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Latest Filings Received and Processed at the SEC

This listing contains the most recent filings for the current official filing date (including filings made after the 5:30 pm deadline on the previous filing day). Filings may be made Monday through Friday (except for U.S. Federal Holidays).

Key to Descriptions

(Filer)Filing was made by and describes the company named.
(Subject)Filing describes the company named but was made by another entity.
(Filed by)Filing was made by the company named but describes a subject company.
(Reporting)Filing was made by an individual reporting holdings in a company.
[Paper]Paper filings are available by film number.
[Cover]Filing contains an SEC-released cover letter or correspondence.
(Each "Reporting" and "Filed by" filing has a matching "Subject" listing.)
To limit filing results,
enter company name, CIK, or form type.
Ownership?
  Items 1 - 40   Latest Filings RSS Feed
Form Formats Description Accepted Filing Date File/Film No
ReelwUrld, Inc (0001829940) (Filer)
C/A [html][text] [Amend] Offering Statement
Accession Number: 0001669191-21-000017  Act: 33  Size: 13 MB 		2021-01-13
15:17:55		 2021-01-13020-27418
21525989
EquityZen Growth Technology Fund LLC - Series 738 (0001837577) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
Accession Number: 0001837577-21-000001  Act: 33  Size: 9 KB 		2021-01-13
15:17:53		 2021-01-13021-386211
21525988
Drata Inc. (0001840122) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0001840122-21-000001  Act: 33  Size: 7 KB 		2021-01-13
15:17:15		 2021-01-13021-386210
21525987
Can B Corp (0001509957) (Filer)
8-K [html][text] Current report, items 1.01 and 3.02
Accession Number: 0001493152-21-000942  Act: 34  Size: 38 KB 		2021-01-13
15:17:11		 2021-01-13000-55753
21525986
EquityZen Growth Technology Fund LLC - Series 728 (0001836681) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
Accession Number: 0001836681-21-000001  Act: 33  Size: 9 KB 		2021-01-13
15:16:57		 2021-01-13021-386209
21525985
SHEETS SMITH WEALTH MANAGEMENT (0001157436) (Filer)
13F-HR [html][text] Quarterly report filed by institutional managers, Holdings
Accession Number: 0001398344-21-000752  Act: 34  Size: 155 KB 		2021-01-13
15:16:38		 2021-01-13028-06709
21525984
Scanifly Inc. (0001840412) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0001192482-21-000057  Act: 33  Size: 9 KB 		2021-01-13
15:15:50		 2021-01-13021-386208
21525983
INVESTMENT HOUSE LLC (0001566030) (Filer)
13F-HR [html][text] Quarterly report filed by institutional managers, Holdings
Accession Number: 0001398344-21-000751  Act: 34  Size: 103 KB 		2021-01-13
15:15:20		 2021-01-13028-15213
21525982
Managed Portfolio Series (0001511699) (Filer)
N-CEN [html][text] Annual Report for Registered Investment Companies
Accession Number: 0001145549-21-001115  Act: 40  Size: 89 KB 		2021-01-13
15:14:33		 2021-01-13811-22525
21525981
Wolfswood Holdings, LLC (0001835700) (Filed by)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000057  Size: 41 KB 		2021-01-13
15:14:20		 2021-01-13
Lux Health Tech Acquisition Corp. (0001823767) (Subject)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000057  Act: 34  Size: 41 KB 		2021-01-13
15:14:20		 2021-01-13005-91804
21525979
JAK Logistics Inc. (0001840284) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0001840284-21-000001  Act: 33  Size: 6 KB 		2021-01-13
15:13:46		 2021-01-13021-386207
21525977
FINANCIAL INVESTORS TRUST (0000915802) (Filer)
N-CEN [html][text] Annual Report for Registered Investment Companies
Accession Number: 0001752724-21-001898  Act: 40  Size: 184 KB 		2021-01-13
15:13:06		 2021-01-13811-08194
21525976
Universa Black Swan Protection Protocol XXVII L.P. (0001698664) (Filer)
D/A [html][text] [Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
Accession Number: 0000935836-21-000030  Act: 33  Size: 8 KB 		2021-01-13
15:13:02		 2021-01-13021-281453
21525975
uCity Square One REIT, LLC (0001838674) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 06b, 3C, 3C.6, and 3C.7
Accession Number: 0001838674-21-000001  Act: 33  Size: 13 KB 		2021-01-13
15:12:35		 2021-01-13021-386206
21525974
TRX RESILIENT REAL ESTATE FUND LP (0001837818) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
Accession Number: 0001761514-21-000002  Act: 33  Size: 8 KB 		2021-01-13
15:12:19		 2021-01-13021-386205
21525973
ECO INNOVATION GROUP, INC. (0001144169) (Filer)
S-1/A [html][text] [Amend] General form for registration of securities under the Securities Act of 1933
Accession Number: 0001079973-21-000011  Act: 33  Size: 1 MB 		2021-01-13
15:11:30		 2021-01-13333-248871
21525971
FoxWayne Enterprises Acquisition Corp. (0001829999) (Filer)
