Category Archives: OCC Updates

OCC Updates

01.27.16
by

January 15, 2016: OCC’s January Enforcement Actions & Terminations

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
NR 2016-4
FOR IMMEDIATE RELEASE
January 15, 2016
Contact: (202) 649-6870

 

 

 

 

 

# # #
OCC Enforcement Actions and Terminations for January 2016

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2015-137 Commonwealth National Bank, Mobile 12/18/2015
Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2016-001 Everbank, Jacksonville 1/4/2016
Maryland
2015-138 James E. Plack, American Bank, Rockville 12/17/2015
Ohio
2015-139 Albert P. Blank, First Place Bank, Warren 12/18/2015
2015-140 Craig E. Reay, First Place Bank, Warren 12/9/2015
2016-004 JPMorgan Chase Bank, National Association, Columbus 1/4/2016
Formal Agreements
No. Name/Bank/City Date
Illinois
2015-141 Dieterich Bank, National Association, Dieterich 12/16/2015
Notices Field
No. Name/Bank/City Date
Florida
N15-002 James Guldi, Fidelity Bank of Florida, National Association, Merritt Island 12/1/2015
Personal Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2015-140 Craig E. Reay, First Place Bank, Warren 12/9/2015
Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Arkansas
2015-142 Matthew D. Sweet, One Bank & Trust, National Association, Little Rock 12/8/2015
Maryland
2015-138 James E. Plack, American Bank, Rockville 12/17/2015
New York
2015-143 Elsa L. Bush, Community Bank, National Association, Canton 12/17/2015
Ohio
2015-139 Albert P. Blank, First Place Bank, Warren 12/18/2015
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2015-137 FA, Commonwealth National Bank, Mobile (EA# 2012-133) 12/18/2015
Florida
2016-002 C&D, Everbank, Jacksonville (EA# SE 11-014) 1/4/2016
2016-002 C&D, Everbank, Jacksonville (EA# 2013-160) 1/4/2016
2016-002 C&D, Everbank, Jacksonville (EA# 2015-062) 1/4/2016
Maine
2015-144 FA, Auburn Savings Bank, FSB, Auburn (EA# 2012-070) 12/9/2015
Minnesota
2015-145 PC&D, Lance Schwanke, The Lake Bank, National Association, Two Harbors (EA# 2005-145) 11/17/2015
Ohio
2015-146 FA, JPMorgan Chase Bank, National Association, Columbus (EA# 2011-108) 11/30/2015
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-129) 1/4/2016
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2011-050) 1/4/2016
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2015-064) 1/4/2016

Link:

OCC Notice

 

01.21.16
by

OCC Counterfeit Check Notice: Edgartown National Bank, Edgartown, MA

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
Alert 2016-1
Subject: Counterfeit Official Checks
Date: January 14, 2016
Description: Edgartown National Bank
Counterfeit Official Checks of Edgartown National Bank, Edgartown, Mass.

To: Chief Executive Officers of All National Banks and Federal Savings Associations; All State Banking Authorities; Chair, Board of Governors of the Federal Reserve System; Chairman, Federal Deposit Insurance Corporation; Conference of State Bank Supervisors; Deputy Comptrollers (Districts); Assistant Deputy Comptrollers; District Counsels; and All Examining Personnel

The above-named bank has reported that two variations of counterfeit official checks using a correct routing number of 0113056854 are being presented for payment nationwide in connection with various online auction scams.

The counterfeit checks resemble the bank’s authentic checks; the counterfeit checks, however, may be identified by the following traits:

Variation #1

    • The checks are light blue in color and contain a darker blue straight-edged border.
    • The following security statement is located within the top border: “WARNING: THIS DOCUMENT HAS SECURITY FEATURES IN THE PAPER.”
    • A padlock icon and the words “Security features” are printed along the right-hand border.
    • The following security statement appears on the back of the check within a text box:
    • “THIS DOCUMENT INCLUDES THE FOLLOWING SECURITY FEATURES:
    • ABSENCE OF THESE FEATURES MAY INDICATE ALTERATION.
    • PADLOCK DESIGN IS A CERTIFICATION MARK OF THE CHECK PAYMENT SYSTEMS ASSOCIATION.”
      • INVISIBLE FLUORESCENT FIBERS
      • THREE-STAIN SET
      • UV DULL
      • MICRO PRINT

Variation #2

    • The checks are light blue in color and contain a decorative dark-blue border.
    • The following security statement is located within a dark top border: “THIS DOCUMENT HAS A COLORED BACKGROUND AND HIGH RESOLUTION BORDER. THE REVERSE SIDE OF THIS DOCUMENT HAS AN ARTIFICIAL WATERMARK.”

