press,
Rochester, 1997, p. 139.
14. United Nations Development Programme, Human Development Report, Oxford University
Press, Oxford, 1994, 1997 and 2002.
15. The term comes from Anthony Sampson, The Arms Bazaar, Bantam Books, New York,
1978. More recent official figures for the United States suggest for example that ‘Foreign
Military Sales’, the US arms transfer program, quadrupled from 2000 to 2003 from $9.8
million to $40.3 million. See William D. Hartung and Frida Berrigan, ‘Militarization of
US Africa Policy, 2000 to 2005’, a fact sheet published by the Arms Trade Resource
Center, New York, March 2005. The overall world trade in armaments is estimated to be
approximately US$900 billion.
16. Klaus Gantzel, ‘War in the Post-World War II World’, p. 135.
17. See Paul James, Globalism, Nationalism, Tribalism: Bringing Theory back In, Sage
Publications, London, 2006, for an elaboration of that framework.
18. See for example, Michael J. Mazaar, The Revolution in Military Affairs: A Framework
for Defense Planning, US Army War College, Carlisle, 1994.
19. The video was available on the web from November 2004 and could be accessed months
later. http://www.thememoryhole.org/war/decapitation_video.htm accessed 2 December
2005.
20. Paul Gilroy, The Black Atlantic: Modernity and Double Consciousness, Harvard University
Press, Cambridge, 1993, p. 193, cited in James Clifford, ‘Diasporas’, Cultural Anthro-
pology, vol. 9, no. 3, 1994,, p. 316–17.
21. Clifford, ‘Diasporas’, p. 319.
22. There are of course many emerging examples among elite transnationals. See for example,
Aiwa Ong, Flexible Citizenship: The Cultural Logic of Transnationality, Duke University
Press, Durham, 1999.
23. Malcolm Waters, Globalization, Routledge, London, 1995.
24. Roland Robertson, Globalization: Social Theory and Global Culture, Sage Publications,
London, 1992.
25. Edwin Gimode, ‘Globalization, Islam and Social Policy’, in Globalization and Social Policy
in Africa, Tade Aina, et al., (eds.) CODESRIA, Dakar, 2004, PAGE NUMBER OF QUOTE
26. James Mittleman, ‘The Globalization Challenge: Surviving At Margins’, Third World
Quarterly, vol. 15, no. 3, 1994, pp. 427–43.
27. Mary Kaldor, ‘Nationalism and Globalization’, Nations and Nationalism, vol. 10, no. 1–2,
2004, p. 162 (reproduced in this volume).
28. Arjun Appadurai, Modernity at Large: Cultural Dimensions of Globalization, University
of Minnesota Press, Minneapolis, 1996.
29. Robert E. Harkavy and Stephanie G. Neuman, Warfare and the Third World, Palgrave,
New York, 2001, passim.
30. Klaus Gantzel, ‘War in the Post-World War II World’, p. 136, fn 20.
31. James Clifford, ‘Diasporas’, p. 307.
32. King and Melvin, ‘Diaspora Politics’, p. 1.
33. See Weiner, ‘Bad Neighbours, Bad Neighbourhood: An Enquiry into the Causes of Refugee
Flows’, International Security, vol. 21, no. 1, 1996, pp. 5–42, reproduced in the present
volume.
xxxii A Critical Introduction
34. Liisa H. Malkki, ‘News from Nowhere: Mass Displacement and Globalized “Problems of
Organization”’, Ethnography, vol. 3, no. 3, 2002, pp. 351–60 (reproduced in this volume).
35. Ibid., p. 10; See also Robinson, ‘Virtual War’ (reproduced in this volume), on the use of
the internet as one of these key resources.
36. For example, on the Tamil Tigers in global/local context see Bruce Kapferer’s seminal
essay, ‘Ethnic Nationalism and the Discourses of Violence in Sri Lanka’, Communal/Plural,
vol. 9, no. 1, 2001, pp. 33–67.
