January 15, 2016: Hong Kong Securities and Futures Commission updates Investor Alert List

Last Friday, the Hong Kong Securities and Futures Commission (SFC) issued a notice that the following entities were either added or updated on their Investor Alert List:

– “A.I.M. Corporation Limited”

– “Baron-Moore Associates”

– “Elan Financial Group Limited”

– “Global Sun Solutions”

– “Hans Bernauer”

– “Hong Kong Goldman Sachs Financial Investment Ltd”

– “Kerford Investments (HK) Limited”

– “Kowloon Global Wealth Management”

– “Oak Capital”

– “QMI Financial”

– “Rockwell Escrow Services”

– “Smart investment Group”

– “Smart Trading Signals LLC”

– “StarLake Capital Limited”

– “Stonebridge Securities”

– “Thomas & Lynch Inc”

– “Wallis Partridge”

– “www.084210.com

– “www.098613.com

– “www.130506.com

– “www.139946.com

– “www.158330.com

– “www.159660.com

– “www.2288zj.com

– “www.230375.com

– “www.388hr.com

– “www.400406.com

– “www.468520.com

– “www.510372.com

– “www.521601.com

– “www.604369.com

– “www.655768.com

– “www.715242.com

– “www.858949.com

– “www.873631.com

– “www.chinabx.com

– “www.hkblackstone.com

– “www.hkyoula.com

– “www.hongliziben.com

– “www.hsjt51.com

– “www.hsjt52.com

– “www.hsjt53.com

– “www.hsjt55.com

– “www.hsjt58.com

– “www.hsjt59.com

– “www.hsjt81.com

– “www.hsjt82.com

– “www.hsjt83.com

– “www.hsjt85.com

– “www.hsjt86.com

– “www.hsjt88.com

– “www.hsjt89.com

– “www.hsjt91.com

– “www.hsjt92.com

– “www.hsjt93.com

– “www.hsjt95.com

– “www.hsjt96.com

– “www.hsjt98.com

– “www.hsjt99.com

– “www.m9m3.com

– “www.pacificfalconhk.com

– “www.xf813.com

– “宏利資本”

– “富兰克林邓普顿财富基金管理公司 (in simplified Chinese characters only)”

– “津元國際 (Chinese name only)”

– “豐業金融”

Link:

HK SFC Notice

HK SFC Investor Alert List

 

December 1, 2015: Hong Kong Securities and Futures Commission updates Investor Alert List

The following records have been added or updated on the Hong Kong Securities and Futures Commission's Investor Alert List:

– “Asia Pacific Limited”

– “Bancde Options”

– “Fund Access Limited”

– “Grand Pacific Equity Limited”

– “Hammond Capital”

– “HK Eastern Culture Property Exchange Co., Limited”

– “Hong Yu International”

– “HongKong Tooptions Limited”

– “Norvell Associates”

– “Patience Providence”

– “Peston & Sons Securities”

– “Synergy Acquisitions Inc”

– “Universal International Finance Ltd”

– “www.360618.com”

– “www.655991.com”

– “www.910519.com”

– “www.iqsfx.com”

– “Yang Chen Associates / Yang Cheng Associates”

– “Yunnan Guochen Investment Co Ltd”

Link:

HK SFC Notice

HK SFC Investor Alert List

 

August 31, 2015: HK SFC updates its Alert List

On August 31st, the Hong Kong Securities and Futures Commission (SFC) updated its Alert List with the following additions and updates:

– “AHLRATES Ltd”
– “Alta Technology Limited”
– “Asakura Acquisitions”
– “Asia Pacific Limited”
– “Asia Pacific Ltd”
– “AUBC (Asia) Capital”
– “Benelux Venture Partners”
– “Capital Ever Limited”
– “Capital Investment Global Ltd”
– “Capstone Alliance Group”
– “Capstone Currency Group”
– “Capstone Securities”
– “Crossbridge Partners”
– “Department of Foreign Securities”
– “Earnest & Medwell International”
– “FIN Alliance Ltd”
– “Fraser Mackenzie Transfer Company”
– “Global Investments (Far East) Limited”
– “Global Investments International Limited”
– “Global Strategy Capital Markets Limited”
– “Green Seed Capital Limited”
– “Greenberg International Law & Tax Advisory”
– “Hong Kong Stock Transfer Registry”
– “IKON Group”
– “Kaiser Brokers Group Limited”
– “Katana Securities”
– “Lear Capital Group”
– “Midland Pacific”
– “Miller Reid”
– “NFT Investment Limited / Now For Tomorrow Investment Limited”
– “Norikura-Global”
– “Offshore Transfers Limited”
– “Plus500 / Plus500 UK Ltd / Plus500AU Pty. Ltd / Plus 500CY Ltd”
– “Resona International Management”
– “Royal Asia Stock Transfer Services”
– “Schwarz Oliver Thomas”
– “Seattle Mercantile Exchange”
– “Shanghai Lujiazui International Financial Asset Exchange Co Ltd”
– “Singliworld HK Pte Limited”
– “Sunrise”
– “Taihesheng HK Financial Investment Management Limited”
– “Triumph Global (Asia) Limited/ TFX Global”
– “Wells Goldman”
– “World Financial Institutions”
– “WorldOver Capital”
– “www.bgcforex.com
– “www.blkjjgsvip.com
– “www.blkvip.com
– “www.kkr123.com
– “www.kkrhk.com
– “www.laohu.com.hk
– “www.tigerbrokers.com
– “XHE Capital”
– “Yingchuan Investment”
– “摩根金融 (Chinese name only)”

 

Link:

HK SFC Alert List