A complex and dynamic regulatory environment requires an integrated, up-to-the-minute approach to compliance. The volume of regulatory changes, the focus on implementation of these new rules, the obligation for compliance professionals to become more adept with technology, and an increase in personal liability are each altering the role of compliance officers. As the role of compliance becomes more intertwined with workflows across your firm, solutions that turn your compliance processes into value drivers can transform your business.
See the big picture more clearly with Bloomberg. Vast amounts of data and communication, the use of emerging technologies, and changing regulatory requirements can make compliance a daunting task. Effective compliance solutions need to cover client on-boarding, due diligence, pre- and post-trade compliance and trade reconstruction.
Increase your firm’s efficiency and help mitigate liabilities by using technology that securely integrates regulatory compliance across your business from trading to operations to investor services while also providing you the power to control your processes. Communicate with clients and counterparties over secure technology while capturing and storing various data types and other e-communications for future review and analysis. Monitor the growing complexity of data and communications with data visualization tools that surface the activities you or your teams may need to review.
Understand your risks and what regulators expect. New communications technologies add complexity and potential liability to the already difficult task of monitoring employee workflow risks. Meanwhile, new reporting requirements add to your compliance burden, but also offer an opportunity to drive value across your business. Streamline your compliance processes with integrated compliance features in our Order Management Systems — so traders can stay focused on the next trade.
Access a full range of solutions for managing market, credit, and counterparty risk and turn trade data into actionable insights that help you balance effective policy with manageable risk. Use on-demand compliance reports to minimize equity and fixed income risk and set risk controls and trading limits for traders. Monitor the status of all reportable trades, including automated reporting, in real time and evaluate trade efficiency with custom reports that show you transaction costs. Our tools can help you turn compliance processes into a competitive edge.
As you face increased pressure to disclose and defend your valuation methods and the market data that drives them, we provide you with objective, independent valuation for fixed income securities, OTC derivatives and structured notes. Identify, measure, monitor and manage valuation uncertainties with the most rigorous, transparent and defensible pricing available today. By eliminating pricing discrepancies, giving everyone on both sides and from front office to back access to the same reliable and timely pricing data, transparent pricing drives value across your business.
The time it takes to learn a new system has hard costs, including lost opportunities. Our Compliance tools work with your existing technologies, including third-party products, so you can improve your workflow without relearning how to work. As the role of compliance continues to change, we offer solutions that adapt to new requirements while also growing to fit your needs. And when you’re ready, our solutions can integrate seamlessly into your systems, preserving workflow while improving performance.
We also save you time by delivering high-quality data reliably, safely and securely, and by helping you manage that data across your business. We back our solutions with unparalleled support and service to get you the answers you need fast. Add to that a comprehensive set of tools that improve workflow efficiency and deliver valuable insight, and you can turn your compliance processes into a high-performance asset.
Why demonstrating OTC fixed income best execution may require trade reconstruction under MiFID II
Because of the heavy reliance on voice or electronic market color, trade reconstruction is a critical component to the investigatory part of OTC trade management analysis.
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