Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Second Quarter | First Quarter
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SEC Litigation Releases RSS Feed
| Release No. | Date | Respondents |
Second Quarter | ||
| LR-23816 | Apr. 26, 2017 | Thomas Edward Andrews and Scott Walter Christensen
See also: SEC Complaint |
| LR-23815 | Apr. 26, 2017 | John T. Place, et al. |
| LR-23814 | Apr. 26, 2017 | Avaneesh Krishnamoorthy and Shreya Achar See also: SEC Complaint |
| LR-23813 | Apr. 26, 2017 | Demitrios Hallas See also: SEC Complaint |
| LR-23812 | Apr. 25, 2017 | Kevin J. Amell
See also: SEC Complaint |
| LR-23811 | Apr. 25, 2017 | Matthew A. Krimm, et al.
See also: SEC Complaint |
| LR-23810 | Apr. 21, 2017 | Kent P. Watts, et al.
See also: SEC Complaint |
| LR-23809 | Apr. 19, 2017 | Matthew W. Fox and Wayne Energy, LLC
See also: SEC Complaint |
| LR-23808 | Apr. 17, 2017 | Justin D. Meadlin and Hyaline Capital Management, LLC
See also: SEC Complaint |
| LR-23807 | Apr. 14, 2017 | Christopher R. Esposito, et al. |
| LR-23806 | Apr. 14, 2017 | 4D Circle LLC a/k/a Enoetics, LLC, Mantford C. Hawkins, and David E. Bell
See also: SEC Complaint |
| LR-23805 | Apr. 13, 2017 | Mustafa David Sayid
See also: SEC Complaint |
| LR-23804 | Apr. 13, 2017 | Ryan Gilbertson, et al. |
| LR-23803 | Apr. 13, 2017 | Daniel H. Glick, et al |
| LR-23802 | Apr. 12, 2017 | Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al.
See also: SEC Complaint-Lidingo and SEC Complaint-CSIR |
| LR-23801 | Apr. 6, 2017 | Lawrence F. Cluff, Jr. and Roger E. Shaoul |
| LR-23800 | Apr. 6, 2017 | Michael D. Shumway
See also: SEC Complaint |
| LR-23799 | Apr. 5, 2017 | Thomas J. Connerton and Safety Technologies LLC |
| LR-23798 | Apr. 4, 2017 | Lucita A. Zamoras
See also: SEC Complaint |
| LR-23797 | Apr. 3, 2017 | Vlad B. Spivak, et al. |
| LR-23796 | Apr. 3, 2017 | Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al. |
First Quarter | ||
| LR-23795 | Mar. 30, 2017 | Clayton A. Cohn, et al. |
| LR-23794 | Mar. 29, 2017 | Daniel H. Glick, et al
See also: SEC Complaint |
| LR-23793 | Mar. 29, 2017 | Mark McKinnies
See also: SEC Complaint and SEC Order |
| LR-23792 | Mar. 28, 2017 | Mark A. Jones |
| LR-23791 | Mar. 27, 2017 | LottoNet Operating Corp., et al. |
| LR-23790 | Mar. 24, 2017 | Nino Coppero del Valle et al. |
| LR-23789 | Mar. 24, 2017 | Ariel Darvasi and Amir Waldman See also: SEC Complaint |
| LR-23788 | Mar. 24, 2017 | TelexFree, Inc. et al. |
| LR-23787 | Mar. 23, 2017 | Dr. Keith Laggos |
| LR-23786 | Mar. 23, 2017 | Steven A. Hartung See also: SEC Complaint |
| LR-23785 | Mar. 23, 2017 | Thomas J. Connerton and Safety Technologies LLC |
| LR-23784 | Mar. 23, 2017 | Christopher Ludwig See also: SEC Complaint |
| LR-23783 | Mar. 20, 2017 | Michael J. Maciocio and David P. Hobson |
| LR-23782 | Mar. 20, 2017 | Jerry Miller |
| LR-23781 | Mar. 17, 2017 | Patrick Churchville, et al. |
| LR-23780 | Mar. 15, 2017 | Todd David Alpert See also: SEC Complaint |
| LR-23779 | Mar. 15, 2017 | Strategic Capital Management, LLC and Michael J. Breton |
| LR-23778 | Mar. 15, 2017 | Andy Shin Fong Chen, et al. See also: SEC Complaint |
| LR-23777 | Mar. 13, 2017 | Gregory E. Webb, et al. |
| LR-23776 | Mar. 10, 2017 | Lek Securities Corporation, et al. See also: SEC Complaint |
| LR-23775 | Mar. 10, 2017 | Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie Other Release No.: AAER-3861 See also: SEC Complaint |
| LR-23774 | Mar. 9, 2017 | Notis Global, Inc. (f/k/a Medbox, Inc.), et al. |
| LR-23773 | Mar. 9, 2017 | VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams See also: SEC Complaint |
| LR-23772 | Mar. 7, 2017 | Marrien Neilson |
| LR-23771 | Mar. 7, 2017 | Joseph Meli, et al.
