This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.
All times appearing below are listed in Eastern Time unless otherwise noted.
SEC Meetings and Other Events
All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
SEC closed meetings are not open to the public.
February 2017
Thursday, February 2, 2017
2:00 p.m. ET
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400
Public Appearances by Officials
All public appearances by officials are open to media unless otherwise noted.
February 2017
Monday, Feb. 6, 2017
4:45 p.m.
Eric Bustillo, Director, Miami Regional Office, will be a panelist at the Federal Securities Institute. His panel will focus on enforcement priorities, lessons learned from recent enforcement cases and trends, and the impact upon enforcement efforts of the SEC's whistleblower program.
Location: Four Seasons Hotel Miami, 1435 Brickell Ave., Miami
Friday, Feb. 17, 2017
1:45 p.m.
Eric Bustillo, Director, Miami Regional Office, will be a panelist at the International Law Section’s ILS Global Forum on International Law.
Location: Conrad Hotel, 1395 Brickell Ave., Miami
Public Hearings in Administrative Proceedings
To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.
ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.
January 2017
Monday, January 30-Friday, February 17, 2017, 9:30 a.m. Eastern Standard Time
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Donald F. ("Jay") Lathen, Jr., et.al.,Administrative Proceeding File No. 3-17387
Location: Courtroom 15C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030
Tuesday, February 21–Friday, March 3, 2017, 9:30 a.m. Eastern Standard Time
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Ironridge Global Partners, LLC, et al., Administrative Proceeding File No. 3-16649
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, (202) 551-6030
Monday, March 6-Friday, March 10, 2017, 9:30 a.m. Eastern Standard Time
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Gray Financial Group, Inc., et al., Administrative Proceeding File No. 3-16554
Location: Richard B. Russell Federal Building & Courthouse, 75 Ted Turner Drive, S.W., Tax Courtroom 1136, Atlanta, GA 30303
Contact: Office of Administrative Law Judges, (202) 551-6030