Commission Opinions and Adjudicatory Orders
The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.
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| Release No. | Date | Respondents |
|---|---|---|
| First Quarter | ||
| 34-91061 | Feb. 4, 2021 | Robinhood Financial, LLC (Order Appointing Tax Administrator) |
| 34-91051 | Feb. 3, 2021 | Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision) |
| 34-91050 | Feb. 3, 2021 | J.W. Korth & Company, LP (Order Extending Time to Issue Decision) |
| 34-91045 | Feb. 2, 2021 | Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Denying Motion for a Stay) |
| 34-91043 | Feb. 2, 2021 | Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Order to Show Cause as to Primera Foods Corporation and Super 8 Motels Texas Ltd., and Order Regarding Service as to Rubicon Corp. a/k/a Osprey Holding, Inc.) |
| 34-91041 | Feb. 2, 2021 | Conversion Services International, Inc. and Chester County Bancshares, Inc. (Order to Show Cause as to Conversion Services International, Inc., and Order Regarding Service as to Chester County Bancshares, Inc.) |
| 34-91040 | Feb. 2, 2021 | Toshoan Holdings, Inc. and Toa Optical Tech, Inc. (Order Regarding Service) |
| 34-91023 | Feb. 1, 2021 | Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Extension Order) |
| 34-91018 | Jan. 29, 2021 | Aurum, Inc. and Ecosphere Technologies, Inc. (Order to Show Cause as to Aurum, Inc.) |
| 34-91017 | Jan. 29, 2021 | Innocom Technology Holdings, Inc., the Pulse Beverage Corporation and Ystrategies Corp. (Order to Show Cause as to Innocom Technology Holdings, Inc.) |
| 34-91015 | Jan. 29, 2021 | Medical Innovation Holdings, Inc. (Order to Show Cause) |
| 34-91014 | Jan. 29, 2021 | Soupman, Inc. and Trailblazer Resources, Inc. (Order to Show Cause) |
| 34-91005 | Jan. 28, 2021 | Trimerica Energy Corporation f/k/a Treaty Energy Corporation (Order to Show Cause) |
| 34-90998 | Jan. 27, 2021 | Piedmont Mining Company, Inc. and Rainbow Coral Corp. (Opinion of the Commission) |
| 34-91001 | Jan. 27, 2021 | Timothy Arthur Vanderver III (Order Granting Motion to Withdraw Application for Review) |
| IA-5674 | Jan. 27, 2021 | Patrick L. O'connor (Order to Show Cause) |
| 34-91003 | Jan. 27, 2021 | Carol J. Wayland (Order to Show Cause) |
| 34-90992 | Jan. 26, 2021 | Bradley C. Reifler (Order Extending Time to Issue Decision) |
| 34-90991 | Jan. 26, 2021 | Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation (Order) |
| 34-90984 | Jan. 25, 2021 | Steve G. Blasko (Order to Show Cause) |
| 34-90983 | Jan. 25, 2021 | Mitchell B. Dow (Order to Show Cause) |
| 34-90982 | Jan. 25, 2021 | Barry Liss (Order to Show Cause) |
| 34-90979 | Jan. 25, 2021 | Laurie Bebo and John Buono, CPA (Order Granting Petition for Review and Scheduling Briefs) |
| 34-90978 | Jan. 25, 2021 | Digital Brand Media & Marketing Group, Inc. (Order Denying Motion for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs) |
| 33-10922 | Jan. 25, 2021 | Timothy W. Carnahan and Cyios Corporation (Order Denying Division's Motion for Summary Affirmance, Granting Respondents' Petition for Review, and Scheduling Briefs)
Other Release No.: 34-90977 |
| 34-90976 | Jan. 25, 2021 | Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision) |
| 34-90975 | Jan. 22, 2021 | Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Extension Order) |
| 34-90972 | Jan. 22, 2021 | Performance Capital Management, LLC and Silicon Mountain Holdings, Inc. (Opinion of the Commission) |
| 34-90971 | Jan. 22, 2021 | Integral Technologies, Inc. (Order) |
| 34-90961 | Jan. 21, 2021 | Oceanus Acquisition Corp., Pinkbrick Holdings Inc. and Puravita Corporation (Opinion of the Commission) |
| 34-90958 | Jan. 21, 2021 | Dynamic Enviro Inc. and United Restaurant Group International, Inc. (Opinion of the Commission) |
| 33-10921 | Jan. 21, 2021 | John Thomas Capital Management Group LLC d/b/a Patriot28 LLC; and George R. Jarkesy, Jr. (Partial Stay Order)
Other Release Nos.: 34-90965, IA-5672, IC-34179 |
| 34-90963 | Jan. 21, 2021 | Cynthia Mary Couyoumjian Financial Industry Regulatory Authority (Extension Order) |