8-A12B [html][text] Registration of securities [Section 12(b)]
Accession Number: 0001493152-21-000938  Act: 34  Size: 27 KB 		2021-01-13
15:09:45		 2021-01-13001-39891
21525970
CC Neuberger Principal Holdings I (0001800347) (Subject)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000056  Act: 34  Size: 52 KB 		2021-01-13
15:09:18		 2021-01-13005-91492
21525969
Alpine Global Management, LLC (0001581655) (Filed by)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000056  Size: 52 KB 		2021-01-13
15:09:18		 2021-01-13
Funk Werner (0001483999) (Reporting)
5 [html][text] Annual statement of changes in beneficial ownership of securities
Accession Number: 0001093094-21-000001  Act: 34  Size: 13 KB 		2021-01-13
15:09:17		 2021-01-13000-53955
21525968
Omnitek Engineering Corp (0001404804) (Issuer)
5 [html][text] Annual statement of changes in beneficial ownership of securities
Accession Number: 0001093094-21-000001  Size: 13 KB 		2021-01-13
15:09:17		 2021-01-13
Alpine Global Management, LLC (0001581655) (Filed by)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000055  Size: 51 KB 		2021-01-13
15:08:13		 2021-01-13
Immunome Inc. (0001472012) (Subject)
SC 13G [html][text] Statement of acquisition of beneficial ownership by individuals
Accession Number: 0000899140-21-000055  Act: 34  Size: 51 KB 		2021-01-13
15:08:13		 2021-01-13005-91961
21525966
Masterworks 034, LLC (0001829028) (Filer)
1-U [html][text] Current Report Pursuant to Regulation A, item 9.1
Accession Number: 0001493152-21-000936  Act: 33  Size: 1 MB 		2021-01-13
15:08:06		 2021-01-1324R-00362
21525965
GridIron BioNutrients, Inc. (0001629205) (Filer)
10-Q [html][text] Quarterly report [Sections 13 or 15(d)]
Accession Number: 0001477932-21-000228  Act: 34  Size: 2 MB 		2021-01-13
15:07:12		 2021-01-13000-55852
21525962
MANCINI OLEANDRO (0001265916) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001185185-21-000073  Act: 34  Size: 8 KB 		2021-01-13
15:06:19		 2021-01-13001-08061
21525961
FREQUENCY ELECTRONICS INC (0000039020) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001185185-21-000073  Size: 8 KB 		2021-01-13
15:06:19		 2021-01-13
Chane Francis C (0001437218) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-21-000336  Act: 34  Size: 4 KB 		2021-01-13
15:06:03		 2021-01-13001-34219
21525960
DESTINATION XL GROUP, INC. (0000813298) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-21-000336  Size: 4 KB 		2021-01-13
15:06:03		 2021-01-13
Pinnacle Wealth Advisors (0001698283) (Filer)
13F-NT [html][text] Quarterly report filed by institutional managers, Notice
Accession Number: 0001567619-21-000966  Act: 34  Size: 3 KB 		2021-01-13
15:05:58		 2021-01-13028-19017
21525959
LODE Payments International LLC (0001840324) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0001840324-21-000001  Act: 33  Size: 7 KB 		2021-01-13
15:04:31		 2021-01-13021-386204
21525956
Redpoint Investment Management Pty Ltd (0001732538) (Filer)
13F-HR [html][text] Quarterly report filed by institutional managers, Holdings
Accession Number: 0001754960-21-000015  Act: 34  Size: 307 KB 		2021-01-13
15:04:28		 2021-01-13028-18861
21525955
SVF Investment Corp. (0001828478) (Filer)
8-K [html][text] Current report, items 1.01, 3.02, 5.03, and 9.01
Accession Number: 0001193125-21-008062  Act: 34  Size: 1 MB 		2021-01-13
15:03:53		 2021-01-13001-39862
21525954
Universa Black Swan Protection Protocol XLVII L.P. (0001812629) (Filer)
D/A [html][text] [Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
Accession Number: 0000935836-21-000029  Act: 33  Size: 8 KB 		2021-01-13
15:03:37		 2021-01-13021-371777
21525953
PINNACLE FINANCIAL PARTNERS INC (0001115055) (Filer)
13F-HR [html][text] Quarterly report filed by institutional managers, Holdings
Accession Number: 0001567619-21-000964  Act: 34  Size: 452 KB 		2021-01-13
15:03:27		 2021-01-13028-12761
21525952
Maui Wellness Group, LLC (0001656855) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 04 and 06b
Accession Number: 0001656855-21-000001  Act: 33  Size: 7 KB 		2021-01-13
15:03:16		 2021-01-13021-386203
21525951
JONES FINANCIAL COMPANIES LLLP (0000815917) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0000815917-21-000001  Act: 33  Size: 11 KB 		2021-01-13
15:02:40		 2021-01-13021-386202
21525950
Silver Crest Acquisition Corp (0001826553) (Filer)
8-A12B [html][text] Registration of securities [Section 12(b)]
Accession Number: 0001104659-21-003819  Act: 34  Size: 25 KB 		2021-01-13
15:02:07		 2021-01-13001-39890
21525949
BARCLAYS BANK PLC (0000312070) (Filer)
424B2 [html][text] Prospectus [Rule 424(b)(2)]
Accession Number: 0001481057-21-000113  Act: 33  Size: 645 KB 		2021-01-13
15:02:03		 2021-01-13333-232144
21525948

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