Counterfeit checks presented to date are missing the bank’s telephone number of (508) 627-1100 under the bank’s logo. Checks have been made payable in varying amounts and have contained a remitter name of Matt Btiner, Ericka Williams, Terry Hutchison, or Matthew Johnson. All checks have been sent to potential victims by 2nd-day overnight mail service.

For additional information and to verify the authenticity of checks drawn on Edgartown National Bank, please contact Vice President of Retail Branch Administration and Security Officer Tilma Zyla by mail at 2 S. Water St., Edgartown, MA 02539; by telephone at (508) 627-1118; by fax at (508) 627-1133; or by e-mail at tzyla@yourislandbank.com.

Consumers who receive counterfeit or fictitious items and associated material should file complaints with the following agencies, as appropriate:

    • Federal Trade Commission (FTC): by telephone at (877) FTC-HELP or, for filing a complaint electronically, via the FTC’s Web site.
    • National Consumers League (NCL): by telephone at (202) 835-3323 or by e-mail. To file a fraud complaint, visit the NCL fraud Web site.
    • Better Business Bureau (BBB): The BBB system serves markets throughout Canada, Puerto Rico, and the United States and is the marketplace leader in advancing trust between businesses and consumers. The Web site offers contact information for local BBBs, objective reports on more than 2 million businesses, consumer scam alerts, and tips on a wide variety of topics that help consumers find trustworthy businesses and make wise purchasing decisions.
    • Federal Bureau of Investigation Internet Crime Complaint Center (to report scams that may have originated via the Internet).
    • If correspondence is received via the U.S. Postal Service, contact the U.S. Postal Inspection Service by telephone at (888) 877-7644; by mail at U.S. Postal Inspection Service, Office of Inspector General, Operations Support Group, 222 S. Riverside Plaza, Suite 1250, Chicago, IL 60606-6100; or via the online complaint form.

Additional information concerning this matter that should be brought to the attention of the Office of the Comptroller of the Currency (OCC) may be forwarded to

Office of the Comptroller of the Currency

Special Supervision Division

400 7th St. SW, Suite 3E-218; MS 8E-12

Washington, DC 20219

Phone: (202) 649-6450

Fax: (571) 293-4925

www.occ.gov

occalertresponses@occ.treas.gov

Link:

OCC Counterfeit Check Notice

 

01.07.16
by

December 18, 2015: OCC Enforcement Actions

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
NR 2015-164
FOR IMMEDIATE RELEASE
December 18, 2015
Contact: (202) 649-6870

 

 

 
OCC Enforcement Actions and Terminations for December 2015

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2015-122 Ben Franklin Bank of Illinois, Arlington Heights 11/25/2015
New Jersey
2015-123 Grand Bank, National Association, Hamilton 11/23/2015
Rhode Island
2015-124 Citizens Bank, National Association, Providence 11/10/20155
South Dakota
2015-125 Wells Fargo Bank, National Association, Sioux Falls 11/19/2015
Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2015-126 John W. Harris, Gibraltar Private Bank & Trust Co., Coral Gables 12/1/2015
Ohio
2015-127 First Federal Community Bank, National Association, Dover 11/24/2015
Rhode Island
2015-124 Citizens Bank, National Association, Providence 11/10/2015
Formal Agreements
No. Name/Bank/City Date
Pennsylvania
2015-128 AMENDMENT Polonia Bank, Huntingdon Valley 11/10/2015
Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Florida
2015-126 John W. Harris, Gibraltar Private Bank & Trust Co., Coral Gables 12/1/2015
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Connecticut
2015-129 FA, Fieldpoint Private Bank & Trust, Greenwich (EA# 2012-267) 9/3/2015
Delaware
2015-130 C&D, Chase Bank USA, National Association, Wilmington (EA# 2013-139) 11/2/2015
Florida
2015-131 C&D, Fidelity Bank of Florida, National Association, Merritt Island (EA# 2010-209) 11/12/2015
Indiana
2015-132 FA, Mid-Southern Savings Bank, FSB, Salem (EA# 2013-046) 11/18/2015
Michigan
2015-133 C&D, First National Bank in Howell, Howell (EA# 2013-162) 11/17/2015
Minnesota
2015-134 FA, American National Bank of Minnesota, Baxter (EA# 2010-172) 12/2/2015
North Carolina
2015-135 FA, Lifestore Bank, West Jefferson (EA# 2012-112) 11/20/2015
2015-136 C&D, Wachovia Bank, National Association, Charlotte (EA# 2010-037) 11/19/2015
Ohio
2015-130 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-139) 11/2/2015

Link:

OCC Notice

 

12.24.15
by

OCC Catches Grinch #2: Counterfeit Checks drawn on Carrollton Federal Bank, Carrollton, KY

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
Alert 2015-19
Subject: Counterfeit Cashier’s Checks
Date: December 23, 2015
Description: Carrollton Federal Bank
Counterfeit Cashier's Checks of Carrollton Federal Bank, Carrollton, Ky.

