Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Speeches prior to 2012, view the Speeches Archive.
Published date grouping
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Date
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Title
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Speaker
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Published date grouping:May 2017 | Date: | Title: Remarks before the 2017 Baruch College Financial Reporting Conference: "Advancing Our Capital Markets with High-Quality Information" |
Speaker:
Wesley R. Bricker, Chief Accountant |
Published date grouping:March 2017 | Date: | Title: Remarks Before the 27th International Institute for Securities Market Growth and Development |
Speaker:
Acting Chairman Michael Piwowar |
Published date grouping:March 2017 | Date: | Title: Remarks before the University of Tennessee’s C. Warren Neel Corporate Governance Center: “Advancing the Role and Effectiveness of Audit Committees” |
Speaker:
Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant |
Published date grouping:March 2017 | Date: | Title: New Special Study of the Securities Markets: Keynote Address |
Speaker:
Acting Chairman Michael S. Piwowar |
Published date grouping:March 2017 | Date: | Title: Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting” |
Speaker:
Wesley R. Bricker, Chief Accountant |
Published date grouping:February 2017 | Date: | Title: Improving Investor Engagement |
Speaker:
Rick A. Fleming, Investor AdvocateU.S. Securities and Exchange Commission[1] |
Published date grouping:February 2017 | Date: | Title: Remarks at the “SEC Speaks” Conference 2017: Remembering the Forgotten Investor |
Speaker:
Acting Chairman Michael S. Piwowar |
Published date grouping:February 2017 | Date: | Title: Remarks at the “SEC Speaks” Conference: The Markets in 2017: What’s at Stake? |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:January 2017 | Date: | Title: “The SEC after the Financial Crisis: Protecting Investors, Preserving Markets” |
Speaker:
Chair Mary Jo White |
Published date grouping:December 2016 | Date: | Title: Remarks to the Investor Advisory Committee |
Speaker:
Chair Mary Jo White |
Published date grouping:December 2016 | Date: | Title: Working Together to Advance High Quality Information in the Capital Markets |
Speaker:
Wesley R. Bricker, Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2016 | Date: | Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sean May, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:November 2016 | Date: | Title: Keynote Speech, ACI’s 33rd International Conference on the FCPA |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:November 2016 | Date: | Title: Moving Forward with the Commission's Disclosure Effectiveness Initiative |
Speaker:
Rick A. Fleming, Investor AdvocateU.S. Securities and Exchange Commission[1]
|
Published date grouping:November 2016 | Date: | Title: A New Model for SEC Enforcement: Producing Bold and Unrelenting Results |
Speaker:
Chair Mary Jo White |
Published date grouping:November 2016 | Date: | Title: Examining the Dodd-Frank Act and the Future of Financial Regulation |
Speaker:
Rick A. Fleming, Investor AdvocateU.S. Securities and Exchange Commission[1] |
Published date grouping:November 2016 | Date: | Title: Remarks to the ALI CLE 2016 Conference on Life Insurance Products |
Speaker:
David W. Grim, Director, Division of Investment Management |
Published date grouping:October 2016 | Date: | Title: A Vision for Data at the SEC, Keynote address to Big Data in Finance Conference |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:October 2016 | Date: | Title: Keynote Address, The Evolving Structure of the U.S. Treasury Market: Second Annual Conference |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2016 | Date: | Title: Improving Disclosure with Smart Data |
Speaker:
Rick A. Fleming, Investor Advocate |
Published date grouping:October 2016 | Date: | Title: Remarks at 2016 Conference on Auditing and Capital Markets |
Speaker:
Commissioner Michael S. PiwowarU.S. Securities and Exchange Commission [1] |
Published date grouping:October 2016 | Date: | Title: Has Big Data Made Us Lazy? |
Speaker:
Scott W. Bauguess
|
Published date grouping:October 2016 | Date: | Title: Remarks at the National Society of Compliance Professionals 2016 National Conference |
Speaker:
Andrew J. Donohue, Chief of Staff |
Published date grouping:October 2016 | Date: | Title: Inside the National Exam Program in 2016 |
Speaker:
Marc Wyatt, Director, Office of Compliance Inspections and Examinations |
Published date grouping:October 2016 | Date: | Title: The Impact of SEC Enforcement on Public Finance |
Speaker:
Andrew J. Ceresney, Director, Division of Enforcement |