| 34-90945 | Jan. 19, 2021 | Jeremy Joseph Drake (Order Regarding Service) |
| 34-90942 | Jan. 19, 2021 | Patrick S. Carter (Order Regarding Service) |
| 34-90935 | Jan. 15, 2021 | Debt Resolve, Inc. and Elite Group, Inc. (Order to Show Cause) |
| 34-90934 | Jan. 15, 2021 | United City Corp. and Worldwide Internet Marketing, Inc. (Order to Show Cause) |
| IA-5668 | Jan. 14, 2021 | Saving2retire, LLC and Marian P. Young (Order Extending Time to Issue Decision) |
| 34-90915 | Jan. 13, 2021 | Green Endeavors, Inc. and Sputnik Enterprises, Inc. (Opinion of the Commission as to Sputnik Enterprises, Inc.) |
| 34-90913 | Jan. 13, 2021 | Universal Detection Technology and VinCompass Corp. (Opinion of the Commission) |
| 34-90911 | Jan. 13, 2021 | Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Order Extending Time to Issue Decision) |
| 34-90908 | Jan. 13, 2021 | Cannasys, Inc., et al. (Order to Show Cause) |
| 34-90907 | Jan. 13, 2021 | Bluefire Renewables, Inc. and Canadian Cannabis Corp. (Order to Show Cause) |
| IA-5667 | Jan. 12, 2021 | Barton W. Stuck (Order) |
| 34-90905 | Jan. 12, 2021 | TN-K Energy Group Inc. and Total Sports Media, Inc. (Opinion of the Commission) |
| 34-90904 | Jan. 12, 2021 | Nexus Enterprise Solutions, Inc. and N-Viro International Corporation (Opinion of the Commission as to N-Viro International Corporation) |
| 34-90892 | Jan. 11, 2021 | China Linen Textile Industry, Ltd. (Notice That Initial Decision Has Become Final) |
| 34-90889 | Jan. 11, 2021 | ATNA Resources, Ltd. and Orckit Communications Ltd. (Opinion of the Commission) |
| 34-90886 | Jan. 11, 2021 | ABN Amro Clearing Chicago LLC Chicago Board Options Exchange, Inc. and C2 Options Exchange, Inc. (Order Extending Time to Issue Decision) |
| 34-90884 | Jan. 11, 2021 | Scottsdale Capital Advisors Corporation, et al. (Order Extending Time to Issue Decision) |
| 34-90888 | Jan. 11, 2021 | American Patriot Brands, Inc. a/k/a The Grilled Cheese Truck, Inc. and Big Tree Group, Inc. (Order Dismissing Proceedings as to Big Tree Group, Inc.) |
| 34-90877 | Jan. 8, 2021 | Activecare, et al. (Opinion of the Commission) |
| 34-90876 | Jan. 8, 2021 | Atlas Technology International, Inc., Centenary International Corporation and Dynacq Healthcare, Inc. (Opinion of the Commission as to Atlas Technology International, Inc. and Centenary International Corporation) |
| 34-90879 | Jan. 8, 2021 | Donald Anthony Wojnowski (Extension Order) |
| 34-90878 | Jan. 8, 2021 | Maurice Acriche (Extension Order) |
| 34-90873 | Jan. 7, 2021 | Franklin Scientific, Inc. and Goodwell Inc. (Order to Show Cause) |
| 34-90870 | Jan. 7, 2021 | ERHC Energy, Inc. and IDdriven, Inc. (Opinion of the Commission as to IDdriven, Inc.) |
| 34-90869 | Jan. 7, 2021 | Comarco, Inc. and Eco-Shift Power Corp. (Opinion of the Commission) |
| 34-90868 | Jan. 7, 2021 | Shad Nhebi Clayton (Extension Order) |
| 34-90860 | Jan. 6, 2021 | Dougherty's Pharmacy, Inc. (Order to Show Cause) |
| 34-90859 | Jan. 6, 2021 | Danka Business Systems Plc (Order to Show Cause) |
| 34-90858 | Jan. 6, 2021 | Michael Joseph Clarke (Renewed Order Scheduling Briefs) |
| 34-90857 | Jan. 6, 2021 | David B. Tysk (Order Extending Time to Issue Decision) |
| 34-90856 | Jan. 6, 2021 | Black Stallion Oil & Gas, Inc. n/k/a Arize Therapeutics, Inc. and Cannabis Science, Inc. (Opinion of the Commission as to Black Stallion Oil & Gas n/k/a Arize Therapeutics, Inc.) |
| 34-90855 | Jan. 6, 2021 | Tongli Pharmaceuticals (USA), Inc. and Vansen Pharma, Inc. (Opinion of the Commission) |
| IA-5662 | Jan. 6, 2021 | The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision) |
| 34-90851 | Jan. 5, 2021 | Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp. (Opinion of the Commission as to Hengyi International Industries Group, Inc.) |
| 34-90850 | Jan. 5, 2021 | Medical Safetec, Inc., et al. (Opinion of the Commission) |
| 34-90847 | Jan. 4, 2021 | Trevor Michael Saliba and Arthur Mansourian (Order Extending Time to Issue Decision) |
| 34-90839 | Jan. 4, 2021 | Benjamin Durant III (Order Regarding Service)
Other Release No.: IA-5658 |