To: Chief Executive Officers of All National Banks and Federal Savings Associations; All State Banking Authorities; Chair, Board of Governors of the Federal Reserve System; Chairman, Federal Deposit Insurance Corporation; Conference of State Bank Supervisors; Deputy Comptrollers (Districts); Assistant Deputy Comptrollers; District Counsels; and All Examining Personnel

The above-named bank has reported that three variations of counterfeit cashier’s checks using a correct routing number of 061103056 are being presented for payment nationwide in connection with various online scams.

The counterfeit checks may or may not resemble the bank’s authentic checks; the counterfeit checks, however, may be identified by the following traits:

Variation #1

    • The checks contain a light-blue marbled background.
    • The following security statement is located within a dark-blue top border: “FOR SECURITY PURPOSES, THE FACE OF THIS DOCUMENT CONTAINS A COLORED BACKGROUND AND MICROPRINTING IN THE BORDER.”
    • The abbreviated routing number appearing beneath the check number is typed as 64-305/611 on one line.
    • The following security statement appears along the bottom of the check between two security padlock icons: “SECURITY FEATURES INCLUDED. DETAILS ON BACK.”

Variation #2

    • The checks are of unknown color.
    • The following security statement is located within a dark top border: “FOR SECURITY PURPOSES, THE FACE OF THIS DOCUMENT CONTAINS A COLORED BACKGROUND AND MICROPRINTING IN THE BORDER.”
    • The “For” line contains the following note: “EAGLE SHIPPING LLC.”

Variation #3

    • The checks are of unknown color and contain an ornate border.
    • The bank’s logo is not included on the face of the check.
    • The checks are handwritten.
    • The “For” line may contain the following note: “For Services Rendered”

Counterfeit checks presented to date have been made payable in varying amounts, contain the authorized signatures of Barbara Boswell and Joey Ginn, and have been delivered to potential victims by some form of express delivery.

For additional information and to verify the authenticity of checks drawn on Carrollton Federal Bank, please contact Vice President and Chief Financial Officer Lisa Flannery by mail at P.O. Box 389, Carrollton, KY 41008, by telephone at (502) 732-4272, ext. 112, by fax at (502) 732-4274, or by e-mail at lflannery@carrolltonfederalbank.com.

Consumers who receive counterfeit or fictitious items and associated material should file complaints with the following agencies, as appropriate:

    • Federal Trade Commission (FTC): by telephone at (877) FTC-HELP or, for filing a complaint electronically, via the FTC’s Web site.
    • National Consumers League (NCL): by telephone at (202) 835-3323 or by e-mail. To file a fraud complaint, visit the NCL fraud Web site.
    • Better Business Bureau (BBB): The BBB system serves markets throughout Canada, Puerto Rico, and the United States and is the marketplace leader in advancing trust between businesses and consumers. The Web site offers contact information for local BBBs, objective reports on more than 2 million businesses, consumer scam alerts, and tips on a wide variety of topics that help consumers find trustworthy businesses and make wise purchasing decisions.
    • Federal Bureau of Investigation Internet Crime Complaint Center (to report scams that may have originated via the Internet).
    • If correspondence is received via the U.S. Postal Service, contact the U.S. Postal Inspection Service by telephone at (888) 877-7644; by mail at U.S. Postal Inspection Service, Office of Inspector General, Operations Support Group, 222 S. Riverside Plaza, Suite 1250, Chicago, IL 60606-6100; or via the online complaint form.

Additional information concerning this matter that should be brought to the attention of the Office of the Comptroller of the Currency (OCC) may be forwarded to

Office of the Comptroller of the Currency

Special Supervision Division

400 7th St. SW, Suite 3E-218; MS 8E-12

Washington, DC 20219

Phone: (202) 649-6450

Fax: (571) 293-4925

www.occ.gov

occalertresponses@occ.treas.gov

For additional information regarding other types of financial fraud, please visit the OCC’s anti-fraud resources page.