See also: SEC Complaint and Temporary Restraining Order |
| LR-23770 | Mar. 6, 2017 | Nathanial D. Ponn |
| LR-23769 | Mar. 6, 2017 | Yu-Cheng Lin |
| LR-23768 | Mar. 3, 2017 | Capital Financial Partners, LLC et al. |
| LR-23767 | Mar. 3, 2017 | Arcturus Corporation, et al. |
| LR-23766 | Mar. 3, 2017 | Thomas D. Melvin, Jr., et al. |
| LR-23765 | Mar. 3, 2017 | Desarrolladora Homex S.A.B. de C.V
Other Release No.: AAER-3862 See also: SEC Complaint |
| LR-23764 | Mar. 3, 2017 | J. Patrick O'Neill and Robert H. Bray |
| LR-23763 | Mar. 2, 2017 | Upstate Law Group, LLC, et al. |
| LR-23762 | Mar. 2, 2017 | Renato Rodriguez and Gutemberg Dos Santos
See also: SEC Complaint |
| LR-23761 | Feb. 28, 2017 | Tropikgadget FZE, et al. |
| LR-23760 | Feb. 28, 2017 | One or More Unknown Traders in the Securities of Fortress Investment Group, LLC
See also: SEC Complaint |
| LR-23759 | Feb. 27, 2017 | Christopher J. Hall |
| LR-23758 | Feb. 24, 2017 | Harrison Schumacher, et al. |
| LR-23757 | Feb. 22, 2017 | Sean Stewart et al. |
| LR-23756 | Feb. 21, 2017 | FX & Beyond Corporation et al.
See also: SEC Complaint |
| LR-23755 | Feb. 21, 2017 | William P. Carlson, Jr.
See also: SEC Complaint |
| LR-23754 | Feb. 17, 2017 | James Y. Lee, et al. |
| LR-23753 | Feb. 17, 2017 | Darrell Glenn Hardaway and Hardaway Net-Works, Inc.
See also: SEC Complaint |
| LR-23752 | Feb. 16, 2017 | Patrick O. Howard, et al. |
| LR-23751 | Feb. 16, 2017 | John Abio and Abio Financial Group, Inc.
See also: SEC Complaint |
| LR-23750 | Feb. 14, 2017 | James P. Toner, Jr. |
| LR-23749 | Feb. 14, 2017 | Terminus Energy, Inc., et al.
See also: SEC Complaint |
| LR-23748 | Feb. 13, 2017 | Yu-Cheng Lin (a.k.a. Believe Lin)
See also: SEC Complaint and Temporary Restraining Order |
| LR-23747 | Feb. 10, 2017 | Shaohua (Michael) Yin, et al.
See also: SEC Complaint |
| LR-23746 | Feb. 10, 2017 | Alan Barry Staples
See also: SEC Complaint |
| LR-23745 | Feb. 8, 2017 | Oxford City Football Club, Inc., et al. |
| LR-23744 | Feb. 7, 2017 | Zev Saltsman, et al. |
| LR-23743 | Feb. 7, 2017 | Michael Affa, et al. |
| LR-23742 | Feb. 6, 2017 | Mark J. Varacchi, et al. |
| LR-23741 | Feb. 3, 2017 | Thomas Miller and William Liang
Other Release No.: AAER-3859 See also: SEC Complaint |
| LR-23740 | Feb. 3, 2017 | Hold Brothers On-Line Investment Services, LLC, et al. |
| LR-23739 | Feb. 2, 2017 | Varacchi, et al.
See also: SEC Complaint |
| LR-23738 | Feb. 2, 2017 | Paul A. Garcia, et al.
See also: SEC Complaint |
| LR-23737 | Feb. 1, 2017 | Patric Ken Baccam |
| LR-23736 | Feb. 1, 2017 | Samuel DelPresto, et al. |
| LR-23735 | Jan. 31, 2017 | Joseph Meli et al. |
| LR-23734 | Jan. 30, 2017 | Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC |
| LR-23733 | Jan. 30, 2017 | Clayton A. Cohn |
| LR-23732 | Jan. 27, 2017 | Brian S. Hudnall, et al.
See also: SEC Complaint |
| LR-23731 | Jan. 27, 2017 | Joseph Meli et al.
See also: SEC Complaint |
| LR-23730 | Jan. 27, 2017 | Christopher R. Esposito, et al. |
| LR-23729 | Jan. 27, 2017 | Herman Ronnie Young, Jr. d/b/a Race Cycler
See also: SEC Complaint |
| LR-23728 | Jan. 26, 2017 | Michael L. Cohen and Vanja Baros
See also: SEC Complaint |
| LR-23727 | Jan. 25, 2017 | Strategic Capital Management, LLC et al. |
| LR-23726 | Jan. 25, 2017 | Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez
See also: SEC Complaint |
| LR-23725 | Jan. 24, 2017 | Dwayne Edwards, et al.
See also: SEC Complaint |
| LR-23724 | Jan. 23, 2017 | George N. Krinos |
| LR-23723 | Jan. 19, 2017 | James M. Louks et al. |
| LR-23722 | Jan. 19, 2017 | Cort Poyner et al. |
| LR-23721 | Jan. 18, 2017 | San Francisco Regional Center, LLC, et al.
See also: SEC Complaint |
| LR-23720 | Jan. 13, 2017 | Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter
See also: SEC Complaint |
| LR-23719 | Jan. 13, 2017 | Gregg R. Mulholland |
| LR-23718 | Jan. 12, 2017 | Daniel Thibeault, et al. |
| LR-23717 | Jan. 12, 2017 | Gregory W. Gray, Jr., et al. |
| LR-23716 | Jan. 10, 2017 | Douglas Furth |
| LR-23715 | Jan. 10, 2017 | Gregory T. Dean and Donald J. Fowler
See also: SEC Complaint |