Published date grouping:September 2016 | Date: | Title: The SEC Enforcement Division’s Focus on Auditors and Auditing |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:September 2016 | Date: | Title: Securities Regulation in the Interconnected, Global Marketplace |
Speaker:
Chair Mary Jo White
|
Published date grouping:September 2016 | Date: | Title: Remarks before the AICPA National Conference on Banks & Savings Institutions |
Speaker:
Wesley R. Bricker, Interim Chief Accountant |
Published date grouping:September 2016 | Date: | Title: Keynote Address, Security Traders Association, 83rd Annual Market Structure Conference |
Speaker:
Chair Mary Jo White |
Published date grouping:September 2016 | Date: | Title: The SEC’s Whistleblower Program: The Successful Early Years |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:September 2016 | Date: | Title: Remarks at FINRA’s 2016 Fixed Income Conference |
Speaker:
Commissioner Michael S. Piwowar |
Published date grouping:August 2016 | Date: | Title: Investor Protection in the Municipal Securities Markets |
Speaker:
Rick A. Fleming, Investor AdvocateU.S. Securities and Exchange Commission [1] |
Published date grouping:July 2016 | Date: | Title: Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG |
Speaker:
Commissioner Michael S. Piwowar |
Published date grouping:July 2016 | Date: | Title: Remarks at the FINRA Foundation 2015 National Financial Capability Study Release |
Speaker:
Chair Mary Jo White |
Published date grouping:June 2016 | Date: | Title: Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad” |
Speaker:
Andrew J. Donohue, Chief of Staff |
Published date grouping:June 2016 | Date: | Title: Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability |
Speaker:
Chair Mary Jo White |
Published date grouping:June 2016 | Date: | Title: Remarks at the ISDA Annual Legal Forum in New York |
Speaker:
Gary Barnett, Deputy Director, Division of Trading and Markets |
Published date grouping:June 2016 | Date: | Title: Remarks before the 35th Annual SEC and Financial Reporting Institute Conference |
Speaker:
Wesley R. Bricker, Deputy Chief Accountant |
Published date grouping:June 2016 | Date: | Title: Remarks Before the SEC Historical Society – “The Continuous Process of Optimizing the Equity Markets” |
Speaker:
Chair Mary Jo White
|
Published date grouping:May 2016 | Date: | Title: Keynote Address Investment Company Institute 2016 General Meeting – "The Future of Investment Company Regulation" |
Speaker:
Chair Mary Jo White |
Published date grouping:May 2016 | Date: | Title: New Directions in Corporate Compliance: Keynote Luncheon Speech |
Speaker:
Andrew J. Donohue, Chief of Staff |
Published date grouping:May 2016 | Date: | Title: Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:May 2016 | Date: | Title: New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding |
Speaker:
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Published date grouping:May 2016 | Date: | Title: Keynote Address at the 48th Annual Rocky Mountain Securities Conference |
Speaker:
Commissioner Kara M Stein |
Published date grouping:May 2016 | Date: | Title: Remarks before the 2016 Baruch College Financial Reporting Conference |
Speaker:
Wesley R. Bricker, Deputy Chief Accountant |
Published date grouping:April 2016 | Date: | Title: Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2016 | Date: | Title: Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference |
Speaker:
Chair Mary Jo White
|
Published date grouping:March 2016 | Date: | Title: Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2016 | Date: | Title: Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress |
Speaker:
James V. Schnurr, Chief Accountant, Office of the Chief Accountant |
Published date grouping:March 2016 | Date: | Title: Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference |
Speaker:
David W. Grim, Director, Division of Investment Management |
Published date grouping:March 2016 | Date: | Title: Remarks to the PLI Investment Management Institute – 2016 |
Speaker:
David Grim, Director, Division of Investment Management |
Published date grouping:March 2016 | Date: | Title: Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:March 2016 | Date: | Title: Remarks at ABS Vegas 2016 |
Speaker:
Commissioner Michael S. Piwowar |
Published date grouping:February 2016 | Date: | Title: Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016” |
Speaker:
Chair Mary Jo White |
Published date grouping:February 2016 | Date: | Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:February 2016 | Date: | Title: The Falling Leaves of the Buttonwood Tree |
Speaker:
Rick A. Fleming, Investor AdvocateU.S. Securities and Exchange Commission[1] |