Ellen M. Warwick

Director for Enforcement and Compliance

Link:

OCC Notice

 

12.24.15
by

OCC catches Grinch #1: Counterfeit Checks for First National Bank, Davenport, IA

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
Alert 2015-18
Subject: Counterfeit Cashier’s Checks
Date: December 23, 2015
Description: First National Bank
Counterfeit Cashier's Checks of First National Bank, Davenport, Iowa

To: Chief Executive Officers of All National Banks and Federal Savings Associations; All State Banking Authorities; Chair, Board of Governors of the Federal Reserve System; Chairman, Federal Deposit Insurance Corporation; Conference of State Bank Supervisors; Deputy Comptrollers (Districts); Assistant Deputy Comptrollers; District Counsels; and All Examining Personnel

The above-named bank has reported that counterfeit cashier’s checks using a correct routing number of 071122564 are being presented for payment nationwide in connection with various online scams.

The counterfeit checks resemble the bank’s authentic checks; the counterfeit checks, however, may be identified by the following traits:

    • The checks are light blue in color and contain a darker-blue top border.
    • The following security statement is located within the top border: “WARNING: THIS DOCUMENT HAS SECURITY FEATURES IN THE PAPER.”

Counterfeit checks presented to date have been made payable in varying amounts, contain a remitter name of Frank David, and contain authorized signatures of Ruth Heisley and Naomi M. Sparacello.

For additional information and to verify the authenticity of checks drawn on First National Bank, please contact Senior Vice President, Compliance, and Bank Secrecy Act Officer Naomi M. Sparacello by mail at 3717 N. Brady St., Davenport, IA 52806, by telephone at (563) 388-4925, or by e-mail at naomi.sparacello@firstnationalbanks.com.

Consumers who receive counterfeit or fictitious items and associated material should file complaints with the following agencies, as appropriate:

    • Federal Trade Commission (FTC): by telephone at (877) FTC-HELP or, for filing a complaint electronically, via the FTC’s Web site.
    • National Consumers League (NCL): by telephone at (202) 835-3323 or by e-mail. To file a fraud complaint, visit the NCL fraud Web site.
    • Better Business Bureau (BBB): The BBB system serves markets throughout Canada, Puerto Rico, and the United States and is the marketplace leader in advancing trust between businesses and consumers. The Web site offers contact information for local BBBs, objective reports on more than 2 million businesses, consumer scam alerts, and tips on a wide variety of topics that help consumers find trustworthy businesses and make wise purchasing decisions.
    • Federal Bureau of Investigation Internet Crime Complaint Center (to report scams that may have originated via the Internet).
    • If correspondence is received via the U.S. Postal Service, contact the U.S. Postal Inspection Service by telephone at (888) 877-7644; by mail at U.S. Postal Inspection Service, Office of Inspector General, Operations Support Group, 222 S. Riverside Plaza, Suite 1250, Chicago, IL 60606-6100; or via the online complaint form.

Additional information concerning this matter that should be brought to the attention of the Office of the Comptroller of the Currency (OCC) may be forwarded to

Office of the Comptroller of the Currency

Special Supervision Division

400 7th St. SW, Suite 3E-218; MS 8E-12

Washington, DC 20219

Phone: (202) 649-6450

Fax: (571) 293-4925

www.occ.gov

occalertresponses@occ.treas.gov

For additional information regarding other types of financial fraud, please visit the OCC’s anti-fraud resources page.

Ellen M. Warwick

Director for Enforcement and Compliance

Link:

OCC Notice

 

12.15.15
by

OCC Counterfeit Alert: Banc of California, Irvine, CA

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans

Alert 2015-17
Subject: Counterfeit Cashier’s Checks
Date: December 1, 2015
Description: Banc of California, N.A.

Counterfeit Cashier’s Checks of Banc of California, N.A., Irvine, Calif.

To: Chief Executive Officers of All National Banks and Federal Savings Associations; All State Banking Authorities; Chair, Board of Governors of the Federal Reserve System; Chairman, Federal Deposit Insurance Corporation; Conference of State Bank Supervisors; Deputy Comptrollers (Districts); Assistant Deputy Comptrollers; District Counsels; and All Examining Personnel

The above-named bank has reported that two versions of counterfeit cashier’s checks using a correct routing number of 322274527 are being presented for payment nationwide in connection with online employment scams.

