SEC Spotlight
Advisory Committee on Small and Emerging Companies
- Patrick Reardon
- Lisa Shimkat
- Annemarie Tierney
- Gregory C. Yadley
- Laura Yamanaka
- Non-voting members
- Michael Pieciak
- Mark Walsh
Recommendations of the Advisory Committee on Small and Emerging Companies
- Recommendations Regarding the Accredited Investor Definition
July 20, 2016 - Recommendations Regarding the Regulation of Finders and Other Intermediaries in Small Business Capital Formation Transactions
September 23, 2015 - Recommendations about Expanding Simplified Disclosure for
Smaller Issuers
September 23, 2015 - Recommendation to Modernize Rule 147 under the
Securities Act of 1933
September 23, 2015 - Recommendation Regarding the "4(1½) Exemption"
June 11, 2015 - Recommendations Regarding the Accredited Investor Definition
March 9, 2015 - Previous Recommendations
Webcast
Wednesday, December 7, 2016
11:00 a.m. ET
Meeting is over; an archive version will be available shortly.
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News
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SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting on December 7
Dec. 1, 2016 -
SEC Announces Agenda for October 5 Meeting of the Advisory Committee on Small and Emerging Companies
Sept. 29, 2016 -
SEC Announces Agenda for July 19 Meeting of the Advisory Committee on Small and Emerging Companies
July 14, 2016 -
SEC Announces Agenda for May 18 Meeting of the Advisory Committee on Small and Emerging Companies
May 11, 2016 -
SEC Announces Agenda for February 25 Meeting of the Advisory Committee on Small and Emerging Companies
Feb. 17, 2016
Meetings
December 7, 2016
SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting on December 7
Presentation by Mark Walsh on Small Business Administration Outreach
Draft recommendation on Board Diversity
October 5, 2016
Presentation: Advancing Exemplary Board Leadership
Transcript of Meeting (PDF) (text version)
July 19, 2016
Draft Recommendation on the Accredited Investor Definition
Presentation: Regulation A Secondary Trading by Daniel Zinn
Transcript of Meeting (PDF) (text version)
May 18, 2016
Transcript of Meeting (PDF) (text version)
February 25, 2016
Presentation: Access to Capital by Jeffrey E. Sohl
Presentation: Access to Capital by Brian Knight
Transcript of Meeting (PDF) (text version)