Published date grouping:February 2016 | Date: | Title: Accredited Investors (slides from DERA presentation) (PDF) |
Speaker:
Mark J. Flannery
|
Published date grouping:February 2016 | Date: | Title: Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF) |
Speaker:
Scott W. Bauguess |
Published date grouping:February 2016 | Date: | Title: Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF) |
Speaker:
Christof W. Stahel
Assistant Director
|
Published date grouping:January 2016 | Date: | Title: Keynote Session at the 43rd Annual Securities Regulation Institute in San Diego, California |
Speaker:
Chair Mary Jo White |
Published date grouping:January 2016 | Date: | Title: Directors Forum 2016 Keynote Address |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:January 2016 | Date: | Title: International Developments – Past, Present and Future |
Speaker:
Keith F. Higgins, Director, Division of Corporation Finance |
Published date grouping:December 2015 | Date: | Title: Remarks to the ICI 2015 Securities Law Development Conference |
Speaker:
David Grim, Director, Division of Investment Management |
Published date grouping:December 2015 | Date: | Title: Keynote Address at the 2015 AICPA National Conference: "Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility" |
Speaker:
Chair Mary Jo White |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Courtney D. Sachtleben
|
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Brian T. CroteauDeputy Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
Julie A. ErhardtDeputy Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Wesley R. Bricker, Deputy Chief Accountant |
Published date grouping:December 2015 | Date: | Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments |
Speaker:
James V. Schnurr, Chief Accountant, Office of the Chief Accountant |
Published date grouping:November 2015 | Date: | Title: Keynote Remarks at the Women's Forum of New York Breakfast of Corporate Champions: "The Pursuit of Gender Parity in the American Boardroom" |
Speaker:
Chair Mary Jo White |
Published date grouping:November 2015 | Date: | Title: ACI’s 32nd FCPA Conference Keynote Address |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:November 2015 | Date: | Title: Executive Compensation: Looking Beyond the Dodd-Frank Horizon |
Speaker:
Keith F. Higgins, Director, Division of Corporation Finance |
Published date grouping:November 2015 | Date: | Title: Remarks at the 34th Annual Current Financial Reporting Issues Conference |
Speaker:
Commissioner Michael S. Piwowar |
Published date grouping:November 2015 | Date: | Title: Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:November 2015 | Date: | Title: 2015 National Society of Compliance Professionals, National Conference: Keynote Address |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:November 2015 | Date: | Title: Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products |
Speaker:
Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission |
Published date grouping:November 2015 | Date: | Title: Market Structure Enforcement: Looking Back and Forward |
Speaker:
Andrew Ceresney, Director, Division of Enforcement |
Published date grouping:October 2015 | Date: | Title: Keynote Address at the 47th Annual Securities Regulation Institute: "Building a Dynamic Framework for Offering Reform" |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2015 | Date: | Title: Remarks Before the UCI Audit Committee Summit |
Speaker:
James Schnurr, Chief Accountant |
Published date grouping:October 2015 | Date: | Title: Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB |
Speaker:
Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis |
Published date grouping:October 2015 | Date: | Title: Keynote Address at the Evolving Structure of the U.S. Treasury Market Conference, Federal Reserve Bank of New York: "Taking Stock of Treasury Market Regulation" |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2015 | Date: | Title: Keynote Remarks at the 2015 Women in Policing Conference: “Women in the NYPD: Hear Them Roar” |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2015 | Date: | Title: Keynote Address at the Managed Fund Association: “Five Years On: Regulation of Private Fund Advisers After Dodd-Frank” |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2015 | Date: | Title: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference |
Speaker:
Andrew J. Donohue, Chief of Staff |
Published date grouping:October 2015 | Date: | Title: The Important Work of Boards of Directors |
Speaker:
Commissioner Luis A. Aguilar |
Published date grouping:October 2015 | Date: | Title: Introductory Remarks at the National Faith Leaders Conference “Protecting Investors Protects You” |
Speaker:
Chair Mary Jo White |
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