The counterfeit checks resemble the bank’s authentic checks; the counterfeit checks, however, may be identified by the following traits:

Version #1

    • The checks contain a light blue marbled background.
    • The following security statement is located within a dark top border: “TO VERIFY AUTHENTICIY, SEE REVERSE SIDE FOR DESCRIPTION OF THE 13 SECURITY FEATURES.”
    • The bank’s address located beneath the bank’s logo in the top-left corner is void of punctuation between the suite number and city.
    • A heat-sensitive security feature is located in the bottom-center portion of the checks.

Version #2

    • The checks contain a light blue background.
    • The following security statement is located within a darker blue top border: “WARNING: THIS DOCUMENT HAS SECURITY FEATURES IN THE PAPER.”
    • A security padlock icon and statement appear in the right border of the checks.

Counterfeit checks presented to date have been made payable in amounts between $1,480 and $8,800, and contain remitter names of Donald Adams, Paul Burrigt, Jessica Fonseca, James Foster, Chris Harding, Jerry Lambert, Jeanette Maldonado, Henry Malls, and Mark Williams.

For additional information and to verify the authenticity of checks drawn on Banc of California, N.A., please contact Operational Risk Management and Fraud Risk Officer Lucy Aguilar by mail at 18500 Von Karman Avenue, Suite 1100, Irvine, CA 92612, by telephone at (714) 864-5168, or by e-mail at lucy.aguilar@bancofcal.com.

Consumers who receive counterfeit or fictitious items and associated material should file complaints with the following agencies, as appropriate:

    • Federal Trade Commission (FTC): by telephone at (877) FTC-HELP or, for filing a complaint electronically, via the FTC’s Web site.
    • National Consumers League (NCL): by telephone at (202) 835-3323 or by e-mail. To file a fraud complaint, visit the NCL fraud Web site.
    • Better Business Bureau (BBB): The BBB system serves markets throughout Canada, Puerto Rico, and the United States and is the marketplace leader in advancing trust between businesses and consumers. The Web site offers contact information for local BBBs, objective reports on more than 2 million businesses, consumer scam alerts, and tips on a wide variety of topics that help consumers find trustworthy businesses and make wise purchasing decisions.
    • Federal Bureau of Investigation Internet Crime Complaint Center (to report scams that may have originated via the Internet).
    • If correspondence is received via the U.S. Postal Service, contact the U.S. Postal Inspection Service by telephone at (888) 877-7644; by mail at U.S. Postal Inspection Service, Office of Inspector General, Operations Support Group, 222 S. Riverside Plaza, Suite 1250, Chicago, IL 60606-6100; or via the online complaint form.

Additional information concerning this matter that should be brought to the attention of the Office of the Comptroller of the Currency (OCC) may be forwarded to

Office of the Comptroller of the Currency

Special Supervision Division

400 7th St. SW, Suite 3E-218; MS 8E-12

Washington, DC 20219

Phone: (202) 649-6450

Fax: (571) 293-4925

www.occ.gov

occalertresponses@occ.treas.gov

For additional information regarding other types of financial fraud, please visit the OCC’s anti-fraud resources page.

Ellen M. Warwick

Director for Enforcement and Compliance
Link:

OCC Counterfeit Alert

 

11.27.15
by

Giving Thanks – for OCC November Enforcement Actions

These came out on November 20th…

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
NR 2015-151
FOR IMMEDIATE RELEASE
November 20, 2015
Contact: (202) 649-6870

 

 

# # #
OCC Enforcement Actions and Terminations for November 2015

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2015-113 U.S. Bank National Association, Cincinnati 10/23/2015
Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2015-121 Rory Brown, Lydian Private Bank, Palm Beach 10/6/2015
Personal Cease and Desist Orders
No. Name/Bank/City Date
New Mexico
2015-114 Nick Vigil, Valley National Bank, Espanola 10/29/2015
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Maryland
2015-115 FA, Severn Savings Bank, FSB, Annapolis (EA# 2013-047) 10/15/2015
Missouri
2015-116 C&D, North American SB, FSB, Grandview (EA# 2013-010) 10/14/2015
2015-117 C&D, TIAA-CREF Trust Company FSB, St. Louis (EA# 2013-071) 10/9/2015
New York
2015-118 FA, Quontic Bank, Astoria (EA# 2014-102) 9/24/2015
2015-119 C&D, Banco Bradesco S.A., New York (EA# 2015-003) 10/28/2015
Wyoming
2015-120 C&D, Summit National Bank, Hulett (EA# 2012-128) 10/8/2015

Link:

OCC Notice