37. According to a Finnish report by Olli Tammilehto, Globalisations and Dimensions of
Poverty, Ministry for Foreign Affairs of Finland, Helsinki, 2003, p. 12, ‘In 1999 they
were renamed “Poverty Reduction Strategy Papers” or PRSPs. It seems that in most cases
the new name has not changed the content decisively. In practice they have meant a
reduction of public expenditure on healthcare, education and infrastructure. The prices
of food and other necessities are rising because the programmes forbid state subsidies.
The imports, which are cheap partly because of the subsidies of rich countries, replace
domestic food production and throw large numbers of people into unemployment.
Unrestricted imports and high interest rates, caused by the programmes, also make other
forms of production collapse, which also increases unemployment. Employment is further
diminished by cuts in the numbers of civil servants – something also demanded by the
plans. This all obviously increases poverty.’
38. For a general analysis of the effect of capitalism on the Global South see Samir Amin,
Capitalism in the Age of Globalization, Zed Books, London, 1997.
39. Rajani Kothari, ‘Globalization and Revision of Tradition’, Economic and Political Weekly,
25 March 1995.
40. Ibid.
41. For example, a recent copy of The Economist (5 November 2005) has a sleeping Mexican
on the front cover leaning against planet earth. The cover title reads, ‘Tired of Globalization,
but in Need of much more it’. Inside the issue, a special survey of microfinance is entitled
‘The Hidden Wealth of the Poor’.
42. Ian Gough, ‘Human Well-being and Social Structures: Relating the Universal and the
Local’, Global Social Policy, vol. 4, no. 3, 2004, pp. 163–189.
43. Cited in Niranjana Gupta, ‘The Local and the Global,’ in Malini Bhattacharya, (ed.)
Globalization, Tulika Books, New Delhi, 2004, PAGE NUMBER OF CITATION
44. Philip G. Cerney, ‘Terrorism and the New Security Dilemma’, Naval War College Review,
vol. 38, no. 1, 2005, p. 17
45. See also Robert Hunter Wade, ‘Failing States and Cumulative Causation in the World
System’ International Political Science Review, vol. 26, no. 1, 2005, pp. 17–36.
46. See Jean-Germain Gros, ‘Trouble in Paradise: Crime and Collapsed States in the Age of
Globalization’, British Journal of Criminology, vol. 43, 2003, pp. 63–80, reproduced in
the present volume.
47. Harkavy and Neuman, Warfare and the Third World, p. 35.
48. Edward Rice, Wars of the Third Kind: Conflict in Underdeveloped Countries, University
of California Press, 1988; Kalevi J. Holsti, The State, War, and the State of War, Cambridge
University Press.
49. Holsti, The State, War, and the State of War, pp. 25–6.
50. Mary Kaldor, New and Old Wars: Organized Violence in the Global Era, Polity Press,
Cambridge, p. 8, and cited in Harkavy and Neuman, Warfare and the Third World, p. 191.
51. Here we are distinguishing analytically between ‘embodied terrorism’ (of the kind that
involves groups of persons responding in an immediate and embodied way to perceived
or actual oppression), ‘networked terrorism’ (such as evidenced by Al Qa’ida or Laksa
Jihad) and ‘institutionalized terror’ (of the kind used by states, with examples including
the British firebombing of Germany and the United States’ nuclear bombing of Hiroshima
and Nagasaki in World War II. These overlapping forms were discussed in the introduction
to Volume 3, Globalizing War and Intervention.
A Critical Introduction xxxiii
52. Across the period of 2003 to 2005 the term ‘insurgents’ was progressively removed from
the lexicon of the US Pentagon’s war-language on Iraq, culminating in Donald Rumsfeld
declaring at a press conference in November 2005 that the term was not applicable to
such ‘illegitimate enemies’. The process surfaced in spring 2003 after the military declared
an end to initial major combat operations. Secretary Rumsfeld began calling the insurgents
‘dead-enders’ and ‘former regime loyalists’.
53. Ivo H. Daalder and James M. Lindsay, America Unbound: The Bush Revolution in Foreign
Policy, Brookings Institute Press, Washington, 2003.
54. Mitchel Dean, Governmentability: Power and Rule in Modern Society, Sage, London,
1999.