Other Commission Orders, Notices, and Information
Archive of other SEC Orders, Notices and Information available include:
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| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| IC-34188 | Feb. 4, 2021 | Request for Comment on Potential Money Market Fund Reform Measures in President’s Working Group Report
File No.: S7-01-21 Comments Due: 60 days after publication in the Federal Register |
| 33-10923 | Jan. 28, 2021 | Order Regarding Review of FASB Accounting Support Fee for 2021 Under Section 109 of the Sarbanes-Oxley Act of 2002
Other Release No.: 34-91004 |
| SIPA-183 | Jan. 27, 2021 | Securities Investor Protection Corporation (Notice of the determination of the Board of Directors of the Securities Investor Protection Corporation (“SIPC”) regarding the standard maximum cash advance amount, beginning January 1, 2022)
File No.: SIPC-2021-01 Comments Due: within 15 days of publication in the Federal Register |
| IA-5673 | Jan. 22, 2021 | Trevor Stewart Burton & Jacobsen Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
File No.: 801-10369 |
| 34-90932 | Jan. 15, 2021 | Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates |
| IA-5669 | Jan. 14, 2021 | Family Office Partners, Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
File No.: 801-110022 |
| 34-90922 | Jan. 14, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-24 |
| 33-10919 | Jan. 11, 2021 | SEC Small Business Capital Formation Advisory Committee: Notice of Meeting
Other Release Nos.: 34-90882 File No.: 265-32 Comments received are available. |
| 33-10918 | Jan. 8, 2021 | Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-90874; IA-5664; IC-34166 |
| 34-90872 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-23 |
| 34-90867 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-22 |
| 34-90866 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-21 |
| 34-90864 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-20 |